UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
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The Gabelli Convertible and Income Securities Fund Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 1 of 42
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EIRCOM GROUP PLC CRT MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE THE SCHEME OF ARRANGEMENT TO BE MADE Management For *Management Position Unknown
BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME
SHARES
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EIRCOM GROUP PLC EGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AUTHORIZE THE DIRECTORS TO TAKE ALL SUCH ACTION Management For *Management Position Unknown
AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR
CARRYING THE SCHEME INTO EFFECTS; APPROVE THE
REDUCTION OF THE SHARE CAPITAL OF THE COMPANY
BY CANCELLING ALL THE SCHEME CONVERTIBLE PREFERENCE
SHARES AND ALL THE CANCELLATION SHARES AS DEFINED
IN THE SCHEME ; APPROVE, FORTHWITH AND CONTINGENTLY
UPON THE REDUCTION OF THE SHARE CAPITAL OF THE
COMPANY REFERRED TO IN PARAGRAPH (B), TO APPROVE
THE INCREASE IN THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY BY THE CREATION OF NEW ORDINARY
SHARES AND THE APPLICATION OF THE RESERVES ARISING
IN THE BOOKS OF THE COMPANY AS A RESULT OF THE
REDUCTIONS OF CAPITAL IN PAYING UP IN FULL AT
PAR THE NEW ORDINARY SHARES CREATED AND ALLOTTING
AND ISSUING THE NAME CREDITED AS HILLY PAID TO
BCMIH AND/OR ITS NOMINEES; AUTHORIZE THE DIRECTORS
FOR THE PURPOSES OF SECTION 80 OF THE COMPANIES
ACT TO ALLOT RELEVANT SECURITIES TO BCMIH; AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY BY
THE ADOPTION AND INCLUSION OF NEW ARTICLE 230;
AND AMEND THE ARTICLES OF ASSOCIATION OF THE
COMPANY BY THE DELETION OF EXISTING ARTICLE 20(B)
AND THE ADOPTION AND INCLUSION OF NEW ARTICLE
20(B)
S.2 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
BY DELETING THE EXISTING ARTICLE 23(G)(III) AND
ADOPT AND INCLUSIVE A NEW ARTICLE 23(G)(III)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 2 of 42
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EIRCOM GROUP PLC AGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND ADOPT THE REPORT AND THE ACCOUNTS Management For *Management Position Unknown
FOR THE FYE 31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE FYE 31 MAR 2006
3. RE-ELECT MR. DAVID MCREDMOND AS A DIRECTOR Management For *Management Position Unknown
4. RE-ELECT MR. PETER E. LYNCH AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. CATHAL MAGEE AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. DONAL ROCHE AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JOHN CONROY AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY
9. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.10 AUTHORIZE THE DIRECTORS , SECTION 80, TO ALLOT Management For *Management Position Unknown
SHARES
S.11 AUTHORIZE THE DIRECTORS, SECTION 89, TO ALLOT Management For *Management Position Unknown
EQUITY SECURITIES FOR CASH WITHOUT MAKING A PRE-EMPTIVE
OFFER TO SHAREHOLDERS
S.12 AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management Position Unknown
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DIAGNOSTIC PRODUCTS CORPORATION DP SPECIAL MEETING DATE: 07/27/2006
ISSUER: 252450101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING AND ANY ADJOURNMENT THEREOF, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT
AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.
01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 26, 2006, AMONG SIEMENS, DRESDEN
MERGER SUB AND DPC, AND THE MERGER, WHEREBY DRESDEN
MERGER SUB, A WHOLLY OWNED SUBSIDIARY OF SIEMENS,
WILL MERGE WITH AND INTO DPC.
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KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 3 of 42
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WESTERN GAS RESOURCES, INC. WGR SPECIAL MEETING DATE: 08/23/2006
ISSUER: 958259103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, AS AMENDED, AMONG
ANADARKO PETROLEUM CORPORATION ( ANADARKO ),
APC MERGER SUB, INC. ( MERGER SUB ) AND WESTERN,
AND APPROVE THE MERGER OF MERGER SUB WITH AND
INTO WESTERN, WITH WESTERN CONTINUING AS THE
SURVIVING CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006
ISSUER: 370334104 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
KENDALL J. POWELL Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For
ENGINEERED FOOD PRODUCTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 4 of 42
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THE REYNOLDS AND REYNOLDS COMPANY REY SPECIAL MEETING DATE: 10/23/2006
ISSUER: 761695105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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I TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 7, 2006, BY AND AMONG
UNIVERSAL COMPUTER SYSTEMS HOLDING, INC., RACECAR
ACQUISITION CO. AND THE REYNOLDS AND REYNOLDS
COMPANY.
II TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL I.
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DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 10/24/2006
ISSUER: 26441C105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
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PERNOD-RICARD, PARIS EGM MEETING DATE: 11/07/2006
ISSUER: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: B043D05, 4427100, 4682329, B030Q53, B10S419, 4682318
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 5 of 42
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take No
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE IN
2006, AS PRESENTED
Take No
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
Take No
O.3 ACKNOWLEDGE THAT: (-) EARNINGS FOR THE FY AMOUNT Management Action *Management Position Unknown
TO EUR 56,193,655.94 (-) RETAINED EARNINGS AMOUNT
TO EUR 364,691,170.04 (-) DISTRIBUTABLE INCOME,
AFTER ALLOCATION TO THE LEGAL RESERVE UP TO EUR
2,809,682.80, AMOUNTS TO EUR 418,075,143.18 (-)
DECIDES TO DISTRIBUTE TO THE SHAREHOLDERS A TOTAL
DIVIDEND OF EUR 237,034,826.28, I.E. A DIVIDEND
OF EUR 2.52 PER SHARE (-) DECIDES TO ALLOCATE
THE BALANCE OF THE DISTRIBUTABLE INCOME TO THE
RETAINED EARNINGS: EUR 181,040,316.90 AS AN INTERIM
DIVIDEND OF EUR 1.12 WAS ALREADY PAID ON 05 JUL
2006, THE SHAREHOLDERS WILL RECEIVE THE BALANCE
OF EUR 1.40 ON 15 NOV 2006, THIS DIVIDEND WILL
ENTITLE TO THE 40% ALLOWANCE PROVIDED BY THE
FRENCH TAX CODE, I.E. EUR 1.008 PER SHARE IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY
LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 6 of 42
Take No
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS
ENTERED INTO OR WHICH REMAINED IN FORCE DURING
THE FY
Take No
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCOIS Management Action *Management Position Unknown
GERARD AS A DIRECTOR FOR A 4YEAR PERIOD
Take No
O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 Management Action *Management Position Unknown
TO THE BOARD OF DIRECTORS
Take No
O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO TRADE IN Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE NUMBER
OF SHARES COMPRISING THE SHARE CAPITAL, I.E.
9,406,143 SHARES, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 2,351,535,750.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV
2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take No
E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management Action *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE PLAN
DECIDED IN RESOLUTION NO.7, UP TO A MAXIMUM OF
10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 24 MONTHS ; IT CANCELS AND REPLACES THE
ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005; TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Take No
E.9 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management Action *Management Position Unknown
ONE OR MORE TRANSACTIONS, AT ITS SOLE DISCRETION,
TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND
RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO
BE ISSUED, OR TO PURCHASE EXISTING SHARES, IT
BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE
RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL
EXCEED 5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 38 MONTHS ; IT CANCELS AND REPLACES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 17 MAY 2004;
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take No
E.10 AUTHORIZE THE BOARD OF DIRECTORS, IN THE EVENT Management Action *Management Position Unknown
OF A PUBLIC OFFER CONCERNING THE COMPANY, IN
ORDER TO ISSUE, IN ONE OR MORE OCCASIONS, WARRANTS
TO SUBSCRIBE FOR 1 OR MORE SHARES IN THE COMPANY,
THE PAR VALUE OF THE COMMON SHARES TO BE ISSUED
THROUGH THE EXERCISE OF THESE WARRANTS SHALL
NOT EXCEED EUR 145,000,000.00 THESE WARRANTS
WILL BE ALLOCATED FOR FREE; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 7 of 42
Take No
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD,
IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN,
AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT
EXCEED 2% OF THE COMPANY SHARE CAPITAL, IT CANCELS
AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS ; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
Take No
E.13 AMEND THE ARTICLE NUMBER 32 OF THE BYLAWS Management Action *Management Position Unknown
Take No
E.12 APPROVE TO REDUCE THE SHARE CAPITAL OF EUR 9,947,999.20 Management Action *Management Position Unknown
BY CANCELING THE 3,209,032 SHARES TRANSFERRED
BY SANTA LINA, FROM EUR 291,590,460.90 TO EUR
281,642,461.70 AND THUS REDUCING THE NUMBER OF
SHARES IN THE COMPANY FROM 94,061,439 TO 90,852,407
AND TO CHARGE THE AMOUNT CORRESPONDING TO THE
DIFFERENCE BETWEEN THE BOOK VALUE OF THE 3,209,032
SHARES AND THE PAR VALUE OF THE SHARES, I.E.
