UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2016 - June 30, 2017
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Microchip Technology Incorporated
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Ticker MCHP
Provider Security ID 595017104
Meeting Date 15-Aug-16 Meeting Type Annual
Record Date 21-Jun-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Steve Sanghi For For Yes No
Management 1.2 Elect Director Matthew W. Chapman For For Yes No
Management 1.3 Elect Director L.B. Day For For Yes No
Management 1.4 Elect Director Esther L. Johnson For For Yes No
Management 1.5 Elect Director Wade F. Meyercord For For Yes No
Management 2 Amend Executive Incentive Bonus Plan For For Yes No
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
NIKE, Inc.
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Ticker NKE
Provider Security ID 654106103
Meeting Date 22-Sep-16 Meeting Type Annual
Record Date 22-Jul-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Alan B. Graf, Jr. For For Yes No
Management 1.2 Elect Director Michelle A. Peluso For For Yes No
Management 1.3 Elect Director Phyllis M. Wise For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes No
Share Holder 4 Report on Political Contributions Against For Yes Yes
Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
FedEx Corporation
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Ticker FDX
Provider Security ID 31428X106
Meeting Date 26-Sep-16 Meeting Type Annual
Record Date 01-Aug-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James L. Barksdale For For Yes No
Management 1.2 Elect Director John A. Edwardson For For Yes No
Management 1.3 Elect Director Marvin R. Ellison For For Yes No
Management 1.4 Elect Director John C. ("Chris") Inglis For For Yes No
Management 1.5 Elect Director Kimberly A. Jabal For For Yes No
Management 1.6 Elect Director Shirley Ann Jackson For For Yes No
Management 1.7 Elect Director R. Brad Martin For For Yes No
Management 1.8 Elect Director Joshua Cooper Ramo For For Yes No
Management 1.9 Elect Director Susan C. Schwab For For Yes No
Management 1.10 Elect Director Frederick W. Smith For For Yes No
Management 1.11 Elect Director David P. Steiner For For Yes No
Management 1.12 Elect Director Paul S. Walsh For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Exclude Abstentions from Vote Counts Against Against Yes No
Share Holder 6 Adopt Holy Land Principles Against Against Yes No
Share Holder 7 Report Application of Company Non- Against Against Yes No
Discrimination Policies in States With Pro-
Discrimination Laws
Page 1
Anheuser-Busch InBev SA
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Ticker ABI
Provider Security ID 03524A108
Meeting Date 28-Sep-16 Meeting Type Special
Record Date 12-Aug-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management A.1 Approve Matters Relating to the Acquisition of For For Yes No
SABMiller plc by Anheuser-Busch InBev SA
Management B.2 Receive Special Board Report and Special Yes No
Auditor Report Re: Item 1
Management B.3 Receive Information on Modifications to the Yes No
Assets and Liabilities of the Merging
Companies
Management B.4 Approve Transfer of Assets and Liabilities For For Yes No
Re: SABMILLER plc and Anheuser-Busch Inbev SA
Transaction
Management B.5 Approve Delisting Re: SABMILLER plc and For For Yes No
Anheuser-Busch Inbev SA Transaction
Management C.6 Authorize Implementation of Approved For For Yes No
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
Cardinal Health, Inc.
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Ticker CAH
Provider Security ID 14149Y108
Meeting Date 03-Nov-16 Meeting Type Annual
Record Date 06-Sep-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director David J. Anderson For For Yes No
Management 1.2 Elect Director Colleen F. Arnold For For Yes No
Management 1.3 Elect Director George S. Barrett For For Yes No
Management 1.4 Elect Director Carrie S. Cox For For Yes No
Management 1.5 Elect Director Calvin Darden For For Yes No
Management 1.6 Elect Director Bruce L. Downey For For Yes No
Management 1.7 Elect Director Patricia A. Hemingway Hall For For Yes No
Management 1.8 Elect Director Clayton M. Jones For For Yes No
Management 1.9 Elect Director Gregory B. Kenny For For Yes No
Management 1.10 Elect Director Nancy Killefer For For Yes No
Management 1.11 Elect Director David P. King For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Automatic Data Processing, Inc.
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Ticker ADP
Provider Security ID 053015103
Meeting Date 08-Nov-16 Meeting Type Annual
Record Date 09-Sep-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Peter Bisson For For Yes No
Management 1.2 Elect Director Richard T. Clark For For Yes No
Management 1.3 Elect Director Eric C. Fast For For Yes No
Management 1.4 Elect Director Linda R. Gooden For For Yes No
Management 1.5 Elect Director Michael P. Gregoire For For Yes No
Management 1.6 Elect Director R. Glenn Hubbard For For Yes No
Management 1.7 Elect Director John P. Jones For For Yes No
Management 1.8 Elect Director William J. Ready For For Yes No
Management 1.9 Elect Director Carlos A. Rodriguez For For Yes No
Management 1.10 Elect Director Sandra S. Wijnberg For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Oracle Corporation
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Ticker ORCL
Provider Security ID 68389X105
Meeting Date 16-Nov-16 Meeting Type Annual
Record Date 19-Sep-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jeffrey S. Berg For Withhold Yes Yes
Management 1.2 Elect Director H. Raymond Bingham For Withhold Yes Yes
Management 1.3 Elect Director Michael J. Boskin For Withhold Yes Yes
Management 1.4 Elect Director Safra A. Catz For For Yes No
Management 1.5 Elect Director Bruce R. Chizen For Withhold Yes Yes
Management 1.6 Elect Director George H. Conrades For Withhold Yes Yes
Management 1.7 Elect Director Lawrence J. Ellison For For Yes No
Management 1.8 Elect Director Hector Garcia-Molina For For Yes No
Management 1.9 Elect Director Jeffrey O. Henley For For Yes No
Management 1.10 Elect Director Mark V. Hurd For For Yes No
Management 1.11 Elect Director Renee J. James For For Yes No
Management 1.12 Elect Director Leon E. Panetta For Withhold Yes Yes
Management 1.13 Elect Director Naomi O. Seligman For Withhold Yes Yes
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Page 2
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Date 30-Nov-16 Meeting Type Annual
Record Date 30-Sep-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H. Gates, lll For For Yes No
Management 1.2 Elect Director Teri L. List-Stoll For For Yes No
Management 1.3 Elect Director G. Mason Morfit For For Yes No
Management 1.4 Elect Director Satya Nadella For For Yes No
Management 1.5 Elect Director Charles H. Noski For For Yes No
Management 1.6 Elect Director Helmut Panke For For Yes No
Management 1.7 Elect Director Sandra E. Peterson For For Yes No
Management 1.8 Elect Director Charles W. Scharf For For Yes No
Management 1.9 Elect Director John W. Stanton For For Yes No
Management 1.10 Elect Director John W. Thompson For For Yes No
Management 1.11 Elect Director Padmasree Warrior For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 4 Amend Right to Call Special Meeting For For Yes No
Management 5 Amend Omnibus Stock Plan For For Yes No
Share Holder 6 Proxy Access Against For Yes Yes
Palo Alto Networks, Inc.
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Ticker PANW
Provider Security ID 697435105
Meeting Date 08-Dec-16 Meeting Type Annual
Record Date 14-Oct-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Mark D. McLaughlin For For Yes No
Management 1b Elect Director Asheem Chandna For For Yes No
Management 1c Elect Director James J. Goetz For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Medtronic plc
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Ticker MDT
Provider Security ID G5960L103
Meeting Date 09-Dec-16 Meeting Type Annual
Record Date 11-Oct-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard H. Anderson For For Yes No
Management 1b Elect Director Craig Arnold For For Yes No
Management 1c Elect Director Scott C. Donnelly For For Yes No
Management 1d Elect Director Randall J. Hogan, III For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Shirley Ann Jackson For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director James T. Lenehan For For Yes No
Management 1i Elect Director Elizabeth G. Nabel For For Yes No
Management 1j Elect Director Denise M. O'Leary For For Yes No
Management 1k Elect Director Kendall J. Powell For For Yes No
Management 1l Elect Director Robert C. Pozen For For Yes No
Management 1m Elect Director Preetha Reddy For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Provide Proxy Access Right For For Yes No
Management 5a Amend Articles of Association For For Yes No
Management 5b Amend Memorandum of Association For For Yes No
Management 6 Amend Articles to Clarify the Board's Sole For For Yes No
Authority to Determine its Size Within the
Fixed Limits
Cisco Systems, Inc.
