CUSIP No. |
208242107 |
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. | |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes). |
CUSIP No. |
208242107 |
SCHEDULE 13D
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Conns Voting Trust, Steven Patterson, Trustee |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
Not applicable | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 11,178,244 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | ||||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
11,178,244 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
o | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
48.8 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) SF Holding Corp. (formerly, Stephens Group, Inc.) |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 921,538 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
921,538 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
4.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
HC, CO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Inc. |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
þ | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 152,312 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 22,789 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 301,511 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
22,789 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
324,300 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
1.4 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
BD, CO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Trust No. One |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
0 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens Trust |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 208,105 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
208,105 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.9 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens Trust |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 424 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 424 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
424 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens Grantor Trust |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 168,498 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
168,498 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.7 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet C. Stephens Trust |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 739,100 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
739,100 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
3.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren & Harriet Stephens Childrens Trust |
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2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 918,123 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
918,123 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
4.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren Miles Amerine Stephens 95 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 51,282 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
51,282 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren Miles Amerine Stephens Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 4,356 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
4,356 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) John Calhoun Stephens 95 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 51,282 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
51,282 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) John Calhoun Stephens Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 4,356 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
4,356 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Laura Whitaker Stephens 95 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 51,282 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
51,282 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Laura Whitaker Stephens Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 4,356 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
4,356 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Grandchilds Trust #2 |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 565,100 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
565,100 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
2.5 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W.R. Stephens, Jr. Childrens Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 202,774 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
202,774 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.9 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W.R. Stephens, III Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, OO | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 155,489 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
155,489 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.7 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Arden Jewell Stephens Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, OO | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 155,489 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
155,489 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.7 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Carol M. Stephens |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 12,019 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