EUR 462,036,427.36 AGAINST THE CONVERSION PREMIUM
ACCOUNT AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take No
E.14 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management Action *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
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GLENBOROUGH REALTY TRUST INC. GLB SPECIAL MEETING DATE: 11/28/2006
ISSUER: 37803P204 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For For
TO VOTE ON ANY OTHER BUSINESS THAT PROPERLY COMES
BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENTS
OR POSTPONEMENTS OF THE SPECIAL MEETING, INCLUDING
ADJOURNMENTS AND POSTPONEMENTS FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES.
01 A PROPOSAL TO (A) ADOPT THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF AUGUST 20, 2006, BY AND
AMONG GLENBOROUGH REALTY TRUST INCORPORATED,
GLENBOROUGH PROPERTIES, L.P., GRIDIRON HOLDINGS
LLC AND GRIDIRON ACQUISITION LLC AND (B) APPROVE
THE MERGER OF GLENBOROUGH REALTY TRUST INCORPORATED
WITH AND INTO GRIDIRON ACQUISITION LLC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 8 of 42
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NS GROUP, INC. NSS SPECIAL MEETING DATE: 12/01/2006
ISSUER: 628916108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 10, 2006, BY AND AMONG
NS GROUP, IPSCO INC. ( IPSCO ) AND PI ACQUISITION
COMPANY ( PI ACQUISITION ), WHICH PROVIDES FOR
THE MERGER OF PI ACQUISITION, A WHOLLY-OWNED
SUBSIDIARY OF IPSCO, WITH AND INTO NS GROUP,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE AND ADOPT THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN ITEM
1.
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JLG INDUSTRIES, INC. JLG SPECIAL MEETING DATE: 12/04/2006
ISSUER: 466210101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF OCTOBER 15, 2006, BY AND AMONG OSHKOSH
TRUCK CORPORATION, A WISCONSIN CORPORATION, STEEL
ACQUISITION CORP., A PENNSYLVANIA CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF OSHKOSH TRUCK
CORPORATION, AND JLG INDUSTRIES, INC., ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 WITH RESPECT TO THE USE OF THEIR DISCRETION IN Management For For
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS THEREOF.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
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PEOPLES ENERGY CORPORATION PGL SPECIAL MEETING DATE: 12/06/2006
ISSUER: 711030106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Management For For
NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN PROPOSAL
1.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER DATED AS OF JULY 8, 2006 AMONG WPS RESOURCES
CORPORATION, WEDGE ACQUISITION CORP. AND PEOPLES
ENERGY CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 9 of 42
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FPL GROUP, INC. FPL ANNUAL MEETING DATE: 12/15/2006
ISSUER: 302571104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2006.
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KINDER MORGAN, INC. KMI SPECIAL MEETING DATE: 12/19/2006
ISSUER: 49455P101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL NUMBER 1.
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER AMONG KINDER MORGAN, INC., KNIGHT HOLDCO
LLC AND KNIGHT ACQUISITION CO., AS IT MAY BE
AMENDED FROM TIME TO TIME.
------------------------------------------------------------------------------------------------------------------------------------
ARAMARK CORPORATION RMK SPECIAL MEETING DATE: 12/20/2006
ISSUER: 038521100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 8, 2006, BY AND AMONG RMK
ACQUISITION CORPORATION, RMK FINANCE LLC AND
ARAMARK CORPORATION, AS DESCRIBED IN THE PROXY
STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 10 of 42
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METROLOGIC INSTRUMENTS, INC. MTLG SPECIAL MEETING DATE: 12/20/2006
ISSUER: 591676101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 12, 2006, BY AND BETWEEN
METEOR HOLDING CORPORATION, METEOR MERGER CORPORATION
AND METROLOGIC INSTRUMENTS, INC.
------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL SPECIAL MEETING DATE: 01/09/2007
ISSUER: 871508107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2006,
AS AMENDED OF OCTOBER 30, 2006, BY AND AMONG
SYMBOL TECHNOLOGIES, INC., MOTOROLA, INC., AND
MOTOROLA GTG SUBSIDIARY I CORP. AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER
PROVIDED FOR THEREIN.
