1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to Purchase Common Stock
|
06/25/2003 |
01/01/2012 |
Common Stock, $.01 par value
|
8,000
|
$
5.25
|
D
|
Â
|
Options to Purchase Common Stock
|
05/04/2007 |
07/01/2013 |
Common Stock, $.01 par value
|
10,000
|
$
8.66
|
D
|
Â
|
Options to Purchase Common Stock
|
07/13/2009 |
07/13/2014 |
Common Stock, $.01 par value
|
3,200
|
$
2.75
|
D
|
Â
|
Options to Purchase Common Stock
|
02/18/2010 |
02/18/2015 |
Common Stock, $.01 par value
|
30,000
|
$
3.61
|
D
|
Â
|
Options to Purchase Common Stock
|
07/29/2010 |
07/29/2015 |
Common Stock, $.01 par value
|
45,000
|
$
11.52
|
D
|
Â
|
Options to Purchase Common Stock
|
07/26/2011(3)
|
07/26/2016 |
Common Stock, $.01 par value
|
48,000
|
$
8.96
|
D
|
Â
|
Options to Purchase Common Stock
|
07/16/2013(4)
|
07/16/2018 |
Common Stock, $.01 par value
|
100,000
|
$
10.88
|
D
|
Â
|
Options to Purchase Common Stock
|
06/01/2009 |
07/13/2014 |
Common Stock, $.01 par value
|
4,320
|
$
10.06
|
D
|
Â
|
Options to Purchase Common Stock
|
06/01/2009 |
02/18/2015 |
Common Stock, $.01 par value
|
18,000
|
$
10.06
|
D
|
Â
|
Options to Purchase Common Stock
|
06/01/2009 |
07/29/2015 |
Common Stock, $.01 par value
|
22,500
|
$
12.51
|
D
|
Â
|
Options to Purchase Common Stock
|
06/01/2009 |
07/26/2016 |
Common Stock, $.01 par value
|
9,000
|
$
11.23
|
D
|
Â
|
Options to Purchase Common Stock
|
06/01/2009(5)
|
07/18/2017 |
Common Stock, $.01 par value
|
76,500
|
$
10.06
|
D
|
Â
|
Options to Purchase Common Stock
|
07/16/2012(6)
|
07/16/2019 |
Common Stock, $.01 par value
|
30,000
|
$
7.97
|
D
|
Â
|
Options to Purchase Common Stock
|
07/20/2013(7)
|
07/20/2020 |
Common Stock, $.01 par value
|
25,000
|
$
12.32
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 23,334 shares of Common Stock representing two-thirds of an original grant of performance-based restricted stock that shall vest one-half on each of July 16, 2011 and July 16, 2012 if applicable performance conditions are achieved. |
(2) |
Includes 25,000 shares of common stock that represent a grant of performance-based restricted stock that shall vest one-third on each of July 20, 2011, July 20, 2012 and July 20, 2013 if applicable performance conditions are achieved. |
(3) |
The options to purchase common stock vest ratably over a five-year period, thus an equal portion vested on on each of July 26, 2008, July 26, 2009 and July 26, 2010 and an equal portion is scheduled to vest on July 26, 2011. |
(4) |
The options to purchase common stock vest 20% each year anniversary of the option to purchase grant date. Thus 20% vested on each of July 16, 2009 and July 16, 2010, and 20% shall vest on each of July 16, 2011, July 16, 2012 and July 16, 2013. |
(5) |
These options to purchase common stock were vested 20% on the date of grant and the remaining unvested options provide for vesting in four equal annual installments, equal installments on each of July 18, 2009 and July 18, 2010 and equal installments scheduled on each of July 18, 2011 and July 18, 2012. |
(6) |
The options to purchase common stock vest one-third each year on the anniversary date of the option to purchase grant date. Thus one-third vested on July 16, 2010, and one-third shall vest on each of July 16, 2011 and July 16, 2012. |
(7) |
The options to purchase common stock vest one-third each year on the anniversary date of the option to purchase grant date. Thus one-third shall vest on each of July 20, 2011, July 20, 2012 and July 20, 2013. |