8-K 2015 Annual Meeting of Stockholder Proposal Report


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 14, 2015
 
 
THE MOSAIC COMPANY
(Exact name of registrant as specified in its charter)
 
 
 
 
Delaware
 
001-32327
 
20-1026454
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
3033 Campus Drive
Suite E490
Plymouth, Minnesota
 
55441
 
 
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (800) 918-8270
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 






Item 5.07.
Submission of Matters to a Vote of Security Holders.
On May 14, 2015, at the Annual Meeting of Stockholders (the "Annual Meeting") of The Mosaic Company, a Delaware corporation ("Mosaic"), the Mosaic stockholders (i) elected eight directors (Nancy E. Cooper, Gregory L. Ebel, Denise C. Johnson, Robert L. Lumpkins, William T. Monahan, James L. Popowich, James T. Prokopanko and Steven M. Seibert), each for a term of one year expiring in 2016 or until their respective successors have been duly elected and qualified; (ii) ratified the appointment of KPMG LLP as the independent registered public accounting firm to audit Mosaic’s financial statements for the year ending December 31, 2015; and (iii) approved, on an advisory basis, the compensation of Mosaic’s Named Executive Officers, as described in the Compensation Discussion and Analysis section, the compensation tables and the related narrative disclosures set forth in Mosaic’s proxy statement for the Annual Meeting (the “Say-on-Pay Advisory Proposal”).
The votes cast with respect to each director elected for a term of one year expiring in 2015 are summarized as follows:
Director Name 
 
For  
 
Against  
 

Abstain
 
Broker
Non-Votes  
Nancy E. Cooper
 
276,440,240

 
2,249,011

 
368,492

 
30,889,648

Gregory L. Ebel
 
272,221,587

 
6,469,958

 
366,198

 
30,889,648

Denise C. Johnson
 
276,198,285

 
2,487,018

 
372,440

 
30,889,648

Robert L. Lumpkins
 
275,693,268

 
2,988,303

 
376,172

 
30,889,648

William T. Monahan
 
276,086,235

 
2,601,153

 
370,355

 
30,889,648

James L. Popowich
 
276,081,326

 
2,598,867

 
377,550

 
30,889,648

James T. Prokopanko
 
276,412,312

 
2,272,138

 
373,293

 
30,889,648

Steven M. Seibert
 
276,412,220

 
2,275,810

 
369,713

 
30,889,648

The votes cast with respect to ratification of the appointment of KPMG LLP as Mosaic’s independent registered public accounting firm to audit Mosaic’s consolidated financial statements for the year ending December 31, 2015 are summarized as follows:
For 
 
Against 
 
Abstained 
 
Broker Non-Votes 
304,885,867
 
4,709,770
 
351,745
 
-
The votes cast with respect to approval, on an advisory basis, of the Say-on-Pay Advisory Proposal are summarized as follows:
For 
 
Against 
 
Abstained 
 
Broker Non-Votes 
266,045,932
 
12,371,298
 
640,513
 
30,889,648



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
 
 
THE MOSAIC COMPANY
 
 
 
 
Date: May 15, 2015
 
 
 
By:
 
/s/ Mark J. Isaacson
 
 
 
 
Name:
 
Mark J. Isaacson
 
 
 
 
Title:
 
Vice President, General Counsel
 
 
 
 
 
 
and Corporate Secretary