Nuveen Tax-Advantaged Dividend Growth Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22058

 

Nuveen Tax-Advantaged Dividend Growth Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman - Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2014

 



Item 1. Proxy Voting Record

 


Nuveen Tax-Advantaged Dividend Growth Fund

 

Company Name

 

Ticker

 

Security ID

 

Meeting Date

 

Meeting Type

 

Proponent

  

Proposal

 

Management
Recommendation

 

Vote
Instruction

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management    Elect Director Paul W. Adelgren   For   For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management    Elect Director David Gladstone   For   For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management    Elect Director John H. Outland   For   For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management    Elect Director Terry Earhart   For   For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management    Approve Issuance of Shares Below Net Asset Value (NAV)   For   For

The Gabelli Equity Trust Inc.

  GAB   362397861   12-May-14   Annual   Management    Elect Director Frank J. Fahrenkopf, Jr   For   Withhold

The Gabelli Equity Trust Inc.

  GAB   362397861   12-May-14   Annual   Management    Elect Director Salvatore J. Zizza   For   Withhold

The Gabelli Equity Trust Inc.

  GAB   362397861   12-May-14   Annual   Management    Elect Director Anthony J. Colavita   For   Withhold

Ares Dynamic Credit Allocation Fund, Inc.

  ARDC   04014F102   18-Jun-14   Annual   Management    Elect Director Bruce Spector   For   For


Nuveen Tax-Advantage Dividend Growth

 

Company Name

 

Ticker

 

Security ID

 

Meeting Date

 

Meeting
Type

 

Proponent

  

Proposal

 

Management
Recommendation

 

Vote
Instruction

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Gerard Kleisterlee as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Vittorio Colao as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Andy Halford as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Stephen Pusey as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Renee James as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Alan Jebson as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Samuel Jonah as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Elect Omid Kordestani as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Nick Land as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Anne Lauvergeon as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Luc Vandevelde as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Anthony Watson as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Re-elect Philip Yea as Director   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Approve Final Dividend   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Approve Remuneration Report   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Reappoint Deloitte LLP as Auditors   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise EU Political Donations and Expenditure   For   For

Vodafone Group plc

  VOD   92857W209   23-Jul-13   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect John Fredriksen as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Olav Troim as Director   For   Against

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Kate Blankenship as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Kathrine Fredriksen as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Carl Steen as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Bert Bekker as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Reelect Paul Leand Jr as Director   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Amend Bye-Laws Re: Board Related Amendments   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration   For   For

Seadrill Limited

  SDRL   G7945E105   20-Sep-13   Annual   Management    Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Steven A. Ballmer   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Dina Dublon   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director William H. Gates   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Maria M. Klawe   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Stephen J. Luczo   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director David F. Marquardt   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Charles H. Noski   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director Helmut Panke   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Elect Director John W. Thompson   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Amend Executive Incentive Bonus Plan   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Microsoft Corporation

  MSFT   594918104   19-Nov-13   Annual   Management    Ratify Auditors   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Appoint KPMG LLP as the Auditor of BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Authorize the Board to Fix Remuneration of the Auditor   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Authority to Issue Shares in BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Remuneration Report   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Long Term Incentive Plan   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Andrew Mackenzie as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Malcolm Broomhead as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect John Buchanan as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Carlos Cordeiro as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect David Crawford as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Pat Davies as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Carolyn Hewson as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Lindsay Maxsted as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Wayne Murdy as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Keith Rumble as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect John Schubert as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Shriti Vadera as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Management    Elect Jac Nasser as Director   For   For

BHP Billiton Limited

  BHP   088606108   21-Nov-13   Annual   Share Holder    Elect Ian Dunlop as Director   Against   Against

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Approve the Remuneration Report   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Elect Elizabeth Bryan as Director   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Elect Peter Hawkins as Director   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Elect Ewen Crouch as Director   For   For

Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Management    Elect Peter Marriott as Director   For   For


Westpac Banking Corporation

  WBC   961214301   13-Dec-13   Annual   Share Holder    Elect David Barrow as Director   Against   Against

ACE Limited

  ACE   H0023R105   10-Jan-14   Special   Management    Approve Dividend Distribution from Legal Reserves   For   For

ACE Limited

  ACE   H0023R105   10-Jan-14   Special   Management    Elect of Homburger AG as Independent Proxy   For   For

ACE Limited

  ACE   H0023R105   10-Jan-14   Special   Management    Transact Other Business (Voting)   For   For

Vodafone Group plc

  VOD   92857W209   28-Jan-14   Special   Management    Approve Scheme of Arrangement   For   For

Vodafone Group plc

  VOD   92857W209   28-Jan-14   Special   Management    Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   For   For

Vodafone Group plc

  VOD   92857W209   28-Jan-14   Special   Management    Approve Matters Relating to the Return of Value to Shareholders   For   For

Vodafone Group plc

  VOD   92857W209   28-Jan-14   Special   Management    Authorise Market Purchase of Ordinary Shares   For   For

