UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22057
NAME OF REGISTRANT: Cohen & Steers Global Income
Builder, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue, 10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Francis C. Poli
280 Park Avenue, 10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
Cohen & Steers Global Income Builder
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933205898
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2010
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.M. DALEY Mgmt Withheld Against
W.J. FARRELL Mgmt Withheld Against
H.L. FULLER Mgmt Withheld Against
W.A. OSBORN Mgmt Withheld Against
D.A.L. OWEN Mgmt For For
R.S. ROBERTS Mgmt For For
S.C. SCOTT III Mgmt For For
W.D. SMITHBURG Mgmt Withheld Against
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL-ADVISORY VOTE Shr For Against
04 SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS Shr Against For
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AES TIETE SA Agenda Number: 702370622
--------------------------------------------------------------------------------------------------------------------------
Security: P4991B101
Meeting Type: AGM
Meeting Date: 30-Apr-2010
Ticker:
ISIN: BRGETIACNPR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM IV ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the Directors accounts, Non-Voting No vote
to examine, discuss and approve the Company's
consolidated financial statements for the FYE
31 DEC 2009
II To approve the distribution of net profits from Non-Voting No vote
the 2009 FY
III To elect 1 Member of the Board of Directors Non-Voting No vote
and their respective Member
IV Election of the Members of the Finance Committee Mgmt For For
V To set the total annual remuneration for the Non-Voting No vote
Members of the Board of Directors
elected, and for the Finance Committee
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933226842
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
L. PATRICK HASSEY Mgmt For For
BARBARA S. JEREMIAH Mgmt For For
JOHN D. TURNER Mgmt For For
B APPROVAL OF AMENDED AND RESTATED 2007 INCENTIVE Mgmt For For
PLAN.
C RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 702315133
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2010
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS USUAL THANK YOU
The registration for the General Meeting of Non-Voting No vote
Shareholders does not result in the shares
being blocked. Please contact the relationship
manager of your depositary bank to clarify
variant procedures in the German market.
1. Presentation of the approved Annual Financial Non-Voting No vote
Statements and the approved Consolidated Financial
Statements as at December 31, 2009, and of
the Management Reports for Allianz SE and for
the Group, the Explanatory Reports on the information
pursuant to Paragraph 289 (4), Paragraph 315
(4) and Paragraph 289 (5) of the German Commercial
Code (Handelsgesetzbuch) as well as the Report
of the Supervisory Board for the fiscal year
2009
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of the Mgmt For For
Management Board
4. Approval of the actions of the members of the Mgmt For For
Supervisory Board
5. By-election to the Supervisory Board Mgmt For For
6. Approval of the remuneration system for the Mgmt For For
Management Board members of Allianz SE
7. Creation of an Authorized Capital 2010/I, cancellation Mgmt For For
of the Authorized Capital 2006/I and corresponding
amendment to the Statutes
8. Creation of an Authorized Capital 2010/II for Mgmt For For
the issuance of shares to employees, cancellation
of the Authorized Capital 2006/II and corresponding
amendment to the Statutes
9. Approval of a new authorization to issue bonds Mgmt For For
carrying conversion and/or option rights as
well as convertible participation rights, creation
of a Conditional Capital 2010, cancellation
of the current authorization to issue bonds
carrying conversion and/or option rights, cancellation
of the Conditional Capital 2006 and corresponding
amendment to the Statutes
10. Authorization to acquire treasury shares for Mgmt For For
trading purposes
11. Authorization to acquire and utilize treasury Mgmt For For
shares for other purposes
12. Authorization to use derivatives in connection Mgmt For For
with the acquisition of treasury shares pursuant
to Paragraph 71 (1) no. 8 of the German Stock
Corporation Act (Aktiengesetz)
13. Approval of control and profit transfer agreement Mgmt For For
between Allianz SE and Allianz Common Applications
and Services GmbH
14. Approval of control and profit transfer agreement Mgmt For For
between Allianz SE and AZ-Argos 45 Vermoegensverwaltungsgesellschaft
mbH
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933187367
--------------------------------------------------------------------------------------------------------------------------
Security: 02083A103
Meeting Type: Annual
Meeting Date: 18-Mar-2010
Ticker: AWP
ISIN: US02083A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. JACOBSON Mgmt Split 98% For 2% Withheld Split
H. GUY LEIBLER Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702164346
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: OGM
Meeting Date: 01-Dec-2009
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1. Presentation, and where appropriate, approval Non-Voting No vote
of a proposal, under the retained earnings
account, to pay a dividend in cash from the
account balance of consolidated net taxable
income referred to Income Tax Law in the amount
of MXN 0.50 each for the shares of the Series
"AA", "A" and "L" in the capital of the Company,
payable in a single payment as agreed by the
assembly; the total amount would be subject
to the adjustments resulting from or repositioning
repurchase its own shares, among other Corporate
events to adjust the number of shares outstanding
at the time of payment of the dividend
2. Receive the report on compliance with the tax Non-Voting No vote
obligations of the Company for the FY 2008,
referred to Article 86, Section XX of the Income
Tax Law
3. Appointment of the delegates to give effect Non-Voting No vote
to the resolutions adopted by this assembly
and, where appropriate, the formalized as appropriate
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702271103
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: EGM
Meeting Date: 17-Mar-2010
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I. Amend the various provisions of the Corporate Mgmt Against Against
Bylaws of the Company; resolutions in this
regard
II. Approve the designation of delegates who will Mgmt Against Against
carry out the resolutions passed by this meeting
and, if relevant, formalize them as appropriate;
resolutions in this regard
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702274743
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: OGM
Meeting Date: 17-Mar-2010
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve to carry out transactions that represent Mgmt Against Against
20% or more of the consolidated assets
of the Company on the basis of numbers corresponding
to the end of the fourth quarter of 2009,
in accordance with that which is provided
for in Section 17 of the Corporate Bylaws of
the Company and in Article 47 of the Securities
Market Law; resolutions in this regard
2 Approve the designation of delegates who will Mgmt Against Against
carry out the resolutions passed by this
meeting and, if relevant, formalize them as
appropriate; resolutions in this regard
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702303708
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 07-Apr-2010
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment and/or ratification, if relevant, Mgmt Against Against
of the members of the Board of Directors of
the Company who are to be appointed by the
series L Shareholders of the Company
2. Approve the designation of delegates who will Mgmt For For
carry out the resolutions passed by this meeting
and, if relevant, formalize them as appropriate;
resolutions in this regard
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702317579
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: OGM
Meeting Date: 07-Apr-2010
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU
PLEASE BE ADVISED THAT ISSUER HAS INFORMED US Non-Voting No vote
THAT FOREIGNERS DO NOT HAVE RIGHT TO PARTICIPATE
ON THE ORDINARY SHAREHOLDER MEETING OF AMXL.
THEREFORE, WE WILL CONSIDER YOUR INSTRUCTIONS
AS NULL BEST REGARDS. THANK YOU.
1. The information from the general Director prepared Non-Voting No vote
in accordance with the terms of Article 172
of the general mercantile Companies Law and
44, part xi, of the Securities Market law,
accompanied by the opinion of the Outside Auditor,
regarding the operations and results of the
Company for the FYE on 31 DEC 2009, as well
as t he opinion of the Board of Director's
of the Company regarding the content of said
report; the report from the Board of Directors
that is referred to in line b of Article 172
of the general mercantile Companies Law, in
which are established and explained the main
accounting and information policies and criteria
followed in the preparation of the Company's
financial information; the information from
the Board of Directors regarding the transactions
and activities in which it intervened in accordance
with the terms of Article 28, part iv, line
e, of the Securities Market Law; the annual
report regarding the activities conducted by
the Audit Committee of the Company in accordance
with the terms of Article 43 of the Securities
Market Law and the report with regard to the
subsidiaries of the Company; the financial
statements of the Company to 31 DEC 2009, which
include a proposal for the allocation of profit,
including the proposal for the payment of a
cash dividend to shareholders of the Company;
the report regarding the fulfillment of the
tax obligations that are the Company's responsibility
in accordance with Article 86, part xx, of
the income tax law
2. Ratification, as the case may be, of the performance Non-Voting No vote
of the Company's Board of Directors and general
Director for FY 2009 and appointment and/or
ratification, as the case may be, of the persons
to become Members of the Company's Board of
Directors, the Secretary and assistant Secretaries
of such Board and the Chairman of the Company's
Audit and Corporate Practices Committee, as
well as the determination of their compensations,
resolutions in connection thereto
3. Ratification, as the case may be, of the Executive Non-Voting No vote
Committees performance, of the Audit and Corporate
practices and transactions Committee in puerto
rico and the United States of America for FY
2009 and appointment and/or ratification, as
the case may be, of the persons to become Members
of the Company's Executive Committee, the Audit
and corporate practices an d transactions committee
in Puerto rico and the United States of America,
as well as the determination of the relevant
compensations, resolutions in connection thereto
4. Presentation and, as the case may be, approval Non-Voting No vote
of the Board of Directors, report on the Company's
policies regarding the acquisition of own shares
and, as the case may be, the placement thereof,
presentation and, as the case may be, approval
of a proposal in order to increase the amount
of funds currently available for the acquisition
of own shares, in terms of the provisions contained
in Article 56 of the securities market law,
resolutions in connection thereto
5. Appointment of delegates to comply the resolutions Non-Voting No vote
adopted by this meeting and, as the case may
be, to formalize them as applicable, resolutions
in connection thereto
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 933213299
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN P. ADIK Mgmt For For
DONALD L. CORRELL Mgmt For For
MARTHA CLARK GOSS Mgmt For For
JULIE A. DOBSON Mgmt For For
RICHARD R. GRIGG Mgmt For For
JULIA L. JOHNSON Mgmt For For
GEORGE MACKENZIE Mgmt For For
WILLIAM J. MARRAZZO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31,
2010.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933149797
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 05-Nov-2009
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1B ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1D ELECTION OF DIRECTOR: V.F. HAYNES Mgmt For For
1E ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1F ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1G ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1H ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1I ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
02 ADOPT THE ARCHER-DANIELS-MIDLAND COMPANY 2009 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL Shr Against For
HUMAN RIGHTS STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 702460572
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 23-Jun-2010
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
4. Appoint a Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Directors Mgmt For For
6. Provision of Remuneration to Directors for Stock Mgmt Against Against
Option Scheme as Stock-Linked Compensation
Plan
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933200177
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2010
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 CUMULATIVE VOTING. Shr For Against
04 PENSION CREDIT POLICY. Shr For Against
05 ADVISORY VOTE ON COMPENSATION. Shr For Against
06 SPECIAL STOCKHOLDER MEETINGS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOURNE VIC Agenda Number: 702168863
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2009
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 636736 DUE TO REMOVAL OF SPIN CONTROL FOR
RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR
VOTE "ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS.
1. To consider the annual report, financial report Non-Voting No vote
and the reports of the Directors and the Auditor
for the YE 30 SEP 2009
2. Approve, for the purposes of ASX Listing Rule Mgmt For For
7.4, the issue of equity securities by the
Company, as specified
3. Adopt the remuneration report for the YE 30 Mgmt For For
SEP 2009
PLEASE NOTE THAT TO BE SUCCESSFULLY ELECTED Non-Voting No vote
OR RE-ELECTED AS A DIRECTOR, A CANDIDATE MUST
RECEIVE MORE VOTES 'FOR' THAN 'AGAINST'. IF
ALL CANDIDATES RECEIVE MORE VOTES 'FOR' THAN
'AGAINST', THE CANDIDATES ELECTED WILL BE THOSE
2 WHO RECEIVE THE HIGHEST NUMBER OF 'FOR' VOTES.
THANK YOU.
