UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported) July 21, 2008
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| Guaranty Financial Group Inc. |
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| (Exact Name of Registrant as Specified in Its Charter) |
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| Delaware |
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| (State or Other Jurisdiction of Incorporation) |
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| 001-33661
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74-2421034 |
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| (Commission File Number)
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(IRS Employer Identification No.) |
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| 1300 MoPac Expressway South |
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| Austin, Texas
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78746 |
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| (Address of Principal Executive Offices)
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(Zip Code) |
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| (512) 434-1000 |
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| (Registrant’s Telephone Number, Including Area Code) |
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| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On
July 22, 2008, Guaranty Financial Group Inc. ( the “Company”) issued a press release
announcing the closing and funding of the transactions contemplated by the Investment Agreements,
each dated as of June 7, 2008, between the Company and several institutional investors
(collectively, the “Stock Investors”), including TRT Financial Holdings, LLC, and Icahn Partners LP
and certain of its affiliated companies, and the Purchase Agreement, dated July 7, 2008, among the
Company and its subsidiary, Guaranty Bank, certain of the Stock Investors, and other institutional
investors. The press release is attached as Exhibit 99.1 hereto and incorporated herein by
reference.
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| Item 9.01 |
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Financial Statements and Exhibits. |
(d) Exhibits.
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99.1 |
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Press Release dated July 22, 2008 |
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