Vodafone Group plc

  VOD   92857W209   28-Jan-14   Special   Management    Authorise Board to Ratify and Execute Approved Resolutions   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Jaime Ardila   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Charles H. Giancarlo   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director William L. Kimsey   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Blythe J. McGarvie   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Mark Moody-Stuart   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Pierre Nanterme   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Gilles C. Pelisson   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Elect Director Wulf von Schimmelmann   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Approve Auditors and Authorize Board to Fix Their Remuneration   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Approve Reduction in Share Capital and Creation of Distributable Reserves   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Authorize the Holding of the 2015 AGM at a Location Outside Ireland   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Authorize Open-Market Purchases of Class A Ordinary Shares   For   For

Accenture plc

  ACN   G1151C101   30-Jan-14   Annual   Management    Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Approve Discharge of Board and Senior Management   For   Against

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Approve Allocation of Income and Dividends of CHF 2.45 per Share   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)   For   Against

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Dimitri Azar as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Verena Briner as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Srikant Datar as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Ann Fudge as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Pierre Landolt as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Ulrich Lehner as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Andreas von Planta as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Charles Sawyers as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect Enrico Vanni as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Reelect William Winters as Director   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Elect Srikant Datar as Member of the Compensation Committee   For   Against

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Elect Ann Fudge as Member of the Compensation Committee   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Elect Ulrich Lehner as Member of the Compensation Committee   For   Against

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Elect Enrico Vanni as Member of the Compensation Committee   For   Against

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Ratify PricewaterhouseCoopers AG as Auditors   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Designate Peter Andreas Zahn as Independent Proxy   For   For

Novartis AG

  NOVN   66987V109   25-Feb-14   Annual   Management    Additional And/or Counter-proposals Presented At The Meeting   For   Against

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director William Campbell   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Timothy Cook   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Millard Drexler   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Al Gore   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Robert Iger   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Andrea Jung   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Arthur Levinson   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Elect Director Ronald Sugar   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Adopt Majority Voting for Uncontested Election of Directors   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Establish a Par Value for Common Stock   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Ratify Auditors   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Management    Approve Omnibus Stock Plan   For   For

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Share Holder    Establish Board Committee on Human Rights   Against   Against

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Share Holder    Report on Trade Associations and Organizations that Promote Sustainability Practices   Against   Against

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Share Holder    Advisory Vote to Increase Capital Repurchase Program   Against   Against

Apple Inc.

  AAPL   037833100   28-Feb-14   Annual   Share Holder    Proxy Access   Against   Against

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Barbara T. Alexander   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Donald G. Cruickshank   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Raymond V. Dittamore   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Susan Hockfield   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Thomas W. Horton   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Paul E. Jacobs   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Sherry Lansing   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Steven M. Mollenkopf   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Duane A. Nelles   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Clark T. ‘Sandy’ Randt, Jr.   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Francisco Ros   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Jonathan J. Rubinstein   For   For


QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Brent Scowcroft   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Elect Director Marc I. Stern   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Ratify Auditors   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

QUALCOMM Incorporated

  QCOM   747525103   04-Mar-14   Annual   Management    Advisory Vote on Say on Pay Frequency   One Year   One Year

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Jose E. Almeida   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Joy A. Amundson   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Craig Arnold   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Robert H. Brust   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Christopher J. Coughlin   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Randall J. Hogan, III   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Martin D. Madaus   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Dennis H. Reilley   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Stephen H. Rusckowski   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Elect Director Joseph A. Zaccagnino   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Approve Auditors and Authorize Board to Fix Their Remuneration   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Authorize Market Purchases of Ordinary Shares   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   For   For

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Renew Director’s Authority to Issue Shares   For   Against

Covidien plc

  COV   G2554F113   19-Mar-14   Annual   Management    Renew Director’s Authority to Issue Shares for Cash   For   Against

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Approve Allocation of Income, with a Final Dividend of JPY 65   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Amend Articles to Indemnify Directors   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Mitarai, Fujio   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Tanaka, Toshizo   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Ikoma, Toshiaki   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Adachi, Yoroku   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Mitsuhashi, Yasuo   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Matsumoto, Shigeyuki   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Homma, Toshio   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Ozawa, Hideki   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Maeda, Masaya   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Tani, Yasuhiro   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Nagasawa, Kenichi   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Otsuka, Naoji   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Yamada, Masanori   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Wakiya, Aitake   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Ono, Kazuto   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Kimura, Akiyoshi   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Osanai, Eiji   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Saida, Kunitaro   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Elect Director Kato, Haruhiko   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Appoint Statutory Auditor Araki, Makoto   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Appoint Statutory Auditor Yoshida, Osami   For   For

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Appoint Statutory Auditor Kitamura, Kuniyoshi   For   Against

Canon Inc.

