sc13d
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
ZI CORPORATION
(Name of Issuer)
COMMON SHARES, NO PAR VALUE
(Title of Class of Securities)
Thomas Beaudoin
Chief Financial Officer
Nuance Communications, Inc.
1 Wayside Road
Burlington, MA 01803
Telephone: (781) 565-5000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
February 26, 2009
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the
subject of this filing on Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or
or 13d-1(g), check the following box o.
TABLE OF CONTENTS
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CUSIP No. |
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988918108 |
13D |
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NAMES OF REPORTING PERSONS:
Nuance Communications, Inc.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 94-3156479 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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SOURCE OF FUNDS |
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OO, WC |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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State of Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,000 |
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SHARES |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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20,664,0981 Common Shares |
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EACH |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,000 |
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WITH |
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SHARED DISPOSITIVE POWER |
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-0- |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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20,665,098 Common Shares |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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40.8%2 |
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14 |
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TYPE OF REPORTING PERSON |
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1 1,946,090 Common Shares of Zi (as defined below) are subject to voting support agreements entered into between Nuance (as defined below) and certain shareholders of Zi (discussed in Items 3 and 4) and 18,718,008 Common Shares of Zi are subject to a voting support agreement entered into by and among Nuance, the Trustee (as defined below) and the Receiver (as defined below) (discussed in Items 3 and 4).
The information in this Statement (as defined below) regarding beneficial ownership of Common Shares of Zi, other than the 1,000 Common Shares as to which Nuance has sole voting and dispositive power, is based entirely upon information provided by Zi to Nuance.
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2 Nuance has relied on the Schedule 14D-9 filed by Zi on
December 11, 2008 to calculate the percentage of outstanding Common Shares it
beneficially owns. |
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CUSIP No. |
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988918108 |
13D |
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Item 1. Security and Issuer.
This statement on Schedule 13D (this Statement) relates to the common shares, no par value,
(the Common Shares) of Zi Corporation (Zi). The principal executive office of Zi is located at
Suite 2100, 840 7th Avenue S.W., Calgary, Alberta, Canada T2P 3G2.
Item 2. Identity and Background.
This Statement is being filed on behalf of Nuance Communications, Inc., a Delaware corporation
(Nuance). Nuance is a leading provider of speech-based solutions for businesses and consumers
worldwide. The principle executive office of Nuance is located at 1 Wayside Road in Burlington,
MA, 01803.
Set forth on Schedule A hereto is the following information: (i) the name of each of the
executive officers and directors of Nuance, (ii) the residence or business address of each of the
directors of Nuance, and (iii) the present principal occupation or employment, if any, of each of
the executive officers and directors of Nuance, and the name, principal business and address of any
corporation or other organization in which such employment is conducted, in each case as of the
date hereof. The address of the executive officers of Nuance is the same as the address of
Nuances principal business.
Neither Nuance nor, to the knowledge of Nuance, any person named on Schedule A hereto (i)
during the last five years, has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors), or (ii) during the last five years, was a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree, or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state securities laws on finding any
violation with respect to such laws.
To the knowledge of Nuance, each of the individuals set forth on Schedule A hereto is a
citizen of the United States.
Item 3. Source and Amount of Funds or Other Consideration.
As an inducement for Nuance to enter into the Arrangement Agreement described in Item 4 below
and in consideration thereof, the directors and certain of the executive officers of Zi
(collectively, the Shareholders) entered into voting support agreements with Nuance
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(collectively, the
Shareholder Voting Agreements) (see Item 4). In addition, the Shareholders have granted Garrison
Smith and Thomas Beaudoin (collectively, the Attorneys), and each individually, an irrevocable
proxy with respect to the Common Shares of Zi covered by the Shareholder Voting Agreements. Nuance
did not pay any additional consideration to the Shareholders in connection with the execution and
delivery of the Shareholder Voting Agreements.
As further inducement for Nuance to enter into the Arrangement Agreement and in consideration
thereof, Marty Steinberg, the court appointed receiver (the Receiver) of Lancer Management Group,
LLC, Lancer Management Group II, LLC (LMG II), Lancer Offshore, Inc. (Lancer Offshore),
Omnifund, Ltd. (Omnifund), LSPV, Inc., LSPV, LLC (LSPV-LLC), CLR Associates, LLC, G.H.
