Form 8-K

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): February 15, 2011

 

 

ADA-ES, INC.

(Name of registrant as specified in its charter)

 

 

 

Colorado   000-50216   84-1457385

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

8100 SouthPark Way, Unit B, Littleton, Colorado   80120
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (303) 734-1727

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 7.01 Regulation FD Disclosure.

On February 15, 2011, we issued an investor presentation for February 2011. A copy of the presentation materials is attached hereto as an exhibit 99.1. The presentation updates the information we provided in our January 2011 presentation package including the following:

 

   

MACT regulations and expected regulations.

 

   

Our plans for addressing our new refined coal opportunities through Clean Coal Solutions, LLC.

 

   

Timing of the expected decision on the Norit arbitration.

 

Item 9.01. Financial Statements and Exhibits

 

(d) The following items are furnished as exhibits to this report:

 

99.1    February 2011 investor presentation.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: February 15, 2011

 

ADA-ES, Inc.

Registrant

/s/    MARK H. MCKINNIES        

Mark H. McKinnies

Senior Vice President and Chief Financial Officer


INDEX TO EXHIBITS

 

Exhibit No.

  

Description

99.1    February 2011 investor presentation.