202,774 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
214,793 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.9 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
IN |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W.R. Stephens, Jr. Revocable Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 424 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 1,162,954 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
1,163,378 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
5.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela D. Stephens Trust One |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 1,182,864 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
1,182,864 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
5.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) MAM International Holdings, Inc. |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC, AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 250,331 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
250,331 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
1.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
CO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth S. Campbell Revocable Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
WC | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
0 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jon E.M. Jacoby |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
PF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 43,588 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 613,868 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
613,868 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
2.7 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
IN |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Curtis F. Bradbury, Jr. |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
OO | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 785 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 119,438 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 372,141 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
1,037,561 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
1,409,702 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
6.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
IN |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Doug Martin IRA |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
PF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 9 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 9 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
9 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Douglas H. Martin |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
PF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 40,352 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 119,438 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 194,766 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
119,438 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
314,204 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
1.4 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
IN |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) C. Ray Gash IRA |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
PF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 19,888 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
19,888 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) C. Ray Gash |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
PF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 1,734 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 51,622 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
51,622 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
IN |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Investment Partners III LLC |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
0 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Investment Partners 2000 LLC |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 119,322 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 119,322 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
119,322 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Investment Partners 2001 LLC |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 116 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 116 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
116 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.0 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Investments Holdings LLC |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 29 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 1,871,608 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
1,871,608 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
8.2 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Francine, Inc. |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Nevada | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 1,091,531 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
1,091,531 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
4.8 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
CO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Two Corporation |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Wyoming | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 570,280 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
