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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ECKERT ROBERT MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO,, CA 90245 |
X | Chairman and CEO |
/s/ Andrew Paalborg, Attorney-in-Fact for Robert A. Eckert | 08/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Due to an administrative error on the part of Mattel, Inc., the original Form 4 filed on August 3, 2009 reported that 17,875 of the 50,000 shares of Mattel common stock issuable to the reporting person upon the vesting of 50,000 Restricted Stock Units ("RSUs") granted to him on August 1, 2006 were automatically withheld to cover required tax withholdings. The actual number of shares automatically withheld at vesting to cover required tax withholdings was 22,875 shares. Following this transaction, the reporting person directly held 54,250 shares of Mattel common stock. |
(2) | Due to an administrative error on the part of Mattel, Inc., the original Form 4 filed on August 3, 2009 reported that 17,875 of the 50,000 shares of Mattel common stock issuable to the reporting person upon the vesting of 50,000 RSUs granted to him on August 1, 2007 were automatically withheld to cover required tax withholdings. The actual number of shares automatically withheld at vesting to cover required tax withholdings was 22,875 shares. Following this transaction, the reporting person directly held 86,375 shares of Mattel common stock. |