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Ticker CSCO
Provider Security ID 17275R102
Meeting Date 12-Dec-16 Meeting Type Annual
Record Date 14-Oct-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Carol A. Bartz For For Yes No
Management 1b Elect Director M. Michele Burns For For Yes No
Management 1c Elect Director Michael D. Capellas For For Yes No
Management 1d Elect Director John T. Chambers For For Yes No
Management 1e Elect Director Amy L. Chang For For Yes No
Management 1f Elect Director John L. Hennessy For For Yes No
Management 1g Elect Director Kristina M. Johnson For For Yes No
Management 1h Elect Director Roderick C. McGeary For For Yes No
Management 1i Elect Director Charles H. Robbins For For Yes No
Management 1j Elect Director Arun Sarin For For Yes No
Management 1k Elect Director Steven M. West For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Report on Arab and non-Arab Employees using Against Against Yes No
EEO-1 Categories
Share Holder 6 Establish Board Committee on Operations in Against Against Yes No
Israeli Settlements
Page 3
SBA Communications Corporation
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Ticker SBAC
Provider Security ID 78388J106
Meeting Date 12-Jan-17 Meeting Type Special
Record Date 02-Dec-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Reorganization to Facilitate Transition For For Yes No
to REIT Status
Management 2 Adjourn Meeting For For Yes No
Micron Technology, Inc.
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Ticker MU
Provider Security ID 595112103
Meeting Date 18-Jan-17 Meeting Type Annual
Record Date 21-Nov-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert L. Bailey For For Yes No
Management 1.2 Elect Director Richard M. Beyer For For Yes No
Management 1.3 Elect Director Patrick J. Byrne For For Yes No
Management 1.4 Elect Director D. Mark Durcan For For Yes No
Management 1.5 Elect Director Mercedes Johnson For For Yes No
Management 1.6 Elect Director Lawrence N. Mondry For For Yes No
Management 1.7 Elect Director Robert E. Switz For For Yes No
Management 2 Amend Omnibus Stock Plan For For Yes No
Management 3 Adopt NOL Rights Plan (NOL Pill) For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 5 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Costco Wholesale Corporation
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Ticker COST
Provider Security ID 22160K105
Meeting Date 26-Jan-17 Meeting Type Annual
Record Date 18-Nov-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Susan L. Decker For For Yes No
Management 1.2 Elect Director Richard A. Galanti For For Yes No
Management 1.3 Elect Director John W. Meisenbach For For Yes No
Management 1.4 Elect Director Charles T. Munger For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Date 28-Feb-17 Meeting Type Annual
Record Date 30-Dec-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James Bell For For Yes No
Management 1.2 Elect Director Tim Cook For For Yes No
Management 1.3 Elect Director Al Gore For For Yes No
Management 1.4 Elect Director Bob Iger For For Yes No
Management 1.5 Elect Director Andrea Jung For For Yes No
Management 1.6 Elect Director Art Levinson For For Yes No
Management 1.7 Elect Director Ron Sugar For For Yes No
Management 1.8 Elect Director Sue Wagner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Disclose Charitable Contributions Against Against Yes No
Share Holder 6 Adopt Policy to Increase Diversity of Senior Against Against Yes No
Management and Board of Directors
Share Holder 7 Proxy Access Amendments Against For Yes Yes
Share Holder 8 Engage Outside Independent Experts for Against Against Yes No
Compensation Reforms
Share Holder 9 Adopt Share Retention Policy For Senior Against For Yes Yes
Executives
Page 4
Helmerich & Payne, Inc.
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Ticker HP
Provider Security ID 423452101
Meeting Date 01-Mar-17 Meeting Type Annual
Record Date 06-Jan-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Randy A. Foutch For For Yes No
Management 1b Elect Director Hans Helmerich For For Yes No
Management 1c Elect Director John W. Lindsay For For Yes No
Management 1d Elect Director Paula Marshall For Against Yes Yes
Management 1e Elect Director Thomas A. Petrie For For Yes No
Management 1f Elect Director Donald F. Robillard, Jr. For For Yes No
Management 1g Elect Director Edward B. Rust, Jr. For For Yes No
Management 1h Elect Director John D. Zeglis For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency None One Year Yes No
Applied Materials, Inc.
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Ticker AMAT
Provider Security ID 038222105
Meeting Date 09-Mar-17 Meeting Type Annual
Record Date 12-Jan-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Judy Bruner For For Yes No
Management 1b Elect Director Xun (Eric) Chen For For Yes No
Management 1c Elect Director Aart J. de Geus For For Yes No
Management 1d Elect Director Gary E. Dickerson For For Yes No
Management 1e Elect Director Stephen R. Forrest For For Yes No
Management 1f Elect Director Thomas J. Iannotti For For Yes No
Management 1g Elect Director Alexander A. Karsner For For Yes No
Management 1h Elect Director Adrianna C. Ma For For Yes No
Management 1i Elect Director Dennis D. Powell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Amend Executive Incentive Bonus Plan For For Yes No
Management 6 Ratify KPMG LLP as Auditors For For Yes No
Broadcom Limited
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Ticker AVGO
Provider Security ID Y09827109
Meeting Date 05-Apr-17 Meeting Type Annual
Record Date 08-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Hock E. Tan For For Yes No
Management 1b Elect Director James V. Diller For For Yes No
Management 1c Elect Director Lewis C. Eggebrecht For For Yes No
Management 1d Elect Director Kenneth Y. Hao For For Yes No
Management 1e Elect Director Eddy W. Hartenstein For For Yes No
Management 1f Elect Director Check Kian Low For For Yes No
Management 1g Elect Director Donald Macleod For For Yes No
Management 1h Elect Director Peter J. Marks For For Yes No
Management 1i Elect Director Henry Samueli For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management 3 Approve Issuance of Shares with or without For For Yes No
Preemptive Rights
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Page 5
Carnival Corporation
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Ticker CCL
Provider Security ID 143658300
Meeting Date 05-Apr-17 Meeting Type Annual
Record Date 06-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Re-elect Micky Arison as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 2 Re-elect Jonathon Band as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 3 Elect Helen Deeble as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 4 Re-elect Arnold W. Donald as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 5 Re-elect Richard J. Glasier as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 6 Re-elect Debra Kelly-Ennis as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 7 Re-elect John Parker as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 8 Re-elect Stuart Subotnick as a Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 9 Re-elect Laura Weil as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 10 Re-elect Randall J. Weisenburger as a Director For For Yes No
of Carnival Corporation and as a Director of
Carnival plc.
Management 11 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 12 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 13 Approve Directors' Remuneration Report (in For For Yes No
accordance with legal requirements applicable
to UK companies)
Management 14 Approve Remuneration Policy set out in Section For For Yes No
B of Part II of the Carnival plc Directors'
Remuneration Report (in accordance with legal
requirements applicable to UK companies).
Management 15 Reappoint the UK firm of For For Yes No
PricewaterhouseCoopers LLP as independent
auditors for Carnival plc and ratify the U.S.
firm of PricewaterhouseCoopers LLP as the
independent registered certified public
accounting firm for Carnival Corporation.
Management 16 Authorize the Audit Committee of Carnival plc For For Yes No
to agree the remuneration of the independent
auditors of Carnival plc.
Management 17 Receive the UK Accounts and Reports of the For For Yes No
Directors and Auditors of Carnival plc for the
year ended November 30, 2016 (in accordance
with legal requirements applicable to UK
companies).
