SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE
SECURITIES EXCHANGE ACT OF 1934
Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐
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|☐||Preliminary Proxy Statement|
|☐||Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))|
|☐||Definitive Proxy Statement|
|☒||Definitive Additional Materials|
|☐||Soliciting Material Pursuant to Section 240.14a-12|
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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|☐||Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.|
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On Wednesday, June 14, 2018, Alliance Advisors, LLC, the proxy solicitor for Stellus Capital Investment Corporation (the “Company”), mailed a letter on behalf of the Company to certain Company stockholders of record at April 5, 2018 (“Record Date Stockholders”) who had yet to vote their shares in connection with the Company’s 2018 Annual Meeting of Stockholders. The letter, attached hereto, urges Record Date Stockholders to cast their votes on the proposals described in the Company’s Definitive Proxy Statement on Schedule 14A, which was filed with the Securities and Exchange Commission on April 27, 2018.
|Alliance Advisors||Shareholder Services Department|
June 13, 2018
|Re:||Your Investment in Stellus Capital Investment Corporation|
You recently received proxy materials for the upcoming Stellus Capital Investment Corporation Annual Meeting of Stockholders on June 28, 2018. According to our latest records, your account is unvoted. For your convenience we have enclosed an additional voting form.
Your vote is very important this year. The voting cutoff is approaching; please vote your shares immediately to avoid a costly adjournment.
If you have any questions, or need assistance with the voting of your shares, please contact me at 833-501-4214, Monday through Friday between 9 a.m. and 10 p.m. and Saturday between 10 a.m. and 6 p.m. Eastern time. This important vote will take only a moment of your time. Alliance Advisors has been engaged by Stellus Capital Investment Corporation to contact you.
Thank you in advance for your assistance with this matter.
Assistant Vice President
Alliance Advisors, LLC - 200 Broadacres Drive - Bloomfield NJ 07003