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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants | $ 4.94 | 03/01/2007 | X | 20,000 | 03/10/2000 | 03/10/2007 | Class A Common Stock | 20,000 | $ 4.94 | 274,000 | D | ||||
Stock Option | $ 2 | 03/01/2007 | X | 50,000 | 01/23/2001 | 01/23/2008 | Class A Common Stock | 50,000 | $ 2 | 224,000 | D | ||||
Stock Option | $ 1.875 | 03/01/2007 | X | 14,000 | 04/22/2001 | 04/22/2008 | Class A Common Stock | 14,000 | $ 1.875 | 210,000 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KAMINSKI AMOS C/O BITSTREAM INC. 245 FIRST STREET, 17TH FLOOR CAMBRIDGE, MA 02142-1270 |
X |
Amos Kaminski | 03/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 20,000 shares at $4.94 per share, 50,000 shares at $2.0 per share and 14,000 shares at $1.875 per share. |
(2) | The reporting person beneficially owns the following derivatives to purchase Class A Common Stock of the Company (i)an option granted on 01/25/1999 to purchase 150,000 shares at $1.59 per share, which option expires on 01/25/2009 and is fully vested; (ii)an option granted on 02/05/2002 to purchase 20,000 shares at $4.75 per share, which option expires on 02/05/2012 and is fully vested;(iii) an option granted on 02/13/2003 to purchase 20,000 shares at $1.79, which option expires 02/13/2013 and is fully vested;(iv)an option granted on 09/29/2004 to purchase 10,000 shares at $1.61 per share, which option expires on 09/29/2014 and of which 6,666 is vested and 3,334 vest on 09/29/2007 and (v)an option granted on 08/03/2006 to purchase 10,000 shares at $4.45 per share, which expires on 08/03/2016 and of which 2,500 each vest on 08/03/2007, 08/03/2008, 08/03/2009 and 08/03/2010. |