Management 18 Authorize Issue of Equity with Pre-emptive For For Yes No
Rights
Management 19 Authorize Issue of Equity without Pre-emptive For For Yes No
Rights
Management 20 Authorize Share Repurchase Program For For Yes No
Schlumberger Limited
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Ticker SLB
Provider Security ID 806857108
Meeting Date 05-Apr-17 Meeting Type Annual
Record Date 15-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Peter L.S. Currie For For Yes No
Management 1b Elect Director Miguel M. Galuccio For For Yes No
Management 1c Elect Director V. Maureen Kempston Darkes For For Yes No
Management 1d Elect Director Paal Kibsgaard For For Yes No
Management 1e Elect Director Nikolay Kudryavtsev For For Yes No
Management 1f Elect Director Helge Lund For For Yes No
Management 1g Elect Director Michael E. Marks For For Yes No
Management 1h Elect Director Indra K. Nooyi For For Yes No
Management 1i Elect Director Lubna S. Olayan For For Yes No
Management 1j Elect Director Leo Rafael Reif For For Yes No
Management 1k Elect Director Tore I. Sandvold For For Yes No
Management 1l Elect Director Henri Seydoux For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Adopt and Approve Financials and Dividends For For Yes No
Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 6 Approve Omnibus Stock Plan For For Yes No
Management 7 Amend Employee Stock Purchase Plan For For Yes No
Page 6
The Kraft Heinz Company
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Ticker KHC
Provider Security ID 500754106
Meeting Date 19-Apr-17 Meeting Type Annual
Record Date 21-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gregory E. Abel For For Yes No
Management 1b Elect Director Alexandre Behring For For Yes No
Management 1c Elect Director Warren E. Buffett For For Yes No
Management 1d Elect Director John T. Cahill For For Yes No
Management 1e Elect Director Tracy Britt Cool For For Yes No
Management 1f Elect Director Feroz Dewan For For Yes No
Management 1g Elect Director Jeanne P. Jackson For For Yes No
Management 1h Elect Director Jorge Paulo Lemann For For Yes No
Management 1i Elect Director Mackey J. McDonald For For Yes No
Management 1j Elect Director John C. Pope For For Yes No
Management 1k Elect Director Marcel Herrmann Telles For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Report on Sustainability Against For Yes Yes
Share Holder 5 Assess Environmental Impact of Non- Against For Yes Yes
Recyclable Packaging
Share Holder 6 Report on Supply Chain Impact on Against For Yes Yes
Deforestation
PPG Industries, Inc.
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Ticker PPG
Provider Security ID 693506107
Meeting Date 20-Apr-17 Meeting Type Annual
Record Date 17-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Stephen F. Angel For For Yes No
Management 1.2 Elect Director Hugh Grant For For Yes No
Management 1.3 Elect Director Melanie L. Healey For For Yes No
Management 1.4 Elect Director Michele J. Hooper For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Date 24-Apr-17 Meeting Type Annual
Record Date 24-Feb-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director Darius Adamczyk For For Yes No
Management 1B Elect Director William S. Ayer For For Yes No
Management 1C Elect Director Kevin Burke For For Yes No
Management 1D Elect Director Jaime Chico Pardo For For Yes No
Management 1E Elect Director David M. Cote For For Yes No
Management 1F Elect Director D. Scott Davis For For Yes No
Management 1G Elect Director Linnet F. Deily For For Yes No
Management 1H Elect Director Judd Gregg For For Yes No
Management 1I Elect Director Clive Hollick For For Yes No
Management 1J Elect Director Grace D. Lieblein For For Yes No
Management 1K Elect Director George Paz For For Yes No
Management 1L Elect Director Bradley T. Sheares For For Yes No
Management 1M Elect Director Robin L. Washington For For Yes No
Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Political Lobbying Disclosure Against For Yes Yes
Page 7
Wells Fargo & Company
-------------------------------------------------------------------------------
Ticker WFC
Provider Security ID 949746101
Meeting Date 25-Apr-17 Meeting Type Annual
Record Date 01-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John D. Baker, II For Against Yes Yes
Management 1b Elect Director John S. Chen For Against Yes Yes
Management 1c Elect Director Lloyd H. Dean For Against Yes Yes
Management 1d Elect Director Elizabeth A. Duke For Against Yes Yes
Management 1e Elect Director Enrique Hernandez, Jr. For Against Yes Yes
Management 1f Elect Director Donald M. James For Against Yes Yes
Management 1g Elect Director Cynthia H. Milligan For Against Yes Yes
Management 1h Elect Director Karen B. Peetz For For Yes No
Management 1i Elect Director Federico F. Pena For Against Yes Yes
Management 1j Elect Director James H. Quigley For Against Yes Yes
Management 1k Elect Director Stephen W. Sanger For Against Yes Yes
Management 1l Elect Director Ronald L. Sargent For For Yes No
Management 1m Elect Director Timothy J. Sloan For For Yes No
Management 1n Elect Director Susan G. Swenson For Against Yes Yes
Management 1o Elect Director Suzanne M. Vautrinot For Against Yes Yes
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 5 Review and Report on Business Standards Against For Yes Yes
Share Holder 6 Provide for Cumulative Voting Against Against Yes No
Share Holder 7 Report on Divesting Non-Core Business Against Against Yes No
Share Holder 8 Report on Gender Pay Gap Against Against Yes No
Share Holder 9 Report on Lobbying Payments and Policy Against Against Yes No
Share Holder 10 Adopt Global Policy Regarding the Rights of Against For Yes Yes
Indigenous People
Anheuser-Busch InBev SA
-------------------------------------------------------------------------------
Ticker ABI
Provider Security ID 03524A108
Meeting Date 26-Apr-17 Meeting Type Annual/Special
Record Date 17-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management A1.a Receive Special Board Report Yes No
Management A1.b Renew Authorization to Increase Share Capital For For Yes No
up to 3 Percent of Issued Share Capital
Management B1 Management Report Regarding the Old Yes No
Anheuser-Busch InBev SA/NV
Management B2 Report by the Statutory Auditor Regarding the Yes No
Old AB InBev
Management B3 Approval of the Accounts of the Old AB InBev For For Yes No
Management B4 Approve Discharge to the Directors of the Old For For Yes No
AB InBev
Management B5 Approve Discharge of Auditors of the Old AB For For Yes No
InBev
Management B6 Receive Directors' Reports Yes No
Management B7 Receive Auditors' Reports Yes No
Management B8 Receive Consolidated Financial Statements and Yes No
Statutory Reports (Non-Voting)
Management B9 Adopt Financial Statements For For Yes No
Management B10 Approve Discharge to the Directors For For Yes No
Management B11 Approve Discharge of Auditors For For Yes No
Management B12.a Elect M.J. Barrington as Director For Against Yes Yes
Management B12.b Elect W.F. Gifford Jr. as Director For Against Yes Yes
Management B12.c Elect A. Santo Domingo Davila as Director For Against Yes Yes
Management B13.a Approve Remuneration Report For Against Yes Yes
Management B13.b Approve Remuneration of Directors For For Yes No
Management B13.c Approve Non-Executive Director Stock Option For Against Yes Yes
Grants
Management C1 Authorize Implementation of Approved For For Yes No
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
Bank of America Corporation
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Ticker BAC
Provider Security ID 060505104
Meeting Date 26-Apr-17 Meeting Type Annual
Record Date 02-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sharon L. Allen For For Yes No
Management 1b Elect Director Susan S. Bies For For Yes No
Management 1c Elect Director Jack O. Bovender, Jr. For For Yes No
Management 1d Elect Director Frank P. Bramble, Sr. For For Yes No
Management 1e Elect Director Pierre J.P. de Weck For For Yes No
Management 1f Elect Director Arnold W. Donald For For Yes No
Management 1g Elect Director Linda P. Hudson For For Yes No
Management 1h Elect Director Monica C. Lozano For For Yes No
Management 1i Elect Director Thomas J. May For For Yes No
Management 1j Elect Director Brian T. Moynihan For For Yes No
Management 1k Elect Director Lionel L. Nowell, III For For Yes No
Management 1l Elect Director Michael D. White For For Yes No
Management 1m Elect Director Thomas D. Woods For For Yes No
Management 1n Elect Director R. David Yost For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 5 Amend the General Clawback Policy Against Against Yes No
Share Holder 6 Non-core banking operations Against Against Yes No
Share Holder 7 Require Independent Board Chairman Against For Yes Yes
Share Holder 8 Report on Gender Pay Gap Against For Yes Yes
Page 8
Energy Transfer Partners L.P.