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ICOS CORPORATION ICOS SPECIAL MEETING DATE: 01/25/2007
ISSUER: 449295104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF OCTOBER 16, 2006, AS AMENDED
BY AMENDMENT NO.1 TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF DECEMBER 17, 2006, BY AND
AMONG ICOS CORPORATION, ELI LILLY AND COMPANY
AND TOUR MERGER SUB, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 11 of 42
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COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/31/2007
ISSUER: 22160K105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
BENJAMIN S. CARSON Management For For
WILLIAM H. GATES Management For For
HAMILTON E. JAMES Management For For
JILL S. RUCKELSHAUS Management For For
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DIGITAL INSIGHT CORPORATION DGIN SPECIAL MEETING DATE: 02/06/2007
ISSUER: 25385P106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
NOVEMBER 29, 2006, BY AND AMONG INTUIT INC.,
DURANGO ACQUISITION CORPORATION, AND DIGITAL
INSIGHT CORPORATION, AS IT MAY BE AMENDED FROM
TIME TO TIME (THE MERGER AGREEMENT ).
02 TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
TO VOTE IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORPORATION EMMSP ANNUAL MEETING DATE: 02/13/2007
ISSUER: 291525103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SUSAN B. BAYH* Management For For
GARY L. KASEFF Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A Shareholder Abstain *Management Position Unknown
RECAPITALIZATION PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 12 of 42
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NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/15/2007
ISSUER: 636180101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
PHILIP C. ACKERMAN* Management For For
CRAIG G. MATTHEWS* Management For For
RICHARD G. REITEN* Management For For
DAVID F. SMITH* Management For For
STEPHEN E. EWING** Management For For
05 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For
PROPOSAL.
04 APPROVAL OF AMENDMENTS TO THE 1997 AWARD AND Management Against Against
OPTION PLAN.
03 APPROVAL OF THE ANNUAL AT RISK COMPENSATION INCENTIVE Management For For
PROGRAM.
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GIANT INDUSTRIES, INC. GI SPECIAL MEETING DATE: 02/27/2007
ISSUER: 374508109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING, INCLUDING TO
CONSIDER ANY PROCEDURAL MATTERS INCIDENT TO THE
CONDUCT OF THE SPECIAL MEETING, SUCH AS ADJOURNMENT
OR POSTPONEMENT TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
AS OF AUGUST 26, 2006, BY AND AMONG WESTERN REFINING,
INC., NEW ACQUISITION CORPORATION AND GIANT INDUSTRIES,
INC., AS AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT
AND PLAN OF MERGER DATED AS OF NOVEMBER 12, 2006
AND APPROVE THE MERGER AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
ADESA, INC. KAR SPECIAL MEETING DATE: 03/28/2007
ISSUER: 00686U104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
AND APPROVE THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 13 of 42
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 22, 2006,
BY AND AMONG ADESA, INC., KAR HOLDINGS II, LLC,
KAR HOLDINGS, INC. AND KAR ACQUISITION, INC.,
PURSUANT TO WHICH KAR ACQUISITION, INC. WILL
MERGE WITH AND INTO ADESA, INC., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 055622104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For
AND INCUR POLITICAL EXPENDITURE
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR A BURGMANS Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 14 of 42
------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD SPECIAL MEETING DATE: 04/12/2007
ISSUER: 554273102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 15, 2006, AMONG MACDERMID,
INCORPORATED, MDI HOLDINGS, LLC. AND MATRIX ACQUISITION
CORP. (THE MERGER AGREEMENT ).
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/16/2007
ISSUER: 532457108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. BISCHOFF Management For For
J.M. COOK Management For For
F.G. PRENDERGAST Management For For
K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2007.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
04 REAPPROVE PERFORMANCE GOALS FOR THE COMPANY S Management For For
STOCK PLANS.
05 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For
OF ANIMAL RESEARCH.
07 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
08 PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES Shareholder Against For
OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND
THE BYLAWS.
09 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For
MAJORITY VOTE STANDARD.
------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C ANNUAL MEETING DATE: 04/17/2007
ISSUER: 172967101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Management For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 15 of 42
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Management For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Management For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Management For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Management For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Management For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shareholder Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shareholder Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shareholder Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS.