Associates, LLC, and Alpha Omega Group, Inc., and the person in control of Lancer Partners, LP, a
Connecticut limited partnership (Lancer Partners), and Gerald A. McHale, Jr. (the Trustee)
entered into a voting support agreement with Nuance (the Trustee Voting Agreement). Nuance did
not pay any additional consideration to the Receiver or the Trustee in connection with the
execution and delivery of the Trustee Voting Agreement. The Receiver was appointed to manage the
Subject Shares (as defined below) beneficially owned by Lancer Offshore, Omnifund, Lancer Partners,
and LSPV-LLC (collectively, the Lancer Entities) pursuant to an Order Appointing Receiver entered
by the United States District Court for the Southern District of Florida (the District Court) in
an action titled Securities Exchange Commission v. Michael Lauer, et al. and an order of
the United States Bankruptcy Court for the for the Southern District of Florida (the Bankruptcy
Court) in an action titled In Re: Lancer Partners, Limited Partnership. The Trustee is
charged with liquidating the assets of Lancer Partners, LMG II and LSPV-LLC in favor of parties
holding claims (as defined in Section 101(5) of the United States Bankruptcy Code) against Lancer
Partners who are entitled to receive a distribution under various court orders (collectively, the
Bankruptcy Plan). Pursuant to the Bankruptcy Plan, the Receiver has agreed to transfer the
Subject Shares owned by Lancer Partners, LMG II and LSPV-LLC to the Trustee (the Trustee
Transfer).
References to, and descriptions of, the Acquisition (as defined below), the Arrangement
Agreement, the Shareholder Voting Agreements, and the Trustee Voting Agreement (together with the
Shareholder Voting Agreements, the Voting Agreements), as set forth herein, are qualified in
their entirety by reference to the copy the Form of Shareholder Voting Agreement included as
Exhibit 1 to this Statement, the copy of the Trustee Voting Agreement included as Exhibit 2 to this
Statement, and the copy of the Arrangement Agreement included as Exhibit 3 to this
Statement, all of which are incorporated by reference herein in their entirety where such
references and descriptions appear.
In addition to the Common Shares covered by the Voting Agreements, Nuance is the beneficial
owner of 1,000 additional Common Shares of Zi. The aggregate purchase price of those 1,000 Common
Shares was approximately $653.80. Such shares were acquired by Nuance in open market transactions
using working capital.
Item 4. Purpose of Transaction.
(a)-(b) On February 26, 2009, Zi, Nuance, and Nuance Acquisition ULC, an unlimited liability
corporation existing under the laws of the Province of Alberta and an indirect wholly owned
subsidiary of Nuance (the Sub), entered into an Arrangement Agreement (the Arrangement
Agreement). Pursuant to the Arrangement Agreement and related Plan of Arrangement (the Plan of
Arrangement), and subject to the approval of Zis shareholders and the Court of Queens Bench of
Alberta, Zi will become a wholly owned subsidiary of the Sub (the Acquisition). The aggregate
consideration for the Acquisition is approximately $35 million, consisting of approximately
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$17 million in cash and $18 million in
shares of Nuance common stock. Upon consummation of the Acquisition, each outstanding Common Share
will be converted into the right to receive approximately $0.34 in cash and 0.04 shares of Nuance
common stock, subject to certain adjustments3.
The Voting Agreements were entered into as a condition to the willingness of Nuance to enter
into the Arrangement Agreement and to increase the likelihood that the approval of Zis
shareholders required in connection with the Acquisition will be obtained. Pursuant to the Voting
Agreements, Nuance may be deemed to be the beneficial owner of 20,664,098 Common Shares
(collectively, the Subject Shares).
The Shareholder Voting Agreements
Pursuant to the Shareholder Voting Agreements, each of the Shareholders has agreed, among
other things, to: (i) not, directly, or indirectly, solicit, assist, encourage, or facilitate any
inquires or proposals regarding any Acquisition Proposal (as such term is defined in the
Arrangement Agreement, as filed as Exhibit 2.1 with the Current Report on Form 8-K filed by Nuance
with the U.S. Securities and Exchange Commission on February 27, 2009); (ii) not, directly or
indirectly, negotiate or discuss, or provide confidential information with respect to, any
Acquisition Proposal; (iii) not, directly or indirectly, accept or enter into, or publicly propose
to enter into any letter of intent, agreement, or understanding related to any Acquisition
Proposal; (iv) not deposit the Subject Shares owned by such Shareholder to a take-over bid or
transaction; (v) not sell, transfer, pledge, encumber or otherwise convey the Subject Shares owned
by such Shareholder, or any right or interest therein, to any person; (vi) not grant any proxy or
other right to vote the shares that is inconsistent with the terms of such Shareholder Voting
Agreement, or enter into any voting trust or other agreement with respect to the right to call
meetings of shareholders, or give consents or approvals relating to the Subject Shares owned by
such Shareholder; (vii) vote against any proposed action by Zi, its subsidiaries, shareholders, or
third parties in respect to any Acquisition Proposal, which might prevent or delay the successful
completion of the Plan of Arrangement, or which might reasonably be expected to result in a breach
of the Arrangement Agreement by Zi; and (viii) promptly notify and provide Nuance with a copy of
every written communication received in connection with any Acquisition Proposal.
