CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Sherwood Investments Overseas Limited |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
British Virgin Islands | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,9001 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
CO |
1 | All of the shares reported on this Schedule 13D are held directly by Sherwood Investments Overseas Limited, which is wholly owned by Sherwood Trust. The trustee for Sherwood Trust is Overseas Trust Company Limited. Ms. Iseppi and Dr. Trepp are agents of Overseas Trust Company Limited. Mr. Benscher is the Authorized Signatory for Sherwood Investments Overseas Limited. |
2
CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Sherwood Trust |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Liberia | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,900 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
OO |
3
CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Overseas Trust Company Limited |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Liberia | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,900 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
OO |
4
CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Julian Mark Benscher |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United Kingdom | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,900 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
IN |
5
CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Esther Iseppi |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Switzerland | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,900 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
IN |
6
CUSIP No. 89336Q100 |
1 | NAMES OF REPORTING PERSONS Dr. Urs Trepp |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (see instructions) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Switzerland | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,961,900 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
1,961,900 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,961,900 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 | ||||||||||
6.31% | |||||||||||
14 | TYPE OF REPORTING PERSON (see instructions) | ||||||||||
IN |
7
Sole Power to | Shared Power to | |||||||
Sole Power to | Shared Power to | Dispose/Direct | Dispose/Direct | |||||
Reporting Person | Vote/Direct Vote | Vote/Direct Vote | Disposition | Disposition | ||||
Sherwood Investments Overseas Limited | 0 | 1,961,900 | 0 | 1,961,900 | ||||
Sherwood Trust | 0 | 1,961,900 | 0 | 1,961,900 | ||||
Overseas Trust Company Limited | 0 | 1,961,900 | 0 | 1,961,900 | ||||
Julian Mark Benscher | 0 | 1,961,900 | 0 | 1,961,900 | ||||
Esther Iseppi | 0 | 1,961,900 | 0 | 1,961,900 | ||||
Dr. Urs Trepp | 0 | 1,961,900 | 0 | 1,961,900 |
Exhibit D
|
Schedule of transactions in the Issuers Common Stock by the Reporting Persons during the past 60 days. | |
Exhibit E
|
Press Release, dated December 12, 2007. |
8
SHERWOOD INVESTMENTS OVERSEAS LIMITED | ||||||
By: | /s/ Julian Mark Benscher | |||||
Name: Julian Mark Benscher | ||||||
Title: Authorized Signatory | ||||||
SHERWOOD TRUST | ||||||
By: |
Overseas Trust Company Limited, its Trustee |
|||||
By: | /s/ Urs Trepp | |||||
Name: Dr. Urs Trepp | ||||||
Title: Director | ||||||
OVERSEAS TRUST COMPANY LIMITED | ||||||
By: | /s/ Urs Trepp | |||||
Name: Dr. Urs Trepp | ||||||
Title: Director | ||||||
JULIAN MARK BENSCHER | ||||||
/s/ Julian Mark Benscher | ||||||
ESTHER ISEPPI | ||||||
/s/ Esther Iseppi | ||||||
DR. URS TREPP | ||||||
/s/ Urs Trepp | ||||||
9
Exhibit | Description | |
A
|
Joint Filing Agreement, dated December 10, 2007, by and among Sherwood Investments Overseas Limited, Sherwood Trust, Overseas Trust Company Limited, Julian Mark Benscher, Esther Iseppi, and Dr. Urs Trepp (incorporated by reference to Exhibit A to the Reporting Persons Schedule 13D filed on December 10, 2007). | |
B
|
Letter, dated November 16, 2007, from Sherwood Investments Overseas Limited to Trans World Entertainment Corporation (incorporated by reference to Exhibit B to the Reporting Persons Schedule 13D filed on December 10, 2007). | |
C
|
Letter, dated November 29, 2007, from Sherwood Investments Overseas Limited to Trans World Entertainment Corporation and Special Committee of the Board of Directors (incorporated by reference to Exhibit C to the Reporting Persons Schedule 13D filed on December 10, 2007). | |
D
|
Schedule of transactions in the Issuers Common Stock by the Reporting Persons during the past 60 days. | |
E
|
Press Release, dated December 12, 2007. |
Date of Purchase | Number of Shares Purchased | Price Per Share | ||||||
November 9, 2007
|
620,701 | $ | 4.9716 | |||||
November 12, 2007
|
198,005 | $ | 4.9648 | |||||
November 13, 2007
|
423,679 | $ | 4.9582 | |||||
November 14, 2007
|
103,000 | $ | 4.972 | |||||
November 15, 2007
|
866 | $ | 4.9658 | |||||
November 16, 2007
|
90,747 | $ | 5.0145 | |||||
November 21, 2007
|
24,000 | $ | 4.9338 | |||||
November 26, 2007
|
1,468 | $ | 4.91 | |||||
November 28, 2007
|
13,916 | $ | 4.945 | |||||
November 29, 2007
|
1,919 | $ | 5.0267 | |||||
November 29, 2007
|
21,699 | $ | 5.0239 | |||||
November 29, 2007
|
40,000 | $ | 5.0366 | |||||
November 30, 2007
|
5,000 | $ | 5.6143 | |||||
December 5, 2007
|
5,000 | $ | 5.5098 | |||||
December 5, 2007
|
5,000 | $ | 5.48437 | |||||
December 7, 2007
|
3,000 | $ | 5.53 | |||||
December 7, 2007
|
96,000 | $ | 5.7102 | |||||
December 10, 2007
|
50,000 | $ | 5.762 | |||||
December 10, 2007
|
20,000 | $ | 5.6073 | |||||
December 11, 2007
|
20,000 | $ | 5.50612 | |||||
December 11, 2007
|
50,000 | $ | 5.4956 | |||||
December 12, 2007
|
40,000 | $ | 5.48982 | |||||
December 12, 2007
|
60,000 | $ | 5.34 | |||||
December 12, 2007
|
40,000 | $ | 5.30 | |||||
December 13, 2007
|
27,900 | $ | 5.08 |