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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CASH AMERICA INTERNATIONAL INC 1600 WEST 7TH STREET FORT WORTH, TX 76102 |
X |
/s/ T. Brent Stuart, Chief Executive Officer | 09/06/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This disposition represents a delivery of shares of Enova International, Inc. ("Enova") to holders of Restricted Stock Units ("RSUs") of Cash America International, Inc. ("Cash America"), net of taxes. The shares were delivered in connection with the closing of the merger (the "Merger") between Cash America and First Cash Financial Services, Inc. ("First Cash") pursuant to that certain Merger Agreement between Cash America, First Cash and Frontier Merger Sub, LLC, a wholly owned subsidiary of First Cash, dated as of April 28, 2016. |
(2) | Following the spin-off of Enova, Cash America held shares of Enova to be delivered by Cash America to holders of certain outstanding unvested RSUs, vested deferred RSUs, and unvested deferred RSUs that were granted by Cash America to certain of Cash America's officers, directors and employees and to be delivered by Cash America to holders of certain deferred shares payable to Cash America's directors ("Deferred Director Shares") relating to Cash America common stock under Cash America's long-term incentive plans. |
(3) | This disposition represents a delivery of shares of Enova to directors in connection with the Deferred Director Shares. The Enova shares were delivered in connection with the closing of the Merger. |
(4) | These Enova shares were withheld by Cash America to pay taxes in connection with the delivery of Enova shares in connection with the RSUs as described above. |