Pursuant to the Shareholder Voting Agreements, each Shareholder has further agreed to:
(i) vote or cause to be voted the Subject Shares owned by such Shareholder in favor of any
resolution relating to the Plan of Arrangement; (ii) not exercise any rights of dissent provided
under law, the Plan of Arrangement or otherwise in connection with any resolution relating to the
Plan of Arrangement or the transactions contemplated by the Arrangement Agreement; and (iii) vote
or cause to be voted the Subject Shares owned by such Shareholder against any Acquisition Proposal.
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In order to provide Zi shareholders a limited amount of
protection against a drop in Nuances share price between signing of the
Arrangement Agreement and the consummation of the Plan of Arrangement, extra
cash consideration (the Contingent Amount) will be paid to Zi shareholders if
the Nuance share price on the closing date is less than the share price on the
signing date. The applicable formula for the Contingent Amount is the lesser
of (i) the product of the (x) the equity consideration ($0.35/share price on
date of signing) and (y) the absolute value of the share price on the closing
date less the share price on the signing date, and (ii) $0.0525. |
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988918108 |
13D |
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Further, pursuant to the Shareholder Voting Agreements, each Shareholder has irrevocably
granted to and appointed the Attorneys, and each of them individually, as such Shareholders proxy
and attorney-in-fact to vote the Subject Shares owned by such Shareholder in accordance with the
terms of such Shareholder Voting Agreement. The rights of the Attorneys are limited to voting such
Subject Shares, or granting consent or approval with respect to such Subject Shares: (i) against
any proposed action by Zi, its subsidiaries, shareholders, or third parties in respect to any
Acquisition Proposal, which might prevent or delay the successful completion of the Plan of
Arrangement, or which might reasonably be expected to result in a breach of the Arrangement
Agreement by Zi; (ii) in favor of any resolution relating to the Plan of Arrangement; and (iii)
against any Acquisition Proposal.
The Shareholder Voting Agreements terminate automatically upon the earlier to occur of (i) the
date on which the Arrangement Agreement shall have been validly terminated pursuant to its terms
and (ii) the date on which the Acquisition becomes effective in accordance with the terms and
conditions set forth in the Arrangement Agreement, unless earlier terminated in writing pursuant to
the terms of the Shareholder Voting Agreements.
The Trustee Voting Agreement
Although the Trustee Voting Agreement has been signed, it remains limited in its effectiveness
until the Receiver and the Trustee receive approval from the District Court and the Bankruptcy Court.
Pursuant to the Trustee Voting Agreement, the Receiver and the Trustee have agreed to use their
commercially reasonable efforts to secure approval of the Trustee Voting Agreement by the District
Court and the Bankruptcy Court. In furtherance of obtaining these approvals, the Receiver and the
Trustee have filed motions seeking court approval with the District Court and the Bankruptcy Court.
