UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
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THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC.
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(Exact name of registrant as specified in charter)
One Corporate Center
RYE, NY 10580
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
RYE, NY 10580
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: DECEMBER 31
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Date of reporting period: JULY 1, 2005 - JUNE 30, 2006
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2005 TO JUNE 30, 2006
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ALLIED DOMECQ PLC AED SPECIAL MEETING DATE: 07/04/2005
ISSUER: 019121 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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C1 THE SAID SCHEME OF ARRANGEMENT. Management For For
E1 SPECIAL RESOLUTION: APPROVAL OF THE SCHEME OF Management For For
ARRANGEMENT. APPROVAL OF SHARE CAPITAL REORGANIZATION.
APPROVAL OF THE AMENDMENTS TO THE COMPANY S ARTICLES
OF ASSOCIATION.
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THE GILLETTE COMPANY G SPECIAL MEETING DATE: 07/12/2005
ISSUER: 375766 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JANUARY 27, 2005, AMONG PROCTER
& GAMBLE, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF PROCTER & GAMBLE, AND GILLETTE
AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE
THE MERGER.
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PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 07/19/2005
ISSUER: 744573 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 DIRECTOR Management For
CONRAD K. HARPER Management For For
SHIRLEY ANN JACKSON Management For For
THOMAS A. RENYI Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE AS INDEPENDENT AUDITOR FOR THE YEAR 2005.
04 APPROVAL TO ADJOURN OR POSTPONE ANNUAL MEETING. Management For For
05 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For
WITH EXELON CORPORATION, DATED AS OF DECEMBER
20, 2004.
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OVERNITE CORPORATION OVNT SPECIAL MEETING DATE: 08/04/2005
ISSUER: 690322 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For For
OF MERGER, DATED AS OF MAY 15, 2005, BY AND AMONG
UNITED PARCEL SERVICE, INC., A DELAWARE CORPORATION,
OLYMPIC MERGER SUB, INC., A VIRGINIA CORPORATION
AND AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF UNITED
PARCEL SERVICE, INC., AND OVERNITE CORPORATION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 THE PROPOSAL TO GRANT TO THE PROXYHOLDERS THE Management For For
AUTHORITY TO VOTE IN THEIR DISCRETION WITH RESPECT
TO THE APPROVAL OF ANY PROPOSAL TO POSTPONE OR
ADJOURN THE SPECIAL MEETING TO A LATER DATE FOR
A REASONABLE BUSINESS PURPOSE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF
THE AGREEMENT OF MERGER, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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UNOCAL CORPORATION SPECIAL MEETING DATE: 08/10/2005
ISSUER: 915289 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 APPROVAL OF ANY ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES
01 APPROVAL AND ADOPTION OF THE AMENDED AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF APRIL 4, 2005,
AND AMENDED AS OF JULY 19, 2005, BY AND AMONG
UNOCAL CORPORATION, CHEVRON CORPORATION AND BLUE
MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF
CHEVRON CORPORATION
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AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 08/11/2005
ISSUER: 026874 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 DIRECTOR Management For
M. AIDINOFF Management For For
P. CHIA Management For For
M. COHEN Management For For
W. COHEN Management For For
M. FELDSTEIN Management For For
E. FUTTER Management For For
S. HAMMERMAN Management For For
C. HILLS Management For For
R. HOLBROOKE Management For For
D. KANAK Management For For
G. MILES, JR. Management For For
M. OFFIT Management For For
M. SULLIVAN Management For For
E. TSE Management For For
F. ZARB Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For
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STORAGE TECHNOLOGY CORPORATION STK SPECIAL MEETING DATE: 08/30/2005
ISSUER: 862111 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 2, 2005, AMONG STORAGE TECHNOLOGY
CORPORATION, SUN MICROSYSTEMS, INC. AND STANFORD
ACQUISITION CORPORATION, A WHOLLY OWNED SUBSIDIARY
OF SUN MICROSYSTEMS, INC., AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/26/2005
ISSUER: 370334 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
04 STOCKHOLDER PROPOSAL REGARDING SALE OF GENERAL Shareholder Against For
MILLS.
03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Management Against Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 10/06/2005
ISSUER: 278762 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C. MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
03 TO AMEND AND RESTATE THE 1999 STOCK INCENTIVE Management For For
PLAN.
04 TO AMEND AND RESTATE THE 2001 NONEMPLOYEE DIRECTOR Management For For
STOCK OPTION PLAN.
05 THE SHAREHOLDER PROPOSAL TO AMEND THE CORPORATION Shareholder Against For
S EQUAL OPPORTUNITY POLICY.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
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MCI, INC. MCIP CONTESTED SPECIAL MEETING DATE: 10/06/2005
ISSUER: 552691 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 IN THEIR DISCRETION WITH RESPECT TO A POSTPONEMENT Management For For
OR ADJOURNMENT TO PERMIT FURTHER SOLICITATION
OF PROXIES FOR THE MERGER.