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TD BANKNORTH INC. BNK SPECIAL MEETING DATE: 04/18/2007
ISSUER: 87235A101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF NOVEMBER 19, 2006,
AMONG TD BANKNORTH INC., THE TORONTO-DOMINION
BANK AND BONN MERGER CO.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 16 of 42
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THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/18/2007
ISSUER: 191216100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1G ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1H ELECTION OF DIRECTOR: SAM NUNN Management For For
1I ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1J ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1K ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF Management For For
THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION Shareholder Against For
05 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON THE COMPENSATION COMMITTEE REPORT
06 SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL Shareholder Against For
TESTING
07 SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT Shareholder Against For
ON EXTRACTION OF WATER IN INDIA
08 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 17 of 42
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LAIDLAW INTERNATIONAL, INC. LI SPECIAL MEETING DATE: 04/20/2007
ISSUER: 50730R102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 8, 2007, BY AND AMONG FIRSTGROUP
PLC, A PUBLIC LIMITED COMPANY INCORPORATED UNDER
THE LAWS OF SCOTLAND, FIRSTGROUP ACQUISITION
CORPORATION (FORMERLY KNOWN AS FEM ACQUISITION
VEHICLE CORPORATION), A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF FIRSTGROUP, AND
LAIDLAW INTERNATIONAL, INC.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE FOREGOING PROPOSAL.
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 18 of 42
------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/23/2007
ISSUER: 372460105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS II Management For For
JEAN DOUVILLE Management For For
THOMAS C. GALLAGHER Management For For
GEORGE C. "JACK" GUYNN Management For For
JOHN D. JOHNS Management For For
MICHAEL M.E. JOHNS, MD Management For For
J. HICKS LANIER Management For For
WENDY B. NEEDHAM Management For For
JERRY W. NIX Management For For
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
LAWRENCE G. STEINER Management For For
02 AMEND THE GENUINE PARTS COMPANY AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION TO ELIMINATE ALL SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 459200101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. BLACK Management For For
K.I. CHENAULT Management For For
J. DORMANN Management For For
M.L. ESKEW Management For For
S.A. JACKSON Management For For
M. MAKIHARA Management For For
L.A. NOTO Management For For
J.W. OWENS Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
L.H. ZAMBRANO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 19 of 42
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR SUBSTANTIALLY
ALL OF THE ASSETS OF THE CORPORATION OUTSIDE
THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF
SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shareholder Against For
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against For
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shareholder Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shareholder Against For
DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/24/2007
ISSUER: 589331107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD T. CLARK Management For For
JOHNNETTA B. COLE Management For For
W.B. HARRISON, JR. Management For For
WILLIAM N. KELLEY Management For For
ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE
OF INCORPORATION.
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON
CORPORATIONS ORGANIZED BEFORE 1969.
05 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO LIMIT THE SIZE OF THE BOARD
TO NO MORE THAN 18 DIRECTORS.
06 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REPLACE ITS CUMULATIVE VOTING
FEATURE WITH A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
07 STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
08 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 20 of 42
------------------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 03076C106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO. Management For For
1B ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Management For For
1C ELECTION OF DIRECTOR: H. JAY SARLES. Management For For
1D ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
AMERIPRISE FINANCIAL 2005 INCENTIVE COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 035229103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AUGUST A. BUSCH III Management For For
AUGUST A. BUSCH IV Management For For
CARLOS FERNANDEZ G. Management For For
JAMES R. JONES Management For For
ANDREW C. TAYLOR Management For For
DOUGLAS A. WARNER III Management For For
02 APPROVAL OF THE 2007 EQUITY AND INCENTIVE PLAN Management Against Against
03 APPROVAL OF THE GLOBAL EMPLOYEE STOCK PURCHASE Management For For
PLAN
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
05 STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 21 of 42
------------------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 166764100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: S. NUNN Management For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Management For For
1I ELECTION OF DIRECTOR: D.B. RICE Management For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1N ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shareholder Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shareholder Against For
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS Shareholder For Against
PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shareholder Against For
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 22 of 42
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 219350105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT F. CUMMINGS, JR. Management For For
EUGENE C. SIT Management For For
WILLIAM D. SMITHBURG Management For For
HANSEL E. TOOKES II Management For For
WENDELL P. WEEKS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For
OF EACH DIRECTOR ANNUALLY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 23 of 42
------------------------------------------------------------------------------------------------------------------------------------
PARMALAT S P A EGM MEETING DATE: 04/26/2007