4.a Re-elect Mr. J.P. Morschel as a Director Mgmt For For
4.b PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: elect Mr. R.J. Reeves as a Director
4.c Elect Mr. Lee Hsien Yang as a Director, who Mgmt For For
retires in accordance with the Company's Constitution
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 702414789
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 11-Jun-2010
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 10 JUN 2010 TO 11 JUN
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 Approve the annual accounts balance sheet, Mgmt For For
profit and loss account, state of recognized
income and expense, total state of changes
in equity, cash flow statement and annual
report and the management of Banco Santander,
SA and its consolidated group, all with
respect to the YE 31 DEC 2009
2 Approve the application for tax year 2009 Mgmt For For
3.a Appointment of D. Becerro de Bengoa Jado Angel Mgmt For For
as a Director
3.b Re-election of D. Francisco Javier Botin-Sanz Mgmt For For
De Sautuola and O Shea Tercero as the Directors
3.c Re-election of Ms Isabel Tocino Biscarolasaga Mgmt For For
as a Director
3.d Re-election of D. Fernando de Asua Alvarez as Mgmt For For
a Director
3.e Re-election of D. Alfredo Saenz Abad as a Director Mgmt For For
4 Re-appointment of Auditor for the year 2010 Mgmt For For
5 Authorize the bank and its subsidiaries to acquire Mgmt For For
own shares pursuant to the provisions of Article
75 of the Companies Act, thereby canceling
the unused portion of the authorization granted
by the AGM of shareholders on 19 JUN 2009
6 Approve the delegation to the Board of Directors Mgmt For For
of the power to execute the agreement adopted
by the Board to increase the share capital
in accordance with the provisions of Article
153.1) of the Companies Act, nullifying the
authority granted by the said general meeting
of 19 JUN 2009
7.a Approve the increased capital by the amount Mgmt For For
determined under the terms of the deal by issuing
new ordinary shares of medium 0.5 par value
each, without premium, in the same class
and series as those currently in circulation
, from voluntary reserves from retained
earnings, forecast allowance can express
incomplete, with authority to delegate his
time in the executive committee, to set
the conditions the increase in all matters
not covered by the general meeting, make
losactos necessary for their execution, adapt
the wording of paragraphs 1 and 2 of section
5 of the Bylaws to the new amount of share
capital and provide public and private documents
as are necessary for the execution of the
increase, application to the competent bodies,
national and foreign, COTND..
CONTD ..CONTD for admission to trading of the new Non-Voting No vote
shares on the Stock Exchanges of Madrid, Barcelona,
Bilbao and Valencia, through the automated
quotation system continuous market
and the Stock foreign securities traded in
the shares of Banco Santander Lisbon,
London, Milan, Buenos Aires, Mexico and,
through ADSs, in the New York Stock Exchange
, as required at each one of them
7.b Approve to increased capital by the amount determined Mgmt For For
under the terms of the deal by issuing new
ordinary shares of medium 0.5 par value each,
without premium, in the same class and series
as those currently in circulation , from
voluntary reserves from retained earnings,
forecast allowance can express incomplete,
delegation of powers to the Board of Directors,
with authority to delegate his time in
the Executive Committee, to set the
conditions the increase in all matters not
covered by the General Board, perform
the acts required for their execution, adapt
the wording of paragraphs 1 and 2
of Article 5 of the Bylaws to the new amount
of share capital and provide public and
private documents as are necessary for the
execution of the increase, application
to the competent bodies, national and foreign,
CONTD..
CONTD ..CONT for admission to trading of the new shares Non-Voting No vote
on the Stock Exchanges of Madrid, Barcelona,
Bilbao and Valencia, through the Automated
Quotation System Continuous Market
and the Stock foreign securities traded in
the shares of Banco Santander Lisbon,
London, Milan, Buenos Aires, Mexico and,
through ADSs, in the New York Stock Exchange
, as required At each one of them
8 Approve the delegation to the Board of Directors Mgmt For For
of the power to issue simple fixed income securities
or debt instruments of similar nature including
cedulas, promissory notes or warrants
, as well as debt securities convertible
or exchangeable into shares of society, in
relation to fixed income securities convertible
or exchangeable into shares of the Company,
setting criteria for the determination
of the bases and conditions for the conversion
and / or exchange and attribution to the Board
of Directors of the powers of increase in el
capital the amount necessary, so as to exclude
the preferential subscription right of shareholders,
to rescind the unused portion of the
delegation conferred by the agreement Ninth
II of the ordinary general meeting
of shareholders of 19 JUN 2009
9.a Approve the policy of long-term incentives granted Mgmt Against Against
by the Board of Directors, new courses relating
to specific actions plans for delivery of Santander
for execution by the Bank and Santander Group
companies and linked to the evolution
of total return to shareholders or certain
requirements for permanence and evolution
of the Group
9.b Approve the incentive scheme for employees of Mgmt For For
UK Plc Santander, and other Group companies
in the UK by the Bank's stock options and linked
to the contribution of monetary amounts
and certain newspapers stay requirements
10 Authorize the Board of Directors to interpret, Mgmt For For
correct, add, implementation and development
of agreements adopted by the Board, so as to
substitute the powers received from the Board
and granting of powers to the elevation to
instrument public of such agreements
11 Receive the report on the remuneration policy Mgmt For For
for Directors
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr For Against
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr Against For
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP. Agenda Number: 933207436
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2010
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH E. BRUCH Mgmt For For
NICHOLAS M. DONOFRIO Mgmt For For
GERALD L. HASSELL Mgmt For For
EDMUND F. KELLY Mgmt For For
ROBERT P. KELLY Mgmt For For
RICHARD J. KOGAN Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
ROBERT MEHRABIAN Mgmt For For
MARK A. NORDENBERG Mgmt For For
CATHERINE A. REIN Mgmt For For
WILLIAM C. RICHARDSON Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
JOHN P. SURMA Mgmt For For
WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr For Against
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr For Against
POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR
SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS.
06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER Shr For Against
APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS
WITH SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702045293
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: OGM
Meeting Date: 06-Aug-2009
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorize the Directors the proposed disposal Mgmt For For
by Barclays Plc of the Barclays Global Investors
business and ancillary arrangements, pursuant
to the BGI Disposal Agreement [as specified
in the circular to shareholders dated 09 JUL
2009] in the manner and on the terms and conditions
of the BGI Disposal Agreement and which, as
described in the circular, comprises a Class
1 transaction under the Listing Rules, to take
all such steps as may be necessary or desirable
in relation thereto and to carry the same into
effect with such modifications, variations,
revisions or amendment [providing such modifications,
variation or amendments are not of a material
nature] as they shall deem necessary or desirable
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702326629
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 30-Apr-2010
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the reports of the Directors and Auditors Mgmt For For
and the audited accounts of the Company for
the YE 31 DEC 2009
2 Approve the remuneration report for the YE 31 Mgmt For For
DEC 2009
3 Re-elect Reuben Jeffery III as Director of the Mgmt For For
Company
4 Re-elect Marcus Aglus as a Director of the Company Mgmt For For
5 Re-elect David Booth as a Director of the Company Mgmt For For
6 Re-elect Sir Richard Broadbent as a Director Mgmt For For
of the Company
7 Re-elect Sir Michael Rake as a Director of the Mgmt For For
Company
8 Re-elect Sir Andrew Likierman as a Director Mgmt For For
of the Company
9 Re-elect Chris Lucas as a Director of the Company Mgmt For For
10 Re-appoint PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Registered Auditors, as the
Auditors of the Company to hold office from
the conclusion of this meeting until the conclusion
of the next AGM at which accounts are laid
before the Company
11 Authorize the Directors to set the remuneration Mgmt For For
of the Auditors
12 Authorize the Company, in accordance with Section Mgmt For For
366 of the Companies Act 2006 [the 2006 Act]
the Company and any Company which, at any time
during the period for which this resolution
has effect, is a subsidiary of the Company
to a) make political donations to political
organizations not exceeding GBP 25,000 in total
and b) incur political expenditure not exceeding
GBP 100,000 in total, in each case during the
period commencing on the date of this resolution
and ending on the date of the AGM of the Company
to be held in 2011 or on 30 JUN 2011, provided
that the maximum amounts as specified may consist
of sums in any currency converted into sterling
at such rate as the Board may in its absolute
discretion determine for the purposes of this
resolution, the terms political donations political
organizations and political expenditure shall
have the meanings given to them in Sections
363 to 365 of the 2006 Act
13 Authorize the Directors, in substitution for Mgmt For For
all existing authorities, pursuant to Section
551 of the 2006 Act to exercise all the powers
of the Company to; a) allot shares [as defined
in Section 540 of the 2006 Act] in the Company
or grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP 1,043,323,357,
GBP 77,500,000, EUR 40,000,000 and 1F4,000,000,000;
b) allot equity securities [as specified in
Section 560 of the 2006 Act] up to an aggregate
nominal amount of GBP 2,006,646,714 [such amount
to be reduced by the aggregate nominal amount
of ordinary shares allotted or rights to subscribe
for or to convert any securities into ordinary
shares in the Company granted under this Resolution
13] in connection with an offer by way of a
rights issue: i) to ordinary shareholders in
proportion [as nearly as maybe practicable]
to their existing holdings; and ii) to holders
of other equity securities [as defined in Section
560 of the 2006 Act] as required by the rights
of those securities, or subject to such rights,
as the Directors otherwise consider necessary,
and so that the Directors may impose any limits
or restrictions and make any arrangements which
they consider necessary or appropriate to deal
with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under the laws of, any territory
or any other matter, [Authority expires the
earlier of the end of the AGM of the Company
to be held in 2011 or the close of business
on 30 JUN 2011]; the Company may make offers
and enter into agreements before the authority
expires which would, or might require shares
to be allotted or rights to subscribe for or
to convert any security into shares to be granted
after the authority expires and the Directors
may allot shares or grant such rights under
any such offer or agreement as if the authority
had not expired
S.14 Authorize the Directors, in substitution for Mgmt For For
all existing powers, and subject to the passing
of Resolution 13, pursuant to Section 570 of
the 2006 Act to allot equity securities [as
defined in Section 560 of the 2006 Act] for
cash, pursuant to the authority granted Resolution
13 and/or where the allotment constitutes an
allotment of equity securities by virtue of
Section 560(3) of the 2006 Act, in each case
free of the restriction in Section 561 of the
2006 Act, such power to be limited: [a] to
the allotment of equity securities in connection
with an offer of equity securities [but in
case of an allotment pursuant to the authority
granted by Paragraph [b] of Resolution 13,
such power shall be limited to the allotment
of equity securities in connection with an
offer by way of a rights issue only]: [i] to
ordinary shareholders in proportion [as nearly
as may be practicable to their existing holdings;]
[ii] to holders of other equity securities
[as defined in Section 560 of the 2006 Act],
as required by the rights of those securities
or, subject to such rights, as the Directors
otherwise consider necessary, and so that the
Directors may impose any limits or restrictions
and make any arrangements which they consider
necessary or appropriate to deal with treasury
shares, fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of any territory or any other
matter; and [b] to the allotment of equity
securities, pursuant to the authority granted
by paragraph [a] of resolution 13 and/or an
allotment of equity securities by virtue of
Section 560(3) of the 2006 Act, [in each case
otherwise than in the circumstances as specified
in this resolution] up to a nominal amount
of GBP 150,498,503 representing no more than
5% of the issued ordinary share capital as
at 05 MAR 2010; compliance with that limit
shall be calculated, in the case of equity
securities which are rights to subscribe for,
or to convert securities into , ordinary shares
[as defined in Section 560 of the 2006 Act]
by reference to the aggregate nominal amount
of relevant shares which may be allotted pursuant
to such rights, [Authority expires the earlier
of the end of the AGM of the Company to be
held in 2011 or the close of business on 30
JUN 2011] the Company may make offers and enter
into agreements before the power expires which
would or might, require equity securities to
be allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
S.15 Authorize the Company for the purposes of Section Mgmt For For
701 of the 2006 Act to make market purchases
[within the meaning of Section 701 of the 2006
Act] on the London Stock Exchange of up to
an aggregate of 1,203,988,028 ordinary shares
of25 p each in its capital, and may hold such
shares as treasury shares, provided that: a)
the minimum price [exclusive of expenses] which
may be paid for each ordinary share is not
less than 25p; b) the maximum price [exclusive
of expenses] which may be paid for each ordinary
share shall not be more than the higher of
[1] 105% of the average of the market values
of the ordinary shares [as derived from the
Daily official list of the London Stock Exchange]
for the 5 business days immediately preceding
the date on which the purchase is made and
ii) that stipulated by Article 5(1) of the
Buy-back and Stabilization Regulation [EC 2273/2003);
and c) [Authority expires the earlier of the
end of the AGM of the Company to be held in
2011 or the close of business on 30 JUN 2011];
[except in relation to any purchase of shares
the contract for which was concluded before
such date and which would or might be executed
wholly or partly after such date]
S.16 Authorize the Directors to call general meetings Mgmt For For
[other than an AGM] on not less than 14 clear
days notice, such authority to expire at the
end of the AGM of the Company to be held in
2011 or the close of the business on 30 JUN
2011, whichever is the earlier
S.17 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of the Company's
Memorandum of Association which, by virtue
of Section 28 of the 2006 Act, are to be treated
as provisions of the Company's Articles of
Association; and adopt the Articles of Association,
as specified as the Articles of Association
of the Company in substitution for, and to
the exclusion of the existing Articles of Association
18 Approve and adopt the rules of the Barclays Mgmt For For
Group SAYE Share Option Scheme, as specified,
and authorize the Directors to: a) to do such
acts and things necessary or expenditure for
the purposes of implementing and giving effect
to the Sharesave Plan, including making any
changes to the draft rules of the Sharesave
Plan in order to obtain HM Renevue & Customs
approval; and b) establish such appendicies
schedules, supplements or further schemes based
on Sharesave Plan but modified to take advantage
of or to comply with, local tax, exchange control
or securities laws in jurisdictions outside
in UK, provided that any ordinary shares made
available under any such appendices, schedules,
supplements or further schemes are treated
as counting against the limits and overall
participation in the Sharesave Plan
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933205216
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
BARRY J. FITZPATRICK Mgmt For For
J.L. GLOVER, JR. Mgmt Withheld Against
L. VINCENT HACKLEY, PHD Mgmt For For
JANE P. HELM Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
KELLY S. KING Mgmt For For
JAMES H. MAYNARD Mgmt For For
ALBERT O. MCCAULEY Mgmt For For
J. HOLMES MORRISON Mgmt For For
NIDO R. QUBEIN Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE CORPORATION'S COMMON
STOCK, PAR VALUE $5.00 PER SHARE.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
04 VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS Shr Against For
WITH RESPECT BB&T'S POLITICAL CONTRIBUTIONS
& RELATED POLICIES & PROCEDURES.