01 ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 14, 2005, AMONG VERIZON
COMMUNICATIONS INC., ELI ACQUISITION, LLC AND
MCI, INC., AS AMENDED AS OF MARCH 4, 2005, MARCH
29, 2005, AND MAY 1, 2005 AND AS MAY BE AMENDED
FROM TIME TO TIME AND APPROVE THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
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PRIORITY HEALTHCARE CORPORATION PHCC SPECIAL MEETING DATE: 10/14/2005
ISSUER: 74264T ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 IN THE EVENT THERE ARE INSUFFICIENT VOTES FOR Management For For
APPROVAL OF THE MERGER AGREEMENT AND THE MERGER,
PROPOSAL TO GRANT THE PRIORITY HEALTHCARE CORPORATION
BOARD OF DIRECTORS DISCRETIONARY AUTHORITY TO
ADJOURN OR POSTPONE THE SPECIAL MEETING TO SOLICIT
ADDITIONAL VOTES FOR APPROVAL OF THE MERGER AGREEMENT
AND THE MERGER.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JULY 21, 2005, BY AND AMONG
EXPRESS SCRIPTS, INC., PONY ACQUISITION CORPORATION
AND PRIORITY HEALTHCARE CORPORATION AND THE MERGER
OF PONY ACQUISITION CORPORATION WITH AND INTO
PRIORITY HEALTHCARE CORPORATION.
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MBNA CORPORATION KRB SPECIAL MEETING DATE: 11/03/2005
ISSUER: 55262L ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 APPROVAL OF THE MERGER WITH BANK OF AMERICA CORPORATION Management For For
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
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ACTION PERFORMANCE COMPANIES, INC. ATN SPECIAL MEETING DATE: 12/01/2005
ISSUER: 004933 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 29, 2005, BY AND AMONG INTERNATIONAL
SPEEDWAY CORPORATION, SPEEDWAY MOTORSPORTS, INC.,
SMISC, LLC, MOTORSPORTS AUTHENTICS, INC. AND
ACTION PERFORMANCE.
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SPINNAKER EXPLORATION COMPANY SKE SPECIAL MEETING DATE: 12/13/2005
ISSUER: 84855W ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE AGREEMENT AND PLAN OF MERGER AND SPINNAKER
DETERMINES THAT SUCH AN ADJOURNMENT IS APPROPRIATE.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF SEPTEMBER 18, 2005, AMONG NORSK HYDRO ASA,
A PUBLIC LIMITED LIABILITY COMPANY ORGANIZED
UNDER THE LAWS OF THE KINGDOM OF NORWAY, NORSK
HYDRO E&P AMERICAS, L.P., A DELAWARE LIMITED
PARTNERSHIP AND A WHOLLY OWNED SUBSIDIARY OF
NORSK HYDRO ASA, HARALD ACQUISITION CORP., AS
DESCRIBED IN PROXY STATEMENT.
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IDX SYSTEMS CORPORATION IDXC SPECIAL MEETING DATE: 12/19/2005
ISSUER: 449491 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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02 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE MEETING TO APPROVE THE MERGER AGREEMENT.
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 28, 2005, BY AND AMONG
GENERAL ELECTRIC COMPANY, IGLOO ACQUISITION CORPORATION
AND IDX SYSTEMS CORPORATION.
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HUDSON UNITED BANCORP HU SPECIAL MEETING DATE: 01/11/2006
ISSUER: 444165 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 PROPOSAL TO APPROVE AN AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JULY 11, 2005, AMONG TD BANKNORTH
INC., HUDSON UNITED BANCORP, AND, SOLELY WITH
RESPECT TO ARTICLE X OF THE AGREEMENT, THE TORONTO-DOMINION
BANK.
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THE COCA-COLA COMPANY KO CONSENT MEETING DATE: 01/13/2006
ISSUER: 191216 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 I WOULD LIKE TO OPT OUT OF RECEIVING THE COCA-COLA Management Against Against
COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL.
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LA QUINTA CORPORATION LQI SPECIAL MEETING DATE: 01/23/2006
ISSUER: 50419U ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 9, 2005, BY AND AMONG LODGE HOLDINGS
INC., LODGE ACQUISITION I INC., LODGE ACQUISITION
II INC., LA QUINTA CORPORATION AND LA QUINTA
PROPERTIES, INC.
