SECURITIES AND EXCHANGE COMMISSION
INFORMATION TO BE
INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND
(d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 2)1
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
1 The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR JP LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 2 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Millennium Fund L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 3 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Associates Millennium L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 4 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Millennium GP LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 5 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Fund Holdings L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 6 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Fund Holdings GP Limited |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,504,338 shares (including warrants to purchase 597,837 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,504,338 shares (including warrants to purchase 597,837 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
33.9% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 7 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR JP III LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 36,445 shares | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 36,445 shares | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
36,445 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 8 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Partners III, L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 36,445 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
36,445 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
36,445 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 9 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR III GP LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 36,445 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
36,445 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
36,445 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 10 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Financial Holdings III, LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | Warrants to purchase 70,156 shares | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | Warrants to purchase 70,156 shares | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 11 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Financial Holdings LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 12 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Financial Advisors LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 13 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Kohlberg Kravis Roberts & Co. (Fixed Income) LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 14 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Kohlberg Kravis Roberts & Co. L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 15 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Management Holdings L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 16 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Management Holdings Corp. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | Warrants to purchase 70,156 shares | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
Warrants to purchase 70,156 shares | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Warrants to purchase 70,156 shares | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12. | TYPE OF REPORTING PERSON | ||||
CO |
Page 17 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Group Holdings L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,574,494 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 18 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Group Limited |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,574,494 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 19 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR & Co. L.P. |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,574,494 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
PN |
Page 20 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) KKR Management LLC |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,574,494 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,574,494 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.1% | |||||
12. | TYPE OF REPORTING PERSON | ||||
OO |
Page 21 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Henry R. Kravis |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,610,939 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,610,939 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,610,939 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.3% | |||||
12. | TYPE OF REPORTING PERSON | ||||
IN |
Page 22 of 40 pages.
CUSIP No. |
472147 10 7 |
13G |
1. | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) George R. Roberts |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 10,610,939 shares (including warrants to purchase 667,933 shares) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
10,610,939 shares (including warrants to purchase 667,933 shares) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,610,939 shares (including warrants to purchase 667,933 shares) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
34.3% | |||||
12. | TYPE OF REPORTING PERSON | ||||
IN |
Page 23 of 40 pages.
Item 1. |
(a) | Name of Issuer: | ||
Jazz Pharmaceuticals, Inc. | |||
(b) | Address of Issuers Principal Executive Offices: | ||
3180 Porter Drive Palo Alto, CA 94304 |
Item 2. |
(a) | Name of Persons Filing: | ||
KKR JP LLC | |||
KKR Millennium Fund L.P. | |||
KKR Associates Millennium L.P. | |||
KKR Millennium GP LLC | |||
KKR Fund Holdings L.P. | |||
KKR Fund Holdings GP Limited | |||
KKR JP III LLC | |||
KKR Partners III, L.P. | |||
KKR III GP LLC | |||
KKR Financial Holdings III, LLC | |||
KKR Financial Holdings LLC | |||
KKR Financial Advisors LLC | |||
Kohlberg Kravis Roberts & Co. (Fixed Income) LLC | |||
Kohlberg Kravis Roberts & Co. L.P. | |||
KKR Management Holdings L.P. | |||
KKR Management Holdings Corp. | |||
KKR Group Holdings L.P. | |||
KKR Group Limited | |||
KKR & Co. L.P. | |||
KKR Management LLC | |||
Henry R. Kravis | |||
George R. Roberts | |||
(b) | Address of Principal Business Office: |
Page 24 of 40 pages.
(c) | Citizenship: | ||
See Item 4 of each cover page. | |||
(d) | Title of Class of Securities: | ||
Common Stock, par value $0.0001 per share | |||
(e) | CUSIP Number: | ||
472147 10 7 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Item 4. | Ownership. |
(a) | Amount Beneficially Owned: |
Page 25 of 40 pages.
Page 26 of 40 pages.