05 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
AN AMENDMENT TO THE CORPORATION'S BYLAWS TO
REQUIRE AN INDEPENDENT CHAIR OF THE BOARD OF
DIRECTORS.
06 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr Against For
A REPORT ON BB&T'S OVERDRAFT POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933176807
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 02-Feb-2010
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
CLAIRE M FRASER-LIGGETT Mgmt For For
EDWARD J. LUDWIG Mgmt For For
ADEL A.F. MAHMOUD Mgmt For For
JAMES F. ORR Mgmt For For
WILLARD J. OVERLOCK, JR Mgmt For For
BERTRAM L. SCOTT Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL Mgmt For For
SHAREHOLDER MEETINGS.
04 APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE Mgmt For For
AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.
05 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. Mgmt For For
06 MAJORITY VOTING. Shr For Against
07 CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 702099804
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 26-Nov-2009
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT EACH OF BHP BILLITON LIMITED Non-Voting No vote
AND BHP BILLITON PLC WILL DISREGARD ANY VOTE
CAST ON RESOLUTION 14 BY MR. MARIUS KLOPPERS
OR ANY OF HIS ASSOCIATES, UNLESS THE VOTE IS
CAST AS PROXY FOR A PERSON ENTITLED TO VOTE
IN ACCORDANCE WITH A DIRECTION ON THE PROXY
FORM OR UNLESS THE VOTE IS CAST BY A PERSON
CHAIRING THE MEETING AS PROXY FOR A PERSON
WHO IS ENTITLED TO VOTE IN ACCORDANCE WITH
A DIRECTION ON THE PROXY FORM TO VOTE AS THE
PROXY DECIDES. THANK YOU.
1. To receive the 2009 Financial Statements and Mgmt For For
Reports for BHP Billiton Limited and BHP Billiton
Plc
2. To re-elect Mr. Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton Limited and BHP Billiton Plc
3. To re-elect Mr. David Crawford as a Director Mgmt For For
of BHP Billiton Limited and BHP Billiton Plc
4. To re-elect The Hon E Gail de Planque as a Director Mgmt For For
of BHP Billiton Limited and BHP Billiton Plc
5. To re-elect Mr. Marius Kloppers as a Director Mgmt For For
of BHP Billiton Limited and BHP Billiton Plc
6. To re-elect Mr. Don Argus as a Director of BHP Mgmt For For
Billiton Limited and BHP Billiton Plc
7. To re-elect Mr. Wayne Murdy as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton Plc
8. Re-appoint KPMG Audit Plc as the Auditor of Mgmt For For
BHP Billiton Plc
9. To renew the general authority to issue shares Mgmt For For
in BHP Billiton Plc
10. To renew the disapplication of pre-emption rights Mgmt For For
in BHP Billiton Plc
11. To approve the repurchase of shares in BHP Billiton Mgmt For For
Plc
12.i To approve the cancellation of shares in BHP Mgmt For For
Billiton Plc held by BHP Billiton Limited on
30 April 2010
12.ii To approve the cancellation of shares in BHP Mgmt For For
Billiton Plc held by BHP Billiton Limited on
17 June 2010
12iii To approve the cancellation of shares in BHP Mgmt For For
Billiton Plc held by BHP Billiton Limited on
15 September 2010
12.iv To approve the cancellation of shares in BHP Mgmt For For
Billiton Plc held by BHP Billiton Limited on
11 November 2010
13. To approve the 2009 Remuneration Report Mgmt For For
14. To approve the grant of awards to Mr. Marius Mgmt For For
Kloppers under the GIS and the LTIP
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TEXT OF THE RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS Agenda Number: 702345770
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 12-May-2010
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
- French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
- PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2010/0310/201003101000643.pdf:
https://balo.journal-officiel.gouv.fr/pdf/2010/0407/201004071001050.pdf:
O.1 Approve the balance sheet and the consolidated Mgmt For For
financial statements for the FYE on 31 DEC
2009
O.2 Approve the balance sheet and the financial Mgmt For For
statements for the FYE on 31 DEC 2009
O.3 Approve the allocation of income for the FYE Mgmt For For
on 31 DEC 2009 and distribution of the dividend
O.4 Approve the Statutory Auditors' special report Mgmt For For
on the Agreements and Undertakings
pursuant to Articles L.225-38 et seq. of the
Commercial Code, including those concluded
between a Company and its corporate officers,
but also between companies of a group and
mutual leaders of the Company
O.5 Authorize the BNP Paribas to repurchase its Mgmt For For
own shares
O.6 Approve the renewal of Mr. Louis Schweitzer's Mgmt Against Against
term as Board member
O.7 Appointment of Mr. Michel Tilmant as Board member Mgmt For For
O.8 Appointment of Mr. Emiel Van Broekhoven as Board Mgmt For For
member
O.9 Appointment of Mrs. Meglena Kuneva as Board Mgmt For For
member
O.10 Appointment of Mr. Jean-Laurent Bonnafe as Board Mgmt For For
Member
O.11 Approve the setting the amount of attendances Mgmt For For
allowances
E.12 Approve the issuance, with preferential subscription Mgmt For For
rights, of common shares and securities giving
access to the capital or entitling to allocation
of debt securities
E.13 Approve the issuance, with cancellation of preferential Mgmt For For
subscription rights, of common shares and
securities giving access to the capital or
entitling to allocation of debt securities
E.14 Approve the issuance, with cancellation of preferential Mgmt For For
subscription rights, of common shares and
securities giving access to the capital in
order to remunerate for securities provided
under public exchange offers
E.15 Approve the issuance, with cancellation of preferential Mgmt For For
subscription rights, of common shares in order
to remunerate for contributions of unlisted
securities within the limit of 10%
of the capital
E.16 Authorize the overall limitation for issuance Mgmt For For
with cancellation of preferential
subscription rights
E.17 Grant authority for the capital increase by Mgmt For For
incorporation of reserves or profits,
issuance premiums or contribution
E.18 Approve the overall limitation for issuance Mgmt For For
with or without preferential subscription
rights
E.19 Authorize the Board of Directors to carry out Mgmt For For
transactions reserved for Members of
the Company Saving Plan of BNP Paribas Group,
which may take the form of capital increases
and/or sales or transfers of reserved securities
E.20 Authorize the Board of Directors to reduce the Mgmt For For
capital by cancellation of shares
E.21 Approve the merger absorption of Fortis Banque Mgmt For For
France by BNP Paribas; consequential
increase of the share capital
E.22 Amend the Statutes consequential to the repurchase Mgmt For For
of preferred shares
E.23 Authorize the powers for the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERN TOB PLC Agenda Number: 702338131
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2010
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 647102 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. Receive the accounts and the reports of the Mgmt For For
Directors and Auditors for the YE 31 DEC 2009
2. Approve the remuneration report of the Directors Mgmt For For
for the YE 31 DEC 2009
3. Declare a final dividend of 71.6p per ordinary Mgmt For For
share in respect of the YE 31 DEC 2009, payable
on 06 MAY 2010 to shareholders on the register
at the close of business on 12 MAR 2010
4. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Company's Auditors
5. Authorize the Directors to agree on the Auditors' Mgmt For For
remuneration
6.a Re-appoint Dr. Ana Maria Llopis as a Director Mgmt For For
who retires by rotation
6.b Re-appoint Christine Morin-Postel as a Director Mgmt For For
who retires by rotation
6.c Re-appoint Anthony Ruys as a Director who retires Mgmt For For
by rotation
7. Re-appoint Richard Burrows as a Director Mgmt For For
8. Authorize the Directors, in accordance with Mgmt For For
Section 551 of the Companies Act 2006, to allot
shares in the Company and to grant rights to
subscribe for, or to convert any security into,
shares in the Company ("Rights"): (a) up to
an aggregate nominal amount of GBP 166,391,574;
and (b) up to a further aggregate nominal amount
of GBP 166,391,574 provided that: (i) they
are equity securities (within the meaning of
Section 560(1) of the Companies Act 2006);
and (ii) they are offered by way of a rights
issue to holders ("shareholders") of ordinary
shares of 25p each in the capital of the Company
("ordinary shares") on the register of members
at such record dates as the Directors may determine
where the equity securities respectively attributable
to the interests of the shareholders CONTD
- CONTD are proportionate to the respective numbers Non-Voting No vote
of ordinary shares held or deemed to be held
by them on any such record dates, subject to
such exclusions or other arrangements as the
Directors may deem necessary or expedient to
deal with treasury shares, fractional entitlements
or legal or practical problems arising under
the laws of any overseas territory or the requirements
of any regulatory body or stock exchange or
by virtue of shares being represented by depositary
receipts or any other matter, provided that
this; Authority shall expire on the date of
the next AGM of the Company after the passing
of this Resolution or, if earlier, on 28 JUL
2011 ; save that the Company shall be entitled
to make offers or agreements before the expiry
of such authority which would or might require
shares to be allotted or Rights to be granted
S.9 Authorize the Directors, pursuant to Sections Mgmt For For
570 and 573 of the Companies Act 2006, to allot
equity securities (within the meaning of Section
560 of that Act) for cash either pursuant to
the authority conferred by Resolution 8 above
or by way of a sale of treasury shares as if
Section 561(1) of that Act did not apply to
any such allotment, provided that this power
shall be limited to: (a) the allotment of equity
securities in connection with an offer of securities
(but in the case of the authority granted under
paragraph (b) of Resolution 8 by way of rights
issue only) in favor of the holders ("shareholders")
of ordinary shares of 25p each in the capital
of the Company ("ordinary shares") on the register
of members at such record dates as the Directors
may determine where the equity securities respectively
attributable to the interests CONTD
- CONTD of the shareholders are proportionate Non-Voting No vote
(as nearly as may be practicable) to the respective
numbers of ordinary shares held or deemed to
be held by them on any such record dates, subject
to such exclusions or other arrangements as
the Directors may deem necessary or expedient
to deal with treasury shares, fractional entitlements
or legal or practical problems arising under
the laws of any overseas territory or the requirements
of any regulatory body or stock exchange or
by virtue of shares being represented by depositary
receipts or any other matter; and (b) the allotment
(otherwise than pursuant to paragraph (a) of
this Resolution 9) to any person or persons
of equity securities up to an aggregate nominal
amount of GBP 24,958,736 and shall expire upon
the expiry of the general authority conferred
by CONTD
- CONTD Resolution 8 above, save that the Company Non-Voting No vote
shall be entitled to make offers or agreements
before the expiry of such power which would
or might require equity securities to be allotted
after such expiry and the Directors shall be
entitled to allot equity securities pursuant
to any such offer or agreement as if the power
conferred hereby had not expired
S.10 Authorize the Company, for the purposes of Section Mgmt For For
701 of the Companies Act 2006, to make market
purchases (within the meaning of Section 693
(4) of that Act ) of ordinary shares of 25p
each in the capital of the Company ("ordinary
shares") provided that: (a) the maximum number
of ordinary shares that may be purchased is
199.6 million representing approximately 10%
of the issued ordinary share capital of the
Company as at 19 March 2010; (b) the minimum
price that may be paid for an ordinary share
is 25p; (c) the maximum price that may be paid
for an ordinary share is an amount equal to
105% of the average of the middle-market prices
shown in the quotation for an ordinary share
as derived from the London Stock Exchange Daily
Official List for the five business days immediately
preceding the day on which the ordinary CONTD
- CONTD share is contracted to be purchased; Authority Non-Voting No vote
shall expire on the date of the next AGM of
the Company after the passing of this Resolution
or, if earlier, on 28 JUL 2011 ; and the Company
shall be entitled to make offers or agreements
before the expiry of such authority which would
or might require shares to be allotted or Rights
to be granted (e) the Company may enter into
a contract to purchase its ordinary shares
under this authority prior to its expiry, which
contract will or may be executed wholly or
