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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 2.05 | 12/01/2010 | M | 20,000 | (7) | 12/03/2018 | Series B Common Stock | 20,000 | $ 0 | 54,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENGEL ALISON K A. H. BELO CORPORATION P.O. BOX 224866 DALLAS, TX 75222-4866 |
SVP/CFO and Treasurer |
Kay F. Stockler, Attorney-in-Fact | 12/02/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "permitted Transferee" as defined in the Issuer's Certificate of Incorporation. |
(2) | No consideraton; converted on a share-for-share basis. |
(3) | Represents the average sale price per share. Shares sold in the open market as follows: 200 shares @ $8.43 per share; 600 shares @ $8.46 per share; 500 shares @ $8.49 per share; 700 shares @ $8.495 per share; 2,000 shares @ $8.50 per share; 300 shares @ $8.5025 per share; 2,100 shares @ $8.52 per share; 200 shares @ $8.5225 per share; 100 shares @ $8.5288 per share; 100 shares @ $8.54 per share; 200 shares @ $8.5475 per share; 200 shares @ $8.55 per share; 1,600 shares @ $8.56 per share; |
(4) | Continuation of Footnote #3: 800 shares @ $8.57 per share; 100 shares @ $8.575 per share; 100 shares @ $8.5752 per share; 200 shares @ $8.5775 per share; 3,500 shares @ $8.58 per share; 200 shares @ $8.5825 per share; 400 shares @ $8.585 per share; 100 shares @ $8.5875 per share; 1,200 shares @ $8.59 per share; 100 shares @ $8.5975 per share; 100 shares @ $8.60 per share; 100 shares @ $8.61 per share; 200 shares @ $8.62 per share; 200 shares @ $8.63 per share; 100 shares @ $8.6375 per share; 300 shares @ $8.64 per share; 200 shares @ $8.65 per share; 200 shares @ $8.6525 per share; 100 shares @ $8.66 per share; 100 shares @ $8.67 per share; |
(5) | Continuation of Footnote #3: 500 shares @ $8.70 per share; 300 shares @ $8.71 per share; 200 shares @ $8.7175 per share; 100 shares @ $8.73 per share; 200 shares @ $8.74 per share; 100 shares @ $8.75 per share; 100 shares @ $8.7828 per share; 400 shares @ $8.80 per share; 100 shares @ $8.81 per share; 200 shares @ $8.87 per share; 100 shares @ $8.8734 per share; 200 shares @ $8.8875 per share; 200 shares @ $8.8878 per share; and, 200 shares @ $8.895 per share. |
(6) | Held by the A. H. Belo Savings Plan as of the date of this report. |
(7) | The options became exercisable as to 36,000 shares on December 3, 2009, and will become exercisable as to 27,000 shares on December 3, 2010, and as to the remaining shares on December 3, 2011. |