570,280 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
2.5 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
CO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Craig Dobbs Campbell, Jr. 1992 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 83,333 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
83,333 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.4 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Susan Stephens Campbell 1992 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 83,333 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
83,333 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.4 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Chisum Campbell 1992 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 83,333 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
83,333 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.4 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Ray Gash Conns 2004 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 15,000 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
15,000 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Linda M. Gash Conns 2004 Trust |
||||||||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC Use Only | ||||||||||
4 | Source of Funds (See Instructions) | ||||||||||
AF | |||||||||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | Citizenship or Place of Organization | ||||||||||
Arkansas | |||||||||||
7 | Sole Voting Power | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | Shared Voting Power | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | Sole Dispositive Power | |||||||||
REPORTING | |||||||||||
PERSON | 30,000 | ||||||||||
WITH | 10 | Shared Dispositive Power | |||||||||
0 | |||||||||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||||||||
30,000 | |||||||||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||||||||||
þ | |||||||||||
13 | Percent of Class Represented by Amount in Row (11) | ||||||||||
0.1 | |||||||||||
14 | Type of Reporting Person (See Instructions) | ||||||||||
OO |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
CUSIP No. |
208242107 |
Percent of | ||||||||||||||||
Outstanding | ||||||||||||||||
Name | Number of Shares | Shares(1) | Voting Power | Dispositive Power | ||||||||||||
Sole | Shared | Sole | Shared | |||||||||||||
Conns Voting Trust(2) |
11,178,244 | 48.8 | 11,178,244 | 0 | 0 | 0 | ||||||||||
SF Holding Corp. |
921,538 | 4.0 | 0 | 0 | 921,538 | 0 | ||||||||||
Stephens Inc.(3) |
324,300 | 1.4 | 152,312 | 22,789 | 301,511 | 22,789 | ||||||||||
Jackson T. Stephens Trust One |
0 | 0 | 0 | 0 | 0 | 0 | ||||||||||
Bess C. Stephens Trust |
208,105 | 0.9 | 0 | 0 | 208,105 | 0 | ||||||||||
Warren A. Stephens Trust |
424 | 0 | 424 | 0 | 424 | 0 | ||||||||||
Warren A. Stephens Grantor
Trust |
168,498 | 0.7 | 0 | 0 | 168,498 | 0 | ||||||||||
Harriet C. Stephens Trust |
739,100 | 3.2 | 0 | 0 | 739,100 | 0 | ||||||||||
Warren & Harriet Stephens
Childrens Trust |
918,123 | 4.0 | 0 | 0 | 918,123 | 0 | ||||||||||
Warren Miles Amerine Stephens
95 Trust |
51,282 | 0.2 | 0 | 0 | 51,282 | 0 | ||||||||||
Warren Miles Amerine Stephens
Trust |
4,356 | 0.0 | 0 | 0 | 4,356 | 0 | ||||||||||
John Calhoun Stephens 95 Trust |
51,282 | 0.2 | 0 | 0 | 51,282 | 0 | ||||||||||
John Calhoun Stephens Trust |
4,356 | 0.0 | 0 | 0 | 4,356 | 0 | ||||||||||
Laura Whitaker Stephens 95
Trust |
51,282 | 0.2 | 0 | 0 | 51,282 | 0 | ||||||||||
Laura Whitaker Stephens Trust |
4,356 | 0.0 | 0 | 0 | 4,356 | 0 | ||||||||||
Grandchilds Trust #2 |
565,100 | 2.5 | 0 | 0 | 565,100 | 0 | ||||||||||
W.R. Stephens, Jr. Childrens
Trust |
202,774 | 0.9 | 0 | 0 | 202,774 | 0 | ||||||||||
W.R. Stephens, III Trust |
155,489 | 0.7 | 0 | 0 | 155,489 | 0 | ||||||||||
Arden Jewell Stephens Trust |
155,489 | 0.7 | 0 | 0 | 155,489 | 0 | ||||||||||
Carol M. Stephens(4) |
214,793 | 0.9 | 0 | 0 | 12,019 | 202,774 | ||||||||||
W.R. Stephens, Jr. Revocable
Trust |
1,163,378 | 5.1 | 424 | 0 | 1,162,954 | 0 | ||||||||||
Pamela D. Stephens Trust One |
1,182,864 | 5.2 | 0 | 0 | 1,182,864 | 0 | ||||||||||
MAM International Holdings,
Inc. |
250,331 | 1.1 | 0 | 0 | 250,331 | 0 | ||||||||||
Elizabeth S. Campbell
Revocable Trust |
0 | 0 | 0 | 0 | 0 | 0 | ||||||||||
Jon E.M. Jacoby(5) |
613,868 | 2.7 | 43,588 | 0 | 613,868 | 0 | ||||||||||
Curtis F. Bradbury, Jr.(6) |
1,409,702 | 6.1 | 785 | 119,438 | 372,141 | 1,037,561 | ||||||||||
Douglas H. Martin IRA |
9 | 0 | 9 | 0 | 9 | 0 | ||||||||||
Douglas H. Martin(7) |
314,204 | 1.4 | 40,352 | 119,438 | 194,766 | 119,438 | ||||||||||
C. Ray Gash IRA |
19,888 | 0.1 | 0 | 0 | 19,888 | 0 | ||||||||||
C. Ray Gash(8) |
51,622 | 0.2 | 1,734 | 0 | 51,622 | 0 | ||||||||||
Stephens Investment Partners
III LLC |
0 | 0.0 | 0 | 0 | 0 | 0 | ||||||||||
Stephens Investment Partners
2000 LLC |
119,322 | 0 | 119,322 | 0 | 119,322 | 0 | ||||||||||
Stephens Investment Partners
2001 LLC |
116 | 0 | 116 | 0 | 116 | 0 | ||||||||||
Warren A. Stephens(9) |
3,250,346 | 14.2 | 152,341 | 142,227 | 2,186,581 | 1,063,765 | ||||||||||
Harriet C. Stephens(10) |
907,598 | 4.0 | 0 | 0 | 907,598 | 0 | ||||||||||
Bess C. Stephens(11) |
1,868,741 | 8.2 | 0 | 0 | 0 | 1,868,741 |
CUSIP No. |
208242107 |
Percent of | ||||||||||||||||
Outstanding | ||||||||||||||||
Name | Number of Shares | Shares(1) | Voting Power | Dispositive Power | ||||||||||||
Sole | Shared | Sole | Shared | |||||||||||||
W.R. Stephens, Jr.(12) |
3,517,353 | 15.3 | 424 | 0 | 1,162,954 | 2,354,399 | ||||||||||
Elizabeth S. Campbell(13) |