ISSUER: 70175R102 ISIN: US70175R1023
SEDOL: B0GWD77
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
27 APR 2007 (AND A THIRD CALL ON 28 APR 2007).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 APPROVE THE BALANCE SHEET, FINANCIAL STATEMENTS, Management For *Management Position Unknown
NOTES TO THE FINANCIAL STATEMENTS AS OF 31 DEC
2006, AND REPORTS ON OPERATIONS, WITH THE RELEVANT
PROPOSAL OF DISTRIBUTION OF PROFITS; EXAMS OF
THE REPORT OF THE BOARD OF STATUTORY AUDITORS;
CONSEQUENT RESOLUTIONS
O.2 APPROVE THE EXTENSION OF THE APPOINTMENT TERM Management For *Management Position Unknown
IN COMPLIANCE WITH ARTICLE 159 OF LAW DECREE
N. 58 OF 24 FEB 1998 AS MODIFIED BY ARTICLE 3
OF LAW DECREE N. 303 OF 29 DEC 2006; CONSEQUENT
RESOLUTIONS
E.3 APPROVE TO INCREASE THE SHARE CAPITAL BY A MAXIMUM Management For *Management Position Unknown
OF EUR 15 MILLION RESERVEDFOR THE EXERCISE OF
WARRANTS, AS PER ARTICLE 5 OF THE BY-LAWS; CONSEQUENT
RESOLUTIONS
E.4 APPROVE THE PROFESSIONALITY REQUIREMENTS FOR Management For *Management Position Unknown
THE DIRIGENTE PREPOSTO ALLA REDAZIONE DEI DOCUMENTI
CONTABILI SOCIETARI AND SUBSEQUENT INTEGRATIONS
AS PER ARTICLE 20 BIS OF PARMALAT BY-LAWS; CONSEQUENT
RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 717081103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS A. AUSIELLO Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY, III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
JEFFREY B. KINDLER Management For For
GEORGE A. LORCH Management For For
DANA G. MEAD Management For For
WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 24 of 42
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES.
------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 25 of 42
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 391164100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
03 APPROVE AMENDMENTS TO LONG-TERM INCENTIVE PLAN. Management For For
------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 26 of 42
------------------------------------------------------------------------------------------------------------------------------------
HYDRIL COMPANY HYDL SPECIAL MEETING DATE: 05/02/2007
ISSUER: 448774109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 11, 2007, AMONG HYDRIL COMPANY,
TENARIS S.A. AND HOKKAIDO ACQUISITION, INC.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITAION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER.
------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/03/2007
ISSUER: 054303102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 27 of 42
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
GARY M. RODKIN Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 AMENDMENTS TO THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION AND BY-LAWS
04 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For
COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871403 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 624756102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 28 of 42
------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/08/2007
ISSUER: 60467R100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS W. CASON Management For For
A.D. (PETE) CORRELL Management For For
TERRY G. DALLAS Management For For
THOMAS H. JOHNSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 29 of 42
JOHN T. MILLER Management For For
EDWARD R. MULLER Management For For
ROBERT C. MURRAY Management For For
JOHN M. QUAIN Management For For
WILLIAM L. THACKER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPEDENT Management For For
AUDITOR FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 664397106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
KENNETH R. LEIBLER Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2007.
03 TO APPROVE THE ADOPTION OF THE NORTHEAST UTILITIES Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
------------------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/09/2007
ISSUER: 13342B105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. PATRICK Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 20825C104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Management For For
JR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 30 of 42
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Management For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Management For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY Management For For
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Management For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shareholder Against For
04 GLOBAL WARMING-RENEWABLES Shareholder Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shareholder Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
08 COMMUNITY ACCOUNTABILITY Shareholder Against For
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CVS/CAREMARK CORPORATION CVS ANNUAL MEETING DATE: 05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: E. MAC CRAWFORD Management For For
1D ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1E ELECTION OF DIRECTOR: KRISTEN E. GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: ROGER L. HEADRICK Management For For
1G ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1H ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1I ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1J ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1K ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1L ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 31 of 42
03 PROPOSAL TO ADOPT THE COMPANY S 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO ADOPT THE COMPANY S 2007 INCENTIVE Management For For
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING LIMITS ON CEO Shareholder Against For
COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
THE ROLES OF CHAIRMAN AND CEO.
07 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against For
REPORTING BY THE COMPANY.
08 STOCKHOLDER PROPOSAL REGARDING THE RELATIONSHIP Shareholder Against For
BETWEEN THE COMPANY AND COMPENSATION CONSULTANTS.
09 STOCKHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For
POLICY ON STOCK OPTION GRANTS.
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CVS/CAREMARK CORPORATION CVS CONSENT MEETING DATE: 05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL SUBMITTED BY AMALGAMATED BANK LONG VIEW Shareholder For For
COLLECTIVE INVESTMENT FUND REQUESTING THAT THE
BOARD OF DIRECTORS ADOPT A POLICY WITH RESPECT
TO THE COMPANY S PRACTICES IN MAKING AWARDS OF
EQUITY COMPENSATION TO DIRECTORS AND EXECTIVES.