  7751   138006309   28-Mar-14   Annual   Management    Approve Annual Bonus Payment to Directors   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director William E. Bennett   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director John L. Bragg   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Amy W. Brinkley   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director W. Edmund Clark   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Colleen A. Goggins   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director David E. Kepler   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Henry H. Ketcham   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Brian M. Levitt   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Alan N. MacGibbon   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Harold H. MacKay   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Karen E. Maidment   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Bharat B. Masrani   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Irene R. Miller   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Nadir H. Mohamed   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Wilbur J. Prezzano   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Elect Director Helen K. Sinclair   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Ratify Ernst & Young LLP as Auditors   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Approve Remuneration of Directors   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Management    Advisory Vote on Executive Compensation Approach   For   For

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Share Holder    SP A: Phase Out Stock Options as a Form of Compensation   Against   Against

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Share Holder    SP B: Disclose Conformation to the OECD’s Guidelines   Against   Against

The Toronto-Dominion Bank

  TD   891160509   03-Apr-14   Annual   Share Holder    SP C: Increase Disclosure of Pension Plans   Against   Against

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Ruth E. Bruch   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Nicholas M. Donofrio   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Jeffrey A. Goldstein   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Gerald L. Hassell   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Edmund F. ‘Ted’ Kelly   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Richard J. Kogan   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Michael J. Kowalski   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director John A. Luke, Jr.   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Mark A. Nordenberg   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Catherine A. Rein   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director William C. Richardson   For   For


The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Samuel C. Scott, III   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Elect Director Wesley W. von Schack   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Ratify Auditors   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Management    Amend Omnibus Stock Plan   For   For

The Bank of New York Mellon Corporation

  BK   064058100   08-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   Against

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Samuel R. Allen   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Gary T. DiCamillo   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Diane M. Dietz   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Geraldine T. Elliott   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Jeff M. Fettig   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Michael F. Johnston   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director William T. Kerr   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director John D. Liu   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Harish Manwani   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director William D. Perez   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Michael A. Todman   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Elect Director Michael D. White   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Ratify Auditors   For   For

WHIRLPOOL CORPORATION

  WHR   963320106   15-Apr-14   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Richard T. Carucci   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Juliana L. Chugg   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Juan Ernesto de Bedout   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Ursula O. Fairbairn   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director George Fellows   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Clarence Otis, Jr.   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Matthew J. Shattock   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Elect Director Eric C. Wiseman   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

VF Corporation

  VFC   918204108   22-Apr-14   Annual   Management    Ratify Auditors   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Herbert A. Allen   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Ronald W. Allen   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Ana Botin   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Howard G. Buffett   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Richard M. Daley   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Barry Diller   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Helene D. Gayle   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Evan G. Greenberg   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Alexis M. Herman   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Muhtar Kent   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Robert A. Kotick   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Maria Elena Lagomasino   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Sam Nunn   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director James D. Robinson, III   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Elect Director Peter V. Ueberroth   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Approve Omnibus Stock Plan   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Management    Ratify Auditors   For   For

The Coca-Cola Company

  KO   191216100   23-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director R. Denny Alexander   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Carlos Alvarez   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Royce S. Caldwell   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Crawford H. Edwards   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Ruben M. Escobedo   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Richard W. Evans, Jr.   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Patrick B. Frost   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director David J. Haemisegger   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Karen E. Jennings   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Richard M. Kleberg, III   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Charles W. Matthews   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Ida Clement Steen   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Elect Director Horace Wilkins, Jr.   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Ratify Auditors   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   24-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Dennis A. Ausiello   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director W. Don Cornwell   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Frances D. Fergusson   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Helen H. Hobbs   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Constance J. Horner   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director James M. Kilts   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director George A. Lorch   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Shantanu Narayen   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Suzanne Nora Johnson   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Ian C. Read   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Stephen W. Sanger   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Elect Director Marc Tessier-Lavigne   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Ratify Auditors   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For


Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Management    Approve Omnibus Stock Plan   For   For

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Share Holder    Require Shareholder Vote to Approve Political Contributions Policy   Against   Against

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Share Holder    Review and Assess Membership of Lobbying Organizations   Against   Against

Pfizer Inc.

  PFE   717081103   24-Apr-14   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Randall L. Stephenson   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Reuben V. Anderson   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Jaime Chico Pardo   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Scott T. Ford   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director James P. Kelly   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Jon C. Madonna   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Michael B. McCallister   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director John B. McCoy   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Beth E. Mooney   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Joyce M. Roche   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Matthew K. Rose   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Cynthia B. Taylor   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Elect Director Laura D’Andrea Tyson   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Ratify Auditors   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Management    Approve Severance Agreements/Change-in-Control Agreements   For   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Share Holder    Report on Indirect Political Contributions   Against   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

AT&T Inc.