2,774,722 | 12.1 | 0 | 0 | 0 | 2,774,722 | ||||||||||
Stephens Investments Holdings
LLC |
1,871,608 | 8.2 | 29 | 0 | 1,871,608 | 0 | ||||||||||
Francine, Inc. |
1,091,531 | 4.8 | 0 | 0 | 1,091,531 | 0 | ||||||||||
Coral Two Corporation |
570,280 | 2.5 | 0 | 0 | 570,280 | 0 | ||||||||||
Craig Dobbs Campbell, Jr. 1992
Trust |
83,333 | 0.4 | 0 | 0 | 83,333 | 0 | ||||||||||
Susan Stephens Campbell 1992
Trust |
83,333 | 0.4 | 0 | 0 | 83,333 | 0 | ||||||||||
Elizabeth Chisum Campbell 1992
Trust |
83,333 | 0.4 | 0 | 0 | 83,333 | 0 | ||||||||||
Ray Gash Conns 2004 Trust |
15,000 | 0.1 | 0 | 0 | 15,000 | 0 | ||||||||||
Linda M. Gash Conns 2004 Trust |
30,000 | 0.1 | 0 | 0 | 30,000 | 0 | ||||||||||
Steve Patterson, Voting Trustee |
11,178,244 | 48.8 | 11,178,244 | 0 | 0 | 0 |
(1) | Based on 22,923,038 shares outstanding on the date of filing of this Amendment No. 2. | |
(2) | Pursuant to the terms of the Voting Trust Agreement, the trustee of the Voting Trust must vote the shares of Common Stock held by the voting trust for or against any proposal or other matter submitted to the stockholders of the company for approval in the same proportion as the votes cast for and against such proposal or other matter by all other stockholders, not counting abstentions. | |
(3) | Includes 149,199 shares which have been contributed to the Voting Trust and as to which Stephens Inc. has no voting power and sole dispositive power; 152,312 shares held in inventory accounts as to which Stephens Inc. has sole voting power and sole dispositive power, and 22,789 shares held in discretionary trading accounts on behalf of Stephens Inc. clients as to which the firm has shared voting power and shared dispositive power. | |
(4) | Includes 12,019 shares beneficially owned by Ms. Stephens which have been contributed to the Voting Trust and as to which Ms. Stephens has no voting power and sole dispositive power, and 202,774 shares beneficially owned by W.R. Stephens Childrens Trust which have been contributed to the Voting Trust and as to which Ms. Stephens, as co-trustee with Bess Stephens, has no voting power and shared dispositive power. | |
(5) | Includes 570,280 shares beneficially owned by Coral Two Corporation which have been contributed to the Voting Trust and as to which Mr. Jacoby, as President and sole Director, has no voting power and sole dispositive power, and 3,588 shares owned individually as to which Mr. Jacoby has sole voting power and sole dispositive power. Also includes 40,000 shares which Mr. Jacoby has the right to receive upon the exercise of options exercisable on or within 60 days of the date of the filing of this Amendment No. 2 as to which Mr. Jacoby has sole voting power and sole dispositive power. | |
(6) | Includes 217,510 which have been contributed to the Voting Trust and as to which Mr. Bradbury has no voting power and sole dispositive power, and 785 shares owned individually as to which Mr. Bradbury has sole voting power and sole dispositive power. Also includes 119,322 shares owned by Stephens Investment Partners 2000 LLC and 116 shares owned by Stephens Investment Partners 2001 LLC as to which Mr. Martin, as a co-manager of the LLCs, has shared voting power and shared dispositive power. Also includes 51,282 shares beneficially owned by each of John Calhoun Stephens 95 Trust, Laura Whitaker Stephens 95 Trust and |
CUSIP No. |
208242107 |
Warren Miles Amerine Stephens 95 Trust, as to which Mr. Bradbury, as sole manager of the trusts, has no voting power and sole dispositive power. | ||
(7) | Includes 9 shares owned by Douglas H. Martin IRA as to which Mr. Martin has sole voting power and sole dispositive power, 154,414 shares which have been contributed to the Voting Trust and as to which Mr. Martin has no voting power and sole dispositive power, and 343 shares owned individually as to which Mr. Martin has sole voting power and sole dispositive power. Also includes 119,322 shares owned by Stephens Investment Partners 2000 LLC and 116 shares owned by Stephens Investment Partners 2001 LLC as to which Mr. Martin, as a co-manager of the LLCs, has shared voting power and shared dispositive power. Also includes 40,000 shares which Mr. Martin has the right to receive upon the exercise of options exercisable on or within 60 days of the date of the filing of this Amendment No. 2 as to which Mr. Martin has sole voting power and sole dispositive power. | |
(8) | Includes 19,888 shares beneficially owned by Ray Gash IRA and 30,000 shares beneficially owned by Linda M. Gash Conns 2004 Trust for which Mr. Gash serves as sole trustee which have been contributed to the Voting Trust and as to which Mr. Gash has no voting power and sole dispositive power. Also includes 1,734 shares owned directly as to which Mr. Gash has sole voting power and sole dispositive power. | |