partly after such expiry, and may purchase
its ordinary shares in pursuance of any such
contract
S.11 Approve that a general meeting, other than an Mgmt For For
AGM, may be called on not less than 14 clear
days' notice
S.12 Adopt, with effect from the end of the meeting, Mgmt For For
pursuant to Resolution 13 being passed, the
form of the Articles of Association produced
to the meeting (the "New Articles") as the
Articles of Association of the Company in substitution
for, and to the exclusion of, the existing
Articles of Association of the Company; and,
if Resolution 13 has not been passed, adopt
the New Articles as the Articles of Association
of the Company in substitution for, and to
the exclusion of, the existing Articles of
Association of the Company save that Article
113 of the existing Articles of Association
shall be retained as Article 113 in the new
Articles of Association
S.13 Approve, that with effect from the end of the Mgmt For For
meeting: if Resolution 12 has been passed,
the new Articles of Association of the Company,
adopted with effect from the end of the meeting,
shall include the changes to Article 113 as
set out in the New Articles; and, if Resolution
12 has not been passed, amend the existing
Articles of Association of the Company by substituting
Article 113 as set out in the New Articles
for, and to the exclusion of, Article 113 of
the existing Articles of Association of the
Company
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 933262610
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 15-Jun-2010
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACKIE M. CLEGG Mgmt For For
TOBIA IPPOLITO Mgmt For For
JAMES R. SEWARD Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE 2010 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933205545
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY THIS Mgmt Abstain Against
VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY,
BY A RESIDENT OF CANADA AS DEFINED ON THE FORM.
IF THE SHARES ARE HELD IN THE NAMES OF TWO
OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
JOHN H. CLAPPISON Mgmt For For
JOE F. COLVIN Mgmt For For
JAMES R. CURTISS Mgmt For For
DONALD H.F. DERANGER Mgmt For For
JAMES K. GOWANS Mgmt For For
GERALD W. GRANDEY Mgmt For For
NANCY E. HOPKINS Mgmt For For
OYVIND HUSHOVD Mgmt For For
J.W. GEORGE IVANY Mgmt For For
A. ANNE MCLELLAN Mgmt For For
A. NEIL MCMILLAN Mgmt For For
VICTOR J. ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD
OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT
THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED
IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED
IN ADVANCE OF THE 2010 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 702271331
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 30-Mar-2010
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
3.3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Provision of Retirement Allowance for Mgmt For For
Directors
5 Approve Retirement Allowance for Retiring Corporate Mgmt Against Against
Auditors, and Payment of Accrued Benefits
associated with Abolition of Retirement Benefit
System for Current Corporate Auditors
6 Approve Payment of Bonuses to Directors Mgmt For For
7 Allow Board to Authorize Use of Stock Option Mgmt Against Against
Plans, Authorize Use of Stock Options, and
Authorize Use of Compensation-based Stock
Option Plan for Directors
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 702112070
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: EGM
Meeting Date: 30-Oct-2009
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Public Offering of the issued ordinary Mgmt For For
shares held by the Company in the share capital
of Capital and Retail Limited [to be renamed
CapitaMalls Asia Limited] ["CapitaMalls Asia"],
provided that the Company retains majority
control of CapitaMalls Asia immediately after
the Proposed Offering; and authorize the Directors
of the Company and/or any of them to complete
and to do all such acts and things [including
approving, amending, modifying, supplementing
and executing such documents as may be required],
as they and/or he may consider necessary or
expedient to give effect to the transactions
contemplated and/or authorized by this resolution
PLEASE NOTE THAT THE ACT ALLOWS TO SUBMIT NOT Non-Voting No vote
MORE THAN 2 PROXIES TO ATTEND THE SAME MEETING.
IN THE EVENT THAT MORE THAN ONE CLIENT WISHES
TO ATTEND THE SAME MEETING, THE PROXY WILL
BE ISSUED TO THE CLIENT WITH THE HIGHEST HOLDING.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933262709
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt For For
WILLIAM A. OSBORN Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
02 RATIFY AUDITORS Mgmt For For
03 AMEND 2006 LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD Mgmt For For
05 AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY Mgmt For For
VOTE REQUIREMENTS
06 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN Shr Against For
OF THE BOARD
07 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shr Against For
STANDARDS
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933241743
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt Against Against
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1F ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1G ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1H ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1I ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1J ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1K ELECTION OF DIRECTOR: K.W. SHARER Mgmt Against Against
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1M ELECTION OF DIRECTOR: J.G. STUMPF Mgmt Against Against
1N ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1O ELECTION OF DIRECTOR: C. WARE Mgmt For For
1P ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE Mgmt Against Against
PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS
TO CALL FOR SPECIAL MEETINGS
04 APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
05 HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT Shr For Against
06 DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS Shr Against For
07 GUIDELINES FOR COUNTRY SELECTION Shr Against For
08 FINANCIAL RISKS FROM CLIMATE CHANGE Shr Against For
09 HUMAN RIGHTS COMMITTEE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 702350327
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 12-May-2010
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Receive and consider the Audited financial statements Mgmt For For
and the Reports of the Directors and Auditors
of the Company and its subsidiaries for the
YE 31 DEC 2009
2 Approve to declare a final dividend for the Mgmt For For
YE 31 DEC 2009
3.i Re-election of Li Yue as a Director Mgmt For For
3.ii Re-election of Lu Xiangdong as a Director Mgmt Against Against
3.iii Re-election of Xin Fanfei as a Director Mgmt For For
3.iv Re-election of Frank Wong Kwong Shing as a Director Mgmt For For
4 Re-appointment of Messrs. KPMG as the Auditors Mgmt For For
and to authorise the Directors to fix their
remuneration
5 Authorize the Directors during the relevant Mgmt For For
period of all the powers of the Company to
purchase shares of HKD 0.10 each in the capital
of the Company including any form of depositary
receipt representing the right to receive
such shares Shares ; and the aggregate nominal
amount of shares which may be purchased on
The Stock Exchange of Hong Kong Limited or
any other stock exchange on which securities
of the Company may be listed and which is
recognized for this purpose by the Securities
and Futures Commission of Hong Kong and The
Stock Exchange of Hong Kong Limited shall not
exceed or represent more than 10%
of the aggregate nominal amount of the share
capital of the Company in issue at the date
of passing this resolution, and the said approval
shall be limited accordingly; CONTD..
- CONTD.. Authority expires earlier at the conclusion Non-Voting No vote
of the next AGM of the meeting or the expiration
of period within which the next AGM of the
Company is required by law to be held
6 Authorize the Directors to exercise full powers Mgmt Against Against
of the Company to allot, issue and deal
with additional shares in the Company including
the making and granting of offers, agreements
and options which might require shares to
be allotted, whether during the continuance
of such mandate or thereafter provided
that, otherwise than pursuant to (i) a rights
issue where shares are offered to shareholders
on a fixed record date in proportion to their
then holdings of shares; (ii) the exercise
of options granted under any share option
scheme adopted by the Company; (iii) any scrip
dividend or similar arrangement providing
for the allotment of shares in lieu of the
whole or part of a dividend in accordance
with the Articles of Association of the
Company, the aggregate nominal amount of
the shares allotted shall not exceed the CONTD..
- CONTD.. aggregate of: (a) 20% of the aggregate Non-Voting No vote
nominal amount of the share capital of the
Company in issue at the date of passing this
resolution, plus (b) if the Directors are
so authorized by a separate ordinary resolution
of the shareholders of the Company the nominal
amount of the share capital of the Company
repurchased by the Company subsequent to the
passing of this resolution up to a maximum
equivalent to 10% of the aggregate nominal
amount of the share capital of the Company
in issue at the date of passing this Resolution
; Authority expires earlier at the conclusion
of the next AGM of the meeting or the expiration
of period within which the next AGM of the
Company is required by law to be held
7 Authorize the Directors of the Company to exercise Mgmt Against Against
the powers of the Company referred to in the
resolution as specified in item 6 in the notice
of this meeting in respect of the share
capital of the Company as specified
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 702489483
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 24-Jun-2010
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 933106127
--------------------------------------------------------------------------------------------------------------------------
Security: 18914E106
Meeting Type: Annual
Meeting Date: 17-Jul-2009
Ticker: GLO
ISIN: US18914E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDMUND J. BURKE Mgmt No vote
JOHN F. MEE Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702363499
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 20-May-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A.1 Receive and approve the audited statement of Mgmt For For
accounts together with the report of
the Directors and Independent Auditors report
thereon for the YE 31 DEC 2009
A.2 Declare a final dividend for the YE 31 DEC 2009 Mgmt For For
A.3.1 Re-election of Mr. Tse Hau Yin, Aloysius as Mgmt For For
an Independent Non-Executive Director
A.3.2 Re-election of Mr. Zhou Shouwei as an Non-executive Mgmt For For
Director
A.3.3 Re-election of Mr. Yang Hua as an Executive Mgmt For For
Director
A.3.4 Authorize the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A.4 Reelection of Mr. Chiu Sung Hong as Independent Mgmt For For
Non-Executive Director and authorize the
Board of Directors to fix his remuneration
A.5 Re-appointment the Company's Independent Auditor Mgmt For For
and authorize the Board of Directors to fix
their remuneration
B.1 Approve to grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the share captial
of the Company in issue as at the date
of passing of this resolution
B.2 Approve to grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional shares
in the capital of the Company not exceeding
20% of the share captial of the Company in
issue as at the date of passing of this
resolution
B.3 Approve to grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with shares in the
capital of the Company by the aggregate number
of shares repurchased, which shall not exceeding
10% of the share captial of the Company
in issue as at the date of passing of this
resolution
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933230310
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF OUR 2006 CASH BONUS PLAN Mgmt For For
04 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shr For Against
OF DIRECTORS
05 TO ADOPT AND DISCLOSE A SUCCESSION PLANNING Shr For Against
POLICY AND ISSUE ANNUAL REPORTS ON SUCCESSION
PLAN
06 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT Shr For Against
BE A CURRENT OR FORMER EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH PROPERTY OFFICE FUND Agenda Number: 702250604
--------------------------------------------------------------------------------------------------------------------------
Security: Q27075102
Meeting Type: OGM
Meeting Date: 16-Mar-2010
Ticker:
ISIN: AU000000CPA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 1 TO 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED.
HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO
EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE OR VOTE "ABSTAIN" FOR THE RELEVANT
PROPOSAL ITEMS.
1 Ratify and approve, for the purposes of ASX Mgmt For For
Listing Rules 7.1 and 7.4 and for all other
purposes, the issue of 109,890,110 ordinary
units in Commonwealth Property Office Fund
to institutional investors more particularly
referred in the explanatory statement accompanying
the notice of meeting of unitholders of the
Commonwealth Property Office Fund dated 19
FEB 2010
2 Ratify and approve, for the purposes of ASX Mgmt For For
Listing Rules 7.1 and 7.4 and for all other
purposes, that the issue of Convertible Notes
details of which are set out in the explanatory
statement accompanying the notice of meeting
of unitholders of the Commonwealth Property
Office Fund dated 19 FEB 2010 having
a face value of AUD 192,501,386 and which are
notionally convertible into 169,231,988 ordinary
units in Commonwealth Property Office Fund
3 Approve, for the purpose of ASX Listing Rule Mgmt For For
7.1 and for all other purposes, the issue
of ordinary units in Commonwealth Property
Office Fund upon any exchange, redemption
or otherwise pursuant to the terms and conditions
of the Convertible Notes details of which
are set out in the explanatory statement accompanying
the notice of meeting of unitholders of the
Commonwealth Property Office Fund dated
19 FEB 2010 having a face value of AUD 7,498,614
and which are notionally convertible into
6,592,188 ordinary units in Commonwealth
Property Office Fund
4 Approve, for the purpose of ASX Listing Rule Mgmt For For
10.11 and for all other purposes,
the issue of 15,890,452 ordinary units to Commonwealth
Managed Investments Limited as payment
of its performance fees details of which are
set out in the explanatory statement accompanying
the notice of meeting of unitholders of
the Commonwealth Property Office Fund dated
19 FEB 2010 ; and for the purpose of ASX Listing
Rules 10.11 and 10.13.3 and for all other
purposes, the issue of ordinary units to
Commonwealth Managed Investments Limited
as payment of any performance fees which become
payable in respect of any six-month period
from 01 JAN 2010 to 31 DEC 2012 details of
the basis of calculation of which are set out
in the explanatory statement accompanying
the notice of meeting of unitholders of the
Commonwealth Property Office Fund dated 19
FEB 2010
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933203541
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG Mgmt For For
1D ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1E ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
03 APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. Mgmt For For
04 APPROVAL OF THE 2010 EQUITY PLAN FOR NON-EMPLOYEE Mgmt For For
DIRECTORS.
05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
06 SHAREHOLDER PROPOSAL CONCERNING VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA S A Agenda Number: 702142326
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: EGM
Meeting Date: 10-Dec-2009
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I. Approve the seven protocol and justification Mgmt For For
for the merger of shares instruments entered
into between the Company and the following
controlled Companies: i) Companhia Leste Paulista
De Energia; ii) Companhia Jaguari De Energia;
iii) Companhia Sul Paulista De Energia; iv)
Companhia Luz E Forca De Mococa; v) Companhia
Jaguari De Geracao De Energia; vi) Cpfl Servicos,
Equipamentos, Industria E Comercio S.A; vii)
Companhia Luz E Forca Santa Cruz, all referred
together as controlled Companies
II. Ratify the choice of the specialized Companies Mgmt For For
Hira Shima E Associados Consultoria Em Transacoes
Societarias ltda., saw to the preparation of
the economic value report for the Company and
each of the controlled Companies and Hi Rashima
E Associados Ltda, which saw to the preparation
of the net worth at market value report for
the Company and each of the controlled Companies
III. Approve the valuation reports mentioned in Item Mgmt For For
II above relating to the Company
IV. Approve the merger into the assets of the Company, Mgmt For For
under the terms of Article 252 of Law number
6404/76, of all the shares issued by the controlled
Companies, with the consequent conversion of
these Companies into wholly owned subsidiaries
of the Company, under the terms of the respective
protocols
V. Approve to increase the share capital of the Mgmt For For
Company in the total amount of BRL 52,250,435.73,
with the total issuance of 1,226,223 new shares
of the Company to replace the shares issued
by the controlled Companies that will be merged
into the assets of the Company, in the manner
described in the Items above and in the respective
protocols
VI. Amend the wording of the Company's Corporate Mgmt For For
Bylaws, in its Article 5, to reflect the change
of the share capital of the Company arising
from the approval of Items I to V above, which
will increase from BRL 4,741,175, 241.82 to
BRL 4,793,425,677.55
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA S A Agenda Number: 702315311
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: AGM
Meeting Date: 26-Apr-2010
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
- PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF NAMES. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
A Approve to examine, discuss and vote upon the Mgmt For For
Board of Directors annual report, the
financial statements and Independent Auditors
report relating to FYE 31 DEC 2009
B Approve to decide on the allocation of the net Mgmt For For
profits from the FY and the distribution
of dividends
C Election of Directors: Principal Directors: Mgmt Against Against
Murilo Cesar Lemos dos Santos Passos, Francisco
Caprino Neto , Claudio Borin Guedes Palaia,
Ricardo Carvalho Giambroni, Robson Rocha, Martin
Roberto Glogowsky, Ana Dolores Moura, Carneiro
de Novaes; Substitute Directors: Gustavo Pellicciari
de Andrade, Marcelo Pires Oliveira Dias, Rodrigo
Cardoso Barbosa, Rivail Trevisan, Arthur Prado
Silva, Carlos Alberto Cardoso Moreira (Conselheira
Independente)
D Election of the principal and substitute Members Mgmt For For
of the finance Committee
E Approve to set the global remuneration of the Mgmt Against Against
Company Directors
F Approve to set the global remuneration of the Mgmt For For
finance Committee
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA S A Agenda Number: 702363021
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105
Meeting Type: EGM
Meeting Date: 26-Apr-2010
Ticker:
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
a Approve the seven protocol and justification Mgmt For For
of share merger instruments protocols, signed
between, on the one side, the Company, and
on the other side, each one of the following
subsidiary Companies i. Companhia Leste Paulista
de Energia, ii. Companhia Jaguari de Energia,
iii. Companhia Sul Paulista de Energia, iv.
Companhia Luz e Forca de Mococa, v. Companhia
Jaguari de Geracao de Energia, vi. CPFL Servicos,
Equipamentos, Industria e Comercio S.A. and
vii. Companhia Luz e Forca Santa Cruz all jointly
the controlled Companies
b Ratify the hiring and appointment of the specialized Mgmt For For
Companies i. Hirashima e Associados Consultoriaem
Transacoes Societarias Ltda., with corporate
taxpayer id CNPJ number 05.534.178 0001/36,
which prepared the valuation report at economic
value for the Company and each one of the controlled
Companies, and ii. Hirashima e Associados Ltda.,
with corporate taxpayer id CNPJ number 05.215.691
0001/64, which prepared the valuation report
of net worth at market value for the Company
and for each one of the controlled Companies,
for the purposes of the provision in Article
264 of law number 6404 76
c Approve to examine and the valuation reports Mgmt For For
mentioned in line b above in reference to the
Company
d Approve the merger of the entirety of the shares Mgmt For For
issued by the controlled Companies into the
assets of the Company, in accordance with the
terms of Article 252 of law number 6404 76,
with the consequent conversion of the controlled
Companies into wholly owned subsidiaries of
the Company, in accordance with the terms of
the respective protocols and in accordance
with the substitution ratios provided for in
them
e Approve the increase of the Company's share Mgmt For For
capital in the amount of BRL 52,249,114.80,
with a total issuance of 1,226,192 new shares
of the Company to be paid in with shares issued
by the controlled Companies merged into the
assets of the Company, in the manner described
in the items above and in the respective protocols
f Amend the wording of the Corporate Bylaws of Mgmt For For
the Company, at its Article 5, to reflect the
change i. of the share capital of the Company
resulting from the potential approval of lines
a and e above, which will go from BRL 4,741,175,241.82
to BRL 4,793,424,356.62, and ii. of the number
of common shares issued by the Company, which
will go from 479,910,938 to 481,137, 130 common
shares
--------------------------------------------------------------------------------------------------------------------------
CSK HOLDINGS CORPORATION Agenda Number: 702087239
--------------------------------------------------------------------------------------------------------------------------
Security: J08442105
Meeting Type: EGM
Meeting Date: 29-Sep-2009
Ticker:
ISIN: JP3346400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Amend Articles to (1) : Establish Articles Related Mgmt For For
to Class A Preferred Shares, Class B Preferred
Shares , Class C Preferred Shares , Class D
Preferred Shares , Class E Preferred Shares
and Class F Preferred Shares and Class Shareholders
Meetings
2. Amend Articles to (2) : Adopt Reduction of Liability Mgmt For For
System for Outside Directors , Adopt Reduction
of Liability System for Outside Auditors
3. Approve Issuance of New Shares to a Third Party Mgmt For For
or Third Parties on Favorable Conditions
4. Approve Issuance of Share Acquisition Rights Mgmt For For
to a Third Party or Third Parties on Favorable
Conditions
5.1 Appoint a Director Mgmt For For
5.2 Appoint a Director Mgmt For For
5.3 Appoint a Director Mgmt For For
5.4 Appoint a Director Mgmt For For
5.5 Appoint a Director Mgmt For For
5.6 Appoint a Director Mgmt For For
6.1 Appoint a Corporate Auditor Mgmt For For
6.2 Appoint a Corporate Auditor Mgmt For For
6.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 702470131
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 26-Jun-2010
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt For For
as Stock Options
--------------------------------------------------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP. Agenda Number: 933237112
--------------------------------------------------------------------------------------------------------------------------
Security: 251591103
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: DDR
ISIN: US2515911038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1H ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1J ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM B. SUMMERS, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SCOTT A. WOLSTEIN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933260185
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN RICHELS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS FOR 2010.