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ALAMOSA HOLDINGS, INC. APCS SPECIAL MEETING DATE: 01/25/2006
ISSUER: 011589 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 21, 2005, AS AMENDED, BY
AND AMONG SPRINT NEXTEL CORPORATION, AHI MERGER
SUB INC. AND ALAMOSA HOLDINGS, INC., AND APPROVE
THE MERGER OF AHI MERGER SUB INC. WITH AND INTO
ALAMOSA HOLDINGS, INC. AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
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HILTON GROUP PLC EGM MEETING DATE: 01/27/2006
ISSUER: G45098103 ISIN: GB0005002547
SEDOL: B02SV75, 5474752, 0500254
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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1. APPROVE THE DISPOSAL OF THE ENTIRE ISSUED SHARE Management For *Management Position Unknown
CAPITAL OF LADBROKES GROUP INTERNATIONAL LUXEMBOURG
S.A. AND LADBROKES HOTELS USA CORPORATION AND
THE TRANSFER OF THE ASSOCIATED CONTRACTS AS
SPECIFIED THE CIRCULAR ON THE TERMS AND SUBJECT
TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED
29 DEC 2005 BETWEEN, INTERALIA, I) THE COMPANY;
AND II) HHC THE DISPOSAL AGREEMENT AS SPECIFIED;
AUTHORIZE THE INDEPENDENT DIRECTORS FOR THE PURPOSES
OF CHAPTER 10 OF THE LISTING RULES OF THE UK
LISTING AUTHORITY AND GENERALLY, AS SPECIFIED
TO CONCLUDE AND IMPLEMENT THE DISPOSAL AGREEMENT
IN ACCORDANCE WITH ITS TERMS AND CONDITIONS AND
TO MAKE SUCH NON MATERIAL MODIFICATIONS, VARIATIONS,
WAIVERS AND EXTENSIONS OF ANY OF THE TERMS OF
THE DISPOSAL AGREEMENT AND ANY OTHER DOCUMENTS
CONNECTED WITH SUCH TRANSACTION AND ARRANGEMENTS
S.2 APPROVE, SUBJECT TO PASSING OF RESOLUTION 1 AND Management For *Management Position Unknown
COMPLETION OF THE DISPOSAL AGREEMENT, THE NAME
OF THE COMPANY BE CHANGED TO LADBROKES PLC
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SIEBEL SYSTEMS, INC. SEBL SPECIAL MEETING DATE: 01/31/2006
ISSUER: 826170 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 ADOPTION OF THE MERGER AGREEMENT. Management For For
02 APPROVAL OF A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT.
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BEVERLY ENTERPRISES, INC. BEV SPECIAL MEETING DATE: 02/14/2006
ISSUER: 087851 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF AUGUST 16, 2005, AS AMENDED
AS OF AUGUST 23, 2005, SEPTEMBER 22, 2005, NOVEMBER
20, 2005 AND DECEMBER 20, 2005, BY AND AMONG
BEVERLY ENTERPRISES, INC., PEARL SENIOR CARE,
INC., PSC SUB, INC., AND GEARY PROPERTY HOLDINGS,
LLC.
02 AUTHORIZATION OF THE PROXIES TO VOTE IN THEIR Management For For
DISCRETION WITH RESPECT TO THE APPROVAL OF ANY
PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL MEETING
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE APPROVAL AND ADOPTION OF THE
MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT
VOTES FOR APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT AT THE SPECIAL MEETING.
03 AUTHORIZATION OF THE PROXIES TO VOTE ON SUCH Management For For
OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
OF THE SPECIAL MEETING.
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NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/16/2006
ISSUER: 636180 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 DIRECTOR Management For
R. DON CASH* Management For For
GEORGE L. MAZANEC* Management For For
JOHN F. RIORDAN** Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For
PROPOSAL.
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DUKE ENERGY CORPORATION DUK SPECIAL MEETING DATE: 03/10/2006
ISSUER: 264399 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For
AND THE MERGERS.
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LADBROKES PLC EGM MEETING DATE: 03/29/2006
ISSUER: G5337D115 ISIN: GB0005002547
SEDOL: 0500254, B02SV75, 5474752
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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1. DECLARE, SUBJECT TO FILING SUCH INTERIM ACCOUNTS Management For *Management Position Unknown
WITH THE REGISTRAR OF COMPANIES AS ARE NECESSARY
LAWFULLY TO PAY SUCH DIVIDEND AND SUBJECT TO,
AND CONDITIONAL ON, THE PASSING OF RESOLUTION
5, A FINAL DIVIDEND OF 6.6 PENCE PER EXISTING
ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF
THE COMPANY EXISTING ORDINARY SHARE FOR PAYMENT
ON 25 APR 2006 OR SUCH OTHER DATE AS THE DIRECTORS
MAY DETERMINE TO ORDINARY SHAREHOLDERS ON THE
REGISTER OF MEMBERS, OR, IN RESPECT OF NEWLY
ISSUED ORDINARY SHARES, ENTITLED TO BE ON THE
REGISTER OF MEMBERS
2. DECLARE, SUBJECT TO FILING SUCH INTERIM ACCOUNTS Management For *Management Position Unknown
WITH THE REGISTRAR OF COMPANIES AS ARE NECESSARY
LAWFULLY TO PAY SUCH DIVIDEND AND SUBJECT TO,
AND CONDITIONAL UPON, THE PASSING OF RESOLUTIONS
3 AND S.5, A SPECIAL DIVIDEND OF 233.4 PENCE
PER EXISTING ORDINARY SHARE IN ISSUE FOR THE
PAYMENT ON 25 APR 2006 OR SUCH OTHER DATE AS
THE DIRECTORS MAY DETERMINE TO SHAREHOLDERS
ON THE REGISTER OF MEMBERS, OR, IN RESPECT OF
NEWLY ISSUED ORDINARY SHARES, ENTITLED TO BE
ON THE REGISTER OF MEMBERS
3. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
PASSING OF RESOLUTIONS 2 AND S.5, AND UPON THE
ADMISSION OF THE NEW ORDINARY SHARES TO THE OFFICIAL