-------------------------------------------------------------------------------
Ticker ETP
Provider Security ID 29273R109
Meeting Date 26-Apr-17 Meeting Type Special
Record Date 27-Feb-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Merger Agreement For For Yes No
Management 2 Adjourn Meeting For For Yes No
Management 3 Advisory Vote on Golden Parachutes For For Yes No
General Electric Company
-------------------------------------------------------------------------------
Ticker GE
Provider Security ID 369604103
Meeting Date 26-Apr-17 Meeting Type Annual
Record Date 27-Feb-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Elect Director Sebastien M. Bazin For For Yes No
Management 2 Elect Director W. Geoffrey Beattie For For Yes No
Management 3 Elect Director John J. Brennan For For Yes No
Management 4 Elect Director Francisco D'Souza For For Yes No
Management 5 Elect Director Marijn E. Dekkers For For Yes No
Management 6 Elect Director Peter B. Henry For For Yes No
Management 7 Elect Director Susan J. Hockfield For For Yes No
Management 8 Elect Director Jeffrey R. Immelt For For Yes No
Management 9 Elect Director Andrea Jung For For Yes No
Management 10 Elect Director Robert W. Lane For For Yes No
Management 11 Elect Director Risa Lavizzo-Mourey For For Yes No
Management 12 Elect Director Rochelle B. Lazarus For For Yes No
Management 13 Elect Director Lowell C. McAdam For For Yes No
Management 14 Elect Director Steven M. Mollenkopf For For Yes No
Management 15 Elect Director James J. Mulva For For Yes No
Management 16 Elect Director James E. Rohr For For Yes No
Management 17 Elect Director Mary L. Schapiro For For Yes No
Management 18 Elect Director James S. Tisch For For Yes No
Management 19 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 20 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 21 Amend Omnibus Stock Plan For For Yes No
Management 22 Approve Material Terms of Senior Officer For For Yes No
Performance Goals
Management 23 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 24 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 25 Require Independent Board Chairman Against Against Yes No
Share Holder 26 Restore or Provide for Cumulative Voting Against Against Yes No
Share Holder 27 Report on Charitable Contributions Against Against Yes No
Pfizer Inc.
-------------------------------------------------------------------------------
Ticker PFE
Provider Security ID 717081103
Meeting Date 27-Apr-17 Meeting Type Annual
Record Date 28-Feb-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis A. Ausiello For For Yes No
Management 1.2 Elect Director Ronald E. Blaylock For For Yes No
Management 1.3 Elect Director W. Don Cornwell For For Yes No
Management 1.4 Elect Director Joseph J. Echevarria For For Yes No
Management 1.5 Elect Director Frances D. Fergusson For For Yes No
Management 1.6 Elect Director Helen H. Hobbs For For Yes No
Management 1.7 Elect Director James M. Kilts For For Yes No
Management 1.8 Elect Director Shantanu Narayen For For Yes No
Management 1.9 Elect Director Suzanne Nora Johnson For For Yes No
Management 1.10 Elect Director Ian C. Read For For Yes No
Management 1.11 Elect Director Stephen W. Sanger For For Yes No
Management 1.12 Elect Director James C. Smith For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Adopt Holy Land Principles Against Against Yes No
Share Holder 6 Amend Bylaws - Call Special Meetings Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against Against Yes No
Page 9
AT&T Inc.
-------------------------------------------------------------------------------
Ticker T
Provider Security ID 00206R102
Meeting Date 28-Apr-17 Meeting Type Annual
Record Date 28-Feb-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Yes No
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Michael B. McCallister For For Yes No
Management 1.8 Elect Director Beth E. Mooney For For Yes No
Management 1.9 Elect Director Joyce M. Roche For For Yes No
Management 1.10 Elect Director Matthew K. Rose For For Yes No
Management 1.11 Elect Director Cynthia B. Taylor For For Yes No
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No
Management 1.13 Elect Director Geoffrey Y. Yang For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Report on Indirect Political Contributions Against For Yes Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Amend Proxy Access Right Against For Yes Yes
Share Holder 8 Provide Right to Act by Written Consent Against For Yes Yes
American Express Company
-------------------------------------------------------------------------------
Ticker AXP
Provider Security ID 025816109
Meeting Date 01-May-17 Meeting Type Annual
Record Date 03-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director John J. Brennan For For Yes No
Management 1c Elect Director Ursula M. Burns For For Yes No
Management 1d Elect Director Kenneth I. Chenault For For Yes No
Management 1e Elect Director Peter Chernin For For Yes No
Management 1f Elect Director Ralph de la Vega For For Yes No
Management 1g Elect Director Anne L. Lauvergeon For For Yes No
Management 1h Elect Director Michael O. Leavitt For For Yes No
Management 1i Elect Director Theodore J. Leonsis For For Yes No
Management 1j Elect Director Richard C. Levin For For Yes No
Management 1k Elect Director Samuel J. Palmisano For For Yes No
Management 1l Elect Director Daniel L. Vasella For For Yes No
Management 1m Elect Director Robert D. Walter For For Yes No
Management 1n Elect Director Ronald A. Williams For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 6 Report on Gender Pay Gap Against Against Yes No
Pepsico, Inc.
-------------------------------------------------------------------------------
Ticker PEP
Provider Security ID 713448108
Meeting Date 03-May-17 Meeting Type Annual
Record Date 01-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Shona L. Brown For For Yes No
Management 1b Elect Director George W. Buckley For For Yes No
Management 1c Elect Director Cesar Conde For For Yes No
Management 1d Elect Director Ian M. Cook For For Yes No
Management 1e Elect Director Dina Dublon For For Yes No
Management 1f Elect Director Rona A. Fairhead For For Yes No
Management 1g Elect Director Richard W. Fisher For For Yes No
Management 1h Elect Director William R. Johnson For For Yes No
Management 1i Elect Director Indra K. Nooyi For For Yes No
Management 1j Elect Director David C. Page For For Yes No
Management 1k Elect Director Robert C. Pohlad For For Yes No
Management 1l Elect Director Daniel Vasella For For Yes No
Management 1m Elect Director Darren Walker For For Yes No
Management 1n Elect Director Alberto Weisser For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Report on Plans to Minimize Pesticides' Impact Against Against Yes No
on Pollinators
Share Holder 6 Adopt Holy Land Principles Against Against Yes No
Page 10
Philip Morris International Inc.
