UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 18, 2006
TD AMERITRADE Holding Corporation
(Exact name of registrant as specified in its charter)
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Delaware
(State or other
jurisdiction of
incorporation)
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0-49992
(Commission File
Number)
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82-0543156
(I.R.S. Employer
Identification Number) |
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4211 South 102nd Street
Omaha, Nebraska
(Address of principal executive offices)
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68127
(Zip Code) |
Registrant’s telephone number, including area code: (402) 331-7856
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-(c)) |
Item 1.01 Entry into a Material Definitive Agreement.
On October 18, 2006, TD AMERITRADE Holding Corporation entered into an indemnification agreement
with Robert Slezak, a member of the board of directors of TD AMERITRADE. The indemnification
agreement is identical in all material respects to the indemnification agreement described in TD
AMERITRADE’s Current Report on Form 8-K filed with the SEC on June 5, 2006. The description
contained in the June 5, 2006 Current Report on Form 8-K is incorporated by reference into this
Current Report on Form 8-K and is qualified in its entirety by reference to the complete form of
indemnification agreement attached as Exhibit 10.1 to the June 5, 2006 Current Report on Form 8-K,
which is incorporated herein by reference.