UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 01/03/2006(1) | 01/03/2015 | Common Stock | 150,000 | $ 20.04 | D | Â |
Restricted Stock Unit (RSU) | Â (2) | Â (2) | Common Stock | 30,000 | $ 0 (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BIRAN DAN 101 INNOVATION DRIVE SAN JOSE, CA 95134 |
 |  |  Sr VP, Prod & Corporate Mktg |  |
Danny Biran | 03/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents an option in which 25% of the shares shall become vested and exercisable one year after the date of grant and 1/48 of the shares shall vest each month thereafter, provided that the reporting person continues to serve has an employee on such dates. |
(2) | The RSU Award shares shall vest and become subject to release over a four (4) year period measured from the date of Award, provided that the reporting person continues to serve as an employee on such dates. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of Altera common stock at no cost. |