-------------------------------------------------------------------------------
Ticker PM
Provider Security ID 718172109
Meeting Date 03-May-17 Meeting Type Annual
Record Date 10-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Harold Brown For For Yes No
Management 1.2 Elect Director Andre Calantzopoulos For For Yes No
Management 1.3 Elect Director Louis C. Camilleri For For Yes No
Management 1.4 Elect Director Massimo Ferragamo For For Yes No
Management 1.5 Elect Director Werner Geissler For For Yes No
Management 1.6 Elect Director Jennifer Li For For Yes No
Management 1.7 Elect Director Jun Makihara For For Yes No
Management 1.8 Elect Director Sergio Marchionne For Against Yes Yes
Management 1.9 Elect Director Kalpana Morparia For For Yes No
Management 1.10 Elect Director Lucio A. Noto For For Yes No
Management 1.11 Elect Director Frederik Paulsen For For Yes No
Management 1.12 Elect Director Robert B. Polet For For Yes No
Management 1.13 Elect Director Stephen M. Wolf For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Approve Restricted Stock Plan For For Yes No
Management 5 Approve Non-Employee Director Restricted For For Yes No
Stock Plan
Management 6 Ratify PricewaterhouseCoopers SA as Auditors For For Yes No
Share Holder 7 Establish a Board Committee on Human Rights Against Against Yes No
Share Holder 8 Participate in OECD Mediation for Human Against Against Yes No
Rights Violations
Allergan plc
-------------------------------------------------------------------------------
Ticker AGN
Provider Security ID G0177J108
Meeting Date 04-May-17 Meeting Type Annual
Record Date 08-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Nesli Basgoz For For Yes No
Management 1b Elect Director Paul M. Bisaro For For Yes No
Management 1c Elect Director James H. Bloem For For Yes No
Management 1d Elect Director Christopher W. Bodine For For Yes No
Management 1e Elect Director Adriane M. Brown For For Yes No
Management 1f Elect Director Christopher J. Coughlin For For Yes No
Management 1g Elect Director Catherine M. Klema For For Yes No
Management 1h Elect Director Peter J. McDonnell For For Yes No
Management 1i Elect Director Patrick J. O'Sullivan For For Yes No
Management 1j Elect Director Brenton L. Saunders For For Yes No
Management 1k Elect Director Ronald R. Taylor For For Yes No
Management 1l Elect Director Fred G. Weiss For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 5 Amend Executive Incentive Bonus Plan For For Yes No
Share Holder 6 Require Independent Board Chairman Against Against Yes No
First Republic Bank
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Ticker FRC
Provider Security ID 33616C100
Meeting Date 09-May-17 Meeting Type Annual
Record Date 13-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director James H. Herbert, II For For Yes No
Management 1b Elect Director Katherine August-deWilde For For Yes No
Management 1c Elect Director Thomas J. Barrack, Jr. For For Yes No
Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Yes No
Management 1e Elect Director L. Martin Gibbs For For Yes No
Management 1f Elect Director Boris Groysberg For For Yes No
Management 1g Elect Director Sandra R. Hernandez For For Yes No
Management 1h Elect Director Pamela J. Joyner For For Yes No
Management 1i Elect Director Reynold Levy For For Yes No
Management 1j Elect Director Duncan L. Niederauer For For Yes No
Management 1k Elect Director George G.C. Parker For For Yes No
Management 1l Elect Director Cheryl Spielman For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Approve Executive Incentive Bonus Plan For Against Yes Yes
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 6 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 7 Prepare Employment Diversity Report and Against For Yes Yes
Report on Diversity Policies
Newell Brands Inc.
-------------------------------------------------------------------------------
Ticker NWL
Provider Security ID 651229106
Meeting Date 09-May-17 Meeting Type Annual
Record Date 17-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Ian G.H. Ashken For For Yes No
Management 1b Elect Director Thomas E. Clarke For For Yes No
Management 1c Elect Director Kevin C. Conroy For For Yes No
Management 1d Elect Director Scott S. Cowen For For Yes No
Management 1e Elect Director Michael T. Cowhig For For Yes No
Management 1f Elect Director Domenico De Sole For For Yes No
Management 1g Elect Director Martin E. Franklin For For Yes No
Management 1h Elect Director Ros L'Esperance For For Yes No
Management 1i Elect Director Michael B. Polk For For Yes No
Management 1j Elect Director Steven J. Strobel For For Yes No
Management 1k Elect Director Michael A. Todman For For Yes No
Management 1l Elect Director Raymond G. Viault For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Page 11
CVS Health Corporation
-------------------------------------------------------------------------------
Ticker CVS
Provider Security ID 126650100
Meeting Date 10-May-17 Meeting Type Annual
Record Date 14-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard M. Bracken For For Yes No
Management 1b Elect Director C. David Brown, II For For Yes No
Management 1c Elect Director Alecia A. DeCoudreaux For For Yes No
Management 1d Elect Director Nancy-Ann M. DeParle For For Yes No
Management 1e Elect Director David W. Dorman For For Yes No
Management 1f Elect Director Anne M. Finucane For Against Yes Yes
Management 1g Elect Director Larry J. Merlo For For Yes No
Management 1h Elect Director Jean-Pierre Millon For For Yes No
Management 1i Elect Director Mary L. Schapiro For For Yes No
Management 1j Elect Director Richard J. Swift For For Yes No
Management 1k Elect Director William C. Weldon For For Yes No
Management 1l Elect Director Tony L. White For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Share Holder 6 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Share Holder 7 Report on Pay Disparity Against Against Yes No
Share Holder 8 Adopt Quantitative Renewable Energy Goals Against Against Yes No
Gilead Sciences, Inc.
-------------------------------------------------------------------------------
Ticker GILD
Provider Security ID 375558103
Meeting Date 10-May-17 Meeting Type Annual
Record Date 16-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John F. Cogan For For Yes No
Management 1b Elect Director Kelly A. Kramer For For Yes No
Management 1c Elect Director Kevin E. Lofton For For Yes No
Management 1d Elect Director John C. Martin For For Yes No
Management 1e Elect Director John F. Milligan For For Yes No
Management 1f Elect Director Nicholas G. Moore For For Yes No
Management 1g Elect Director Richard J. Whitley For For Yes No
Management 1h Elect Director Gayle E. Wilson For For Yes No
Management 1i Elect Director Per Wold-Olsen For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 6 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against For Yes Yes
HollyFrontier Corporation
-------------------------------------------------------------------------------
Ticker HFC
Provider Security ID 436106108
Meeting Date 10-May-17 Meeting Type Annual
Record Date 13-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Douglas Y. Bech For For Yes No
Management 1b Elect Director George J. Damiris For For Yes No
Management 1c Elect Director Leldon E. Echols For For Yes No
Management 1d Elect Director R. Kevin Hardage For For Yes No
Management 1e Elect Director Michael C. Jennings For For Yes No
Management 1f Elect Director Robert J. Kostelnik For For Yes No
Management 1g Elect Director James H. Lee For For Yes No
Management 1h Elect Director Franklin Myers For For Yes No
Management 1i Elect Director Michael E. Rose For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Simon Property Group, Inc.
-------------------------------------------------------------------------------
Ticker SPG
Provider Security ID 828806109
Meeting Date 10-May-17 Meeting Type Annual
Record Date 15-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Glyn F. Aeppel For For Yes No
Management 1b Elect Director Larry C. Glasscock For For Yes No
Management 1c Elect Director Karen N. Horn For For Yes No
Management 1d Elect Director Allan Hubbard For For Yes No
Management 1e Elect Director Reuben S. Leibowitz For For Yes No
Management 1f Elect Director Gary M. Rodkin For For Yes No
Management 1g Elect Director Daniel C. Smith For For Yes No
Management 1h Elect Director J. Albert Smith, Jr. For For Yes No
Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Page 12
The Dow Chemical Company
-------------------------------------------------------------------------------
Ticker DOW
Provider Security ID 260543103
Meeting Date 11-May-17 Meeting Type Annual
Record Date 15-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Ajay Banga For For Yes No
Management 1b Elect Director Jacqueline K. Barton For For Yes No
Management 1c Elect Director James A. Bell For For Yes No
Management 1d Elect Director Richard K. Davis For For Yes No
Management 1e Elect Director Jeff M. Fettig For For Yes No
Management 1f Elect Director Andrew N. Liveris For For Yes No
Management 1g Elect Director Mark Loughridge For For Yes No
Management 1h Elect Director Raymond J. Milchovich For For Yes No
Management 1i Elect Director Robert S. (Steve) Miller For For Yes No
Management 1j Elect Director Paul Polman For For Yes No
Management 1k Elect Director Dennis H. Reilley For For Yes No
Management 1l Elect Director James M. Ringler For For Yes No
Management 1m Elect Director Ruth G. Shaw For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
American Water Works Company, Inc.