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ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/15/2007
ISSUER: 780259206 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF Management For For
THE COMPANY
04 RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR Management For For
OF THE COMPANY
05 RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE Management For For
COMPANY
06 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR Management For For
OF THE COMPANY
07 RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF Management For For
THE COMPANY
08 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
OF THE COMPANY
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 32 of 42
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
13 AUTHORITY TO PURCHASE OWN SHARES Management For For
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 032511107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY BARCUS Management For For
JAMES L. BRYAN Management For For
H. PAULETT EBERHART Management For For
JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For
------------------------------------------------------------------------------------------------------------------------------------
GENERAL MARITIME CORPORATION GMR ANNUAL MEETING DATE: 05/16/2007
ISSUER: Y2692M103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. GEORGIOPOULOS Management For For
WILLIAM J. CRABTREE Management For For
STEPHEN A. KAPLAN Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 406216101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K.M. BADER Management For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1C ELECTION OF DIRECTOR: J.R. BOYD Management For For
1D ELECTION OF DIRECTOR: M. CARROLL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 33 of 42
1E ELECTION OF DIRECTOR: R.L. CRANDALL Management For For
1F ELECTION OF DIRECTOR: K.T DERR Management For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Management For For
1I ELECTION OF DIRECTOR: D.J. LESAR Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1L ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458140100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For
EXECUTIVE COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 34 of 42
------------------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY DF ANNUAL MEETING DATE: 05/18/2007
ISSUER: 242370104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN J. BERNON Management For For
GREGG L. ENGLES Management For For
RONALD KIRK Management For For
02 APPROVAL OF A NEW EQUITY INCENTIVE PLAN. Management Against Against
03 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
THE CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE
BOARD ROLES.
------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 35 of 42
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/18/2007
ISSUER: 806605101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HANS W. BECHERER Management For For
THOMAS J. COLLIGAN Management For For
FRED HASSAN Management For For
C. ROBERT KIDDER Management For For
PHILIP LEDER, M.D. Management For For
EUGENE R. MCGRATH Management For For
CARL E. MUNDY, JR. Management For For
ANTONIO M. PEREZ Management For For
PATRICIA F. RUSSO Management For For
JACK L. STAHL Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
ARTHUR F. WEINBACH Management For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For
TO AUDIT THE BOOKS AND ACCOUNTS FOR 2007
03 APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION Management For For
AND BY-LAWS TO REDUCE SHAREHOLDER SUPERMAJORITY
VOTE REQUIREMENTS TO A MAJORITY VOTE
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELECT DIRECTORS BY A MAJORITY VOTE RATHER
THAN A PLURALITY VOTE
05 SHAREHOLDER PROPOSAL RELATING TO EQUITY GRANTS Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL ANNUAL MEETING DATE: 05/23/2007
ISSUER: 98389B100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. CONEY BURGESS Management For For
FREDRIC W. CORRIGAN Management For For
RICHARD K. DAVIS, Management For For
ROGER R. HEMMINGHAUS Management For For
A. BARRY HIRSCHFELD Management For For
RICHARD C. KELLY, Management For For
DOUGLAS W. LEATHERDALE Management For For
ALBERT F. MORENO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 36 of 42
DR. MARGARET R. PRESKA, Management For For
A. PATRICIA SAMPSON Management For For
RICHARD H. TRULY Management For For
DAVID A. WESTERLUND Management For For
TIMOTHY V. WOLF Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS XCEL ENERGY INC. S PRINCIPAL INDEPENDENT
ACCOUNTANTS FOR 2007
03 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE ROLE OF CHAIRMAN OF THE BOARD AND CHIEF
EXECUTIVE OFFICER
04 SHAREHOLDER PROPOSAL RELATING TO FINANCIAL PERFORMANCE Shareholder Against For
CRITERIA FOR THE COMPANY S EXECUTIVE COMPENSATION
PLANS
------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/24/2007
ISSUER: 127209302 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2006 Management For For
03 DIRECTORS REMUNERATION REPORT Management For For
04 RE-APPOINTMENT OF SIR JOHN SUNDERLAND Management For For
05 RE-APPOINTMENT OF ROSEMARY THORNE Management For For
06 RE-APPOINTMENT OF DAVID THOMPSON Management For For
07 RE-APPOINTMENT OF SANJIV AHUJA Management For For
08 RE-APPOINTMENT OF RAYMOND VIAULT Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP SHARE Management For For
PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
13 AUTHORITY TO SERVE COMMUNICATIONS BY ELECTRONIC Management For For
MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES Management For For
15 AUTHORITY TO MAKE MARKET PURCHASES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 37 of 42
------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/24/2007
ISSUER: 437076102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1D ELECTION OF DIRECTOR: JOHN L. CLENDENIN Management For For
1E ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For
1F ELECTION OF DIRECTOR: MILLEDGE A. HART, III Management For For