(b) | Percent of Class: |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or direct the vote: | ||
See Item 5 of each cover page. | |||
(ii) | Shared power to vote or direct the vote: | ||
See Item 6 of each cover page. | |||
(iii) | Sole power to dispose or direct the disposition of: | ||
See Item 7 of each cover page. | |||
(iv) | Shared power to dispose or direct the disposition of: | ||
See Item 8 of each cover page. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Page 27 of 40 pages.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Page 28 of 40 pages.
Dated: October 13, 2009 | KKR JP LLC |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Secretary |
Dated: October 13, 2009 | KKR Millennium Fund L.P. |
|||
By: | KKR Associates Millennium L.P, | |||
Its: General Partner | ||||
By: | KKR Millennium GP LLC | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for Henry R. Kravis, Manager | |||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for George R. Roberts, Manager |
Dated: October 13, 2009 | KKR Associates Millennium L.P. |
|||
By: | KKR Millennium GP LLC | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for Henry R. Kravis, Manager | |||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for George R. Roberts, Manager | |||
Dated: October 13, 2009 | KKR Millennium GP LLC |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for Henry R. Kravis, Manager | |||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-fact for George R. Roberts, Manager |
Dated: October 13, 2009 | KKR Fund Holdings L.P. | |||
By: | KKR Fund Holdings GP Limited, | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Director | |||
Dated: October 13, 2009 | KKR Fund Holdings GP Limited |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Director | |||
Dated: October 13, 2009 | KKR JP III LLC |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Secretary |
Dated: October 13, 2009 | KKR Partners III, L.P. |
|||
By: | KKR III GP LLC | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Member | |||
Dated: October 13, 2009 | KKR III GP LLC |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Member | |||
Dated: October 13, 2009 | KKR Financial Holdings III, LLC |
|||
/s/ Andrew J. Sossen | ||||
Name: | Andrew J. Sossen, | |||
Title: | Authorized Signatory | |||
Dated: October 13, 2009 | KKR Financial Holdings LLC |
|||
/s/ Andrew J. Sossen | ||||
Name: | Andrew J. Sossen, | |||
Title: | General Counsel and Secretary | |||
Dated: October 13, 2009 | KKR Financial Advisors LLC |
|||
/s/ Andrew J. Sossen | ||||
Name: | Andrew J. Sossen, | |||
Title: | Authorized Signatory | |||
Dated: October 13, 2009 | Kohlberg Kravis Roberts & Co. (Fixed Income) LLC |
|||
/s/ Andrew J. Sossen | ||||
Name: | Andrew J. Sossen, | |||
Title: | Authorized Signatory | |||
Dated: October 13, 2009 | Kohlberg Kravis Roberts & Co. L.P. |
By: | KKR Management Holdings L.P. | |||
Its: General Partner | ||||
By: | KKR Management Holdings Corp., | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Chief Financial Officer | |||
Dated: October 13, 2009 | KKR Management Holdings L.P. |
|||
By: | KKR Management Holdings Corp., | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Chief Financial Officer | |||
Dated: October 13, 2009 | KKR Management Holdings Corp. |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Chief Financial Officer |
Dated: October 13, 2009 | KKR Group Holdings L.P. | |||
By: | KKR Group Limited | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Director | |||
Dated: October 13, 2009 | KKR Group Limited |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Director |
Dated: October 13, 2009 | KKR & Co. L.P. |
|||
By: | KKR Management LLC, | |||
Its: General Partner |
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Chief Financial Officer | |||
Dated: October 13, 2009 | KKR Management LLC |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Chief Financial Officer | |||
Dated: October 13, 2009 | Henry R. Kravis |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-Fact | |||
Dated: October 13, 2009 | George R. Roberts |
|||
/s/ William J. Janetschek | ||||
Name: | William J. Janetschek, | |||
Title: | Attorney-in-Fact | |||
Exhibit 1 -
|
Joint Filing Agreement dated as of October 13, 2009 | |
Exhibit 2 -
|
Power of Attorney dated as of July 31, 2005 (incorporated by reference to Schedule 13G filed February 13, 2008) | |
Exhibit 3 -
|
Power of Attorney dated as of July 31, 2005 (incorporated by reference to Exhibit 24.1 of Form 3 filed May 31, 2007) |