-------------------------------------------------------------------------------
Ticker AWK
Provider Security ID 030420103
Meeting Date 12-May-17 Meeting Type Annual
Record Date 16-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Julie A. Dobson For For Yes No
Management 1b Elect Director Paul J. Evanson For For Yes No
Management 1c Elect Director Martha Clark Goss For For Yes No
Management 1d Elect Director Veronica M. Hagen For For Yes No
Management 1e Elect Director Julia L. Johnson For For Yes No
Management 1f Elect Director Karl F. Kurz For For Yes No
Management 1g Elect Director George MacKenzie For For Yes No
Management 1h Elect Director Susan N. Story For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Nonqualified Employee Stock For For Yes No
Purchase Plan
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Occidental Petroleum Corporation
-------------------------------------------------------------------------------
Ticker OXY
Provider Security ID 674599105
Meeting Date 12-May-17 Meeting Type Annual
Record Date 14-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Spencer Abraham For For Yes No
Management 1b Elect Director Howard I. Atkins For For Yes No
Management 1c Elect Director Eugene L. Batchelder For For Yes No
Management 1d Elect Director John E. Feick For For Yes No
Management 1e Elect Director Margaret M. Foran For For Yes No
Management 1f Elect Director Carlos M. Gutierrez For For Yes No
Management 1g Elect Director Vicki Hollub For For Yes No
Management 1h Elect Director William R. Klesse For For Yes No
Management 1i Elect Director Jack B. Moore For For Yes No
Management 1j Elect Director Avedick B. Poladian For For Yes No
Management 1k Elect Director Elisse B. Walter For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 5 Assess Portfolio Impacts of Policies to Against For Yes Yes
Meet 2 Degree Scenario
Share Holder 6 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Share Holder 7 Report on Methane Emissions and Flaring Against For Yes Yes
Targets
Share Holder 8 Report on Political Contributions and Against Against Yes No
Expenditures
Page 13
Arthur J. Gallagher & Co.
-------------------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Date 16-May-17 Meeting Type Annual
Record Date 20-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sherry S. Barrat For For Yes No
Management 1b Elect Director William L. Bax For For Yes No
Management 1c Elect Director D. John Coldman For For Yes No
Management 1d Elect Director Frank E. English, Jr. For For Yes No
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes No
Management 1f Elect Director Elbert O. Hand For For Yes No
Management 1g Elect Director David S. Johnson For For Yes No
Management 1h Elect Director Kay W. McCurdy For For Yes No
Management 1i Elect Director Ralph J. Nicoletti For For Yes No
Management 1j Elect Director Norman L. Rosenthal For For Yes No
Management 2 Approve Omnibus Stock Plan For For Yes No
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
JPMorgan Chase & Co.
-------------------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Date 16-May-17 Meeting Type Annual
Record Date 17-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Linda B. Bammann For For Yes No
Management 1b Elect Director James A. Bell For For Yes No
Management 1c Elect Director Crandall C. Bowles For For Yes No
Management 1d Elect Director Stephen B. Burke For For Yes No
Management 1e Elect Director Todd A. Combs For For Yes No
Management 1f Elect Director James S. Crown For For Yes No
Management 1g Elect Director James Dimon For For Yes No
Management 1h Elect Director Timothy P. Flynn For For Yes No
Management 1i Elect Director Laban P. Jackson, Jr. For For Yes No
Management 1j Elect Director Michael A. Neal For For Yes No
Management 1k Elect Director Lee R. Raymond For For Yes No
Management 1l Elect Director William C. Weldon For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Prohibit Accelerated Vesting of Awards to Against For Yes Yes
Pursue Government Service
Share Holder 7 Clawback Amendment Against Against Yes No
Share Holder 8 Report on Gender Pay Gap Against Against Yes No
Share Holder 9 Provide Vote Counting to Exclude Abstentions Against Against Yes No
Share Holder 10 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call a Special Meeting
The Charles Schwab Corporation
-------------------------------------------------------------------------------
Ticker SCHW
Provider Security ID 808513105
Meeting Date 16-May-17 Meeting Type Annual
Record Date 17-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director William S. Haraf For For Yes No
Management 1b Elect Director Frank C. Herringer For For Yes No
Management 1c Elect Director Stephen T. McLin For For Yes No
Management 1d Elect Director Roger O. Walther For For Yes No
Management 1e Elect Director Robert N. Wilson For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Prepare Employment Diversity Report and Against For Yes Yes
Report on Diversity Policies
Share Holder 7 Adopt Proxy Access Right Against For Yes Yes
Share Holder 8 Provide Vote Counting to Exclude Abstentions Against Against Yes No
Page 14
PPL Corporation
-------------------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Date 17-May-17 Meeting Type Annual
Record Date 28-Feb-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney C. Adkins For For Yes No
Management 1.2 Elect Director John W. Conway For For Yes No
Management 1.3 Elect Director Steven G. Elliott For For Yes No
Management 1.4 Elect Director Raja Rajamannar For For Yes No
Management 1.5 Elect Director Craig A. Rogerson For For Yes No
Management 1.6 Elect Director William H. Spence For For Yes No
Management 1.7 Elect Director Natica von Althann For For Yes No
Management 1.8 Elect Director Keith H. Williamson For For Yes No
Management 1.9 Elect Director Armando Zagalo de Lima For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 6 Assess Portfolio Impacts of Policies to Meet 2 Against For Yes Yes
Degree Scenario
Thermo Fisher Scientific Inc.
-------------------------------------------------------------------------------
Ticker TMO
Provider Security ID 883556102
Meeting Date 17-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Marc N. Casper For For Yes No
Management 1b Elect Director Nelson J. Chai For For Yes No
Management 1c Elect Director C. Martin Harris For For Yes No
Management 1d Elect Director Tyler Jacks For For Yes No
Management 1e Elect Director Judy C. Lewent For For Yes No
Management 1f Elect Director Thomas J. Lynch For For Yes No
Management 1g Elect Director Jim P. Manzi For For Yes No
Management 1h Elect Director William G. Parrett For For Yes No
Management 1i Elect Director Lars R. Sorensen For For Yes No
Management 1j Elect Director Scott M. Sperling For For Yes No
Management 1k Elect Director Elaine S. Ullian For For Yes No
Management 1l Elect Director Dion J. Weisler For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Altria Group, Inc.
-------------------------------------------------------------------------------
Ticker MO
Provider Security ID 02209S103
Meeting Date 18-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Gerald L. Baliles For For Yes No
Management 1.2 Elect Director Martin J. Barrington For For Yes No
Management 1.3 Elect Director John T. Casteen, III For For Yes No
Management 1.4 Elect Director Dinyar S. Devitre For For Yes No
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes No
Management 1.6 Elect Director Debra J. Kelly-Ennis For For Yes No
Management 1.7 Elect Director W. Leo Kiely, III For For Yes No
Management 1.8 Elect Director Kathryn B. McQuade For For Yes No
Management 1.9 Elect Director George Munoz For For Yes No
Management 1.10 Elect Director Nabil Y. Sakkab For For Yes No
Management 1.11 Elect Director Virginia E. Shanks For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Cease Tobacco-Related Advertising Against Against Yes No
Chubb Limited
-------------------------------------------------------------------------------
Ticker CB
Provider Security ID H1467J104
Meeting Date 18-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory For For Yes No
Reports
Management 2.1 Allocate Disposable Profit For For Yes No
Management 2.2 Approve Dividend Distribution From Legal For For Yes No
Reserves Through Capital Contributions Reserve
Subaccount
Management 3 Approve Discharge of Board and Senior For For Yes No
Management
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Yes No
Auditors
Management 4.2 Ratify PricewaterhouseCoopers LLP (United For For Yes No
States) as Independent Registered Accounting
Firm as Auditors
Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes No
Management 5.1 Elect Director Evan G. Greenberg For For Yes No
Management 5.2 Elect Director Robert M. Hernandez For For Yes No
Management 5.3 Elect Director Michael G. Atieh For For Yes No
Management 5.4 Elect Director Sheila P. Burke For For Yes No
Management 5.5 Elect Director James I. Cash For For Yes No
Management 5.6 Elect Director Mary Cirillo For For Yes No
Management 5.7 Elect Director Michael P. Connors For For Yes No
Management 5.8 Elect Director John A. Edwardson For For Yes No
Management 5.9 Elect Director Leo F. Mullin For For Yes No
Management 5.10 Elect Director Kimberly A. Ross For For Yes No
Management 5.11 Elect Director Robert W. Scully For For Yes No
Management 5.12 Elect Director Eugene B. Shanks, Jr. For For Yes No
Management 5.13 Elect Director Theodore E. Shasta For For Yes No
Management 5.14 Elect Director David H. Sidwell For For Yes No
Management 5.15 Elect Director Olivier Steimer For For Yes No
Management 5.16 Elect Director James M. Zimmerman For For Yes No
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes Yes
Management 7.1 Appoint Michael P. Connors as Member of the For For Yes No
Compensation Committee
Management 7.2 Appoint Mary Cirillo as Member of the For For Yes No
Compensation Committee
Management 7.3 Appoint Robert M. Hernandez as Member of For For Yes No
the Compensation Committee
Management 7.4 Appoint Robert W. Scully as Member of the For For Yes No
Compensation Committee
Management 7.5 Appoint James M. Zimmerman as Member of For For Yes No
the Compensation Committee
Management 8 Designate Homburger AG as Independent Proxy For For Yes No
Management 9 Approve Qualified Employee Stock Purchase For For Yes No
Plan
Management 10.1 Approve the Increase in Maximum Aggregate For For Yes No
Remuneration of Directors
Management 10.2 Approve Remuneration of Executive For For Yes No
Management in the Amount of USD 41 Million
for Fiscal 2018
Management 11 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 12 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 13 Transact Other Business (Voting) For Against Yes Yes
Page 15
Crown Castle International Corp.