LIST OF THE UK LISTING AUTHORITY AND THE ADMISSION
TO THE TRADING ON THE LONDON STOCK EXCHANGE,
TO: A) TO SUB-DIVIDE EACH ISSUED AND AUTHORIZED
BUT UNISSUED EXISTING ORDINARY SHARE INTO 6 ORDINARY
SHARES OF 1 2/3RD PENCE EACH IN THE CAPITAL
OF THE COMPANY INTERMEDIATE ORDINARY SHARES
; B) TO CONSOLIDATE EVERY 17 ISSUED INTERMEDIATE
ORDINARY SHARES INTO 1 NEW ORDINARY SHARE OF
28 1/3RD PENCE EACH IN THE CAPITAL OF THE COMPANY
NEW ORDINARY SHARES ON TERMS THAT THE DIRECTORS
ARE EMPOWERED TO DEAL WITH THE FRACTIONAL ENTITLEMENTS
IN ACCORDANCE WITH THE COMPANY S ARTICLES OF
ASSOCIATION; AND C) TO CONSOLIDATE EVERY 17 OF
THE AUTHORIZED BUT UNISSUED INTERMEDIATE ORDINARY
SHARES INTO 1 AUTHORIZED BUT UNISSUED NEW ORDINARY
SHARE
S.4 AUTHORIZE THE COMPANY, SUBJECT TO AND CONDITIONAL Management For *Management Position Unknown
UPON THE PASSING OF RESOLUTIONS 2 AND S.5, TO
MAKE MARKET PURCHASES SECTION 163 OF THE COMPANIES
ACT 1985 OF UP TO 57,254,485 NEW ORDINARY SHARES,
AT A MINIMUM PRICE OF 28 1/3RD PENCE AND UP TO
105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
IN 2006 ; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
S.5 APPROVE AND ADOPT THE REGULATIONS AS THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION
FOR AND TO THE EXCLUSION OF ALL EXISTING ARTICLES
OF ASSOCIATION
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HUGHES SUPPLY, INC. HUG SPECIAL MEETING DATE: 03/30/2006
ISSUER: 444482 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 APPROVE THE MERGER AGREEMENT WITH THE HOME DEPOT. Management For For
03 CONSIDER AND TAKE ACTION UPON ANY OTHER MATTERS Management For For
THAT MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF.
02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO APPROVE THE
MERGER AGREEMENT.
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GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/17/2006
ISSUER: 372460 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS, II Management For For
JERRY W. NIX Management For For
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006.
03 ADOPT THE GENUINE PARTS COMPANY 2006 LONG-TERM Management For For
INCENTIVE PLAN.
02 AMEND THE GENUINE PARTS COMPANY RESTATED ARTICLES Management For For
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C ANNUAL MEETING DATE: 04/18/2006
ISSUER: 172967 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
ANDREW N. LIVERIS Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
06 STOCKHOLDER PROPOSAL REQUESTING NO FUTURE NEW Shareholder Against For
STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING
OF CURRENT STOCK OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For
OF A POLICY REGARDING PERFORMANCE-BASED EQUITY
COMPENSATION FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING REIMBURSEMENT Shareholder Against For
OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED
ELECTION OF DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE RECOUPMENT Shareholder Against For
OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT
OF EARNINGS.
------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/19/2006
ISSUER: 191216 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
06 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
05 SHAREOWNER PROPOSAL THAT COMPANY REPORT ON IMPLEMENTATION Shareholder Against For
OF BEVERAGE CONTAINER RECYCLING STRATEGY
04 SHAREOWNER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS Shareholder Against For
03 APPROVAL OF AN AMENDMENT TO THE 1989 RESTRICTED Management For For
STOCK AWARD PLAN OF THE COCA-COLA COMPANY
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
01 DIRECTOR Management For
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
08 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
DELEGATION OF INQUIRY TO COLOMBIA
07 SHAREOWNER PROPOSAL REGARDING ENVIRONMENTAL IMPACTS Shareholder Against For
OF OPERATIONS IN INDIA
------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/20/2006
ISSUER: 055622 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR J H BRYAN Management For For
MR A BURGMANS Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR M H WILSON Management For For
MR P D SUTHERLAND Management For For
04 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
07 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/24/2006
ISSUER: 025816 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
P.R. DOLAN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
R.D. WALTER Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 A SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For
04 A SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING Shareholder Against For
FOR DIRECTORS.
05 A SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shareholder Against For
S EMPLOYMENT POLICIES.
06 A SHAREHOLDER PROPOSAL RELATING TO REIMBURSEMENT Shareholder Against For
OF EXPENSES FOR CERTAIN SHAREHOLDER-NOMINATED
DIRECTOR CANDIDATES.
------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/24/2006
ISSUER: 532457 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF DIRECTORS Shareholder Against For
BY MAJORITY VOTE.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2006.
