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Delaware
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06-0853042
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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Paul D. Broude, Esq.
Foley & Lardner LLP 111 Huntington Avenue Boston, Massachusetts 02199 Telephone: (617) 342-4000 |
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Jennifer D. Arasimowicz, Esq.
Senior Vice President, General Counsel and Corporate Secretary FuelCell Energy, Inc. 3 Great Pasture Road Danbury, Connecticut 06810 Telephone: (203) 825-6000 |
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Large accelerated filer
☐
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Accelerated filer
☒
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Non-accelerated filer
☐
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Smaller reporting company
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Emerging growth company
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Title of Each Class of Securities to be Registered
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Amount to be
Registered(1)(2) |
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Proposed Maximum
Offering Price Per Security(2) |
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Proposed Maximum
Aggregate Offering Price(2)(3)(4) |
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Amount of
Registration Fee(2) |
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Common Stock, par value $0.0001 per share
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Preferred Stock, par value $0.01 per share
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Debt Securities
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Warrants
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Units
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Total
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| | | | | | | | | $ | 200,000,000 | | | | | $ | 24,900 | | |
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Securities and Exchange Commission registration fee
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| | | $ | 24,900 | | |
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Transfer agent’s, trustee’s and depository’s fees and expenses
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Printing expenses
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Legal fees and expenses
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Accounting fees and expenses
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Miscellaneous
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Total expenses
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| | | $ | 24,900 | | |
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| | | | FUELCELL ENERGY, INC. | | |||
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/s/ Michael S. Bishop
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| | | | Name: | | | Michael S. Bishop | |
| | | | Title: | | | Senior Vice President, Chief Financial Officer and Treasurer | |
Signature
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Title
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Date
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/s/ Arthur A. Bottone
Arthur A. Bottone
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| | President, Chief Executive Officer and Director (Principal Executive Officer) | | | August 10, 2018 | |
/s/ Michael S. Bishop
Michael S. Bishop
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| | Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer) | | | August 10, 2018 | |
/s/ James H. England
James H. England
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| | Director | | | August 10, 2018 | |
/s/ Matthew F. Hilzinger
Matthew F. Hilzinger
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| | Director | | | August 10, 2018 | |
/s/ John A. Rolls
John A. Rolls
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| | Director — Chairman of the Board | | | August 10, 2018 | |
/s/ Christopher S. Sotos
Christopher S. Sotos
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| | Director | | | August 10, 2018 | |
/s/ Natica von Althann
Natica von Althann
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| | Director | | | August 10, 2018 | |