Registration Statement filed pursuant to Rule 462(b)

As filed with the Securities and Exchange Commission on May 10, 2010

REGISTRATION NO. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

JAZZ PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE   05-0563787

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

3180 Porter Drive

Palo Alto, CA 94304

(650) 496-3777

(Address, including zip code, and telephone number, including area code of registrant’s principal executive offices)

 

 

Bruce C. Cozadd

Chairman and Chief Executive Officer

Jazz Pharmaceuticals, Inc.

3180 Porter Drive

Palo Alto, CA 94304

(650) 496-3777

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Carol A. Gamble, Esq.

Philip J. Honerkamp, Esq.

Jazz Pharmaceuticals, Inc.

3180 Porter Drive

Palo Alto, CA 94304

(650) 496-3777

 

Suzanne Sawochka Hooper, Esq.

Chadwick L. Mills, Esq.

Cooley LLP

Five Palo Alto Square

3000 El Camino Real

Palo Alto, CA 94306-2155

(650) 843-5000

 

 

Approximate date of commencement of proposed sale to the public:

As soon as practicable after the effective date of this Registration Statement.

 

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box:  ¨

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box:  x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x 333-151593

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box.  ¨

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   x

 

 

CALCULATION OF REGISTRATION FEE

 

 
Title of Each Class of Securities To Be Registered(1)  

Proposed Maximum
Aggregate Offering

Price(2)

 

Amount of

Registration Fee(3)

Common Stock, par value $.0001 per share

  $12,247,438   $873.25
 
 
(1) There are being registered hereunder such indeterminate number of shares of Common Stock as shall have an aggregate initial offering price not to exceed $12,247,438.
(2) The proposed maximum aggregate offering price per share will be determined by the Registrant in connection with the issuance by the Registrant of the shares of Common Stock registered hereunder.
(3) Calculated pursuant to Rule 457(o) under the Securities Act.

 

 

This Registration Statement shall become effective upon filing with the Commission in accordance with Rule 462(b) under the Securities Act.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This Registration Statement is being filed pursuant to Rule 462(b) of the Securities Act of 1933, as amended, and General Instruction IV(A) to Form S-3 to register an additional $12,247,438 of the Registrant’s common stock, par value $0.0001 per share. In accordance with Rule 462(b), this Registration Statement incorporates by reference the contents of the Registrant’s Registration Statement on Form S-3 (File No. 333-151593), originally filed with the Securities and Exchange Commission on June 11, 2008 and as amended by Post-Effective Amendment No. 1 to Form S-3, filed with the Securities and Exchange Commission on March 19, 2010 and declared effective by the Securities and Exchange Commission on April 5, 2010, including all exhibits thereto and all information incorporated by reference therein, other than the exhibits included herein.

The required opinion and consents are listed on the Exhibit Index attached to and filed with this Registration Statement.

 

II-1


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Palo Alto, State of California, on the 10th day of May, 2010

 

JAZZ PHARMACEUTICALS, INC.
By:   /S/    BRUCE C. COZADD        
  Bruce C. Cozadd
  Chairman and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/S/    BRUCE C. COZADD        

Bruce C. Cozadd

  

Chairman and Chief Executive Officer

(Principal Executive Officer)

  May 10, 2010

/S/    KATHRYN E. FALBERG        

Kathryn E. Falberg

  

Senior Vice President and Chief Financial Officer

(Principal Financial Officer)

  May 10, 2010

/S/    JOAN E. COLLIGAN        

Joan E. Colligan

  

Controller and Principal Accounting Officer

(Principal Accounting Officer)

  May 10, 2010

*

Samuel D. Colella

  

Director

  May 10, 2010

*

Bryan C. Cressey

  

Director

  May 10, 2010

 

Patrick G. Enright

  

Director

 

*

Michael W. Michelson

  

Director

  May 10, 2010

*

James C. Momtazee

  

Director

  May 10, 2010

/S/    ROBERT M. MYERS        

Robert M. Myers

  

Director

  May 10, 2010

*

Kenneth W. O’Keefe

  

Director

  May 10, 2010

*

Alan M. Sebulsky

  

Director

  May 10, 2010

*

James B. Tananbaum, M.D.

  

Director

  May 10, 2010

 

Rick E. Winningham

  

Director

 

*

Nathaniel M. Zilkha

  

Director

  May 10, 2010

 

*By:   /S/    BRUCE C. COZADD        
 

Bruce C. Cozadd

Attorney-in-Fact

 

II-2


EXHIBIT INDEX

 

Exhibit
No.

  

Description

5.1    Opinion of Cooley LLP
23.1    Consent of Independent Registered Public Accounting Firm.
23.2    Consent of Cooley LLP (included in its opinion filed as Exhibit 5.1)
24.1    Power of Attorney (1)

 

(1) Previously filed on the signature page to Registrant’s Registration Statement on Form S-3 (File No. 333-151593), filed with the Commission on June 11, 2008, and incorporated herein by reference.