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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 6.6 | 12/07/2010 | M | 19,089 | (4) | 07/23/2018 | Series B Common Stock | 19,089 | $ 0 | 8,181 | D | ||||
Employee Stock Option (Right to Buy) | $ 2.05 | 12/07/2010 | M | 12,000 | (5) | 12/03/2018 | Series B Common Stock | 12,000 | $ 0 | 12,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McKEON JOHN C C/O THE DALLAS MORNING NEWS, INC. 508 YOUNG STREET DALLAS, TX 75202 |
Pres/GM of Dallas Morning News |
Kay F. Stockler, Attorney-in-Fact | 12/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "permitted Transferee" as defined in the Issuer's Certificate of Incorporation. |
(2) | No consideraton; converted on a share-for-share basis. |
(3) | Represents the average sale price per share. Shares sold in the open market as follows: 4,751 shares @ $8.25 per share; 5,000 shares @ $8.2502 per share; 125 shares @ $8.258 per share; 1,600 shares @ $8.2588 per share; 125 shares @ $8.26 per share; 250 shares @ $8.2601 per share; 2,000 shares @ $8.2677 per share; 375 shares @ $8.2701 per share; 1,738 shares @ $8.2825 per share; 125 shares @ $8.2948 per share; 125 shares @ $8.3033 per share; 125 shares @ $8.31 per share; 2,000 shares @ $8.3265 per share; 125 shares @ $8.33 per share; 125 shares @ $8.34 per share; 125 shares @ $8.41 per share; 125 shares @ $8.436 per share; 125 shares @ $8.438 per share; and, 125 shares @ $8.44 per share. |
(4) | The options became exercisable as to 10,908 shares on 7/23/2009 and as to 8,181 shares on 7/23/2010 and become exercisable as to the remaining shares on 7/23/2011. |
(5) | The options became exercisable as to 16,000 shares on 12/3/2009 and as to 12,000 shares on 12/3/2010 and become exercisable as to the remaining shares on 12/3/2011. |