01 DIRECTOR Management For
M.S. FELDSTEIN Management For For
J.E. FYRWALD Management For For
E.R. MARRAM Management For For
S. TAUREL Management For For
------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/25/2006
ISSUER: 12541M ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. MICHEL KRUSE Management For For
MANUEL J. IRAOLA Management For For
ERNEST R. VEREBELYI Management For For
02 APPROVAL OF THE ADOPTION OF THE CORPORATION S Management For For
LONG-TERM EQUITY INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM ANNUAL MEETING DATE: 04/25/2006
ISSUER: 459200 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. BLACK Management For For
K.I. CHENAULT Management For For
J. DORMANN Management For For
M.L. ESKEW Management For For
S.A. JACKSON Management For For
M. MAKIHARA Management For For
L.A. NOTO Management For For
J.W. OWENS Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
C.M. VEST Management For For
L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against For
27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against For
MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against For
COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING (PAGE 30) Shareholder Against For
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against For
(PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against For
(PAGE 33)
------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/25/2006
ISSUER: 589331 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
06 STOCKHOLDER PROPOSAL CONCERNING NON-DIRECTOR Shareholder Against For
SHAREHOLDER VOTES
04 PROPOSAL TO ADOPT THE 2006 NON-EMPLOYEE DIRECTORS Management Against Against
STOCK OPTION PLAN
03 PROPOSAL TO ADOPT THE 2007 INCENTIVE STOCK PLAN Management Against Against
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006
01 DIRECTOR Management For
RICHARD T. CLARK Management For For
LAWRENCE A. BOSSIDY Management For For
WILLIAM G. BOWEN Management For For
JOHNNETTA B. COLE Management For For
WILLIAM B. HARRISON, JR Management For For
WILLIAM N. KELLEY Management For For
ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
07 STOCKHOLDER PROPOSAL CONCERNING AN ANIMAL WELFARE Shareholder Against For
POLICY REPORT
------------------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. ANNUAL MEETING DATE: 04/26/2006
ISSUER: 03076C ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRA D. HALL Management For For
JEFFREY NODDLE Management For For
RICHARD F. POWERS, III Management For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2006.
------------------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/26/2006
ISSUER: 166764 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.H. ARMACOST Management For For
L.F. DEILY Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
D.B. RICE Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
04 REPORT ON OIL & GAS DRILLING IN PROTECTED AREAS Shareholder Against For
05 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For
06 ADOPT AN ANIMAL WELFARE POLICY Shareholder Against For
07 REPORT ON HUMAN RIGHTS Shareholder Against For
08 REPORT ON ECUADOR Shareholder Against For
03 AMEND COMPANY BY-LAWS TO INCLUDE PROPONENT REIMBURSEMENT Shareholder
------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/26/2006
ISSUER: 369604 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G. LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
06 REPORT ON GLOBAL WARMING SCIENCE Shareholder Against For
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder
------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/27/2006
ISSUER: 219350 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
04 APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
02 APPROVAL OF THE AMENDMENT OF THE 2002 WORLDWIDE Management For For
EMPLOYEE SHARE PURCHASE PLAN.
01 DIRECTOR Management For
JAMES B. FLAWS Management For For
JAMES R. HOUGHTON Management For For
JAMES J. O'CONNOR Management For For
DEBORAH D. RIEMAN Management For For
PETER F. VOLANAKIS Management For For
PADMASREE WARRIOR Management For For
03 APPROVAL OF THE ADOPTION OF THE 2006 VARIABLE Management
COMPENSATION PLAN.
06 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder
OF EACH DIRECTOR ANNUALLY.
------------------------------------------------------------------------------------------------------------------------------------
PARMALAT SPA AGM MEETING DATE: 04/27/2006
ISSUER: 70175R102 ISIN: US70175R1023
SEDOL: B0GWD77
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
o.1 APPROVE THE BALANCE SHEET AND FINANCIAL STATEMENTS Management Take No Action *Management Position
Unknown
AS OF 31 DEC 2005 AND CONSEQUENT RESOLUTIONS
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Voting *Management Position
Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2006 (AND A THIRD CALL ON 29 APR 2006).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
o.2 APPOINT AN ALTERNATE AUDITOR IN ACCORDANCE WITH Management Take No Action *Management Position
Unknown
ARTICLES 2401 OF THE ITALIAN CIVIL CODE
E.3 APPROVE TO INTEGRATE THE BY-LAWS FOR THE IMPLEMENTATION Management Take No Action *Management Position
Unknown
OF THE PROVISIONS OF LAW 262/05 CONCERNING THE
METHODS FOR THE APPOINTMENT OF THE CHARTED ACCOUNTANTS
E.4 APPROVE TO INCREASE THE SHARE CAPITAL BY A MAXIMUM Management Take No Action *Management Position
Unknown
OF EUR 95 MILLION RESERVEDFOR THE EXERCISE OF
WARRANTS, AS PER THE ARTICLES 5 OF THE BY-LAWS
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE ANNUAL MEETING DATE: 04/27/2006
ISSUER: 717081 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
03 MANAGEMENT PROPOSAL TO AMEND COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTE REQUIREMENTS AND FAIR PRICE PROVISION.
