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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (Right to Buy) | $ 34.227 | 11/16/2006 | D | 232,500 | (23) | 09/30/2012 | Common Stock | 232,500 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 39.543 | 11/16/2006 | D | 201,000 | (23) | 09/30/2013 | Common Stock | 201,000 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 43.83 | 11/16/2006 | D | 182,000 | (23) | 09/30/2014 | Common Stock | 182,000 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 44.4 | 11/16/2006 | D | 180,000 | (23) | 09/30/2015 | Common Stock | 180,000 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 16.625 | 11/16/2006 | D | 84,000 | (23) | 09/30/2010 | Common Stock | 84,000 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 21.77 | 11/16/2006 | D | 168,000 | (23) | 09/30/2011 | Common Stock | 168,000 | (24) | 0 | D | ||||
| Employee Stock Option (Right to Buy) | $ 34.227 | 11/16/2006 | D | 105,000 | (23) | 09/30/2012 | Common Stock | 105,000 | (24) | 0 | I | FN25 (25) | |||
| Employee Stock Option (Right to Buy) | $ 39.543 | 11/16/2006 | D | 90,000 | (23) | 09/30/2013 | Common Stock | 90,000 | (24) | 0 | I | FN25 (25) | |||
| Employee Stock Option (Right to Buy) | $ 42.46 | 11/16/2006 | D | 79,000 | (23) | 10/26/2014 | Common Stock | 79,000 | (24) | 0 | I | FN25 (25) | |||
| Employee Stock Option (Right to Buy) | $ 44.4 | 11/16/2006 | D | 80,000 | (23) | 09/30/2015 | Common Stock | 80,000 | (24) | 0 | I | FN25 (25) | |||
| Employee Stock Option (Right to Buy) | $ 16.625 | 11/16/2006 | D | 33,750 | (23) | 09/30/2010 | Common Stock | 33,750 | (24) | 0 | I | FN25 (25) | |||
| Employee Stock Option (Right to Buy) | $ 21.77 | 11/16/2006 | D | 67,500 | (23) | 09/30/2011 | Common Stock | 67,500 | (24) | 0 | I | FN25 (25) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| BERNICK HOWARD B C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK, IL 60160 |
X | President & Chief Exec Officer | ||
| /James M. Spira/Attorney-in-fact for Howard B. Bernick | 11/17/2006 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Held by the undersigned's spouse as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** |
| (2) | Held by the undersigned's spouse as co-trustee of a trust dated 9/18/01 for her benefit.*** |
| (3) | Held by the undersigned's spouse as trustee of a trust dated 10/31/98 for the benefit of her sister.*** |
| (4) | Held by the undersigned's spouse as trustee of a trust dated 4/17/02 for her benefit.*** |
| (5) | Held by the undersigned's spouse as trustee of a trust dated 9/15/93 for her benefit.*** |
| (6) | Held by the undersigned's spouse as co-trustee of a trust dated 10/20/72 for her benefit.*** |
| (7) | Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** |
| (8) | Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan. |
| (9) | Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.*** |
| (10) | Held by the undersigned as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.*** |
| (11) | Held by the undersigned's spouse as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** |
| (12) | Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for her benefit.*** |
| (13) | Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her mother.*** |
| (14) | Held by the undersigned as trustee of a trust dated 4/23/93 for his benefit. |
| (15) | Held by the undersigned's spouse as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** |
| (16) | Held by the undersigned's spouse as trustee of a trust dated 4/28/05 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (17) | Held by the undersigned's spouse as trustee of a trust dated 4/28/05 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (18) | Held by the undersigned's spouse as trustee of a trust dated 2/2/06 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (19) | Held by the undersigned's spouse as trustee of a trust dated 2/2/06 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (20) | Held by the undersigned's spouse as trustee of a trust dated 7/27/06 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (21) | Held by the undersigned's spouse as trustee of a trust dated 7/27/06 for her benefit, which trust is a Grantor Annuity Trust.*** |
| (22) | Disposition of shares of common stock in a merger of the issuer with one of its subsidiaries to effect the formation of a holding company to hold all of the outstanding stock of the issuer (the "Holding Company Merger"). In the Holding Company Merger, the shares of common stock, including shares of restricted stock, of the issuer were converted, on a one-for-one basis, into shares of common stock, including shares of restricted stock, of New Sally Holdings, Inc. ("New Sally") pursuant to an Investment Agreement dated as of June 19, 2006 among the issuer and certain of its subsidiaries and CDRS Acquisition LLC. |
| (23) | This option, to the extent unexercisable, became exercisable in full on November 16, 2006. |
| (24) | This option was assumed by New Sally in the Holding Company Merger and replaced with an option to purchase a number of shares of common stock of New Sally equal to the number of shares subject to this option at an exercise price equal to the exercise price of this option. |
| (25) | Held directly by the undersigned's spouse.*** |
| Remarks: ***The filing of this report shall not be deemed an admission by the undersigned that he is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. | |