September 30, 2004 10-QA

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 10-Q/A
Amendment No. 1

[X]
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the quarterly period ended September 30, 2004
   
 
Or
   
[ ]
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the transition period from _____________ to _____________
   

Commission file number 0-11129

COMMUNITY TRUST BANCORP, INC.
(Exact name of registrant as specified in its charter)

Kentucky
61-0979818
(State or other jurisdiction of incorporation or organization)
IRS Employer Identification No.
   
346 North Mayo Trail
Pikeville, Kentucky
(address of principal executive offices)
41501
(Zip Code)

(606) 432-1414
(Registrant's telephone number)
 
 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes ü
No

 Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act).
Yes ü
No

Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practical date.

Common stock - 13,468,810 shares outstanding at October 31, 2004

 
     
 

EXPLANATORY NOTE

 This Amendment No. 1 on Form 10-Q/A is being filed by Community Trust Bancorp, Inc. (the "Corporation") with respect to the Corporation's Quarterly Report on Form 10-Q for the quarter ended September 30, 2004 (the "Original Form 10-Q"), filed with the Securities and Exchange Commission (the "SEC") on November 9, 2004. This Amendment No. 1 is being filed solely for the purpose of amending the Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. The Section 302 Certifications have been amended to reflect the permitted modifications to eliminate references to internal control over financial reporting until the compliance date for SEC rules relating to internal control over financial reporting.

 This Amendment No. 1 does not otherwise amend or alter the Original Form 10-Q. This Amendment No. 1 continues to be presented as of the date of the Original Form 10-Q and the Corporation has not updated any disclosure in the Original Form 10-Q to a later date.


PART II - OTHER INFORMATION
    
Item 6.
a. Exhibits:
  
 
(1) Certifications Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Exhibit 31.1
Exhibit 31.2
 
(filed with this Amendment No. 1)
  
 
(2) Certifications Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Exhibit 32.1
Exhibit 32.2
 
(previously filed with the Original Form 10-Q)
  
 
b. Reports on Form 8-K:
  
 
(1) On July 14, 2004, the Corporation issued a Form 8-K with respect to the issuance of its June 30, 2004 earnings release
  

 
     
 

SIGNATURES

 Pursuant to the requirements of the Securities Exchange Act of 1934, the Corporation has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
  COMMUNITY TRUST BANCORP, INC.
   
 
  By:
   
   
   
Date: November 19, 2004
  /s/ Jean R. Hale            
 
  Jean R. Hale    
 
  Vice Chairman, President, and    
 
  Chief Executive Officer
   
   
 
  /s/ Kevin J. Stumbo            
 
  Kevin J. Stumbo    
 
  Executive Vice President/Controller