DHIL-2015.3.31-8-K-Earnings Release


 

United States
Securities and Exchange Commission
Washington, D.C. 20549

FORM 8-K
 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 29, 2015
 


DIAMOND HILL INVESTMENT GROUP, INC.

(Exact Name of Registrant as Specified in its Charter)

 
 
Ohio
 
000-24498
 
65-0190407
(State or other jurisdiction of
incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)
325 John H. McConnell Blvd., Suite 200, Columbus, Ohio
43215
(Address of Principal Executive Offices)
(Zip Code)

Registrant's Telephone Number, Including Area Code: (614) 255-3333
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








Item 2.02    Results of Operations and Financial Condition

Registrant has reported its results of operations for the fiscal quarter ended March 31, 2015, as described in Registrant's press release dated April 29, 2015, a copy of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.


Item 5.07    Submission of Matters to a Vote of Security Holders

The Diamond Hill Investment Group, Inc. (the "Company") 2015 Annual Meeting of Shareholders was held on April 29, 2015. The matters voted upon at the annual meeting and the results of the vote were as follows:

1.)
To elect six directors to the Board of Directors of the Company to hold office until the next annual meeting of shareholders or until his or her successor is duly elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal. Each of the six nominees for director were elected, and the voting results are set forth below:

    
Name of Director
 
Votes For
 
Votes Withheld
 
Broker Non-votes
R. H. Dillon
 
2,674,923

 
15,839

 
514,526

Randolph J. Fortener
 
2,677,661

 
13,101

 
514,526

James F. Laird
 
2,679,820

 
10,942

 
514,526

Paul A. Reeder, III
 
2,679,891

 
10,871

 
514,526

Bradley C. Shoup
 
2,677,661

 
13,101

 
514,526

Frances A. Skinner
 
2,665,248

 
25,514

 
514,526


2).
To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2015. The ratification of KPMG LLP was approved, and the voting results are set forth below:
    
    
Votes For
 
Votes Against
 
Abstentions
3,155,742

 
47,546

 
2,000


3).
To approve, on an advisory basis, the compensation of the Company's executive officers. The compensation of the Company's executive officers was approved, and the voting results are set forth below:

    
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
2,641,946

 
40,533

 
8,283

 
514,526



Item 9.01.     Financial Statements and Exhibits

Exhibit No.
 
Description
99.1
 
Press release issued by the Registrant dated April 29, 2015.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
DIAMOND HILL INVESTMENT GROUP, INC.
 
 
 
 
Date:
April 29, 2015
By:
 
/s/ Thomas E. Line
 
 
 
 
Thomas E. Line, Chief Financial Officer