03 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 933116370
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 28-Aug-2009
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HELEN FRAME PETERS Mgmt For For
LYNN A. STOUT Mgmt For For
RALPH F. VERNI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EDF S A Agenda Number: 702286077
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 18-May-2010
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will
be forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward
to the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
- PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
- PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2010/0308/201003081000575.pdf
1 Approve the annual accounts for the year ending Mgmt For For
31 DEC 2009
2 Approve the consolidated accounts for the year Mgmt For For
ending 31 DEC 2009
3 Approve the allocation of the result for the Mgmt For For
year ending 31 DEC 2009, as stated in
the annual accounts, and setting of the dividend
4 Approve the agreements specified in Article Mgmt For For
L. 225-38 of the Code du Commerce Commercial
Code
5 Approve the additional Directors' attendance Mgmt For For
fees allocated to the Board of Directors
for the year 2009
6 Approve the Directors' attendance fees allocated Mgmt For For
to the Board of Directors
7 Authorize the Board of Directors to operate Mgmt For For
on Company shares
E.8 Authorize the Board of Directors to issue shares Mgmt For For
or tangible assets maintaining shareholders'
preferential subscription rights
E.9 Authorize the Board of Directors to issue, through Mgmt For For
public offers, shares or tangible assets
with suppression of shareholders' preferential
subscription rights
E.10 Authorize the Board of Directors to issue, through Mgmt For For
public offers as specified in Article L. 411-2
II of the Code Monetaire et Financier Monetary
and Financial Code , shares or tangible
assets with suppression of shareholders' preferential
subscription rights
E.11 Authorize the Board of Directors to increase Mgmt For For
the number of securities to be issued in
the event of an increase in capital stock with
or without a preferential subscription
right
E.12 Authorize the Board of Directors to increase Mgmt For For
capital stock by incorporating reserves,
profits, premia or other sums whose capitalization
is permitted
E.13 Authorize the Board of Directors to increase Mgmt For For
capital stock in payment for a public exchange
offer initiated by the Company
E.14 Authorize the Board of Directors to increase Mgmt For For
capital stock to remunerate contributions
in kind given to the Company
E.15 Authorize the Board of Directors to increase Mgmt For For
capital stock to the benefit of members of
the savings plan
E.16 Authorize the Board of Directors to reduce capital Mgmt For For
stock
E.17 Grant powers for formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 702441077
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 18-Jun-2010
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt Against Against
as Stock Options to Employees of the Company
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE EDF Agenda Number: 702109491
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 05-Nov-2009
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
E.1 Approve to modify the Article 25 of the Statutes Mgmt For For
O.2 Approve the renewal of Mr. Bruno Lafont's mandate Mgmt For For
as a Board Member
O.3 Approve the renewal of Mr. Henri Proglio's mandate Mgmt Against Against
as a Board Member
O.4 Appoint Mrs. Mireille Faugere as a Board Member Mgmt Against Against
O.5 Appoint Mr. Philippe Crouzet as a Board Member Mgmt For For
O.6 Appoint Lord Michael Jay of Ewelme as a Board Mgmt For For
Member
O.7 Appoint Mr. Pierre Mariani as a Board Member Mgmt For For
O.8 Approve to deposit the dividend in shares; authorize Mgmt For For
the Board of Directors
O.9 Grant powers for formalities Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 702366875
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 29-Apr-2010
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID'S 686251 AND 684082 DUE TO 2 MEETINGS BEING
MERGED INTO 1 MIX MEETING. ALL VOTES RECEIVED
ON THE PREVIOUS MEETINGS WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 Approve the balance sheet as of 31 DEC 2009 Mgmt For For
of Eni Spa, consolidated balance sheet as of
31 DEC 2009; Directors, Board of Auditors and
External Auditing Company's reporting
O.2 Approve the profits allocation Mgmt For For
O.3 Appoint the Independent Auditors for the period Mgmt For For
2010-2018
E.1 Amend the Articles 1, 4, 12, 15 and 16 of the Mgmt For For
Corporate Bylaws; related resolutions
CMMT PLEASE NOTE THAT IN COMPLIANCE WITH ARTICLE Non-Voting No vote
13, PARAGRAPH 1, OF THE CORPORATE BYLAWS SHAREHOLDERS
WHO ALONE OR TOGETHER WITH OTHER SHAREHOLDERS,
HOLD AT LEAST ONE FORTIETH OF CORPORATE CAPITAL
CAN REQUEST, WITHIN 5 DAYS FROM THE ISSUERS
NOTIFICATION OF THIS MEETING, AN INTEGRATION
TO THE ITEMS OF THIS AGENDA, QUOTING IN THEIR
REQUEST THE ADDITIONAL SUBJECTS PROPOSED; THE
INTEGRATION IS NOT ALLOWED FOR SUBJECTS ON
WHICH THE MEETING DELIBERATES, ACCORDING TO
THE LAW, ON PROPOSAL OF DIRECTORS OR ON THE
BASIS OF A PROJECT OR A REPORT DRAWN UP BY
THE DIRECTORS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ESPRIT HLDGS LTD Agenda Number: 702152389
--------------------------------------------------------------------------------------------------------------------------
Security: G3122U145
Meeting Type: AGM
Meeting Date: 10-Dec-2009
Ticker:
ISIN: BMG3122U1457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE SHARESHOLDERS ARE ALLOWED Non-Voting No vote
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1. Receive the audited consolidated financial statements Mgmt For For
and the reports of the Directors and Auditors
of the Group for the YE 30 JUN 2009
2. Approve a final dividend of 0.72 Hong Kong dollar Mgmt For For
per Share for the YE 30 JUN 2009
3. Approve a special dividend of 1.33 Hong Kong Mgmt For For
dollar per Share for the YE 30 JUN 2009 to
be satisfied by way of mandatory scrip dividend
and capitalization from share premium
4.I Re-elect Mr. Heinz Jurgen Krogner-Kornalik as Mgmt For For
a Director of the Company
4.II Re-elect Mr. Jurgen Alfred Rudolf Friedrich Mgmt For For
as a Director of the Company
4.III Re-elect Mr. Ronald Van Der Vis as a Director Mgmt For For
of the Company
4.IV Re-elect Mr. Chew Fook Aun as a Director of Mgmt For For
the Company
4.V Re-elect Mr. Francesco Trapani as a Director Mgmt For For
of the Company
4.VI Authorize the Board to fix the Directors' fees Mgmt For For
5. Re-appoint Messrs. PricewaterhouseCoopers as Mgmt For For
the Auditors and authorize the Directors to
fix their remuneration
6. Authorize the Directors of the Company, [a] Mgmt For For
subject to Paragraph [b] below, during the
Relevant Period [as specified] of all the powers
of the Company to purchase shares of the Company
["Shares"] and any securities which carry a
right to subscribe for or purchase Shares,
subject to and in accordance with the applicable
laws; [b] the total nominal amount of Shares
which may be purchased pursuant to the approval
in Paragraph [a] above shall not exceed 10%
of the total nominal amount of the share capital
of the Company, and the total number of any
securities which carry a right to subscribe
for or purchase Shares which may be purchased
pursuant to the approval in Paragraph [a] above
shall not exceed 10% of such securities of
the Company [or any relevant class thereof],
in each case in issue as at the date of passing
of this resolution, and the said approval shall
be limited accordingly; and [Authority expires
the earlier of the conclusion of the next AGM
of the Company or the expiration of the period
within which the next AGM is to be held by
law]
7. Authorize the Directors of the Company, [a] Mgmt For For
subject to the restriction on discounts and
restriction on refreshment of this mandate
as stated in the Circular to the shareholders
of the Company dated 10 NOV 2009 and subject
to Paragraph [b] below, during the Relevant
Period [as specified] of all the powers of
the Company to issue, allot and deal with additional
shares of the Company ["Shares"] and to make
or grant offers, agreements and options during
the Relevant Period which would or might require
Shares to be issued, allotted or dealt with
during or after the end of the Relevant Period;
[b] the total nominal amount of additional
Shares issued, allotted, dealt with or agreed
conditionally or unconditionally to be issued,
allotted or dealt with, pursuant to the approval
in Paragraph [a] above, otherwise than pursuant
to [i] a rights issue [as specified below],
or [ii] any option scheme or similar arrangement
of the Company for the granting or issuance
of Shares or rights to acquire Shares, or [iii]
the exercise of rights of subscription or conversion
under the terms of any warrants issued or to
be issued by the Company or any securities
which are convertible into shares of the Company,
or [iv] any Scrip Dividend Scheme or similar
arrangement providing for the allotment of
Shares in lieu of the whole or part of a dividend
on Shares of the Company in accordance with
the Bye-laws of the Company, shall not exceed
5% of the total nominal amount of the share
capital of the Company in issue as at the date
of passing of this resolution; and [Authority
expires the earlier of the conclusion of the
next AGM of the Company or the expiration of
the period within which the next AGM of the
Company is required by the Bye-Laws of the
Company or any applicable laws to be held]
8. Approve and adopt, conditional upon The Stock Mgmt For For
Exchange of Hong Kong Limited granting the
approval for the listing of, and permission
to deal in, the shares of the Company ["Shares"]
or any part thereof to be issued pursuant to
the exercise of any options that may be granted
under the share option scheme [the "New Share
Option Scheme"], the terms and conditions as
specified, the New Share Option Scheme and
all the terms and conditions contained therein;
and authorize the Directors of the Company
to grant options to subscribe for Shares there
under and to allot, issue and deal with any
Shares pursuant to the exercise of the subscription
rights under any options which may be granted
from time to time in accordance with the terms
of the New Share Option Scheme and to do all
such acts as they may in their absolute discretion
consider necessary or expedient in order to
give full effect to the New Share Option Scheme;
and approve, subject to Paragraph [a] hereinabove,
the Share Option Scheme adopted by the Company
on 26 NOV 2001 [the "2001 Share Option Scheme"],
to terminate with immediate effect provided
that the options which have been granted and
remained outstanding and/or committed shall
continue to follow the provisions of the 2001
Share Option Scheme and the Rules Governing
the Listing of Securities on The Stock Exchange
of Hong Kong Limited
--------------------------------------------------------------------------------------------------------------------------
EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 933116712
--------------------------------------------------------------------------------------------------------------------------
Security: 27828N102
Meeting Type: Annual
Meeting Date: 28-Aug-2009
Ticker: ETY
ISIN: US27828N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HELEN FRAME PETERS Mgmt For For
LYNN A. STOUT Mgmt For For
RALPH F. VERNI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 933244078
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KENNETH J. DUFFY Mgmt For For
JOSEPH V. TARANTO Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010 AND AUTHORIZE
THE BOARD OF DIRECTORS ACTING BY THE AUDIT
COMMITTEE OF THE BOARD TO SET THE FEES FOR
THE REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE EVEREST RE GROUP, LTD. 2010 STOCK Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN GLOBAL DIVIDEND OPPORTUNITY FD Agenda Number: 933181909
--------------------------------------------------------------------------------------------------------------------------
Security: 30024H101
Meeting Type: Annual
Meeting Date: 12-Feb-2010
Ticker: EOD
ISIN: US30024H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. PETTIT Mgmt Split 99% For 1% Withheld Split
DAVID M. RICHARDSON Mgmt Split 99% For 1% Withheld Split
DR. R.A. SALTON, III Mgmt Split 99% For 1% Withheld Split
RICHARD K. WAGONER Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933239267
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Mgmt For For
03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shr Against For
04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shr Against For
05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 56)
06 AMENDMENT OF EEO POLICY (PAGE 57) Shr Against For
07 POLICY ON WATER (PAGE 59) Shr Against For
08 WETLANDS RESTORATION POLICY (PAGE 60) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shr Against For
13 PLANNING ASSUMPTIONS (PAGE 69) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 702503613
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 702153026
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 26-Nov-2009
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions Related Mgmt For For
to Dematerialization of Shares and the other
Updated Laws and Regulations
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC. Agenda Number: 933267432
--------------------------------------------------------------------------------------------------------------------------
Security: 345550107
Meeting Type: Annual
Meeting Date: 16-Jun-2010
Ticker: FCEA
ISIN: US3455501078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.P. ESPOSITO, JR. Mgmt For For
JOAN K. SHAFRAN Mgmt Withheld Against
LOUIS STOKES Mgmt Withheld Against
STAN ROSS Mgmt For For
02 THE PROPOSED AMENDMENT OF THE AMENDED ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CLASS A COMMON STOCK.
03 THE PROPOSED AMENDMENT OF THE AMENDED ARTICLES Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF PREFERRED STOCK.
04 THE PROPOSED AMENDMENT OF THE CODE OF REGULATIONS Mgmt For For
TO ALLOW THE BOARD OF DIRECTORS TO AMEND THE
CODE OF REGULATIONS TO THE EXTENT PERMITTED
BY LAW.