Pursuant to the Trustee Voting Agreement, subject to obtaining the requisite court approvals,
the Receiver has agreed, among other things, to: (i) not, directly, or indirectly, solicit, assist,
encourage, or facilitate any inquires or proposals regarding an Acquisition Proposal; (ii) not,
directly or indirectly, negotiate or discuss, or provide confidential information with respect to,
any Acquisition Proposal; (iii) not, directly or indirectly, accept or enter into, or publicly
propose to enter into any letter of intent, agreement, or understanding related to any Acquisition
Proposal; (iv) not deposit the Subject Shares owned by the Receiver to a take-over bid or
transaction; (v) with the exception of the Trustee Transfer, not sell, transfer, pledge, encumber
or otherwise convey the Subject Shares owned by the Receiver, or any right or interest therein, to
any person; (vi) with the exception of the Trustee Transfer, not grant any proxy or other right to
vote the Subject Shares owned by the Receiver that is inconsistent with the terms of the Trustee
Voting Agreement, or enter into any voting trust or other agreement with respect to the right to
vote, call meetings of shareholders, or give consents or approvals regarding the Subject Shares
owned by the Receiver; (vii) vote against any proposed action by Zi, its subsidiaries,
shareholders, or third parties in respect of any Acquisition Proposal, which might prevent or delay
the successful completion of the Plan of Arrangement, or which might reasonably be expected to
result in a breach of the Arrangement Agreement by Zi; (viii) promptly notify and provide Nuance
with a copy of every written communication received by the Receiver in connection with any
Acquisition Proposal; (ix) vote the Subject Shares owned by the Receiver in favor of any resolution
to approve the Plan of Arrangement; and (x) not exercise any rights of dissent provided under law,
the Plan of Arrangement, or otherwise in connection with any resolution relating to the Plan of
Arrangement or any transaction contemplated by the Arrangement Agreement.
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988918108 |
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Pursuant to the Trustee Voting Agreement, subject to obtaining the requisite court approvals
and the Trustee Transfer, the Trustee has agreed, among other things, to: (i) not, directly, or
indirectly, solicit,
assist, encourage, or facilitate any inquires or proposals regarding any Acquisition Proposal;
(ii) not, directly or indirectly, negotiate or discuss, or provide confidential information with
respect to, any Acquisition Proposal; (iii) not, directly or indirectly, accept or enter into, or
publicly propose to enter into any letter of intent, agreement, or understanding related to any
Acquisition Proposal; (iv) not deposit the Subject Shares owned by the Trustee to a take-over bid
or transaction; (v) not sell, transfer, pledge, encumber or otherwise convey the Subject Shares
owned by the Trustee, or any right or interest therein, to any person; (vi) not grant any proxy or
other right to vote the Subject Shares owned by the Trustee that is inconsistent with the terms of
the Trustee Voting Agreement, or enter into any agreement with respect to the right to vote, call
meetings of shareholders, or give consents or approvals regarding the Subject Shares owned by the
Trustee; (vii) vote against any proposed action by Zi, its subsidiaries, shareholders, or third
parties in respect of any Acquisition Proposal, which might prevent or delay the successful
completion of the Plan of Arrangement, or which might reasonably be expected to result in a breach
of the Arrangement Agreement by Zi; (viii) promptly notify and provide Nuance with a copy of every
written communication received by the Trustee in connection with any Acquisition Proposal; (ix)
vote the Subject Shares owned by the Trustee in favor of any resolution to approve the Plan of
Arrangement; and (x) not exercise any rights of dissent provided under the law, the Plan of
Arrangement, or otherwise in connection with any resolution relating to the Plan of Arrangement or
any transaction contemplated by the Arrangement Agreement.
The Trustee Voting Agreement terminates automatically upon the earlier to occur of (i) the
date on which the Arrangement Agreement shall have been validly terminated pursuant to its terms
and (ii) the date on which the Acquisition becomes effective in accordance with the terms and
conditions set forth in the Arrangement Agreement, unless earlier terminated in writing pursuant to
the terms of the Trustee Voting Agreement, including, without limitation, by the Receiver or
Trustee, at any time when they are not in material default in the performance of their respective
obligations under the Trustee Voting Agreement, if any of the following occurs: (a) any of the
representations or warranties of Nuance under the Trustee Voting Agreement shall not be true and
correct in all material respects; (b) Nuance shall not have complied with its covenants to the
Receiver and Trustee, respectively, contained in the Trustee Voting Agreement in all material
respects; (c) the Plan of Arrangement or Arrangement Agreement is amended, modified or provisions
thereof are waived in any way that materially adversely impacts the Receiver or Trustee; (d) Zi
fails to mail, on or before May 15, 2009, the proxy circular and any other documentation required
to be mailed under applicable law and the interim order of the court pursuant to section 193(4) of
the Business Corporations Act (Alberta) made in connection with the Arrangement Agreement, and such
failure is the result of either a breach by Nuance of its obligations under the Arrangement
Agreement or any of the representations and warranties of Nuance under the Arrangement Agreement
not being true and correct in all material respects; or (e) the Plan of Arrangement has not become
effective by June 15, 2009, provided, however, that such deadline may be extended by up to thirty
(30) calendar days upon the agreement of Nuance and Zi.
