ctb10ka2011.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
|
[X]
|
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
|
| |
For the fiscal year ended December 31, 2011
|
| |
Or
|
|
[ ]
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
|
| |
For the transition period from _____________ to _____________
|
Commission file number 0-11129
COMMUNITY TRUST BANCORP, INC.
(Exact name of registrant as specified in its charter)
|
Kentucky
|
61-0979818
|
|
(State or other jurisdiction of incorporation or organization)
|
IRS Employer Identification No.
|
|
346 North Mayo Trail
Pikeville, Kentucky
(address of principal executive offices)
|
41501
(Zip Code)
|
(606) 432-1414
(Registrant’s telephone number)
Securities registered pursuant to Section 12(b) of the Act:
Common Stock, $5.00 par value
(Title of Class)
Securities registered pursuant to Section 12(g) of the Act:
None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every interactive data file required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.)
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer, large accelerated filer, and smaller reporting company” in Rule 12b-2 of the Exchange Act.
|
Large accelerated filer
|
Accelerated filer ü
|
Non-accelerated filer
|
Smaller reporting company
|
| |
|
(Do not check if a smaller reporting company)
|
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Based upon the closing price of the Common Shares of the Registrant on the NASDAQ-Stock Market LLC – Global Select Market, the aggregate market value of voting stock held by non-affiliates of the Registrant as of June 30, 2011 was $405.2 million. For the purpose of the foregoing calculation only, all directors and executive officers of the Registrant have been deemed affiliates. The number of shares outstanding of the Registrant’s Common Stock as of February 29, 2012 was 15,526,895.
EXPLANATORY NOTE
The sole purpose of this Form 10-K/A, Amendment No. 1 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2011, filed on March 15, 2012 (“Original Form 10-K”) is to amend the date on the Consent of BKD, LLP, Independent Registered Public Accounting Firm, filed as Exhibit 23.1. This Amendment does not revise or update any other part of the Original Form 10-K.
PART IV
Item 15. Exhibits and Financial Statement Schedules
(a) 3. Exhibits
|
Exhibit No.
|
|
Description of Exhibits
|
|
23.1
|
|
Consent of BKD, LLP, Independent Registered Public Accounting Firm
|
(b) Exhibits
The response to this portion of Item 15 is submitted in (a) 3. above.
(c) Financial Statement Schedules
None
SIGNATURES
Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf the undersigned, thereunto duly authorized.
| |
COMMUNITY TRUST BANCORP, INC. |
|
| |
|
|
|
|
Date: March 16, 2012
|
By:
|
/s/ Jean R. Hale |
|
| |
|
Jean R. Hale |
|
| |
|
Chairman, President and Chief Executive Officer
|
|
|
|
/s/ Kevin J. Stumbo |
|
| |
|
Kevin J. Stumbo |
|
| |
|
Executive Vice President and Treasurer |
|
| |
|
(Principal Financial Officer) |
|
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the date indicated.
|
March 16, 2012
|
/s/ Jean R. Hale
|
Chairman, President, and Chief Executive Officer
|
| |
Jean R. Hale
|
|
| |
|
|
|
March 16, 2012
|
/s/ Kevin J. Stumbo
|
Executive Vice President and Treasurer
(Principal Financial Officer)
|
| |
Kevin J. Stumbo
|
|
| |
|
|
|
March 16, 2012
|
/s/ Charles J. Baird
|
Director
|
| |
Charles J. Baird
|
|
| |
|
|
|
March 16, 2012
|
/s/ Nick Carter
|
Director
|
| |
Nick Carter
|
|
| |
|
|
|
March 16, 2012
|
/s/ Nick A. Cooley
|
Director
|
| |
Nick A. Cooley
|
|
| |
|
|
|
March 16, 2012
|
/s/ James E. McGhee, II
|
Director
|
| |
James E. McGhee II
|
|
| |
|
|
|
March 16, 2012
|
/s/ M. Lynn Parrish
|
Director
|
| |
M. Lynn Parrish
|
|
| |
|
|
|
March 16, 2012
|
/s/ James R. Ramsey
|
Director
|
| |
James R. Ramsey
|
|
| |
|
|
|
March 16, 2012
|
/s/ Anthony W. St. Charles
|
Director
|
| |
Anthony W. St. Charles
|
|
COMMUNITY TRUST BANCORP, INC. AND SUBSIDIARIES
INDEX TO EXHIBITS
|
Exhibit No.
|
|
Description of Exhibits
|
|
23.1
|
|
Consent of BKD, LLP, Independent Registered Public Accounting Firm
|