UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
1. Name and Address of Reporting Person
HARQUAIL, DAVID
1700 LINCOLN STREET
DENVER, CO 80203
USA
2. Date of Event Requiring Statement (Month/Day/Year)
May 15, 2002
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Issuer Name and Ticker or Trading Symbol
NEWMONT MINING CORPORATION
NEM
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other
(specify below)
President & Managing Director Newmont Capital Limited
6. If Amendment, Date of Original (Month/Day/Year)
May 28, 2002
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned |
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1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect |
| Securities | Form: | Beneficial Ownership |
| Beneficially | Direct(D) or | |
| Owned | Indirect(I) | |
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Exchangeable Shares (1) |4,043 |I |By retirement plan |
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Exchangeable Shares (1) |3,120 |I |By spouse's retirement plan |
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Table II -- Derivative Securitites Beneficially Owned |
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1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect |
Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership |
| Expiration | Securities | |exercise |Form of | |
| Date(Month/ |-----------------------|---------|price of |Deriv- | |
| Day/Year) | |Amount |deri- |ative | |
| Date | Expira- | |or |vative |Security: | |
| Exer- | tion | Title |Number of|Security |Direct(D) or | |
| cisable | Date | |Shares | |Indirect(I) | |
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Stock Option (right to b|immed |6/26/05 |Common Stock |64,000 |$14.69 |D | |
uy) | | | | | | | |
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Stock Option (right to b|immed |6/26/05 |Common Stock |49,280 |$10.72 |D | |
uy) | | | | | | | |
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Stock Option (right to b|immed |9/10/09 |Common Stock |120,000 |$19.25 |D | |
uy) | | | | | | | |
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Explanation of Responses:
(1) The Exchangeable Shares are shares of stock of 4011686 Canada Inc., a
corporation existing under the laws of Canada and wholly-owned subsidiary of
the Registrant, that are convertible
into common stock of the issuer on a one-for-one basis at the option of the
holder at any time after February 16, 2002, pursuant to the terms set forth in
the Provisions Attaching to the
Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of
that certain Arrangement Agreement, dated November 14, 2001, between
Franco-Nevada Mining Corporation
Limited and Newmont Gold Company (formerly known as Newmont Mining
Corporation). Pursuant to that certain Voting and Exchange Trust Agreement
between the Issuer, 4011686 Canada Inc.
and Computershare Trust Company of Canada (the "Trustee"), holders of
Exchangeable Shares are entitled to direct the Trustee to cast the votes
attaching to the share of the Special Voting Stock
of the Issuer held by the Trustee, on all matters submitted to the stockholders
of the Issuer. The Exchangeable Shares remain exchangeable at the option of
the holder until redeemed by the Issuer
pursuant to, and subject to the conditions of, the
Provisions.
(2) David Harquail has executed a power of attorney, a copy of which has been
previously filed, authorizing Ardis Young to execute this Form 3 on his
behalf.
SIGNATURE OF REPORTING PERSON
David Harquail by Ardis Young, Attorney-in-Fact (2)
DATE
September 27, 2002