-------------------------------------------------------------------------------
Ticker CCI
Provider Security ID 22822V101
Meeting Date 18-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director P. Robert Bartolo For For Yes No
Management 1b Elect Director Jay A. Brown For For Yes No
Management 1c Elect Director Cindy Christy For For Yes No
Management 1d Elect Director Ari Q. Fitzgerald For For Yes No
Management 1e Elect Director Robert E. Garrison, II For For Yes No
Management 1f Elect Director Lee W. Hogan For For Yes No
Management 1g Elect Director Edward C. Hutcheson, Jr. For For Yes No
Management 1h Elect Director J. Landis Martin For For Yes No
Management 1i Elect Director Robert F. McKenzie For For Yes No
Management 1j Elect Director Anthony J. Melone For For Yes No
Management 1k Elect Director W. Benjamin Moreland For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Adopt Proxy Access Right Against For Yes Yes
Intel Corporation
-------------------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Date 18-May-17 Meeting Type Annual
Record Date 20-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Aneel Bhusri For For Yes No
Management 1c Elect Director Andy D. Bryant For For Yes No
Management 1d Elect Director Reed E. Hundt For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Brian M. Krzanich For For Yes No
Management 1g Elect Director Tsu-Jae King Liu For For Yes No
Management 1h Elect Director David S. Pottruck For For Yes No
Management 1i Elect Director Gregory D. Smith For For Yes No
Management 1j Elect Director Frank D. Yeary For For Yes No
Management 1k Elect Director David B. Yoffie For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 6 Political Contributions Disclosure Against Against Yes No
Share Holder 7 Provide Vote Counting to Exclude Abstentions Against Against Yes No
SBA Communications Corporation
-------------------------------------------------------------------------------
Ticker SBAC
Provider Security ID 78410G104
Meeting Date 18-May-17 Meeting Type Annual
Record Date 17-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Steven E. Bernstein For For Yes No
Management 1b Elect Director Duncan H. Cocroft For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
The Home Depot, Inc.
-------------------------------------------------------------------------------
Ticker HD
Provider Security ID 437076102
Meeting Date 18-May-17 Meeting Type Annual
Record Date 20-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gerard J. Arpey For For Yes No
Management 1b Elect Director Ari Bousbib For For Yes No
Management 1c Elect Director Jeffery H. Boyd For For Yes No
Management 1d Elect Director Gregory D. Brenneman For For Yes No
Management 1e Elect Director J. Frank Brown For For Yes No
Management 1f Elect Director Albert P. Carey For For Yes No
Management 1g Elect Director Armando Codina For For Yes No
Management 1h Elect Director Helena B. Foulkes For For Yes No
Management 1i Elect Director Linda R. Gooden For For Yes No
Management 1j Elect Director Wayne M. Hewett For For Yes No
Management 1k Elect Director Karen L. Katen For For Yes No
Management 1l Elect Director Craig A. Menear For For Yes No
Management 1m Elect Director Mark Vadon For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Prepare Employment Diversity Report and Against For Yes Yes
Report on Diversity Policies
Share Holder 6 Adopt Proxy Statement Reporting on Political Against Against Yes No
Contributions and Advisory Vote
Share Holder 7 Amend Articles/Bylaws/Charter - Call Against For Yes Yes
Special Meetings
Page 16
Merck & Co., Inc.
-------------------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Date 23-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Kenneth C. Frazier For For Yes No
Management 1e Elect Director Thomas H. Glocer For For Yes No
Management 1f Elect Director Rochelle B. Lazarus For For Yes No
Management 1g Elect Director John H. Noseworthy For For Yes No
Management 1h Elect Director Carlos E. Represas For For Yes No
Management 1i Elect Director Paul B. Rothman For For Yes No
Management 1j Elect Director Patricia F. Russo For For Yes No
Management 1k Elect Director Craig B. Thompson For For Yes No
Management 1l Elect Director Wendell P. Weeks For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Adopt Holy Land Principles Against Against Yes No
Share Holder 7 Report on Risks of Doing Business in Against For Yes Yes
Conflict-Affected Areas
Share Holder 8 Report on Board Oversight of Product Safety Against Against Yes No
and Quality
Cinemark Holdings, Inc.
-------------------------------------------------------------------------------
Ticker CNK
Provider Security ID 17243V102
Meeting Date 25-May-17 Meeting Type Annual
Record Date 30-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Steven Rosenberg For For Yes No
Management 1.2 Elect Director Enrique Senior For For Yes No
Management 1.3 Elect Director Nina Vaca For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Approve Omnibus Stock Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Lamar Advertising Company
-------------------------------------------------------------------------------
Ticker LAMR
Provider Security ID 512816109
Meeting Date 25-May-17 Meeting Type Annual
Record Date 27-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director John Maxwell Hamilton For For Yes No
Management 1.2 Elect Director John E. Koerner, III For For Yes No
Management 1.3 Elect Director Stephen P. Mumblow For For Yes No
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes No
Management 1.5 Elect Director Anna Reilly For For Yes No
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes No
Management 1.7 Elect Director Wendell Reilly For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency Three Years One Year Yes Yes
Management 4 Ratify KPMG LLP as Auditors For For Yes No
Raytheon Company
-------------------------------------------------------------------------------
Ticker RTN
Provider Security ID 755111507
Meeting Date 25-May-17 Meeting Type Annual
Record Date 04-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Tracy A. Atkinson For For Yes No
Management 1b Elect Director Robert E. Beauchamp For For Yes No
Management 1c Elect Director Vernon E. Clark For For Yes No
Management 1d Elect Director Stephen J. Hadley For For Yes No
Management 1e Elect Director Thomas A. Kennedy For For Yes No
Management 1f Elect Director Letitia A. Long For For Yes No
Management 1g Elect Director George R. Oliver For For Yes No
Management 1h Elect Director Dinesh C. Paliwal For For Yes No
Management 1i Elect Director William R. Spivey For For Yes No
Management 1j Elect Director James A. Winnefeld, Jr. For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Approve Executive Incentive Bonus Plan For For Yes No
Management 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Page 17
Chevron Corporation
-------------------------------------------------------------------------------
Ticker CVX
Provider Security ID 166764100
Meeting Date 31-May-17 Meeting Type Annual
Record Date 03-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Wanda M. Austin For For Yes No
Management 1b Elect Director Linnet F. Deily For For Yes No
Management 1c Elect Director Robert E. Denham For For Yes No
Management 1d Elect Director Alice P. Gast For For Yes No
Management 1e Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1f Elect Director Jon M. Huntsman, Jr. For For Yes No
Management 1g Elect Director Charles W. Moorman, IV For For Yes No
Management 1h Elect Director Dambisa F. Moyo For For Yes No
Management 1i Elect Director Ronald D. Sugar For For Yes No
Management 1j Elect Director Inge G. Thulin For For Yes No
Management 1k Elect Director John S. Watson For For Yes No
Management 1l Elect Director Michael K. Wirth For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Report on Risks of Doing Business in Against Against Yes No
Conflict-Affected Areas
Share Holder 7 Annually Assess Portfolio Impacts of Policies Yes No
to Meet 2-degree Scenario *Withdrawn
Resolution*
Share Holder 8 Assess and Report on Transition to a Low Against For Yes Yes
