TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
|
| |||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii |
Smith & Nephew plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights |
Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No | |||
An event changing the breakdown of voting rights |
No | |||
Other (please specify): |
|
No | ||
3. Full name of person(s) subject to thenotification obligation: iii |
Invesco Limited | |||
4. Full name of shareholder(s) (if different from 3.):iv |
| |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v |
10 August 2016 | |||
6. Date on which issuer notified: |
11 August 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii |
5% |
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type of shares
if possible using the ISIN CODE |
Situation previousto the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||
Number of Shares
|
Number of Voting Rights
|
Number of shares
|
Number of voting rights
|
% of voting rights x | |||||||||||||
Direct
|
Direct xi
|
Indirect xii
|
Direct
|
Indirect
| |||||||||||||
ORD USD0.20
|
44,940,253
|
44,940,253
|
|
|
44,235,575
|
|
4.93%
| ||||||||||
GB0009223206 | |||||||||||||||||
| |||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights | |||||||||||||
|
|
|
|
| |||||||||||||
| |||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction
| |||||||||||||||||
Type of financial instrument
|
Exercise price
|
Expiration date xvii
|
Exercise/Conversion period xviii
|
Number of voting rights instrument refers to
|
% of voting rights xix, xx | ||||||||||||
|
|
|
|
|
Nominal |
Delta | |||||||||||
|
| ||||||||||||||||
| |||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights |
Percentage of voting rights | ||||||||||||||||
44,235,575 |
4.93% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Invesco Advisers, Inc. - 14,614,812
Invesco Canada Ltd - 891,359
Invesco Asset Management Limited - 28,253,403
Invesco Asset Management Japan Ltd - 25,297
Invesco PowerShares Capital Management LLC - 398,774
Invesco Management SA - 51,930 | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: |
Invesco Limited | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
| ||
13. Additional information: |
| |
14. Contact name: |
Philippa Holmes | |
15. Contact telephone number: |
01491 417 000 |