04 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For
FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL REQUESTING REPORTING ON Shareholder Against For
PHARMACEUTICAL PRICE RESTRAINT.
06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
10 SHAREHOLDER PROPOSAL REQUESTING JUSTIFICATION Shareholder Against For
FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED
TESTING METHODOLOGIES.
07 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/27/2006
ISSUER: 784305 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D. GIBSON Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 APPROVE THE LONG-TERM INCENTIVE PLAN AMENDMENT Management For For
WHICH WAS ADOPTED BY THE BOARD OF DIRECTORS ON
JANUARY 31, 2006.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL YEAR 2006.
------------------------------------------------------------------------------------------------------------------------------------
ARDEN REALTY, INC. ARI SPECIAL MEETING DATE: 04/28/2006
ISSUER: 039793 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 21, 2005, BY AND AMONG ARDEN
REALTY, INC., ARDEN REALTY LIMITED PARTNERSHIP,
GENERAL ELECTRIC CAPITAL CORPORATION, TRIZEC
PROPERTIES, INC., TRIZEC HOLDINGS OPERATING LLC,
ATLAS MERGER SUB, INC. AND ATLAS PARTNERSHIP
MERGER SUB, INC., ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 APPROVAL OF ANY ADJOURNMENTS OR POSTPONEMENTS Management For For
OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES.
------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/28/2006
ISSUER: 361448 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROD F. DAMMEYER Management For For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
BRIAN A. KENNEY Management For For
MILES L. MARSH Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS. Management For For
------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/02/2006
ISSUER: 110122 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.E. ALLEN Management For For
L.B. CAMPBELL Management For For
V.D. COFFMAN Management For For
J.M. CORNELIUS Management For For
P.R. DOLAN Management For For
L.J. FREEH Management For For
L.H. GLIMCHER, M.D. Management For For
L. JOHANSSON Management For For
J.D. ROBINSON III Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
04 CUMULATIVE VOTING Shareholder Against For
05 RECOUPMENT Shareholder Against For
06 ANIMAL TREATMENT Shareholder Against For
07 TERM LIMITS Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/02/2006
ISSUER: 391164 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2006.
------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/04/2006
ISSUER: 054303 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
STANLEY C. GAULT Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 RESOLUTION REGARDING DIRECTOR ELECTION BY MAJORITY Shareholder Against For
VOTE
04 RESOLUTION REGARDING REPORT ON BREAST CANCER Shareholder Against For
FUNDRAISING AND GRANT DISTRIBUTION
05 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For
COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
06 RESOLUTION REGARDING TOXICS POLICY REPORT Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/04/2006
ISSUER: 624756 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S 2002 STOCK OPTION PLAN.
03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/04/2006
ISSUER: 92343V ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
D.T. NICOLAISEN Management For For
T.H. O'BRIEN Management For For
C. OTIS, JR. Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder Against For
04 MAJORITY VOTE REQUIRED FOR ELECTION OF DIRECTORS Shareholder Against For
08 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder Against For
09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
05 COMPOSITION OF BOARD OF DIRECTORS Shareholder Against For
06 DIRECTORS ON COMMON BOARDS Shareholder Against For
07 SEPARATE CHAIRMAN AND CEO Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
COOPER CAMERON CORPORATION CAM ANNUAL MEETING DATE: 05/05/2006
ISSUER: 216640 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NATHAN M. AVERY Management For For
C. BAKER CUNNINGHAM Management For For
SHELDON R. ERIKSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2006.
03 VOTE ON CHANGE OF COMPANY S NAME AND CHANGE IN Management For For
THE CERTIFICATE OF INCORPORATION.
04 VOTE ON AMENDMENT TO 2005 EQUITY INCENTIVE PLAN. Management Against Against
------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/05/2006
ISSUER: 674599 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SPENCER ABRAHAM Management For For
RONALD W. BURKLE Management For For
JOHN S. CHALSTY Management For For
EDWARD P. DJEREJIAN Management For For
R. CHAD DREIER Management For For
JOHN E. FEICK Management For For
RAY R. IRANI Management For For
IRVIN W. MALONEY Management For For
RODOLFO SEGOVIA Management For For
AZIZ D. SYRIANI Management For For
ROSEMARY TOMICH Management For For
WALTER L. WEISMAN Management For For
02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For For
INDEPENDENT AUDITORS.