(c) Not applicable.
(d) Immediately following consummation of the Acquisition, Sub intends to elect by way of
shareholder resolution a new slate of directors of Zi, in accordance with the requirements of Canadian law, to hold such position until their
resignation or removal or until their successors are duly elected and qualified.
(e) Other than as a result of the Acquisition described in Item 4 above, not applicable.
(f) Not applicable.
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(g) Immediately following consummation of the Acquisition, Nuance intends for the existing
Certificate and Articles of Incorporation of Zi to continue to be Zis Certificate and Articles of
Incorporation, and intends to amend Zis existing Bylaws by replacing such provisions appropriate
for a public company with those appropriate for a wholly owned subsidiary, and as so amended shall
be the Certificate and Articles of Incorporation and Bylaws of Zi until thereafter changed or
amended.
(h)-(i) Upon consummation of the acquisition, Common Shares of Zi will be delisted from both
the NASDAQ Capital Market and the Toronto Stock Exchange and registration of the Common Shares
under the Exchange Act will be terminated. Further, Zis status as a reporting issuer (or
equivalent) under Canadian provincial securities legislation will be terminated.
(j) Other than as described above, Nuance currently has no plans or proposals that relate to,
or may result in, any of the matters listed in Items 4(a)-(i) of Schedule 13D (although Nuance
reserves the right to develop such plans).
Item 5. Interest in Securities of the Issuer.
(a) As a result of the Voting Agreements, Nuance may be deemed to be the beneficial owner of
the Subject Shares, which constitute approximately 40.8% of the issued and outstanding Common
Shares of Zi, based on Zis representation, pursuant to the Schedule 14D-9 filed by Zi on December
11, 2008, that there were 50,667,957 Common Shares outstanding as of such date. In addition to the
Subject Shares, Nuance is the beneficial owner, and has sole voting and dispositive power with
respect to, 1,000 Common Shares, representing less than 1% of the Common Shares of Zi outstanding.
As a result, Nuance may be deemed to be the beneficial owner of an aggregate of 20,665,098 Common
Shares, representing approximately 40.8% of the issued and outstanding Common Shares of Zi, per the
aforementioned assumption as to total outstanding Common Shares.
(b)
Nuance may be deemed to have the shared power to vote the Subject Shares with respect to
those matters described in Item 4 above. However, Nuance is not entitled to any rights as a
shareholder of Zi as to the Subject Shares and disclaims any beneficial ownership of the
Subject Shares. Nuance does not have the power to dispose of the Subject Shares.
(c) Neither Nuance nor, to the knowledge of Nuance, any person named in Schedule A has
effected any transaction in Common Shares of Zi during the past sixty (60) days.
(d) To the knowledge of Nuance, no other person has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, the Subject Shares.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of
the Issuer.
Except as described in Item 4 above and the agreements incorporated herein by reference and
set forth as exhibits hereto, to Nuances knowledge, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) among the person named in Item 2 above and
between such persons and any person with respect to any Common Shares of Zi, including, but not
limited to, transfer or voting of
any of the Common Shares of Zi, finders fees, joint ventures, loan or option arrangements, puts or
calls, guarantees of profits, division of profits or loss or the giving or withholding of proxies.
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988918108 |
13D |
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Item 7. Material to be Filed as Exhibits.
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Exhibit 1.
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Form of Voting Support Agreement, which has been entered into
between Nuance Communications, Inc. and certain directors and
officers of Zi Corporation listed on Schedule B hereto. |
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Exhibit 2.
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Voting Support Agreement, dated February 26, 2009, by and among
Nuance Communications, Inc., Marty Steinberg, solely in his
capacity as the as the court appointed Receiver of Lancer
Management Group, LLC, Lancer Management Group II, LLC, Lancer
Offshore, Inc., Omnifund, ltd., LSPV, Inc., LSPV, LLC, CLR
Associates, LLC, G.H. Associates LLC and Alpha Omega Group,
Inc. and the person in control of Lancer Partners, L.P., and
Gerald McHale, Jr., as the Liquidating Trustee of Lancer
Partners, L.P. |
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Exhibit 3.
