Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of March 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     X            Form 40-F            

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.

   (English Translation) Share Buyback Report for the reporting month from February 1, 2015 to February 28, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

NOMURA HOLDINGS, INC.
Date: March 9, 2015 By:

/s/ Hajime Ikeda

Hajime Ikeda
Managing Director

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[Translation of Share Buyback Report for the reporting month from February 1, 2015 to February 28, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on March 9, 2015]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

   

as of February 28, 2015

  
   

Number of Shares

     Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (January 29, 2015)

(Period of repurchase: from February 16, 2015 to March 27, 2015)

       40,000,000        30,000,000,000   

Repurchases during this reporting month (Date of repurchase)

   (Date)    
  Feb 16     2,457,100        1,673,227,080   
  Feb 17     3,410,000        2,332,835,730   
  Feb 18     2,574,700        1,786,445,770   
  Feb 19     3,126,500        2,214,214,650   
  Feb 20     4,665,600        3,354,868,580   
  Feb 23     4,341,600        3,152,602,100   
  Feb 24     5,386,500        3,888,404,100   
  Feb 25     4,200,900        3,050,647,130   
  Feb 26     2,479,200        1,800,610,090   
  Feb 27     3,023,200        2,215,787,950   
   

 

 

    

 

 

  

Total

 —     35,665,300      25,469,643,180   
   

 

 

    

 

 

  

Aggregate shares repurchased as of the end of this reporting month

   35,665,300      25,469,643,180   

Progress of share repurchase (%)

   89.2      84.9   

 

2. Status of disposition

 

   

as of February 28, 2015

  
   

Number of shares disposed
in the reporting month

     Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)     —          —     
   

 

 

    

 

 

  

Subtotal

 —     —        —     
   

 

 

    

 

 

  

Treasury shares canceled

 (Date)   —        —     
   

 

 

    

 

 

  

Subtotal

 —     —        —     
   

 

 

    

 

 

  

Treasury shares transferred upon merger, share exchange or demerger

 (Date)   —        —     
   

 

 

    

 

 

  

Subtotal

 —     —        —     
   

 

 

    

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

 (Date)
Feb 2   49      30,674   
Feb 9   46      29,044   
Feb 16   70      44,800   
Feb 27   70      50,477   
   

 

 

    

 

 

  

Subtotal

 —     235      154,995   
   

 

 

    

 

 

  

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as of February 28, 2015

  
   

Number of shares disposed
in the reporting month

     Aggregate amount of
disposition (JPY)		  

Other (exercise of stock acquisition rights)

   (Date)    
  Feb 2     6,300        1,491,300   
  Feb 3     289,900        7,727,900   
  Feb 4     208,300        208,300   
  Feb 5     151,800        1,097,800   
  Feb 6     19,300        1,207,300   
  Feb 9     9,800        9,800   
  Feb 10     133,800        133,800   
  Feb 12     274,900        274,900   
  Feb 13     7,900        1,195,900   
  Feb 16     125,000        3,153,000   
  Feb 17     71,400        71,400   
  Feb 18     380,100        380,100   
  Feb 19     6,000        1,788,000   
  Feb 20     28,600        3,205,100   
  Feb 23     52,400        3,256,400   
  Feb 24     26,300        2,107,300   
  Feb 25     207,600        11,008,600   
  Feb 26     79,100        6,959,100   
  Feb 27     72,500        7,640,000   
   

 

 

    

 

 

  

Subtotal

 —     2,151,000      52,916,000   
   

 

 

    

 

 

  

Total

 —     2,151,235      53,070,995   
   

 

 

    

 

 

  

 

3. Status of shares held in treasury

 

     as of February 28, 2015  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   
  

 

 

  

Number of shares held in treasury

   219,304,597