  T   00206R102   25-Apr-14   Annual   Share Holder    Lower Ownership Threshold for Action by Written Consent   Against   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Approve Final Dividend   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect David Arculus as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect Vivienne Cox as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect John Fallon as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect Robin Freestone as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect Ken Hydon as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect Josh Lewis as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Re-elect Glen Moreno as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Elect Linda Lorimer as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Elect Harish Manwani as Director   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Approve Remuneration Policy   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Approve Remuneration Report   For   Against

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Reappoint PricewaterhouseCoopers LLP as Auditors   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Authorise Board to Fix Remuneration of Auditors   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For

Pearson plc

  PSON   705015105   25-Apr-14   Annual   Management    Approve UK Worldwide Save for Shares Plan   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Gordon M. Bethune   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Kevin Burke   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Jaime Chico Pardo   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director David M. Cote   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director D. Scott Davis   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Linnet F. Deily   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Judd Gregg   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Clive Hollick   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Grace D. Lieblein   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director George Paz   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Bradley T. Sheares   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Elect Director Robin L. Washington   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Ratify Auditors   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Share Holder    Pro-rata Vesting of Equity Awards   Against   For

Honeywell International Inc.

  HON   438516106   28-Apr-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director David L. Calhoun   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Arthur D. Collins, Jr.   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Linda Z. Cook   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Kenneth M. Duberstein   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Edmund P. Giambastiani, Jr.   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Lawrence W. Kellner   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Edward M. Liddy   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director W. James McNerney, Jr.   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Susan C. Schwab   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Ronald A. Williams   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Elect Director Mike S. Zafirovski   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Amend Omnibus Stock Plan   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Management    Ratify Auditors   For   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

The Boeing Company

  BA   097023105   28-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   Against

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director German Larrea Mota-Velasco   For   Withhold


Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Oscar Gonzalez Rocha   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Emilio Carrillo Gamboa   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Alfredo Casar Perez   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Luis Castelazo Morales   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Enrique Castillo Sanchez Mejorada   For   For

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Xavier Garcia de Quevedo Topete   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Daniel Muniz Quintanilla   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Luis Miguel Palomino Bonilla   For   For

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Gilberto Perezalonso Cifuentes   For   For

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Juan Rebolledo Gout   For   Withhold

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Elect Director Carlos Ruiz Sacristan   For   For

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Ratify Auditors   For   For

Southern Copper Corporation

  SCCO   84265V105   29-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Approve Remuneration Report   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Approve Discharge of Board and Senior Management   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Approve Allocation of Income and Dividends of CHF 10.00 per Share   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Vinita Bali as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Stefan Borgas as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Gunnar Brock as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Michel Demare as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Eleni Gabre-Madhin as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect David Lawrence as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Michael Mack as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Eveline Saupper as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Jacques Vincent as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Reelect Juerg Witmer as Director   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Elect Michel Demare as Board Chairman   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Appoint Eveline Saupper as Member of the Compensation Committee   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Appoint Jacques Vincent as Member of the Compensation Committee   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Appoint Juerg Witmer as Member of the Compensation Committee   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Designate Lukas Handschin as Independent Proxy   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Ratify KPMG AG as Auditors   For   For

Syngenta AG

  SYNN   87160A100   29-Apr-14   Annual   Management    Additional And/Or Counter Proposals Presented At The Meeting   For   Against

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director John D. Baker, II   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Elaine L. Chao   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director John S. Chen   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Lloyd H. Dean   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Susan E. Engel   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Enrique Hernandez, Jr.   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Donald M. James   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Cynthia H. Milligan   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Federico F. Pena   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director James H. Quigley   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Judith M. Runstad   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Stephen W. Sanger   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director John G. Stumpf   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Elect Director Susan G. Swenson   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management    Ratify Auditors   For   For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   Against

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Share Holder    Review Fair Housing and Fair Lending Compliance   Against   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Approve Remuneration Report (Non-Binding)   For   Against

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Approve Discharge of Board and Senior Management   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees   For   Against

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Roger Agnelli as Director   For   Against

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Matti Alahuhta as Director   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Louis Hughes as Director   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Michel de Rosen as Director   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Michael Treschow as Director   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Jacob Wallenberg as Director   For   Against

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Ying Yeh as Director   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Elect Hubertus von Grunberg as Director and Board Chairman   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Appoint Michel de Rosen as Member of the Compensation Committee   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Appoint Michael Treschow as Member of the Compensation Committee   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Appoint Ying Yeh as Member of the Compensation Committee   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Designate Hans Zehnder as Independent Proxy   For   For

ABB Ltd.

  ABBN   000375204   30-Apr-14   Annual   Management    Ratify Ernst and Young AG as Auditors   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Michael W. Brown   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Randolph L. Cowen   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Gail Deegan   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director James S. DiStasio   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director John R. Egan   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director William D. Green   For   For


EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Edmund F. Kelly   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Jami Miscik   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Paul Sagan   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director David N. Strohm   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Elect Director Joseph M. Tucci   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Ratify Auditors   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Share Holder    Require Independent Board Chairman   Against   For

EMC Corporation

  EMC   268648102   30-Apr-14   Annual   Share Holder    Screen Political Contributions for Consistency with Corporate Values   Against   Against

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Shellye L. Archambeau   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Richard L. Carrion   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Melanie L. Healey   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director M. Frances Keeth   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Robert W. Lane   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Lowell C. McAdam   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Donald T. Nicolaisen   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Clarence Otis, Jr.   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Rodney E. Slater   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Kathryn A. Tesija   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Elect Director Gregory D. Wasson   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Ratify Auditors   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Management    Provide Proxy Access Right   For   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Report on Net Neutrality   Against   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

Verizon Communications Inc.