05 THE PROPOSED AMENDMENT AND RESTATEMENT OF THE Mgmt For For
1994 STOCK PLAN.
06 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ, PARIS Agenda Number: 702370672
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 03-May-2010
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 668601 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2010/0412/201004121001137.pdf
O.1 Approve the transactions and the annual financial Mgmt For For
statements for the FY 2009
O.2 Approve the consolidated financial statements Mgmt For For
for the FY 2009
O.3 Approve the allocation of income for the FYE Mgmt For For
on 31 DEC 2009 and setting of the dividend
O.4 Approve the regulated agreements pursuant to Mgmt For For
Article L.225-38 of the Commercial Code
O.5 Authorize the Board of Directors to operate Mgmt For For
on the Company's shares
E.6 Authorize the Board of Directors to decide, Mgmt For For
with preferential subscription rights, i) to
issue common shares and/or any securities giving
access to the Company's capital and/or the
Company's subsidiaries, and/or ii) to issue
securities entitling to allocation of debt
securities
E.7 Authorize the Board of Directors to decide, Mgmt For For
with cancellation of preferential subscription
rights, i) to issue common shares and/or any
securities giving access to the Company's capital
and/or the Company's subsidiaries, and/or ii)
to issue securities entitling to allocation
of debt securities
E.8 Authorize the Board of Directors to decide to Mgmt For For
issue common shares or various securities with
cancellation of preferential subscription rights,
as part of an offer pursuant to Article L.
411-2 II of the Monetary and Financial Code
E.9 Authorize the Board of Directors to increase Mgmt For For
the number of securities to be issued in the
event of issuances of securities with or without
preferential subscription rights carried out
under the 6th, 7th and 8th resolutions
E.10 Authorize the Board of Directors to carry out Mgmt For For
the issuance of common shares and/or various
securities as remuneration for the contribution
of securities granted to the Company within
the limit of 10% of the share capital
E.11 Authorize the Board of Directors to decide to Mgmt For For
increase the share capital by issuing shares,
with cancellation of preferential subscription
rights in favor of the employees who are Members
of GDF SUEZ Group' Saving Plans
E.12 Authorize the Board of Directors to decide to Mgmt For For
increase the share capital, with cancellation
of preferential subscription rights, in favor
of any entities whose exclusive purpose is
to subscribe, own and transfer GDF SUEZ shares
or other financial instruments as part of the
implementation of one of the multiple formulas
of the international Employee Savings Plan
of GDF SUEZ Group
E.13 Approve the overall limitation of the delegations Mgmt For For
concerning the capital increase, immediate
and/or at term
E.14 Authorize the Board of Directors to decide to Mgmt For For
increase the share capital by incorporation
of premiums, reserves, profits or others
E.15 Authorize the Board of Directors to reduce the Mgmt For For
capital by cancellation of treasury shares
E.16 Authorize the Board of Directors to subscribe Mgmt For For
or purchase the Company's shares in favor of
the employees and/or Company's officers and/or
Group subsidiaries
E.17 Authorize the Board of Directors to carry out Mgmt Against Against
the free allocation of shares in favor of the
employees and/or Company's officers and/or
Group subsidiaries
E.18 Powers to carry out the decisions of the General Mgmt Against Against
Meeting and for the formalities
A. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Approve in order to limit the use
of debts while increasing the investment capacity
of the Group, including research & development
and infrastructure, the general meeting decides
concerning the dividend proposed in the 3rd
resolution, that the amount of the dividends
paid for the FY 2009 is set at EUR 0.80 per
share, including the interim dividend of EUR
0.80 per share already paid on 18 DEC 2009
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933209290
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1B ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1D ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For
1F ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1H ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO WEAPONS Shr Against For
IN SPACE.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933200090
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr For Against
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shr Against For
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shr For Against
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shr Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shr Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 702362980
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 06-May-2010
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' report and Mgmt For For
the financial statements for the YE 31 DEC
2009
2 Approve the remuneration report for the YE 31 Mgmt For For
DEC 2009
3 Re-elect Dr. Stephanie Burns as a Director Mgmt For For
4 Re-elect Mr. Julian Heslop as a Director Mgmt For For
5 Re-elect Sir Deryck Maughan as a Director Mgmt For For
6 Re-elect Dr. Daniel Podolsky as a Director Mgmt For For
7 Re-elect Sir Robert Wilson as a Director Mgmt For For
8 Authorize the Audit & Risk Committee to re-appoint Mgmt For For
PricewaterhouseCoopers LLP as the Auditors
to the Company to hold office from the end
of the meeting to the end of the next Meeting
at which accounts are laid before the Company
9 Authorize the Audit & Risk Committee to determine Mgmt For For
the remuneration of the Auditors
10 Authorize the Director of the Company, in accordance Mgmt For For
with Section 366 of the Companies Act 2006
(the 'Act') the Company is, and all Companies
that are at any time during the period for
which this resolution has effect subsidiaries
of the company are, authorized: a) to make
political donations to political organizations
other than political parties, as defined in
Section 363 of the Act, not exceeding GBP 50,000
in total; and b) to incur political expenditure,
as defined in Section 365 of the Act, not exceeding
GBP 50,000 in total, during the period beginning
with the date of passing this resolution and
ending at the end of the next AGM of the company
to be held in 2011 or, if earlier, on 30 JUN
2011
11 Authorize the Directors, in substitution for Mgmt For For
all subsisting authorities, to exercise all
powers of the Company to allot shares in the
Company and to grant rights to subscribe for
or convert any security into shares in the
Company: a) up to an aggregate nominal amount
of GBP 432,578,962; [such amount to be reduced
by the nominal amount allotted or granted under
paragraph (b) in excess of such sum]; and b)
comprising equity securities [as specified
in Section 560(1) of the Act] up to a nominal
amount of GBP 865,157,925 [such amount to be
reduced by any allotments or grants made under
paragraph (a) above] in connection with an
offer by way of a rights issue: i) to ordinary
shareholders in proportion [as nearly as may
be practicable] to their existing holdings;
and ii) to holders of other equity securities
as required by the rights of those securities
or as the Board otherwise considers necessary,
and so that the Directors may impose any limits
or make such exclusions or other arrangements
as they consider expedient in relation to treasury
shares, fractional entitlements, record dates,
legal, regulatory or practical problems under
the laws of, or the requirements of any relevant
regulatory body or stock exchange in, any territory,
or any matter whatsoever, which authorities
shall expire at the end of the next AGM of
the company to be held in 2011 or, if earlier,
on 30 JUN 2011, and the Directors may allot
shares or grant rights to subscribe for or
convert any security into shares in pursuance
of such an offer or agreement as if the relevant
authority conferred hereby had not expired
12 Authorize the Directors of the Company, subject Mgmt For For
to Resolution 11 being passed, the Directors
be and are hereby empowered to allot equity
securities for cash pursuant to the authority
conferred on the Directors by Resolution 11
and/or where such allotment constitutes an
allotment of equity securities under section
560(3) of the Act, free of the restrictions
in Section 561(1) of the Act, provided that
this power shall be limited: (a) to the allotment
of equity securities in connection with an
offer or issue of equity securities [but in
the case of the authority granted under paragraph
(b) of Resolution 11, by way of a rights issue
only]: (i) to ordinary shareholders in proportion
[as nearly as may be practicable] to their
existing holdings; and (ii) to holders of other
equity securities, as required by the rights
of those securities or as the Board otherwise
considers necessary, but so that the Directors
may impose any limits or make such exclusions
or other arrangements as they consider expedient
in relation to treasury shares, fractional
entitlements, record dates, legal, regulatory
or practical problems under the laws of, or
the requirements of any relevant regulatory
body or stock exchange in, any territory, or
any matter whatsoever; and (b) in the case
of the authority granted under paragraph (a)
of Resolution 11 and/ or in the case of any
transfer of treasury shares which is treated
as an allotment of equity securities under
Section 560(3) of the Act, to the allotment
(otherwise than pursuant to sub-paragraph (a)
above) of equity securities up to an aggregate
nominal amount of GBP 64,893,333, and shall
expire at the end of the next AGM of the company
to be held in 2011 [or, if earlier, at the
close of business on 30 JUN 2011] and the Directors
may allot equity securities in pursuance of
such an offer or agreement as if the power
conferred hereby had not expired
13 Authorize the Directors of the Company, for Mgmt For For
the purposes of section 701 of the Act to make
market purchases (within the meaning of Section
693(4) of the Act) of its own Ordinary shares
of 25p each provided that: (a) the maximum
number of Ordinary shares hereby authorized
to be purchased is 519,146, 669; (b) the minimum
price which may be paid for each Ordinary share
is 25p; (c) the maximum price which may be
paid for each Ordinary share shall be the higher
of (i) an amount equal to 5% above the average
market value of the Company's ordinary shares
for the five business days immediately preceding
the day on which the ordinary share is contracted
to be purchased and (ii) the higher of the
price of the last independent trade and the
highest current independent bid on the London
Stock Exchange Official List at the time the
purchase is carried out; and (d) the authority
conferred by this resolution shall, unless
renewed prior to such time, expire at the end
of the next AGM of the Company to be held in
2011 or, if earlier, on 30 JUN 2011 [provided
that the company may enter into a contract
for the purchase of Ordinary shares before
the expiry of this authority which would or
might be completed wholly or partly after such
expiry and the company may purchase Ordinary
shares pursuant to any such contract under
this authority]
14 Authorize the Directors, (a) in accordance with Mgmt For For
Section 506 of the Act, the name of the person
who signs the Auditors' reports to the Company's
members on the annual accounts and auditable
reports of the Company for the year ending
31 DEC 2010 as senior Statutory Auditor [as
defined in Section 504 of the Act] for and
on behalf of the Company's Auditors, should
not be stated in published copies of the reports
[such publication being as defined in Section
505 of the Act] and the copy of the reports
to be delivered to the registrar of Companies
under Chapter 10 of Part 15 of the Act; and
(b) the Company considers on reasonable grounds
that statement of the name of the senior statutory
auditor would create or be likely to create
a serious risk that the senior Statutory Auditor,
or any other person, would be subject to violence
or intimidation
15 Approve the general meeting of the Company other Mgmt For For
than an AGM may be called on not less than
14 clear days' notice
16 Amend: (a) the Articles of Association of the Mgmt For For
company be amended by deleting all the provisions
of the Company's Memorandum of Association
which, by virtue of Section 28 of the Act,
are to be treated as provisions of the Company's
Articles of Association; and (b) the Articles
of Association produced to the meeting, and
initialled by the Chairman for the purpose
of identification, be adopted as the Articles
of Association of the Company in substitution
for, and to the exclusion of, all existing
Articles of Association of the Company
--------------------------------------------------------------------------------------------------------------------------
GLORIOUS PROPERTY HOLDINGSLIMITED Agenda Number: 702401960
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV12626
Meeting Type: AGM
Meeting Date: 31-May-2010
Ticker:
ISIN: KYG3940K1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
http://www.hkexnews.hk/listedco/listconews/sehk/20100428/LTN20100428404.pdf
1 Approve the audited financial statements of Mgmt For For
the Company and the reports of the Directors
and the Auditor for the YE 31 DEC 2009
2 Approve to declare a final dividend for the Mgmt For For
YE 31 DEC 2009
3.a Re-election of Mr. Zhang Zhi Rong as a Director Mgmt Against Against
of the Company
3.b Re-election of Mr. Ding Xiang Yang as a Director Mgmt For For
of the Company
3.c Re-election of Mr. Cheng Li Xiong as a Director Mgmt For For
of the Company
3.d Re-election of Mr. Xia Jing Hua as a Director Mgmt For For
of the Company
4 Authorize the Board of Directors of the Company Mgmt For For
to fix the remuneration for all Directors
5 Re-appointment of PricewaterhouseCoopers as Mgmt For For
the Auditors and to authorize the Board of
Directors of the Company to fix its remuneration
6.A Authorize the board of Directors of the Company Mgmt Against Against
to allot, issue and deal with additional shares
of the Company not exceeding 20% of the issued
share capital of the Company as at the
date of passing of this resolution
6.B Authorize the board of Directors of the Company Mgmt For For
to repurchase shares of the Company not exceeding
10% of the issued share capital of the Company
as at the date of passing of this resolution
6.C Approve to extend, conditional upon the above Mgmt Against Against
resolution nos. 6A and 6B being duly passed,
the general mandate to allot shares of the
Company by adding the aggregate nominal amount
of the repurchased shares to the general mandate
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933216738
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
04 A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, Shr Against For
PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY
PRESENTED AT THE MEETING.