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Arrangement Agreement, dated February 26, 2009, by and among
Nuance Communications, Inc., Nuance Acquisition ULC, and Zi
Corporation (incorporated into this Schedule 13D by reference
to Exhibit 2.1 to the Current Report on Form 8-K filed by
Nuance Communications, Inc. on February 27, 2009). |
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CUSIP No. |
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988918108 |
13D |
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SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF NUANCE COMMUNICATIONS, INC.
The following is a list of the directors and executive officers of Nuance, setting forth the name,
residence or business address, present position with Nuance and present principal occupation or
employment (along with the name of any corporation or other organization in which such employment
is conducted). Unless otherwise indicated, all directors and officers listed below are citizens of
the United States and employed by Nuance. The principal address of Nuance, and unless otherwise
indicated below, the current business address for each individual listed below is 1 Wayside Road,
Burlington, MA, 01803.
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Name of Directors |
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Present Principal Occupation |
Paul A. Ricci
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Chairman of the Board of Directors and Chief Executive Officer |
Robert J. Frankenberg
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Owner of NetVentures
1948 Franklin Rd Ste 201-D, Roanoke, VA 24014 |
Patrick T. Hackett
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Managing Director of Warburg Pincus LLC
466 Lexington Avenue, New York, NY 10017-3147 |
William H. Janeway
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Senior Advisor of Warburg Pincus LLC
466 Lexington Avenue, New York, NY 10017-3147 |
Katharine A. Martin
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Member of Wilson Sonsini Goodrich & Rosati, Professional Corporation
650 Page Mill Road, Palo Alto, CA 94304 |
Mark B. Myers
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Retired |
Philip J. Quigley
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Retired |
Robert G. Teresi
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Retired |
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Name of Executive Officers |
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Present Principal Occupation |
Paul A. Ricci
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Chairman of the Board of Directors and Chief Executive Officer |
Thomas L. Beaudoin
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Executive Vice President and Chief Financial Officer |
Steven G. Chambers
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President, Mobile and Consumer Services Division |
Donald W. Hunt
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President, Global Sales |
John D. Shagoury
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Co-President, Imaging and Healthcare Division |
Jeanne F. McCann
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Co-President, Imaging and Healthcare Division |
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CUSIP No. |
|
988918108 |
13D |
Page |
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11 |
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of |
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12 |
Pages |
SCHEDULE B
NUANCE COMMUNICATIONS, INC.
VOTING AGREEMENTS
THE INFORMATION IN THIS SCHEDULE IS BASED ON INFORMATION
PROVIDED BY ZI TO NUANCE
The following is a list of the beneficial owners of Common Shares of Zi who entered into the Voting
Agreements with Nuance on or about February 26, 2009.
|
|
|
|
|
|
|
|
|
|
|
Shares of Zi Common Shares |
|
Percentage of Zi Common Shares |
Stockholder |
|
Beneficially Owned |
|
Beneficially Owned |
Milos Djokovic
|
|
|
500,000 |
|
|
|
* |
|
Blair Mullin
|
|
|
50,000 |
|
|
|
* |
|
Jason Paul
|
|
|
90,000 |
|
|
|
* |
|
Roland Williams
|
|
|
141,500 |
|
|
|
* |
|
Andrew Gertler
|
|
|
150,000 |
|
|
|
* |
|
H. Donald Hyde
|
|
|
337,495 |
|
|
|
* |
|
Donald Moore
|
|
|
343,695 |
|
|
|
* |
|
Robert Stefanski
|
|
|
150,000 |
|
|
|
* |
|
George Tai
|
|
|
183,400 |
|
|
|
* |
|
Marty Steinberg,
solely in his
capacity as the
Receiver
|
|
|
18,718,008 |
(1) |
|
|
36.94 |
% |
Total
|
|
|
20,664,098 |
|
|
|
40.78 |
% |
|
|
|
* |
|
Holds less than 1% |
|
(1) |
|
Includes such number of Common Shares of Zi as are expected to be transferred to the Trustee
pursuant to the Bankruptcy Plan. |
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|
CUSIP No. |
|
988918108 |
13D |
Page |
|
12 |
|
of |
|
12 |
Pages |
SIGNATURE
After reasonable inquiry and to the best of his knowledge and belief, the undersigned
certifies that the information set forth in this statement is true, complete and correct.
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Nuance Communications, Inc. |
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Date: March 6, 2009.
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By:
|
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/s/ Thomas Beaudoin |
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Name:
|
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Thomas Beaudoin
|
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Title:
|
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Chief Financial Officer |
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|