  VZ   92343V104   01-May-14   Annual   Share Holder    Approve Proxy Voting Authority   Against   Against

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Gregory Q. Brown   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Kenneth C. Dahlberg   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director David W. Dorman   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Michael V. Hayden   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Judy C. Lewent   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Anne R. Pramaggiore   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Samuel C. Scott, III   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Elect Director Bradley E. Singer   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Management    Ratify Auditors   For   For

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Share Holder    Review and Amend Human Rights Policies   Against   Against

Motorola Solutions, Inc.

  MSI   620076307   05-May-14   Annual   Share Holder    Report on Political Contributions   Against   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Approve Financial Statements and Statutory Reports   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Approve Consolidated Financial Statements and Statutory Reports   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Approve Allocation of Income and Dividends of EUR 2.80 per Share   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Approve Auditors’ Special Report on Related-Party Transactions   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Reelect Christopher Viehbacher as Director   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Reelect Robert Castaigne as Director   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Reelect Christian Mulliez as Director   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Elect Patrick Kron as Director   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Advisory Vote on Compensation of Serge Weinberg, Chairman   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Advisory Vote on Compensation of Christopher Viehbacher, CEO   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For

Sanofi

  SAN   80105N105   05-May-14   Annual   Management    Authorize Filing of Required Documents/Other Formalities   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Adopt Financial Statements and Statutory Reports   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Approve Discharge of Board of Directors   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director James A. Attwood, Jr.   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director David L. Calhoun   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Karen M. Hoguet   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director James M. Kilts   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Alexander Navab   For   Against

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Robert Pozen   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Vivek Ranadive   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Ganesh Rao   For   Against

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Elect Director Javier G. Teruel   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Ratify Ernst & Young LLP as Auditors   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Approve Executive Incentive Bonus Plan   For   Against

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Change Company Name   For   For

Nielsen N.V.

  NLSN   N63218106   06-May-14   Annual   Management    Advisory Vote to Approve Remuneration of Executives   For   Against

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Harold Brown   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Andre Calantzopoulos   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Louis C. Camilleri   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Jennifer Li   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Sergio Marchionne   For   Against

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Kalpana Morparia   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Lucio A. Noto   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Robert B. Polet   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Carlos Slim Helu   For   For


Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Elect Director Stephen M. Wolf   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Ratify Auditors   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Philip Morris International Inc.

  PM   718172109   07-May-14   Annual   Share Holder    Adopt Policy to Restrict Non-Required Animal Testing   Against   Against

Phillips 66

  PSX   718546104   07-May-14   Annual   Management    Elect Director William R. Loomis, Jr.   For   For

Phillips 66

  PSX   718546104   07-May-14   Annual   Management    Elect Director Glenn F. Tilton   For   For

Phillips 66

  PSX   718546104   07-May-14   Annual   Management    Elect Director Marna C. Whittington   For   For

Phillips 66

  PSX   718546104   07-May-14   Annual   Management    Ratify Auditors   For   For

Phillips 66

  PSX   718546104   07-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Phillips 66

  PSX   718546104   07-May-14   Annual   Share Holder    Adopt Quantitative GHG Goals for Operations   Against   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Receive and Approve Board’s and Auditor’s Reports   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Consolidated Financial Statements   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Financial Statements   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Allocation of Income and Dividends   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Discharge of Directors   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Elect Directors   For   Against

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Remuneration of Directors   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Approve Auditors and Authorize Board to Fix Their Remuneration   For   For

TENARIS SA

  TEN   88031M109   07-May-14   Annual   Management    Allow Electronic Distribution of Company Documents to Shareholders   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director C. David Brown, II   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Nancy-Ann M. DeParle   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director David W. Dorman   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Anne M. Finucane   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Larry J. Merlo   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Jean-Pierre Millon   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Richard J. Swift   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director William C. Weldon   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Elect Director Tony L. White   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Ratify Auditors   For   For

CVS Caremark Corporation

  CVS   126650100   08-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

AbbVie Inc.

  ABBV   00287Y109   09-May-14   Annual   Management    Elect Director Robert J. Alpern   For   For

AbbVie Inc.

  ABBV   00287Y109   09-May-14   Annual   Management    Elect Director Edward M. Liddy   For   For

AbbVie Inc.

  ABBV   00287Y109   09-May-14   Annual   Management    Elect Director Frederick H. Waddell   For   For

AbbVie Inc.

  ABBV   00287Y109   09-May-14   Annual   Management    Ratify Auditors   For   For

AbbVie Inc.