Carbon Economy
Share Holder 9 Require Independent Board Chairman Against For Yes Yes
Share Holder 10 Require Director Nominee with Environmental Against For Yes Yes
Experience
Share Holder 11 Amend Articles/Bylaws/Charter -- Call Special Against For Yes Yes
Meetings
UnitedHealth Group Incorporated
-------------------------------------------------------------------------------
Ticker UNH
Provider Security ID 91324P102
Meeting Date 05-Jun-17 Meeting Type Annual
Record Date 11-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director William C. Ballard, Jr. For For Yes No
Management 1b Elect Director Richard T. Burke For For Yes No
Management 1c Elect Director Timothy P. Flynn For For Yes No
Management 1d Elect Director Stephen J. Hemsley For For Yes No
Management 1e Elect Director Michele J. Hooper For For Yes No
Management 1f Elect Director Rodger A. Lawson For For Yes No
Management 1g Elect Director Glenn M. Renwick For For Yes No
Management 1h Elect Director Kenneth I. Shine For For Yes No
Management 1i Elect Director Gail R. Wilensky For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
General Motors Company
-------------------------------------------------------------------------------
Ticker GM
Provider Security ID 37045V100
Meeting Date 06-Jun-17 Meeting Type Proxy Contest
Record Date 07-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Joseph J. Ashton For For Yes No
Management 1.2 Elect Director Mary T. Barra For For Yes No
Management 1.3 Elect Director Linda R. Gooden For For Yes No
Management 1.4 Elect Director Joseph Jimenez For For Yes No
Management 1.5 Elect Director Jane L. Mendillo For For Yes No
Management 1.6 Elect Director Michael G. Mullen For For Yes No
Management 1.7 Elect Director James J. Mulva For For Yes No
Management 1.8 Elect Director Patricia F. Russo For For Yes No
Management 1.9 Elect Director Thomas M. Schoewe For For Yes No
Management 1.10 Elect Director Theodore M. Solso For For Yes No
Management 1.11 Elect Director Carol M. Stephenson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Approve Executive Incentive Bonus Plan For For Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Creation of Dual-Class Common Stock Against Against Yes No
Share Holder 1.1 Elect Directors Leo Hindery, Jr. For Do Not Vote Yes No
Share Holder 1.2 Elect Director Vinit Sethi For Do Not Vote Yes No
Share Holder 1.3 Elect Director William N. Thorndike, Jr. For Do Not Vote Yes No
Share Holder 1.4 Management Nominee Joseph J. Ashton For Do Not Vote Yes No
Share Holder 1.5 Management Nominee Mary T. Barra For Do Not Vote Yes No
Share Holder 1.6 Management Nominee Linda R. Gooden For Do Not Vote Yes No
Share Holder 1.7 Management Nominee Joseph Jimenez For Do Not Vote Yes No
Share Holder 1.8 Management Nominee James J. Mulva For Do Not Vote Yes No
Share Holder 1.9 Management Nominee Patricia F. Russo For Do Not Vote Yes No
Share Holder 1.10 Management Nominee Thomas M. Schoewe For Do Not Vote Yes No
Share Holder 1.11 Management Nominee Theodore M. Solso For Do Not Vote Yes No
Management 2 Advisory Vote to Ratify Named Executive For Do Not Vote Yes No
Officers' Compensation
Management 3 Approve Executive Incentive Bonus Plan For Do Not Vote Yes No
Management 4 Approve Omnibus Stock Plan For Do Not Vote Yes No
Management 5 Ratify Deloitte & Touche LLP as Auditors For Do Not Vote Yes No
Share Holder 6 Require Independent Board Chairman Against Do Not Vote Yes No
Share Holder 7 Creation of Dual-Class Common Stock For Do Not Vote Yes No
Page 18
Hess Corporation
-------------------------------------------------------------------------------
Ticker HES
Provider Security ID 42809H107
Meeting Date 07-Jun-17 Meeting Type Annual
Record Date 19-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney F. Chase For For Yes No
Management 1.2 Elect Director Terrence J. Checki For For Yes No
Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Yes No
Management 1.4 Elect Director John B. Hess For For Yes No
Management 1.5 Elect Director Edith E. Holiday For For Yes No
Management 1.6 Elect Director Risa Lavizzo-Mourey For For Yes No
Management 1.7 Elect Director Marc S. Lipschultz For For Yes No
Management 1.8 Elect Director David McManus For For Yes No
Management 1.9 Elect Director Kevin O. Meyers For For Yes No
Management 1.10 Elect Director James H. Quigley For For Yes No
Management 1.11 Elect Director Fredric G. Reynolds For For Yes No
Management 1.12 Elect Director William G. Schrader For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Share Holder 6 Report on Plans to Address Stranded Carbon Against For Yes Yes
Asset Risks
Comcast Corporation
-------------------------------------------------------------------------------
Ticker CMCSA
Provider Security ID 20030N101
Meeting Date 08-Jun-17 Meeting Type Annual
Record Date 16-Mar-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kenneth J. Bacon For For Yes No
Management 1.2 Elect Director Madeline S. Bell For For Yes No
Management 1.3 Elect Director Sheldon M. Bonovitz For For Yes No
Management 1.4 Elect Director Edward D. Breen For For Yes No
Management 1.5 Elect Director Gerald L. Hassell For For Yes No
Management 1.6 Elect Director Jeffrey A. Honickman For For Yes No
Management 1.7 Elect Director Asuka Nakahara For For Yes No
Management 1.8 Elect Director David C. Novak For For Yes No
Management 1.9 Elect Director Brian L. Roberts For For Yes No
Management 1.10 Elect Director Johnathan A. Rodgers For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Approve Recapitalization Plan for all Against For Yes Yes
Stock to Have One-vote per Share
MetLife, Inc.
-------------------------------------------------------------------------------
Ticker MET
Provider Security ID 59156R108
Meeting Date 13-Jun-17 Meeting Type Annual
Record Date 14-Apr-17
-------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Cheryl W. Grise For For Yes No
Management 1.2 Elect Director Carlos M. Gutierrez For For Yes No
Management 1.3 Elect Director David L. Herzog For For Yes No
Management 1.4 Elect Director R. Glenn Hubbard For For Yes No
Management 1.5 Elect Director Steven A. Kandarian For For Yes No
Management 1.6 Elect Director Alfred F. Kelly, Jr. For For Yes No
Management 1.7 Elect Director Edward J. Kelly, III For For Yes No
Management 1.8 Elect Director William E. Kennard For For Yes No
Management 1.9 Elect Director James M. Kilts For For Yes No
Management 1.10 Elect Director Catherine R. Kinney For For Yes No
Management 1.11 Elect Director Denise M. Morrison For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 5 Reduce Ownership Threshold for Shareholders Against For Yes Yes
to Call Special Meeting
Page 19
Celgene Corporation
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Ticker CELG
Provider Security ID 151020104
Meeting Date 14-Jun-17 Meeting Type Annual
Record Date 20-Apr-17
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert J. Hugin For For Yes No
Management 1.2 Elect Director Mark J. Alles For For Yes No
Management 1.3 Elect Director Richard W. Barker For For Yes No
Management 1.4 Elect Director Michael W. Bonney For For Yes No
Management 1.5 Elect Director Michael D. Casey For Withhold Yes Yes
Management 1.6 Elect Director Carrie S. Cox For For Yes No
Management 1.7 Elect Director Michael A. Friedman For Withhold Yes Yes
Management 1.8 Elect Director Julia A. Haller For For Yes No
Management 1.9 Elect Director Gilla S. Kaplan For Withhold Yes Yes
Management 1.10 Elect Director James J. Loughlin For For Yes No
Management 1.11 Elect Director Ernest Mario For Withhold Yes Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Share Holder 6 Provide For Confidential Running Vote Against Against Yes No
Tallies On Executive Pay Matters
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
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By (Signature and Title)* /s/ James M. Dykas
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James M. Dykas, President and
Chief Executive Officer
Date July 6, 2017
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* Print the name and title of each signing officer under his or her signature.