Nuveen Tax-Advantaged Dividend Growth Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22058

 

Nuveen Tax-Advantaged Dividend Growth Fund

(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman - Chief Administrative Officer

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2015

 

Item 1. Proxy Voting Record

Nuveen Tax-Advantage Dividend Growth Fund

 

Company Name

   

Ticker

   

Security ID

   

Meeting Type

   

Meeting Date

   

Proponent

  

Proposal

   

Management
Recommendation

   

Vote
Instruction

AbbVie Inc.    ABBV    00287Y109    Annual    08-May-15    Management   Elect Director Roxanne S. Austin    For    For
AbbVie Inc.    ABBV    00287Y109    Annual    08-May-15    Management   Elect Director Richard A. Gonzalez    For    For
AbbVie Inc.    ABBV    00287Y109    Annual    08-May-15    Management   Elect Director Glenn F. Tilton    For    For
AbbVie Inc.    ABBV    00287Y109    Annual    08-May-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
AbbVie Inc.    ABBV    00287Y109    Annual    08-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Jaime Ardila    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Dina Dublon    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Charles H. Giancarlo    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director William L. Kimsey    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Marjorie Magner    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Blythe J. McGarvie    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Pierre Nanterme    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Gilles C. Pelisson    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Paula A. Price    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Wulf von Schimmelmann    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Elect Director Frank K. Tang    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Ratify Auditors    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Authorize the Holding of the 2016 AGM at a Location Outside Ireland    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Authorize Open-Market Purchases of Class A Ordinary Shares    For    For
Accenture plc    ACN    G1151C101    Annual    04-Feb-15    Management   Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Accept Financial Statements and Statutory Reports    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Allocate Disposable Profit    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Approve Discharge of Board and Senior Management    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Ratify PricewaterhouseCoopers AG (Zurich) as Auditors    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Ratify BDO AG (Zurich) as Special Auditors    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Evan G. Greenberg    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Robert M. Hernandez    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Michael G. Atieh    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Mary A. Cirillo    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Michael P. Connors    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director John Edwardson    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Peter Menikoff    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Leo F. Mullin    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Kimberly Ross    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Robert Scully    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Eugene B. Shanks, Jr.    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Theodore E. Shasta    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director David Sidwell    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Director Olivier Steimer    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Elect Evan G. Greenberg as Board Chairman    For    Against
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Appoint Michael P. Connors as Member of the Compensation Committee    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Appoint Mary A. Cirillo as Member of the Compensation Committee    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Appoint John Edwardson as Member of the Compensation Committee    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Appoint Robert M. Hernandez as Member of the Compensation Committee    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Designate Homburger AG as Independent Proxy    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters    For    For

ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters    For    Against
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Approve Compensation of the Board of Directors until the Next Annual General Meeting    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Approve Compensation of Executive Management for the Next Calendar Year    For    Against
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
ACE Limited    ACE    H0023R105    Annual    21-May-15    Management   Transact Other Business (Voting)    For    Against
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Tim Cook    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Al Gore    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Bob Iger    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Andrea Jung    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Art Levinson    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Ron Sugar    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Elect Director Sue Wagner    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Management   Approve Qualified Employee Stock Purchase Plan    For    For
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Share Holder   Report on Risks Associated with Repeal of Climate Change Policies    Against    Against
Apple Inc.    AAPL    037833100    Annual    10-Mar-15    Share Holder   Adopt Proxy Access Right    Against    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Randall L. Stephenson    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Scott T. Ford    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Glenn H. Hutchins    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director William E. Kennard    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Jon C. Madonna    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Michael B. McCallister    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director John B. McCoy    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Beth E. Mooney    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Joyce M. Roché    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Matthew K. Rose    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Cynthia B. Taylor    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Elect Director Laura D’Andrea Tyson    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Share Holder   Report on Indirect Political Contribution    Against    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
AT&T Inc.    T    00206R102    Annual    24-Apr-15    Share Holder   Amend Bylaws to Call Special Meetings    Against    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Accept Financial Statements and Statutory Reports    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Appoint KPMG LLP as the Auditor of BHP Billiton Plc    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Authorize the Board to Fix the Remuneration of the Auditor    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Authority to Issue Shares in BHP Billiton Plc    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Remuneration Policy    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Directors’ Annual Report on Remuneration    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Remuneration Report    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Malcolm Brinded as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Malcolm Broomhead as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect John Buchanan as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Carlos Cordeiro as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Pat Davies as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Carolyn Hewson as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Andrew Mackenzie as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Lindsay Maxsted as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Wayne Murdy as Director    For    For

BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Keith Rumble as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect John Schubert as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Shriti Vadera as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Management   Elect Jac Nasser as Director    For    For
BHP Billiton Limited    BHP    088606108    Annual    20-Nov-14    Share Holder   Elect Ian Dunlop as Director    Against    Against
BHP Billiton Limited    BHP    088606108    Special    06-May-15    Management   Approve the Demerger of South32 from BHP Billiton Limited    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Abdlatif Yousef Al-Hamad    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Mathis Cabiallavetta    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Pamela Daley    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director William S. Demchak    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Jessica P. Einhorn    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Laurence D. Fink    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Fabrizio Freda    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Murry S. Gerber    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director James Grosfeld    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Robert S. Kapito    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director David H. Komansky    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Sir Deryck Maughan    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Cheryl D. Mills    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Thomas H. O’Brien    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Ivan G. Seidenberg    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Marco Antonio Slim Domit    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director John S. Varley    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Elect Director Susan L. Wagner    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Amend Omnibus Stock Plan    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Share Holder   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    Against    Against
BlackRock, Inc.    BLK    09247X101    Annual    28-May-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Alexander B. Cummings, Jr.    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Linnet F. Deily    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Robert E. Denham    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Alice P. Gast    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Enrique Hernandez, Jr.    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Jon M. Huntsman, Jr.    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Charles W. Moorman, IV    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director John G. Stumpf    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Ronald D. Sugar    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Inge G. Thulin    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director Carl Ware    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Elect Director John S. Watson    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Report on Charitable Contributions    Against    Against
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Prohibit Political Spending    Against    Against
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Increase Return of Capital to Shareholders in Light of Climate Change Risks    Against    Against
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Adopt Quantitative GHG Goals for Products and Operations    Against    Against
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    Against    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Proxy Access    Against    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Require Independent Board Chairman    Against    Against
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Require Director Nominee with Environmental Experience    Against    For
Chevron Corporation    CVX    166764100    Annual    27-May-15    Share Holder   Amend Bylaws — Call Special Meetings    Against    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director John P. Bilbrey    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director John T. Cahill    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Ian Cook    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Helene D. Gayle    For    For

Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Ellen M. Hancock    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Richard J. Kogan    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Delano E. Lewis    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Michael B. Polk    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director J. Pedro Reinhard    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Elect Director Stephen I. Sadove    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Colgate-Palmolive Company    CL    194162103    Annual    08-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Covidien plc    COV    G2554F105    Court    06-Jan-15    Management   Approve Scheme of Arrangement    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Approve Scheme of Arrangement    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Approve Reduction of Share Premium Account    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Amendment to Articles of Association    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Creation of Distributable Reserves of New Medtronic    For    For
Covidien plc    COV    G2554F113    Special    06-Jan-15    Management   Advisory Vote on Golden Parachutes    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director R. Denny Alexander    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Carlos Alvarez    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Royce S. Caldwell    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Crawford H. Edwards    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Ruben M. Escobedo    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Richard W. Evans, Jr.    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Patrick B. Frost    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director David J. Haemisegger    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Karen E. Jennings    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Richard M. Kleberg, III    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Charles W. Matthews    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Ida Clement Steen    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Horace Wilkins, Jr.    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Elect Director Jack Wood    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Approve Omnibus Stock Plan    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
Cullen/Frost Bankers, Inc.    CFR    229899109    Annual    30-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Richard M. Bracken    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director C. David Brown, II    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Alecia A. DeCoudreaux    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Nancy-Ann M. DeParle    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director David W. Dorman    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Anne M. Finucane    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Larry J. Merlo    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Jean-Pierre Millon    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Richard J. Swift    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director William C. Weldon    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Elect Director Tony L. White    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Management   Amend Omnibus Stock Plan    For    For
CVS Health Corporation    CVS    126650100    Annual    07-May-15    Share Holder   Report on Consistency Between Corporate Values and Political Contributions    Against    Against
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Jeffrey S. Aronin    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Mary K. Bush    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Gregory C. Case    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Candace H. Duncan    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Cynthia A. Glassman    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Richard H. Lenny    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Thomas G. Maheras    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Michael H. Moskow    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director David W. Nelms    For    For

Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Mark A. Thierer    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Elect Director Lawrence A. Weinbach    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Discover Financial Services    DFS    254709108    Annual    29-Apr-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Jose E. Almeida    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Michael W. Brown    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Donald J. Carty    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Randolph L. Cowen    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director James S. DiStasio    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director John R. Egan    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director William D. Green    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Edmund F. Kelly    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Jami Miscik    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Paul Sagan    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director David N. Strohm    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Elect Director Joseph M. Tucci    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Management   Amend Omnibus Stock Plan    For    For
EMC Corporation    EMC    268648102    Annual    30-Apr-15    Share Holder   Require Independent Board Chairman    Against    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Ellen R. Alemany    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director William P. Foley, II    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Thomas M. Hagerty    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Keith W. Hughes    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director David K. Hunt    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Stephan A. James    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Frank R. Martire    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Richard N. Massey    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Leslie M. Muma    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director Gary A. Norcross    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Elect Director James B. Stallings, Jr.    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Amend Omnibus Stock Plan    For    For
Fidelity National Information Services, Inc.    FIS    31620M106    Annual    27-May-15    Management   Ratify KPMG LLP as Auditors    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Joseph J. Ashton    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Mary T. Barra    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Stephen J. Girsky    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Linda R. Gooden    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Joseph Jimenez, Jr.    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Kathryn V. Marinello    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Michael G. Mullen    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director James J. Mulva    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Patricia F. Russo    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Thomas M. Schoewe    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Theodore M. Solso    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Elect Director Carol M. Stephenson    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
General Motors Company    GM    37045V100    Annual    09-Jun-15    Share Holder   Require Independent Board Chairman    Against    Against
General Motors Company    GM    37045V100    Annual    09-Jun-15    Share Holder   Provide for Cumulative Voting    Against    Against
Gladstone Capital Corporation    GLAD    376535308    Annual    12-Feb-15    Management   Elect Director Terry L. Brubaker    For    For
Gladstone Capital Corporation    GLAD    376535308    Annual    12-Feb-15    Management   Elect Director Caren D. Merrick    For    For
Gladstone Capital Corporation    GLAD    376535308    Annual    12-Feb-15    Management   Elect Director Walter H. Wilkinson, Jr.    For    For
Gladstone Capital Corporation    GLAD    376535308    Annual    12-Feb-15    Management   Approve Issuance of Shares Below Net Asset Value (NAV)    For    For
Gladstone Investment Corporation    GAIN    376546206    Annual    07-Aug-14    Management   Elect Director Anthony W. Parker    For    For
Gladstone Investment Corporation    GAIN    376546206    Annual    07-Aug-14    Management   Elect Director Michela A. English    For    For
Gladstone Investment Corporation    GAIN    376546206    Annual    07-Aug-14    Management   Approve Issuance of Shares Below Net Asset Value (NAV)    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director William S. Ayer    For    For

Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Gordon M. Bethune    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Kevin Burke    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Jaime Chico Pardo    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director David M. Cote    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director D. Scott Davis    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Linnet F. Deily    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Judd Gregg    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Clive Hollick    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Grace D. Lieblein    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director George Paz    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Bradley T. Sheares    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Elect Director Robin L. Washington    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Share Holder   Require Independent Board Chairman    Against    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Share Holder   Provide Right to Act by Written Consent    Against    For
Honeywell International Inc.    HON    438516106    Annual    27-Apr-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Accept Financial Statements and Statutory Reports    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Approve Remuneration Report    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Elect Phillip Ameen as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Elect Heidi Miller as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Kathleen Casey as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Safra Catz as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Laura Cha as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Lord Evans of Weardale as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Joachim Faber as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Rona Fairhead as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Douglas Flint as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Stuart Gulliver as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Sam Laidlaw as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect John Lipsky as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Rachel Lomax as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Iain Mackay as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Marc Moses as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Sir Simon Robertson as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Re-elect Jonathan Symonds as Director    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Appoint PricewaterhouseCoopers LLP as Auditors    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise the Group Audit Committee to Fix Remuneration of Auditors    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Issue of Equity with Pre-emptive Rights    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Issue of Equity without Pre-emptive Rights    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Directors to Allot Any Repurchased Shares    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Market Purchase of Ordinary Shares    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Amend Savings-Related Share Option Plan (UK)    For    For
HSBC Holdings plc    HSBA    404280406    Annual    24-Apr-15    Management   Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Albert Ernst    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Christopher H. Franklin    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Edward G. Jepsen    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director David R. Lopez    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Hazel R. O’Leary    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Thomas G. Stephens    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director G. Bennett Stewart, III    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Lee C. Stewart    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Elect Director Joseph L. Welch    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against

ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Approve Qualified Employee Stock Purchase Plan    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Management   Approve Omnibus Stock Plan    For    For
ITC Holdings Corp.    ITC    465685105    Annual    20-May-15    Share Holder   Amend Bylaws — Call Special Meetings    Against    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Linda B. Bammann    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director James A. Bell    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Crandall C. Bowles    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Stephen B. Burke    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director James S. Crown    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director James Dimon    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Timothy P. Flynn    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Laban P. Jackson, Jr.    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Michael A. Neal    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director Lee R. Raymond    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Elect Director William C. Weldon    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Management   Amend Omnibus Stock Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Require Independent Board Chairman    Against    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Report on Lobbying Payments and Policy    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Amend Bylaws — Call Special Meetings    Against    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Provide Vote Counting to Exclude Abstentions    Against    Against
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Report on Certain Vesting Program    Against    For
JPMorgan Chase & Co.    JPM    46625H100    Annual    19-May-15    Share Holder   Disclosure of Recoupment Activity from Senior Officers    Against    For
Kinder Morgan, Inc.    KMI    49456B101    Special    20-Nov-14    Management   Increase Authorized Common Stock    For    For
Kinder Morgan, Inc.    KMI    49456B101    Special    20-Nov-14    Management   Issue Shares in Connection with Mergers    For    For
Kinder Morgan, Inc.    KMI    49456B101    Special    20-Nov-14    Management   Adjourn Meeting    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Richard D. Kinder    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Steven J. Kean    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Ted A. Gardner    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Anthony W. Hall, Jr.    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Gary L. Hultquist    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Ronald L. Kuehn, Jr.    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Deborah A. MacDonald    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Michael J. Miller    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Michael C. Morgan    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Arthur C. Reichstetter    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Fayez Sarofim    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director C. Park Shaper    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director William A. Smith    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Joel V. Staff    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Robert F. Vagt    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Elect Director Perry M. Waughtal    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Approve Omnibus Stock Plan    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Approve Executive Incentive Bonus Plan    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Management   Amend Charter to Eliminate Inapplicable Provisions    For    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Share Holder   Report on Capital Expenditure Strategy with Respect to Climate Change Policy    Against    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Share Holder   Report on Methane Emissions Management and Reduction Targets    Against    For
Kinder Morgan, Inc.    KMI    49456B101    Annual    07-May-15    Share Holder   Report on Sustainability    Against    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Amend Articles to Change Fiscal Year End    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Kimata, Masatoshi    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Kubo, Toshihiro    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Kimura, Shigeru    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Ogawa, Kenshiro    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Kitao, Yuichi    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Matsuda, Yuzuru    For    For

Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Elect Director Ina, Koichi    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Appoint Statutory Auditor Morita, Akira    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Appoint Statutory Auditor Suzuki, Teruo    For    For
Kubota Corp.    6326    501173207    Annual    19-Jun-15    Management   Approve Annual Bonus Payment to Directors    For    For
Linde AG    LIN    535223200    Annual    12-May-15    Management   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)      
Linde AG    LIN    535223200    Annual    12-May-15    Management   Approve Allocation of Income and Dividends of EUR 3.15 per Share    For    For
Linde AG    LIN    535223200    Annual    12-May-15    Management   Approve Discharge of Management Board for Fiscal 2014    For    For
Linde AG    LIN    535223200    Annual    12-May-15    Management   Approve Discharge of Supervisory Board for Fiscal 2014    For    For
Linde AG    LIN    535223200    Annual    12-May-15    Management   Ratify KPMG AG as Auditors for Fiscal 2015    For    For
Linde AG    LIN    535223200    Annual    12-May-15    Management   Approve Cancellation of Capital Authorization    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Raul Alvarez    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director David W. Bernauer    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Angela F. Braly    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Laurie Z. Douglas    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Richard W. Dreiling    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Robert L. Johnson    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Marshall O. Larsen    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Richard K. Lochridge    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director James H. Morgan    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Robert A. Niblock    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Elect Director Eric C. Wiseman    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Lowe’s Companies, Inc.    LOW    548661107    Annual    29-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Stephen F. Bollenbach    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director John A. Bryant    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Deirdre P. Connelly    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Meyer Feldberg    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Leslie D. Hale    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Sara Levinson    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Terry J. Lundgren    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Joseph Neubauer    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Joyce M. Roche    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Paul C. Varga    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Craig E. Weatherup    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Marna C. Whittington    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Elect Director Annie Young-Scrivner    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Ratify KPMG LLP as Auditors    For    For
Macy’s, Inc.    M    55616P104    Annual    15-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Oscar Fanjul    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Daniel S. Glaser    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director H. Edward Hanway    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Lord Lang of Monkton    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Elaine La Roche    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Maria Silvia Bastos Marques    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Steven A. Mills    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Bruce P. Nolop    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Marc D. Oken    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Morton O. Schapiro    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director Lloyd M. Yates    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Elect Director R. David Yost    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Marsh & McLennan Companies, Inc.    MMC    571748102    Annual    21-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
MFS Intermediate Income Trust    MIN    55273C107    Annual    02-Oct-14    Management   Elect Director Steven E. Buller    For    For
MFS Intermediate Income Trust    MIN    55273C107    Annual    02-Oct-14    Management   Elect Director William R. Gutow    For    For
MFS Intermediate Income Trust    MIN    55273C107    Annual    02-Oct-14    Management   Elect Director Michael Hegarty    For    For
MFS Intermediate Income Trust    MIN    55273C107    Annual    02-Oct-14    Management   Elect Director John P. Kavanaugh    For    For
MFS Intermediate Income Trust    MIN    55273C107    Annual    02-Oct-14    Management   Elect Director Robert W. Uek    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director William H. Gates lll    For    For

Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Maria M. Klawe    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Teri L. List-Stoll    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director G. Mason Morfit    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Satya Nadella    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Charles H. Noski    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Helmut Panke    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director Charles W. Scharf    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director John W. Stanton    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Elect Director John W. Thompson    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Management   Ratify Auditors    For    For
Microsoft Corporation    MSFT    594918104    Annual    03-Dec-14    Share Holder   Proxy Access    Against    Against
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Approve Allocation of Income, with a Final Dividend of JPY 9    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation - Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Three Committees - Indemnify Directors    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Sono, Kiyoshi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Wakabayashi, Tatsuo    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Nagaoka, Takashi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Hirano, Nobuyuki    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Oyamada, Takashi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Kuroda, Tadashi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Tokunari, Muneaki    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Yasuda, Masamichi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Mikumo, Takashi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Shimamoto, Takehiko    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Kawamoto, Yuko    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Matsuyama, Haruka    For    Against
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Okamoto, Kunie    For    Against
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Okuda, Tsutomu    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Kawakami, Hiroshi    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Sato, Yukihiro    For    Against
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Management   Elect Director Yamate, Akira    For    For
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Share Holder   Amend Articles to Prohibit Gender Discrimination when Facing Customers    Against    Against
Mitsubishi UFJ Financial Group    8306    606822104    Annual    25-Jun-15    Share Holder   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies    Against    Against
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Ephraim Brecher    For    For
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Donald T. DeCarlo    For    For
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Patrick Fallon    For    For
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Michael Karfunkel    For    Withhold
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Barry Karfunkel    For    For
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Barbara Paris    For    For
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Elect Director Barry Zyskind    For    Withhold
National General Holdings Corp.    NGHC    636220709    Annual    08-May-15    Management   Ratify BDO USA, LLP as Auditors    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Sherry S. Barrat    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Robert M. Beall, II    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director James L. Camaren    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Kenneth B. Dunn    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Naren K. Gursahaney    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Kirk S. Hachigian    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Toni Jennings    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Amy B. Lane    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director James L. Robo    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Rudy E. Schupp    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director John L. Skolds    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director William H. Swanson    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Elect Director Hansel E. Tookes, II    For    For

NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Eliminate Supermajority Vote Requirement    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Eliminate Supermajority Vote Requirement    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Amend Charter to Eliminate Supermajority Vote Requirement and Provide that the Vote Required is a Majority of Outstanding Shares, For Shareholder Approval of Certain Amendments to the Charter    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Amend Charter to Eliminate the ‘for cause’ Requirement for the Removal of a Director    For    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Management   Amend Right to Call Special Meeting    For    Against
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Share Holder   Report on Political Contributions    Against    For
NextEra Energy, Inc.    NEE    65339F101    Annual    21-May-15    Share Holder   Amend Bylaws — Call Special Meetings    Against    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Amend Articles of Association in Connection with the Merger and Authorize Any and All Lawyers and (Deputy) Civil Law Notaries Practicing at Clifford Chance, LLP to Execute the Notarial Deed of Amendment of the Articles of Association    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Approve Corporate Reorganization    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Adopt Financial Statements and Statutory Reports    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Approve Discharge of Board of Directors    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director James A. Attwood, Jr.    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Dwight M. Barns    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director David L. Calhoun    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Karen M. Hoguet    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director James M. Kilts    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Harish Manwani    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Kathryn V. Marinello    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Alexander Navab    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Robert C. Pozen    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Vivek Y. Ranadive    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Elect Director Javier G. Teruel    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Nielsen N.V.    NLSN    N63218106    Annual    26-Jun-15    Management   Advisory Vote to Approve Remuneration of Executives    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Accept Financial Statements and Statutory Reports    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve Discharge of Board and Senior Management    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve Allocation of Income and Dividends of CHF 2.60 per Share    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Approve Remuneration Report    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Joerg Reinhardt as Director and Board Chairman    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Dimitri Azar as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Verena Briner as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Srikant Datar as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Ann Fudge as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Pierre Landolt as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Andreas von Planta as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Charles Sawyers as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect Enrico Vanni as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Reelect William Winters as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Elect Nancy Andrews as Director    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Appoint Srikant Datar as Member of the Compensation Committee    For    For

Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Appoint Ann Fudge as Member of the Compensation Committee    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Appoint Enrico Vanni as Member of the Compensation Committee    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Appoint William Winters as Member of the Compensation Committee    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Ratify PricewaterhouseCoopers AG as Auditors    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Designate Peter Zahn as Independent Proxy    For    For
Novartis AG    NOVN    66987V109    Annual    27-Feb-15    Management   Transact Other Business (Voting)    For    Against
Oxford Lane Capital Corp.    OXLC    691543300    Annual    09-Sep-14    Management   Elect Director John Reardon    For    For
Oxford Lane Capital Corp.    OXLC    691543409    Annual    09-Sep-14    Management   Elect Director John Reardon    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Cheryl K. Beebe    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Hasan Jameel    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Mark W. Kowlzan    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Robert C. Lyons    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Thomas P. Maurer    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Samuel M. Mencoff    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Roger B. Porter    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Thomas S. Souleles    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director Paul T. Stecko    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Elect Director James D. Woodrum    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Amend Executive Incentive Bonus Plan    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Packaging Corporation of America    PKG    695156109    Annual    12-May-15    Management   Ratify KPMG LLP as Auditors    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Shona L. Brown    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director George W. Buckley    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Ian M. Cook    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Dina Dublon    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Rona A. Fairhead    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Richard W. Fisher    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Alberto Ibarguen    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director William R. Johnson    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Indra K. Nooyi    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director David C. Page    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Robert C. Pohlad    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Lloyd G. Trotter    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Daniel Vasella    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Elect Director Alberto Weisser    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Ratify KPMG LLP as Auditors    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Share Holder   Establish a Board Committee on Sustainability    Against    Against
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Share Holder   Pro-Rata Vesting of Equity Awards    Against    For
PepsiCo, Inc.    PEP    713448108    Annual    06-May-15    Share Holder   Report on Plans to Minimize Pesticides’ Impact on Pollinators    Against    Against
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Dennis A. Ausiello    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director W. Don Cornwell    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Frances D. Fergusson    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Helen H. Hobbs    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director James M. Kilts    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Shantanu Narayen    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Suzanne Nora Johnson    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Ian C. Read    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Stephen W. Sanger    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director James C. Smith    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Elect Director Marc Tessier-Lavigne    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Ratify KPMG LLP as Auditors    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Pfizer Inc.    PFE    717081103    Annual    23-Apr-15    Share Holder   Review and Assess Membership of Lobbying Organizations    Against    Against
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Harold Brown    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director André Calantzopoulos    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Louis C. Camilleri    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Werner Geissler    For    For

Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Jennifer Li    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Jun Makihara    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Sergio Marchionne    For    Against
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Kalpana Morparia    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Lucio A. Noto    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Frederik Paulsen    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Robert B. Polet    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Elect Director Stephen M. Wolf    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Ratify PricewaterhouseCoopers SA as Auditors    For    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
Philip Morris International Inc.    PM    718172109    Annual    06-May-15    Share Holder   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    Against    Against
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Elect Director J. Brian Ferguson    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Elect Director Harold W. McGraw, III    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Elect Director Victoria J. Tschinkel    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Management   Declassify the Board of Directors    For    For
Phillips 66    PSX    718546104    Annual    06-May-15    Share Holder   Adopt Quantitative GHG Goals for Operations    Against    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Stephen F. Angel    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Oscar Bernardes    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Nance K. Dicciani    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Edward G. Galante    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Ira D. Hall    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Raymond W. LeBoeuf    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Larry D. McVay    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Denise L. Ramos    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Wayne T. Smith    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Elect Director Robert L. Wood    For    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Share Holder   Require Independent Board Chairman    Against    For
Praxair, Inc.    PX    74005P104    Annual    28-Apr-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Barbara T. Alexander    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Donald G. Cruickshank    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Raymond V. Dittamore    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Susan Hockfield    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Thomas W. Horton    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Paul E. Jacobs    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Sherry Lansing    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Harish Manwani    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Steven M. Mollenkopf    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Duane A. Nelles    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Clark T. ‘Sandy’ Randt, Jr.    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Francisco Ros    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Jonathan J. Rubinstein    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Brent Scowcroft    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Elect Director Marc I. Stern    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Amend Qualified Employee Stock Purchase Plan    For    For
QUALCOMM Incorporated    QCOM    747525103    Annual    09-Mar-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Consolidated Financial Statements and Statutory Reports    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Allocation of Income and Dividends of EUR 2.85 per Share    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Auditors’ Special Report on Related-Party Transactions    For    Against
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Reelect Serge Weinberg as Director    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Reelect Suet-Fern Lee as Director    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Ratify Appointment of Bonnie Bassler as Director    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Reelect Bonnie Bassler as Director    For    For

Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Ratify Appointment of Olivier Brandicourt as Director    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Advisory Vote on Compensation of Serge Weinberg    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Advisory Vote on Compensation of Christopher Viehbacher    For    Against
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    Against
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds    For    Against
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Amend Article 19 of Bylaws Re: Attendance to General Meetings    For    For
Sanofi    SAN    80105N105    Annual/Special    04-May-15    Management   Authorize Filing of Required Documents/Other Formalities    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)      
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Allocation of Income and Dividends of EUR 1.10 per Share    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Discharge of Management Board for Fiscal 2014    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Discharge of Supervisory Board for Fiscal 2014    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Ratify KPMG AG as Auditors for Fiscal 2015    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For
SAP SE    SAP    803054204    Annual    20-May-15    Management   Approve Remuneration of Supervisory Board    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect John Fredriksen as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Tor Troim as Director    For    Against
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Kate Blankenship as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Kathrine Fredriksen as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Carl Steen as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Bert Bekker as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect Paul Leland Jr. as Director    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Reelect PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For
Seadrill Limited    SDRL    G7945E105    Annual    19-Sep-14    Management   Approve Remuneration of Directors in the Aggregate Maximum Amount of USD 1.5 Million    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Accept Financial Statements and Statutory Reports    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Approve Remuneration Report (Non-Binding)    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Approve Discharge of Board and Senior Management    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Approve Allocation of Income and Dividends of 11.00 CHF per Share    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Vinita Bali as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Stefan Borgas as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Gunnar Brock as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Michel Demare as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Eleni Gabre-Madhin as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect David Lawrence as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Michael Mack as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Eveline Saupper as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Jacques Vincent as Director    For    For

Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Juerg Witmer as Director    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Reelect Michel Demare as Board Chairman    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Appoint Eveline Saupper as Member of the Compensation Committee    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Appoint Jacques Vincent as Member of the Compensation Committee    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Appoint Juerg Witmer as Member of the Compensation Committee    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 4.5 Million    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 41 Million    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Designate Lukas Handschin as Independent Proxy    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Ratify KPMG AG as Auditors    For    For
Syngenta AG    SYNN    87160A100    Annual    28-Apr-15    Management   Transact Other Business (Voting)    For    Against
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Receive and Approve Board’s and Auditor’s Reports    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Consolidated Financial Statements and Statutory Reports    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Financial Statements    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Allocation of Income and Dividends    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Discharge of Directors    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Reelect All Directors    For    Against
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Remuneration of Directors    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Auditors and Authorize Board to Fix Their Remuneration    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Share Repurchase    For    Against
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Allow Electronic Distribution of Company Documents to Shareholders    For    For
TENARIS SA    TEN    88031M109    Annual/Special    06-May-15    Management   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly    For    Against
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director David L. Calhoun    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Arthur D. Collins, Jr.    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Kenneth M. Duberstein    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Edmund P. Giambastiani, Jr.    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Lawrence W. Kellner    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Edward M. Liddy    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director W. James McNerney, Jr.    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Susan C. Schwab    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Ronald A. Williams    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Elect Director Mike S. Zafirovski    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Share Holder   Claw-back of Payments under Restatements    Against    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Share Holder   Require Independent Board Chairman    Against    Against
The Boeing Company    BA    097023105    Annual    27-Apr-15    Share Holder   Provide Right to Act by Written Consent    Against    For
The Boeing Company    BA    097023105    Annual    27-Apr-15    Share Holder   Report on Lobbying Payments and Policy    Against    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director William E. Bennett    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director John L. Bragg    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Amy W. Brinkley    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Brian C. Ferguson    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Colleen A. Goggins    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Mary Jo Haddad    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director David E. Kepler    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Brian M. Levitt    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Alan N. MacGibbon    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Harold H. MacKay    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Karen E. Maidment    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Bharat B. Masrani    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Irene R. Miller    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Nadir H. Mohamed    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Claude Mongeau    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Wilbur J. Prezzano    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Elect Director Helen K. Sinclair    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Ratify Ernst & Young LLP as Auditors    For    For

The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Management   Advisory Vote on Executive Compensation Approach    For    For
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Share Holder   SP A: Adopt a Senior Executive Compensation Policy Including the Use of a Pay Equity Ratio as an Annual Benchmark for Setting Compensation    Against    Against
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Share Holder   SP B: Phase Out Stock Options as a Form of Compensation    Against    Against
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Share Holder   SP C: Adopt a Pension Plan for New Senior Executives that is the same as for all employees    Against    Against
The Toronto-Dominion Bank    TD    891160509    Annual    26-Mar-15    Share Holder   SP D: Adopt a Policy regarding Credit Card Business Practices and Social Responsibility    Against    Against
Time Warner Cable Inc.    TWC    88732J207    Special    09-Oct-14    Management   Approve Merger Agreement    For    For
Time Warner Cable Inc.    TWC    88732J207    Special    09-Oct-14    Management   Advisory Vote on Golden Parachutes    For    Against
Total SA    FP    89151E109    Annual    29-May-15    Management   Approve Financial Statements and Statutory Reports    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Approve Consolidated Financial Statements and Statutory Reports    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Approve Allocation of Income and Dividends of EUR 2.44 per Share    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Approve Stock Dividend Program (Cash or New Shares)    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Reelect Patrick Artus as Director    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Reelect Anne-Marie Idrac as Director    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Elect Patrick Pouyanne as Director    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Approve Agreement with Patrick Pouyanne, CEO    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Advisory Vote on Compensation of Thierry Desmarest, Chairman since Oct. 22, 2014    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Advisory Vote on Compensation of Patrick Pouyanne, CEO since Oct. 22, 2014    For    For
Total SA    FP    89151E109    Annual    29-May-15    Management   Advisory Vote on Compensation of Christophe de Margerie, CEO and Chairman until Oct. 20, 2014    For    For
Total SA    FP    89151E109    Annual    29-May-15    Share Holder   Address the Matter of a Fair Sharing of Costs between Shareholders and Company Employees    Against    Against
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Andrew H. Card, Jr.    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Erroll B. Davis, Jr.    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director David B. Dillon    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Lance M. Fritz    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Judith Richards Hope    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director John J. Koraleski    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Charles C. Krulak    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Michael R. McCarthy    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Michael W. McConnell    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Thomas F. McLarty, III    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Steven R. Rogel    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Elect Director Jose H. Villarreal    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Share Holder   Stock Retention/Holding Period    Against    For
Union Pacific Corporation    UNP    907818108    Annual    14-May-15    Share Holder   Require Independent Board Chairman    Against    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director William C. Ballard, Jr.    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Edson Bueno    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Richard T. Burke    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Robert J. Darretta    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Stephen J. Hemsley    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Michele J. Hooper    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Rodger A. Lawson    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Glenn M. Renwick    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Kenneth I. Shine    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Elect Director Gail R. Wilensky    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Amend Omnibus Stock Plan    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Change State of Incorporation from Minnesota to Delaware    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Management   Ratify Deloitte & Touche LLP as Auditors    For    For
UnitedHealth Group Incorporated    UNH    91324P102    Annual    01-Jun-15    Share Holder   Require Independent Board Chairman    Against    Against
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Richard T. Carucci    For    For

VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Juliana L. Chugg    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Juan Ernesto de Bedout    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Mark S. Hoplamazian    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Robert J. Hurst    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Laura W. Lang    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director W. Alan McCollough    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Clarence Otis, Jr.    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Matthew J. Shattock    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Raymond G. Viault    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Elect Director Eric C. Wiseman    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Amend Omnibus Stock Plan    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
VF Corporation    VFC    918204108    Annual    28-Apr-15    Management   Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Accept Financial Statements and Statutory Reports    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Gerard Kleisterlee as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Vittorio Colao as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Elect Nick Read as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Stephen Pusey as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Elect Sir Crispin Davis as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Elect Dame Clara Furse as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Elect Valerie Gooding as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Renee James as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Samuel Jonah as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Omid Kordestani as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Nick Land as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Luc Vandevelde as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Re-elect Philip Yea as Director    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Approve Final Dividend    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Approve Remuneration Policy    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Approve Remuneration Report    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Approve Incentive Plan    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Appoint PricewaterhouseCoopers LLP as Auditors    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise Issue of Equity with Pre-emptive Rights    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise Issue of Equity without Pre-emptive Rights    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise Market Purchase of Ordinary Shares    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise EU Political Donations and Expenditure    For    For
Vodafone Group plc    VOD    92857W308    Annual    29-Jul-14    Management   Authorise the Company to Call EGM with Two Weeks’ Notice    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director John D. Baker, II    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Elaine L. Chao    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director John S. Chen    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Lloyd H. Dean    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Elizabeth A. Duke    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Susan E. Engel    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Enrique Hernandez, Jr.    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Donald M. James    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Cynthia H. Milligan    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Federico F. Pena    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director James H. Quigley    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Judith M. Runstad    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Stephen W. Sanger    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director John G. Stumpf    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Susan G. Swenson    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Elect Director Suzanne M. Vautrinot    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Management   Ratify KPMG LLP as Auditors    For    For
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Share Holder   Require Independent Board Chairman    Against    Against
Wells Fargo & Company    WFC    949746101    Annual    28-Apr-15    Share Holder   Report on Lobbying Payments and Policy    Against    For

Westpac Banking Corporation    WBC    961214301    Annual    12-Dec-14    Management   Approve the Remuneration Report    For    For
Westpac Banking Corporation    WBC    961214301    Annual    12-Dec-14    Management   Elect Lindsay Maxsted as Director    For    For
Westpac Banking Corporation    WBC    961214301    Annual    12-Dec-14    Management   Elect Robert Elstone as Director    For    For
Westpac Banking Corporation    WBC    961214301    Annual    12-Dec-14    Management   Elect Alison Deans as Director    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Samuel R. Allen    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Gary T. DiCamillo    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Diane M. Dietz    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Gerri T. Elliott    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Jeff M. Fettig    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Michael F. Johnston    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director John D. Liu    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Harish Manwani    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director William D. Perez    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Michael A. Todman    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Elect Director Michael D. White    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
WHIRLPOOL CORPORATION    WHR    963320106    Annual    21-Apr-15    Management   Ratify Ernst & Young LLP as Auditors    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Accept Financial Statements and Statutory Reports    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Approve Final Dividend    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Approve Remuneration Report    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Approve Sustainability Report    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Elect Roberto Quarta as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Roger Agnelli as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Dr Jacques Aigrain as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Ruigang Li as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Paul Richardson as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Hugo Shong as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Timothy Shriver as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Sir Martin Sorrell as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Sally Susman as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Solomon Trujillo as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Sir John Hood as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Charlene Begley as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Nicole Seligman as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Re-elect Daniela Riccardi as Director    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Authorise Issue of Equity with Pre-emptive Rights    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Approve 2015 Share Option Plan    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Authorise Market Purchase of Ordinary Shares    For    For
WPP plc    WPP    92937A102    Annual    09-Jun-15    Management   Authorise Issue of Equity without Pre-emptive Rights    For    For

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Nuveen Tax-Advantaged Dividend Growth Fund

 

By  

/s/ Gifford R. Zimmerman

    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 13, 2015