  ABBV   00287Y109   09-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Catherine A. Bertini   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Susan M. Cameron   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Kriss Cloninger, III   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director E. V. Goings   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Joe R. Lee   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Angel R. Martinez   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Antonio Monteiro de Castro   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Robert J. Murray   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director David R. Parker   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director Joyce M. Roche   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Elect Director M. Anne Szostak   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Tupperware Brands Corporation

  TUP   899896104   09-May-14   Annual   Management    Ratify Auditors   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Cheryl K. Beebe   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Hasan Jameel   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Mark W. Kowlzan   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Robert C. Lyons   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Thomas P. Maurer   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Samuel M. Mencoff   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Roger B. Porter   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Thomas S. Souleles   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director Paul T. Stecko   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Elect Director James D. Woodrum   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Packaging Corporation of America

  PKG   695156109   13-May-14   Annual   Management    Ratify Auditors   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Allocate Disposable Profit   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Approve Discharge of Board and Senior Management   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director John Edwardson   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Kimberly Ross   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Robert Scully   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director David Sidwell   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Evan G. Greenberg   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Robert M. Hernandez   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Michael G. Atieh   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Mary A. Cirillo   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Michael P. Connors   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Peter Menikoff   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Leo F. Mullin   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Eugene B. Shanks, Jr.   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Theodore E. Shasta   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Director Olivier Steimer   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Elect Evan G. Greenberg as Board Chairman   For   Against


ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Appoint Michael P. Connors as Member of the Compensation Committee   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Appoint Mary A. Cirillo as Member of the Compensation Committee   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Appoint John Edwardson as Member of the Compensation Committee   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Appoint Robert M. Hernandez as Member of the Compensation Committee   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Designate Homburger AG as Independent Proxy   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Ratify PricewaterhouseCoopers AG (Zurich) as Auditors   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Ratify BDO AG (Zurich) as Special Auditors   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

ACE Limited

  ACE   H0023R105   15-May-14   Annual   Management    Transact Other Business (Voting)   For   Against

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Andrew H. Card, Jr.   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Erroll B. Davis, Jr.   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director David B. Dillon   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Judith Richards Hope   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director John J. Koraleski   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Charles C. Krulak   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Michael R. McCarthy   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Michael W. McConnell   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Thomas F. McLarty, III   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Steven R. Rogel   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Elect Director Jose H. Villarreal   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Ratify Auditors   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Management    Increase Authorized Common Stock   For   For

Union Pacific Corporation

  UNP   907818108   15-May-14   Annual   Share Holder    Stock Retention/Holding Period   Against   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Stephen F. Bollenbach   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Deirdre P. Connelly   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Meyer Feldberg   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Sara Levinson   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Terry J. Lundgren   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Joseph Neubauer   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Joyce M. Rochè   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Paul C. Varga   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Craig E. Weatherup   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Elect Director Marna C. Whittington   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Ratify Auditors   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Macy’s, Inc.

  M   55616P104   16-May-14   Annual   Management    Amend Omnibus Stock Plan   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Approve Financial Statements and Statutory Reports   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Approve Consolidated Financial Statements and Statutory Reports   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Approve Allocation of Income and Dividends of EUR 2.38 per Share   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Reelect Patricia Barbizet as Director   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Reelect Marie-Christine Coisne-Roquette as Director   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Reelect Paul Desmarais Jr as Director   For   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Reelect Barbara Kux as Director   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Advisory Vote on Compensation of Christophe de Margerie   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   For   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Amend Article 15 of Bylaws Re: Age Limit for CEO   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Management    Amend Article 17 of Bylaws Re: Proxy Voting   For   For

Total SA

  FP   89151E109   16-May-14   Annual/Special   Share Holder    Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   Against   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Share Holder    Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   Against   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Share Holder    Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   Against   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Share Holder    Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   Against   Against

Total SA

  FP   89151E109   16-May-14   Annual/Special   Share Holder    Amend Article 12.7 of Bylaws: Remuneration of Directors   Against   Against

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Richard D. Kinder   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Steven J. Kean   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Anthony W. Hall, Jr.   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Deborah A. Macdonald   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Michael J. Miller   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Michael C. Morgan   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Fayez Sarofim   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director C. Park Shaper   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Joel V. Staff   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director John M. Stokes   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Elect Director Robert F. Vagt   For   For


Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Management    Ratify Auditors   For   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Share Holder    Report on Financial Risks of Climate Change   Against   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Share Holder    Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets   Against   For

Kinder Morgan, Inc.

  KMI   49456B101   19-May-14   Annual   Share Holder    Report on Sustainability   Against   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Linda B. Bammann   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director James A. Bell   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Crandall C. Bowles   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Stephen B. Burke   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director James S. Crown   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director James Dimon   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Timothy P. Flynn   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Laban P. Jackson, Jr.   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Michael A. Neal   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director Lee R. Raymond   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Elect Director William C. Weldon   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Management    Ratify Auditors   For   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   Against

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Share Holder    Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For

JPMorgan Chase & Co.