1G ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD Management For For
1J ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON Management For For
1K ELECTION OF DIRECTOR: KENNETH G. LANGONE Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008
03 SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION Shareholder For Against
04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For
REPORT DISCLOSURE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For
PERFORMANCE
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
11 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/25/2007
ISSUER: 302571104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 38 of 42
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 05/29/2007
ISSUER: 91324P102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM C. BALLARD, JR. Management For For
RICHARD T. BURKE Management For For
STEPHEN J. HEMSLEY Management For For
ROBERT J. DARRETTA Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Management For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Management For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Management For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shareholder Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP S
BOARD OF DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/30/2007
ISSUER: 30231G102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 39 of 42
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
S.S. REINEMUND Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Management For For
03 CUMULATIVE VOTING (PAGE 45) Shareholder Against For
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shareholder Against For
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shareholder Against For
06 DIVIDEND STRATEGY (PAGE 48) Shareholder Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shareholder Against For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shareholder Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shareholder Against For
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shareholder Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shareholder Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shareholder Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 05/31/2007
ISSUER: 893247106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
GENE JANKOWSKI* Management Withheld Against
JEAN FIRSTENBERG* Management Withheld Against
VICTOR LISS* Management Withheld Against
RICHARD BRANDT** Management Withheld Against
02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For
AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 40 of 42
------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/01/2007
ISSUER: 931142103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: DAVID D. GLASS Management For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Management For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: JACK C. SHEWMAKER Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 CHARITABLE CONTRIBUTIONS REPORT Shareholder Against For
04 UNIVERSAL HEALTH CARE POLICY Shareholder Against For
05 PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
06 EQUITY COMPENSATION GLASS CEILING Shareholder Against For
07 COMPENSATION DISPARITY Shareholder Against For
08 BUSINESS SOCIAL RESPONSIBILITY REPORT Shareholder Against For
09 EXECUTIVE COMPENSATION VOTE Shareholder Against For
10 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
11 SOCIAL AND REPUTATION IMPACT REPORT Shareholder Against For
12 CUMULATIVE VOTING Shareholder Against For
13 QUALIFICATIONS FOR DIRECTOR NOMINEES Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 41 of 42
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DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 25179M103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
THOMAS F. FERGUSON Management For For
DAVID M. GAVRIN Management For For
JOHN RICHELS Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2007
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PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/12/2007
ISSUER: 718252604 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For
FOR THE PERIOD ENDING DECEMBER 31, 2006 CONTAINED
IN THE COMPANY S 2006 ANNUAL REPORT.
02 DIRECTOR Management For
REV FR B.F. NEBRES S.J* Management For For
MR OSCAR S. REYES* Management For For
MR PEDRO E. ROXAS* Management For For
MR ALFRED VY TY* Management For For
MS HELEN Y. DEE Management For For
ATTY. RAY C. ESPINOSA Management For For
MR. TSUYOSHI KAWASHIMA Management For For
MR TATSU KONO Management For For
MR NAPOLEON L. NAZARENO Management For For
MR MANUEL V. PANGILINAN Management For For
MS CORAZON S. DE LA PAZ Management For For
ATTY MA L.C. RAUSA-CHAN Management For For
MR ALBERT F DEL ROSARIO Management For For
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WHX CORPORATION WXCP.PK ANNUAL MEETING DATE: 06/21/2007
ISSUER: 929248508 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
JACK L. HOWARD Management For For
GLEN M. KASSAN Management For For
LOUIS KLEIN, JR. Management For For
DANIEL P. MURPHY, JR. Management For For
JOHN J. QUICKE Management For For
JOSHUA E. SCHECHTER Management For For
GAREN W. SMITH Management For For
02 PROPOSAL TO AMEND WHX S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE WHX
S AUTHORIZED CAPITAL STOCK FROM 45,000,000 SHARES
TO A TOTAL OF 55,000,000 SHARES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI CONV INC SEC FD Page 42 of 42
03 PROPOSAL TO APPROVE THE ADOPTION OF WHX CORPORATION Management For For
S 2007 INCENTIVE STOCK PLAN.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
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By (Signature and Title)* /s/ Bruce N. Alpert
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Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
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*Print the name and title of each signing officer under his or her
signature.