03 APPROVAL OF INCREASE IN AUTHORIZED CAPITAL STOCK. Management For For
05 SCIENTIFIC REPORT ON GLOBAL WARMING/COOLING. Shareholder Against For
06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shareholder Against For
04 LIMIT ON EXECUTIVE COMPENSATION. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION ANNUAL MEETING DATE: 05/09/2006
ISSUER: 60467R ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS W. CASON Management For For
A.D. (PETE) CORRELL Management For For
TERRY G. DALLAS Management For For
THOMAS H. JOHNSON Management For For
JOHN T. MILLER Management For For
EDWARD R. MULLER Management For For
ROBERT C. MURRAY Management For For
JOHN M. QUAIN Management For For
WILLIAM L. THACKER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR FOR 2006
------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/09/2006
ISSUER: 664397 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/10/2006
ISSUER: 20825C ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS Shareholder Against For
01 DIRECTOR Management For
RICHARD L. ARMITAGE Management For For
RICHARD H. AUCHINLECK Management For For
HARALD J. NORVIK Management For For
WILLIAM K. REILLY Management For For
VICTORIA J. TSCHINKEL Management For For
KATHRYN C. TURNER Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shareholder Against For
04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For
05 SHAREHOLDER APPROVAL OF FUTURE EXTRAORDINARY Shareholder Against For
RETIREMENT BENEFITS FOR SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO COMMUNITIES Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/11/2006
ISSUER: 032511 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. ALLISON, JR. Management For For
JOHN W. PODUSKA, SR. Management For For
02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For
OF INCORPORATION.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. Management For For
------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/11/2006
ISSUER: 278762 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C. MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
03 TO AMEND AND RESTATE THE 2001 NONEMPLOYEE DIRECTOR Management For For
STOCK OPTION PLAN.
04 TO AMEND AND RESTATE THE 1997 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC ANNUAL MEETING DATE: 05/16/2006
ISSUER: 780259 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 DIRECTOR Management For
JORMA OLLILA# Management For For
NICK LAND# Management For For
LORD KERR# U + anagement For For
JEROEN VAN DER VEER Management For For
ROB ROUTS Management For For
WIM KOK# N Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
13 AUTHORITY TO PURCHASE OWN SHARES Management For For
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
15 SHAREHOLDER RESOLUTION Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/17/2006
ISSUER: 026874 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PEI-YUAN CHIA Management For For
MARSHALL A. COHEN Management For For
MARTIN S. FELDSTEIN Management For For
ELLEN V. FUTTER Management For For
STEPHEN L. HAMMERMAN Management For For
RICHARD C. HOLBROOKE Management For For
FRED H. LANGHAMMER Management For For
GEORGE L. MILES, JR. Management For For
MORRIS W. OFFIT Management For For
JAMES F. ORR III Management For For
MARTIN J. SULLIVAN Management For For
MICHAEL H. SUTTON Management For For
EDMUND S.W. TSE Management For For
ROBERT B. WILLUMSTAD Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Management For For
------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL ANNUAL MEETING DATE: 05/17/2006
ISSUER: 98389B ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. CONEY BURGESS Management For For
FREDRIC W. CORRIGAN Management For For
RICHARD K. DAVIS Management For For
ROGER R. HEMMINGHAUS Management For For
A. BARRY HIRSCHFELD Management For For
RICHARD C. KELLY Management For For
DOUGLAS W. LEATHERDALE Management For For
ALBERT F. MORENO Management For For
DR. MARGARET R. PRESKA Management For For
A. PATRICIA SAMPSON Management For For
RICHARD H. TRULY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS XCEL ENERGY INC S PRINCIPAL ACCOUNTANTS
FOR 2006.
03 SHAREHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE
OFFICER.
------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/18/2006
ISSUER: 12686C ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR 2006.
03 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management Against Against
SYSTEMS CORPORATION 2006 EMPLOYEE STOCK PLAN.
04 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management For For
SYSTEMS CORPORATION 2006 CASH INCENTIVE PLAN.
05 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management Against Against
SYSTEMS CORPORATION 2006 STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/18/2006
ISSUER: 127209 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2005 Management For For
03 DIRECTORS REMUNERATION REPORT Management For For
04 DIRECTOR Management For
ROGER CARR Management For For
KEN HANNA Management For For
TODD STITZER Management For For
LORD PATTEN Management For For
BARONESS WILCOX Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
12 APPROVE PROPOSED AMENDMENTS TO THE 2004 LONG Management For For
TERM INCENTIVE PLAN
13 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
14 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For
15 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE INTERNATIONAL Management For For
SHARE AWARD PLAN
------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/19/2006
ISSUER: 806605 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS J. COLLIGAN Management For For
C. ROBERT KIDDER Management For For
CARL E. MUNDY, JR. Management For For
PATRICIA F. RUSSO Management For For
ARTHUR F. WEINBACH Management For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For
TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING INSTRUMENTS TO Management
PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS COMPENSATION PLAN Management For For
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Management Against Against
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE STANDARD Shareholder Against For
FOR THE ELECTION OF DIRECTORS IN CERTIFICATE
OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON THE Shareholder Against For
GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/26/2006
ISSUER: G5337D115 ISIN: GB0005002547
SEDOL: 0500254, B02SV75, 5474752
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For *Management Position Unknown
AND THE AUDITOR AND THE ACCOUNTS OF THE COMPANY
FOR THE YE 31 DEC 2005
2. RE-APPOINT MR. N.M.H. JONES AS A DIRECTOR Management For *Management Position Unknown
3. RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR Management For *Management Position Unknown
4. APPOINT MR. J.P. O REILLY AS A DIRECTOR Management For *Management Position Unknown
5. APPOINT MR. A.S. ROSS AS A DIRECTOR Management For *Management Position Unknown
6. APPOINT MR. R.P. THORNE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR TO Management For *Management Position Unknown
THE COMPANY AND AUTHORIZE THE DIRECTORS TO AGREE
THE REMUNERATION OF THE AUDITOR
8. APPROVE THE 2005 DIRECTORS REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY, TO MAKE DONATIONS TO EU Management For *Management Position Unknown
POLITICAL ORGANIZATIONS NOT EXCEEDING GBP 10,000;
AND INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING
GBP 10,000; AND AUTHORIZE LADBROKES BETTING &
GAMING LIMITED, A WHOLLY-OWNED SUBSIDIARY OF
THE COMPANY TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS NOT EXCEEDING GBP 25,000; AND INCUR
EU POLITICAL EXPENDITURE NOT EXCEEDING GBP 25,000;
AUTHORITY EXPIRES EARLIER THE DATE OF THE AGM
OF THE COMPANY HELD IN 2007 OR ON 25 AUG 2007
10. APPROVE THAT THE SHARE CAPITAL OF THE COMPANY Management For *Management Position Unknown
BE INCREASED FROM GBP 230,000,000 TO GBP 253,000,000
BY THE CREATION OF 81,176,470 ADDITIONAL NEW
ORDINARY SHARES OF 28 1/3P EACH IN THE CAPITAL
OF THE COMPANY
11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ANY EXISTING AUTHORITY AND FOR THE PURPOSE OF
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT
RELEVANT SECURITIES WITH IN THE MEANING OF THAT
SECTION UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 54,450,207; AUTHORITY EXPIRES EARLIER THE
DATE OF THE AGM OF THE COMPANY HELD IN 2007 OR
ON 25 AUG 2007 ; AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.12 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8,029,922 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 450,207 IN CONNECTION WITH
A RIGHTS ISSUE
S.13 GRANT AUTHORITY TO MARKET PURCHASE 56,682,299 Management For *Management Position Unknown
ORDIANRY SHARES
------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/31/2006
ISSUER: 30231G ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 32) Management For For
03 CUMULATIVE VOTING (PAGE 34) Shareholder Against For
04 MAJORITY VOTE (PAGE 35) Shareholder Against For
05 INDUSTRY EXPERIENCE (PAGE 37) Shareholder Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shareholder Against For
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shareholder Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shareholder Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shareholder Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shareholder Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Shareholder Against For
07 DIRECTOR COMPENSATION (PAGE 40) Shareholder Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE 45) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/06/2006
ISSUER: 25459L ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHASE CAREY Management For For
PETER F. CHERNIN Management For For
PETER A. LUND Management For For
HAIM SABAN Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS
------------------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/13/2006
ISSUER: 718252 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For
REV FR B.F. NEBRES S.J* Management For For
MR OSCAR S. REYES* Management For For
MR PEDRO E. ROXAS* Management For For
MR ALFRED VY TY* Management For For
MR ANTONIO O. COJUANGCO Management For For
MS HELEN Y. DEE Management For For
ATTY. RAY C. ESPINOSA Management For For
MR TATSU KONO Management For For
MR NAPOLEON L. NAZARENO Management For For
MR MANUEL V. PANGILINAN Management For For
MS CORAZON S. DE LA PAZ Management For For
MR ALBERT F DEL ROSARIO Management For For
MR SHIGERU YOSHIDA Management For For
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For
FOR THE PERIOD ENDING DECEMBER 31, 2005 CONTAINED
IN THE COMPANY S 2005 ANNUAL REPORT.
------------------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP IACI ANNUAL MEETING DATE: 06/20/2006
ISSUER: 44919P ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM H. BERKMAN Management For For
EDGAR BRONFMAN, JR. Management For For
BARRY DILLER Management For For
VICTOR A. KAUFMAN Management For For
DONALD R. KEOUGH* Management For For
BRYAN LOURD* Management For For
JOHN C. MALONE Management For For
ARTHUR C. MARTINEZ Management For For
STEVEN RATTNER Management For For
GEN. H.N. SCHWARZKOPF* Management For For
ALAN G. SPOON Management For For
DIANE VON FURSTENBERG Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS IAC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2006 FISCAL YEAR.
------------------------------------------------------------------------------------------------------------------------------------
APPLIED FILMS CORPORATION AFCO SPECIAL MEETING DATE: 06/30/2006
ISSUER: 038197 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED MAY 4,
2006, BY AND AMONG APPLIED MATERIALS, INC., BLUE
ACQUISITION, INC., A WHOLLY-OWNED SUBSIDIARY
OF APPLIED MATERIALS, INC., AND APPLIED FILMS
CORPORATION.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO GRANT Management For For
THE PERSONS NAMED AS PROXIES DISCRETIONARY AUTHORITY
TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY,
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
TO VOTE IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT
OR FOR ANY OTHER REASON PROPOSED BY THE APPLIED
FILMS BOARD OF DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized. Registrant THE GABELLI
CONVERTIBLE AND INCOME SECURITIES FUND INC.
By (Signature and Title)* /S/ BRUCE N. ALPERT
---------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date AUUGUST 21, 2006
------------------------------------------------------------------
*Print the name and title of each signing officer under his or her
signature.