hmnf20190502_8k.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 3, 2019

 

 

HMN Financial, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Delaware 

0-24100 

41-1777397 

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

 1016 Civic Center Drive Northwest  

Rochester, Minnesota 

55901

(Address of principal executive offices)

(Zip Code)

 

Registrant's telephone number, including area code (507) 535-1200

 

 

  

  

  
 

(Former name or former address, if changed since last report)

  

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ☐


Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock

HMNF

NASDAQ

 

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Item 7.01        Regulation FD Disclosure.

 

Brad Krehbiel, President and Chief Executive Officer of HMN Financial Inc. (the “Company”), and Jon Eberle, the Company’s Senior Vice President and Chief Financial Officer, will make numerous presentations to individual investors at the D.A. Davidson Financial Institutions Conference in Broomfield, Colorado on Tuesday, May 7, 2019. A copy of the presentation slides, which will be discussed during these presentations, is attached hereto as Exhibit 99.1. The presentation materials are dated May 7, 2019, and the Company does not undertake to update the materials after that date.

 

Information contained herein, including Exhibit 99.1, shall not be deemed filed for the purposes of the Securities Exchange Act of 1934, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01.        Financial Statements and Exhibits

 

(d) Exhibits

 

The following exhibit is being furnished with this Current Report on Form 8-K.

 

 

EXHIBIT INDEX

            

  Exhibit Number Description
  99.1 HMN Financial, Inc. Investor Presentation, dated May 7, 2019

                                            

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SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

                                

    HMN Financial, Inc.  

 

 

(Registrant)

 

 

 

 

 

Date: May 3, 2019  

 

/s/ Jon Eberle

 

 

 

 

 

 

 

 

 
    Jon Eberle  
    Senior Vice President,  
    Chief Financial Officer and  
    Treasurer  

 

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