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UNITED STATES |
OMB APPROVAL |
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22444
Western Asset High Yield Defined Opportunity Fund Inc.
(Exact name of registrant as specified in charter)
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620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NEW YORK |
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10018 |
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(Address of principal executive offices) |
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(Zip code) |
Robert I. Frenkel, Esq.
100 First Stamford Place
Stamford, Connecticut 06902
(Name and address of agent for service)
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Registrant’s telephone number, including area code: 1-888-777-0102 |
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Date of fiscal year end: |
August 31 |
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Date of reporting period: |
July 1, 2012- June 30, 2013 | ||
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22444
Reporting Period: 07/01/2012 - 06/30/2013
Western Asset High Yield Defined Opportunity Fund Inc.
============ Western Asset High Yield Defined Opportunity Fund Inc. ============
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT For For Management
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER For For Management
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS For For Management
1D. ELECTION OF DIRECTOR: MICHAEL E. For For Management
O'NEILL
1E. ELECTION OF DIRECTOR: JUDITH RODIN For For Management
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN For For Management
1G. ELECTION OF DIRECTOR: ANTHONY M. For For Management
SANTOMERO
1H. ELECTION OF DIRECTOR: JOAN E. SPERO For For Management
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR For For Management
1J. ELECTION OF DIRECTOR: WILLIAM S. For For Management
THOMPSON, JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO For For Management
PONCE DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF For For Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2013.
3. ADVISORY APPROVAL OF CITI'S 2012 For For Management
EXECUTIVE COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK For For Management
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
EXECUTIVES RETAIN A SIGNIFICANT
PORTION OF THEIR STOCK UNTIL REACHING
NORMAL RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
THE BOARD INSTITUTE A POLICY TO MAKE
IT MORE PRACTICAL TO DENY
INDEMNIFICATION FOR DIRECTORS.
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HORIZON LINES, INC.
Ticker: HRZL Security ID: 44044K309
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-MARTIN TUCHMAN For For Management
1..2 DIRECTOR-SAMUEL A. WOODWARD For For Management
2. TO APPROVE AN AMENDMENT TO THE For For Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY FROM 100,000,000 TO
150,000,000.
3. TO RATIFY THE ACTION OF THE COMPANY'S For For Management
AUDIT COMMITTEE IN APPOINTING ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 22,
2013.
4. TO ADOPT AN ADVISORY RESOLUTION TO For For Management
APPROVE OUR EXECUTIVE COMPENSATION.
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REALOGY HOLDINGS CORP
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 07, 2013 Meeting Type: ANNUAL
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director FOR FOR Management
1.2 Elect Director FOR FOR Management
1.3 Elect Director FOR FOR Management
2 Advisory vote to approve Realogy FOR FOR Management
Holdings executive comensation program
3 Ratifying the appointment of FOR FOR Management
Pricewaterhouse Coopers LLP
4 Advisory vote on the grequency of the FOR FOR Management
advisory vote on executive compensation
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SEAT PAGINE GIALLE SPA
Ticker: PGIM Security ID: XS0482702395
Meeting Date: JUN 11, 2013 Meeting Type: ANNUAL
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A Appointment of the Representative of FOR ABSTAIN Management
the holders of the non-convertible
notes " 550,000,000 10 1/2 Senior
Secured Notes due 2017"
(rappresentante comune degli
obbligazionisti) for the fiscal years
2013-2014-2015 and determination of
his compensation
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SEAT PAGINE GIALLE SPA, MILANO
Ticker: Security ID: T8380HAA2
Meeting Date: JUN 12, 2013 Meeting Type: Ordinary General Meeting
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS A REVISION None Did not vote Management
DUE TO CHANGE IN MEETING DATE FROM 11
JUN-2013 TO 12 JUN 2013. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RET-URN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THA-NK YOU.
1 Appointment of the Joint Unknown Abstain Management
Representative of the holders of the
bonds of the non-convertible
debentures "EUR 550,000,000" 10 1/2
senior security note due 2017 for the
financial years 2013-2015 and decision
on concerned payment
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE None Did not vote Management
AGENDA IS AVAILABLE BY CLICKING ON THE
U-RL LINK: https://materials.proxyvote.
com/Approved/99999
Z/19840101/NPS_168707.P-DF
CMMT DELETION OF COMMENT None Did not vote Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) |
Western Asset High Yield Defined Opportunity Fund Inc. | |||
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By (Signature and Title)* |
/s/ Kenneth D. Fuller | |||
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Kenneth D. Fuller | |||
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Chairman, President and Chief Executive Officer | |||
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Date |
August 16, 2013 | |||
* Print the name and title of each signing officer under his or her signature.