(9) | Includes 921,538 shares beneficially owned by SF Holding Corp. which have been contributed to the Voting Trust and as to which Mr. Stephens, as Co-Chairman of S.F. Holding Corp. with W.R. Stephens, Jr., has no voting power and shared dispositive power, and includes 141,600 shares owned by Stephens Inc. which have been contributed to the Voting Trust and as to which Mr. Stephens, as President, has no voting power and sole dispositive power. Also includes 152,312 shares owned directly by Stephens Inc. as to which Mr. Stephens has sole voting power and sole dispositive power, and 22,789 shares held in discretionary trading accounts on behalf of Stephens Inc. clients as to which Stephens Inc. has shared voting power and shared dispositive power. Also includes 424 shares beneficially owned by Warren A. Stephens Trust and 4,356 shares owned by each of Warren Miles Amerine Stephens Trust, John Calhoun Stephens Trust, and Laura Whitaker Stephens Trust, which have been contributed to the Voting Trust and as to which Mr. Stephens, as sole trustee of the trusts, has no voting power and sole dispositive power. Also includes 1,871,549 shares owned by Stephens Investments Holdings LLC which have been contributed to the Voting Trust and as to which Mr. Stephens, as Manager, has no voting power and sole dispositive power. Also includes 29 shares owned directly by Stephens Investments Holdings LLC as to which Mr. Stephens has sole voting power and sole dispositive power. Also includes 119,322 shares directly owned by Stephens Investment Partners 2000 LLC and 116 shares owned by Stephens Investment Partners 2001 LLC as to which Mr. Stephens, as a co-manager, has shared voting power and shared dispositive power. Total does not includes shares owned by Mr. Stephens wife, Harriet C. Stephens. | |
(10) | Includes 739,100 shares beneficially owned by Harriet C. Stephens Trust and 168,498 shares beneficially owned by Warren A. Stephens Grantor Trust which have been contributed to the Voting Trust and as to which Ms. Stephens, as sole trustee of both trusts, has no voting power and sole dispositive power. Total does not include shares owned by Warren A. Stephens. | |
(11) | Includes 208,105 shares beneficially owned by Bess C. Stephens Trust, 1,182,863 shares beneficially owned by Pamela Diane Stephens Trust One, and 83,333 shares beneficially owned by each of Elizabeth Chisum Campbell 1992 Trust, Susan Stephens Campbell 1992 Trust and Craig Dobbs Campbell, Jr. 1992 Trust which have been contributed to the Voting Trust and as to which Ms. Stephens, as co-trustee with W.R. Stephens, Jr. and Elizabeth S. Campbell, has no voting power and shared dispositive power. Also includes 227,774 shares beneficially owned by W.R. Stephens, Jr. Childrens Trust which have been contributed to the Voting Trust and as to which Ms. Stephens, as co-trustee with Carol Stephens, has no voting power and shared dispositive power. | |
(12) | Includes 921,538 shares beneficially owned by SF Holding Corp. which have been contributed to the Voting Trust and as to which Mr. Stephens, as Co-Chairman of S.F. Holding Corp. with Warren A. Stephens, has no voting power and shared dispositive power. Also includes 1,162,530 shares beneficially owned by W.R. Stephens, Jr. Revocable Trust which have been contributed to the Voting Trust and as to which Mr. Stephens, as sole trustee, has no voting power and sole dispositive power. Also includes 424 shares owned directly by W.R. Stephens, Jr. Revocable Trust as to which Mr. Stephens has sole voting power and sole dispositive power. Also includes 1,182,863 shares beneficially owned by Pamela Diane Stephens Trust One, and 83,333 shares beneficially owned by each of Elizabeth Chisum Campbell 1992 Trust, Susan Stephens Campbell 1992 Trust and |
CUSIP No. |
208242107 |
Craig Dobbs Campbell, Jr. 1992 Trust, which have been contributed to the Voting Trust and as to which Mr. Stephens, as co-trustee with Bess C. Stephens and Elizabeth S. Campbell, has no voting power and shared dispositive power. | ||
(13) | Includes 250,330 shares beneficially owned by MAM International Holdings, Inc. and 1,091,531 shares beneficially owned by Francine, Inc. as to which Ms. Stephens has no voting power and shared dispositive power. Also includes 1,182,862 shares beneficially owned by Pamela Diane Stephens Trust One and 83,333 shares beneficially owned by each of Elizabeth Chisum Campbell 1992 Trust, Susan Stephens Campbell 1992 Trust and Craig Dobbs Campbell, Jr. 1992 Trust, which have been contributed to the Voting Trust and as to which Ms. Stephens, as co-trustee with Bess C. Stephens and W.R. Stephens, Jr., has no voting power and shared dispositive power. |
1. | Agreement to File Joint Schedule 13D | |
2. | Consent to Voting Trust Agreement by Ray Gash Conns 2004 Trust | |
3. | Consent to Voting Trust Agreement by Linda Gash | |
4. | Consent to Voting Trust Agreement by Linda Gash Conns 2004 Trust | |
5. | Consent to Voting Trust Agreement by Linda Gash Conns 2004 Trust II | |
6. | Consent to Voting Trust Agreement by Coral Two Corporation | |
7. | Consent to Voting Trust Agreement by Francine, Inc. | |
8. | Consent to Voting Trust Agreement by Elizabeth Chisum Campbell 1992 Trust | |
9. | Consent to Voting Trust Agreement by Craig Dobbs Campbell 1992 Trust | |
10. | Consent to Voting Trust Agreement by Susan Stephens Campbell 1992 Trust | |
11. | Consent to Voting Trust Agreement by W.R. Stephens, III Trust | |
12. | Consent to Voting Trust Agreement by Arden Jewell Stephens Trust | |
13. | Consent to Voting Trust Agreement by Stephens Investments Holdings LLC | |
14. | Power of Attorney executed by certain of the reporting persons | |
15. | Power of Attorney executed by Grandchilds Trust #2 | |
16. | Power of Attorney executed by Douglas H. Martin | |
17. | Power of Attorney executed by Conns Voting Trust | |
18. | Power of Attorney executed by certain of the reporting persons |
CUSIP No. |
208242107 |
/s/ David A. Knight
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/s/ Ronald M. Clark
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