  JPM   46625H100   20-May-14   Annual   Share Holder    Provide for Cumulative Voting   Against   For

Linde AG

  LIN   535223200   20-May-14   Annual   Management    Approve Allocation of Income and Dividends of EUR 3.00 per Share   For   For

Linde AG

  LIN   535223200   20-May-14   Annual   Management    Approve Discharge of Management Board for Fiscal 2013   For   For

Linde AG

  LIN   535223200   20-May-14   Annual   Management    Approve Discharge of Supervisory Board for Fiscal 2013   For   For

Linde AG

  LIN   535223200   20-May-14   Annual   Management    Ratify KPMG AG as Auditors for Fiscal 2014   For   For

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Christopher H. Franklin   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Edward G. Jepsen   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director William J. Museler   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Hazel R. O’Leary   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Thomas G. Stephens   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director G. Bennett Stewart, III   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Lee C. Stewart   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Elect Director Joseph L. Welch   For   Withhold

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Ratify Auditors   For   For

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Management    Amend Qualified Employee Stock Purchase Plan   For   For

ITC Holdings Corp.

  ITC   465685105   21-May-14   Annual   Share Holder    Amend Bylaws — Call Special Meetings   Against   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director James C. Day   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Julie H. Edwards   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director William L. Ford   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director John W. Gibson   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Bert H. Mackie   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Steven J. Malcolm   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Jim W. Mogg   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Pattye L. Moore   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Gary D. Parker   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Eduardo A. Rodriguez   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Elect Director Terry K. Spencer   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Ratify Auditors   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

ONEOK, Inc.

  OKE   682680103   21-May-14   Annual   Share Holder    Report on Methane Emissions Management and Reduction Targets   Against   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Approve Allocation of Income and Dividends of EUR 1.00 per Share   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Approve Discharge of Management Board for Fiscal 2013   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Approve Discharge of Supervisory Board for Fiscal 2013   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Ratify KPMG AG as Auditors for Fiscal 2014   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Change of Corporate Form to Societas Europaea (SE)   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Hasso Plattner to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Pekka Ala-Pietilae to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Anja Feldmann to the Supervisory Board   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Wilhelm Haarmann to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Bernard Liautaud to the Supervisory Board   For   For

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Hartmut Mehdorn to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Erhard Schipporeit to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Hagemann Snabe to the Supervisory Board   For   Against

SAP AG

  SAP   803054204   21-May-14   Annual   Management    Elect Klaus Wucherer to the Supervisory Board   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Sherry S. Barrat   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Robert M. Beall, II   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director James L. Camaren   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Kenneth B. Dunn   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Kirk S. Hachigian   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Toni Jennings   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director James L. Robo   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Rudy E. Schupp   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director John L. Skolds   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director William H. Swanson   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Elect Director Hansel E. Tookes, II   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Ratify Auditors   For   For


NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

NextEra Energy, Inc.

  NEE   65339F101   22-May-14   Annual   Share Holder    Eliminate Supermajority Vote Requirement   Against   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Approve Remuneration Policy   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Approve Remuneration Report   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Approve Variable Pay Cap   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Elect Kathleen Casey as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Elect Sir Jonathan Evans as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Elect Marc Moses as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Elect Jonathan Symonds as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Safra Catz as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Laura Cha as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Marvin Cheung as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Joachim Faber as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Rona Fairhead as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Renato Fassbind as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Douglas Flint as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Stuart Gulliver as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Sam Laidlaw as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect John Lipsky as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Rachel Lomax as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Iain Mackay as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Re-elect Sir Simon Robertson as Director   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Reappoint KPMG Audit plc as Auditors   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise the Group Audit Committee to Fix Remuneration of Auditors   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Directors to Allot Any Repurchased Shares   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   For   For

HSBC Holdings plc

  HSBA   404280406   23-May-14   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Linnet F. Deily   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Robert E. Denham   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Alice P. Gast   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Enrique Hernandez, Jr.   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Jon M. Huntsman, Jr.   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director George L. Kirkland   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Charles W. Moorman, IV   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Kevin W. Sharer   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director John G. Stumpf   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Ronald D. Sugar   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director Carl Ware   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Elect Director John S. Watson   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Ratify Auditors   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Report on Charitable Contributions   Against   Against

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Report on Management of Hydraulic Fracturing Risks and Opportunities   Against   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Require Independent Board Chairman   Against   Against

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Amend Bylaws — Call Special Meetings   Against   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Require Director Nominee with Environmental Experience   Against   For

Chevron Corporation

  CVX   166764100   28-May-14   Annual   Share Holder    Adopt Guidelines for Country Selection   Against   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Elect Director David K. Hunt   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Elect Director Richard N. Massey   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Elect Director Leslie M. Muma   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Elect Director James B. Stallings, Jr.   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Reduce Supermajority Vote Requirement   For   For

Fidelity National Information Services, Inc.

  FIS   31620M106   28-May-14   Annual   Management    Ratify Auditors   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Abdlatif Yousef Al-Hamad   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Mathis Cabiallavetta   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Pamela Daley   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Jessica P. Einhorn   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Fabrizio Freda   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Murry S. Gerber   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director James Grosfeld   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director David H. Komansky   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Deryck Maughan   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Cheryl D. Mills   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Marco Antonio Slim Domit   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director John S. Varley   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Elect Director Susan L. Wagner   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Amend Omnibus Stock Plan   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Amend Executive Incentive Bonus Plan   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

BlackRock, Inc.

  BLK   09247X101   29-May-14   Annual   Management    Ratify Auditors   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Raul Alvarez   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director David W. Bernauer   For   For


Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Leonard L. Berry   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Angela F. Braly   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Richard W. Dreiling   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Dawn E. Hudson   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Robert L. Johnson   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Marshall O. Larsen   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Richard K. Lochridge   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Robert A. Niblock   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Elect Director Eric C. Wiseman   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Amend Omnibus Stock Plan   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Management    Ratify Auditors   For   For

Lowe’s Companies, Inc.

  LOW   548661107   30-May-14   Annual   Share Holder    Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program   Against   Against

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director William C. Ballard, Jr.   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Edson Bueno   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Richard T. Burke   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Directo Robert J. Darretta   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Stephen J. Hemsley   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Michele J. Hooper   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Rodger A. Lawson   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Douglas W. Leatherdale   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Glenn M. Renwick   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Kenneth I. Shine   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Elect Director Gail R. Wilensky   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Management    Ratify Auditors   For   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Share Holder    Provide for Cumulative Voting   Against   For

UnitedHealth Group Incorporated

  UNH   91324P102   02-Jun-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Carole Black   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Glenn A. Britt   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Thomas H. Castro   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director David C. Chang   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director James E. Copeland, Jr.   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Peter R. Haje   For   Against

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Donna A. James   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Don Logan   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Robert D. Marcus   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director N.J. Nicholas, Jr.   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Wayne H. Pace   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director Edward D. Shirley   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Elect Director John E. Sununu   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Ratify Auditors   For   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Time Warner Cable Inc.

  TWC   88732J207   05-Jun-14   Annual   Share Holder    Pro-rata Vesting of Equity Awards   Against   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director David L. Calhoun   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Daniel M. Dickinson   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Juan Gallardo   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Jesse J. Greene, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Jon M. Huntsman, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Peter A. Magowan   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Dennis A. Muilenburg   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Douglas R. Oberhelman   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director William A. Osborn   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Edward B. Rust, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Susan C. Schwab   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Elect Director Miles D. White   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Ratify Auditors   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Approve Omnibus Stock Plan   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Share Holder    Review and Amend Human Rights Policies   Against   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Share Holder    Report on Controls to Ensure no Sales to Sudan   Against   For

Caterpillar Inc.

  CAT   149123101   11-Jun-14   Annual   Share Holder    Provide for Cumulative Voting   Against   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Masumoto, Yasuo   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Kimata, Masatoshi   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Kubo, Toshihiro   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Kimura, Shigeru   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Ogawa, Kenshiro   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Kitao, Yuuichi   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Funo, Yukitoshi   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Elect Director Matsuda, Yuzuru   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Appoint Statutory Auditor Sakamoto, Satoru   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Appoint Statutory Auditor Fukuyama, Toshikazu   For   For

Kubota Corp.

  6326   501173207   20-Jun-14   Annual   Management    Approve Annual Bonus Payment to Directors   For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management    Approve Final Dividend   For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management    Approve Remuneration Report   For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management    Approve Remuneration Policy   For   For


WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Approve Sustainability Report    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Roger Agnelli as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Dr Jacques Aigrain as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Colin Day as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Philip Lader as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Ruigang Li as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Mark Read as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Paul Richardson as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Jeffrey Rosen as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Hugo Shong as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Timothy Shriver as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Sir Martin Sorrell as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Sally Susman as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Re-elect Solomon Trujillo as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Elect Dr John Hood as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Elect Charlene Begley as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Elect Nicole Seligman as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Elect Daniela Riccardi as Director    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Authorise Issue of Equity with Pre-emptive Rights    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Authorise Market Purchase of Ordinary Shares    For   For

WPP plc

  WPP   92937A102   25-Jun-14   Annual   Management   Authorise Issue of Equity without Pre-emptive Rights    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Approve Allocation of Income, with a Final Dividend of JPY 9    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Sono, Kiyoshi    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Wakabayashi, Tatsuo    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Hirano, Nobuyuki    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Tanaka, Masaaki    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Yuuki, Taihei    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Kagawa, Akihiko    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Kuroda, Tadashi    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Nagaoka, Takashi    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Okamoto, Junichi    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Noguchi, Hiroyuki    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Okuda, Tsutomu    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Araki, Ryuuji    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Okamoto, Kunie    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Kawamoto, Yuuko    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Elect Director Matsuyama, Haruka    For   For

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Appoint Statutory Auditor Sato, Yukihiro    For   Against

Mitsubishi UFJ Financial Group

  8306   606822104   27-Jun-14   Annual   Management   Approve Adjustment to Aggregate Compensation Ceiling for Directors    For   For


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Tax-Advantaged Dividend Growth Fund

 

By  

/s/ Gifford R. Zimmerman


    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 21, 2014