06 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON Agenda Number: 701986676
--------------------------------------------------------------------------------------------------------------------------
Security: G40712179
Meeting Type: AGM
Meeting Date: 09-Jul-2009
Ticker:
ISIN: GB00B01FLL16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and adopt the audited financial statements Mgmt For For
together with the Directors' and the Auditors'
reports for the YE 31 MAR 2008
2. Grant authority for the payment of a final dividend Mgmt For For
for the YE 31 MAR 2009
3. Approve the Directors' remuneration report Mgmt For For
4. Re-elect Mr. Toby Courtauld as a Director of Mgmt For For
the Company
5. Elect Mr. Martin Scicluna as a Director of the Mgmt For For
Company
6. Re-appoint Deloitte & Touche LLP as the Auditors Mgmt For For
7. Authorize the Directors to agree the remuneration Mgmt For For
of the Auditors
8. Approve to increased the authorized share capital Mgmt For For
of the Company from GBP 68,762,594 to GBP 75,000,000
by the creation of 49,899,248 additional ordinary
shares of 12.5 pence each in the capital of
the Company ranking pari passu in all respects
with the existing ordinary shares of 12.5 pence
each in the capital of the Company
9. Authorize the Directors, in accordance with Mgmt For For
Section 80 of the Companies Act 1985 [the Act],
to allot relevant securities [as specified
for the purposes of that Section] up to a maximum
nominal amount of GBP 12,897,891; and further
allot equity securities [as specified in Section
94 of the Act] in connection with a rights
issue in favor of holders of ordinary shares
where the equity securities respectively attributable
to the interests of all those holders are proportionate
[as nearly as practicable] to the respective
number of ordinary shares held by them up to
an additional maximum nominal amount of GBP
12,897,891; [Authority expire the earlier of
the conclusion of the next AGM of the Company
or on 01 OCT 2010]; and the Company may, before
this authority expires, make an offer or agreement
which would or might require relevant securities
to be allotted after it expires
S.10 Authorize the Directors, pursuant to Section Mgmt For For
95 of the Act subject to Resolution 9 being
passed, to allot equity securities [as specified
in Section 94[2] of the Act] for cash and to
allot equity securities [as specified in Section
94[3A] of the Act], in either case as if Section
89[1] of the Act did not apply to any such
allotment provided that this power shall be
limited: to the allotment of equity securities
in connection with a rights issue or other
pre-emptive issue in favor of shareholders
[notwithstanding that by reason of such exclusions
as the Directors may deem necessary to deal
with problems arising in any overseas territory,
in connection with fractional entitlements
or otherwise howsoever the equity securities
to be issued are not offered to all of such
persons in proportion to the number of shares
held by each of them]; and to the allotment
of equity securities up to an aggregate nominal
value of GBP 1,954,225; [Authority expire the
earlier of the conclusion of the next AGM of
the Company or 01 OCT 2010]; and the Directors
may allot equity securities in pursuance of
such offer or agreement as if the power conferred
hereby had not expired
S.11 Authorize the Company, in accordance with Article Mgmt For For
11 of the Company's Articles of Association
the Company, to make market purchases [within
the meaning of Section 163[3] of the Act] of
its shares on such terms and in such manner
as the Directors may determine, subject to
the following conditions: the maximum number
of shares which may be purchased is 46,870,154;
the maximum price at which shares may be purchased
shall not be more than the higher of an amount
equal to 5% above the average of the middle
market quotations for the shares as taken from
the London Stock Exchange Daily Official List
for the 5 business days' preceding the date
of purchase and the amount stipulated by Article
5[1] of the Buy-back and Stabilization Regulation
2003 and the minimum price shall be 12.5 pence,
being the nominal value of the shares, in each
case exclusive of expenses; [Authority expires
the earlier of the conclusion of the next AGM
of he Company after the passing of this Resolution
or 01 October 2010]; and the Company may before
such expiry enter into a contract of purchase
under which such purchase may be completed
or executed wholly or partly after the expiration
of this authority
S.12 Approve, in accordance with the Company's Articles Mgmt For For
of Association, a general meeting other than
an AGM may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933147236
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 23-Oct-2009
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1B ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2010.
03 THE SHAREHOLDER PROPOSAL REQUESTING APPROVAL Shr Against For
OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933249989
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDY C. BOZEMAN Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
JOHN N. MOLBECK, JR. Mgmt For For
JAMES E. OESTERREICHER Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt For For
SCOTT W. WISE Mgmt For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB Agenda Number: 702355733
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 29-Apr-2010
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
1 Opening of the AGM Non-Voting No vote
2 The election of Lawyer Sven Unger as a Chairman Non-Voting No vote
for the AGM as proposed by the Election Committee
3 Address by Managing Director Karl-Johan Persson Non-Voting No vote
followed by an opportunity to ask questions
about the Company
4 Establishment and the voting list Non-Voting No vote
5 Approval of the agenda Non-Voting No vote
6 The election of people to check the minutes Non-Voting No vote
7 Examination of whether the meeting was duly Non-Voting No vote
convened
8.a Presentation of the annual accounts and the Non-Voting No vote
Auditors' report as well as the consolidated
accounts and the consolidated Auditors' report,
and the Auditors' statement on whether the
guidelines for remuneration to Senior Executives
applicable since the last AGM have been specified
8.b Statement by the Company's Auditor and the Chairman Non-Voting No vote
of the Auditing Committee
8.c Statement by the Chairman of the Board on the Non-Voting No vote
work of the Board
8.d Statement by the Chairman of the Election Committee Non-Voting No vote
on the work of the Election Committee
9.a Adopt the income statement and the balance sheet Mgmt For For
as well as the consolidated income statement
and the consolidated balance sheet
9.b Approve a dividend to the Shareholders of SEK Mgmt For For
16.00 per share; the Board of Directors has
proposed Tuesday 04 MAY 2010 as the record
date; if the resolution is passed, dividends
are expected to be paid out by Euroclear Sweden
AB on Friday 07 MAY 2010
9.c Grant discharge to the Members of the Board Mgmt For For
and the Managing Director from liability to
the Company
10 Approve the establishment of the number of Board Mgmt For For
Members at 8 and with no Deputy Board Members
11 Approve the establishment of fees to the Board Mgmt For For
and the Auditors as specified
12 Election of Anders Dahlvig and Christian Sievert Mgmt For For
as the New Members and re-elect Mia Brunell
Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist,
Stefan Persson and Melker Schorling; Chairman
of the Board: re-election of Stefan Persson;
Stig Nordfelt has declined re-election
13 Approve the establishment of principles for Mgmt Against Against
the Election Committee and election of Members
of the Election Committee as specified
14 Approve the resolution on share split and amend Mgmt For For
Section 4 of the Articles of Association
15 Approve the guidelines for remuneration to Senior Mgmt For For
Executives as specified
16 Closing of the AGM Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933187191
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 17-Mar-2010
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR : L.T. BABBIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR : S.M. BALDAUF Mgmt For For
1D ELECTION OF DIRECTOR : R.L. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR : J.H. HAMMERGREN Mgmt For For
1F ELECTION OF DIRECTOR : M.V. HURD Mgmt For For
1G ELECTION OF DIRECTOR : J.Z. HYATT Mgmt For For
1H ELECTION OF DIRECTOR : J.R. JOYCE Mgmt For For
1I ELECTION OF DIRECTOR : R.L. RYAN Mgmt For For
IJ ELECTION OF DIRECTOR : L.S. SALHANY Mgmt For For
1K ELECTION OF DIRECTOR : G.K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING OCTOBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE
PLAN.
04 PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 702323142
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 22-Apr-2010
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Receive the Audited Accounts for the YE 31 December Mgmt For For
2009 together with the Reports of the Directors
and the Auditor thereon
2 Declare a final dividend of HKD 2.09 per share Mgmt For For
3.a Election of Mr. John Estmond Strickland as a Mgmt For For
Director
3.b Election of Mr. WONG Sai Hung, Oscar as a Director Mgmt For For
4 Re-appoint PricewaterhouseCoopers as the Auditor Mgmt For For
of HKEx and authorize the Directors to fix
their remuneration
5 Authorize the Directors of HKEx to exercise Mgmt For For
during the Relevant Period as hereinafter
defined to repurchase shares of HKEx on the
Stock Exchange or on any other stock exchange
on which the shares of HKEx may be listed and
which is recognised by the Securities and
Futures Commission and the Stock Exchange for
this purpose, subject to and in accordance
with all applicable laws and/or the requirements
of the Rules Governing the Listing of Securities
on The Stock Exchange of Hong Kong Limited
or of any other stock exchange as amended
from time to time, provided that the aggregate
nominal amount of shares so purchased
shall not exceed 10% of the .Contd
- .Contd aggregate nominal amount of the share Non-Voting No vote
capital of HKEx in issue at the date of the
passing of this Resolution, and the said mandate
shall be limited accordingly; Authority expires
the earlier of the conclusion of the next AGM
of the HKEx or the expiration of the period
within which the next AGM of the HKEx is required
By Law to be held
6.A Approve to determine, the remuneration of HKD Mgmt For For
500,000 and HKD 350,000 respectively
be payable to the Chairman and each of the
other Non-Executive Directors of HKEx for
the period from the conclusion of each AGM
of HKEx to the conclusion of the AGM of HKEx
to be held in the immediately following
year, provided that such remuneration be payable
in proportion to the period of service in
the case of a Director who has not served the
entire period
6.B Approve to determine, in addition to the remuneration Mgmt For For
of HKD 50,000, an attendance fee of HKD
2,500 per meeting be payable to the Chairman
and every member excluding executive Director
of the Executive Committee, Audit Committee,
Remuneration Committee and Investment Advisory
Committee of HKEx for the period from the
conclusion of each AGM of HKEx to the conclusion
of the AGM of HKEx to be held in the immediately
following year, provided that such remuneration
be payable in proportion to the period of service
in the case of a committee member who has
not served the entire period
S.7 Amend the Articles 90(1), 90(1A), 90(2)Article Mgmt Against Against
93, 102, 108(1), 139(3), 142(1), 146,
157 of the Articles of Association of HKEx
be deleted in their entirety and replaced
by the following: as specified, subject to
the written approval of the Securities and
Futures Commission pursuant to Section 67 of
the Securities and Futures Ordinance, the
Articles of Association of HKEx
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 933231019
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For
1B ELECTION OF DIRECTOR: WILLARD W. BRITTAIN, JR. Mgmt For For
1C ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1D ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1F ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: GORDON H. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
HOUSE FOODS CORPORATION Agenda Number: 702490309
--------------------------------------------------------------------------------------------------------------------------
Security: J22680102
Meeting Type: AGM
Meeting Date: 25-Jun-2010
Ticker:
ISIN: JP3765400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Extension of Anti-Takeover Defense Measures Mgmt Against Against
Partially Updated
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 702327239
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-May-2010
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual accounts and reports of the Mgmt For For
Director's and of the Auditor for the YE 31
DEC 2009
2. Approve the Director's remuneration report for Mgmt For For
the YE 31 DEC 2009
3.a Re-elect R. A. Fairhead as a Director Mgmt For For
3.b Re-elect M. F. Geoghegan as a Director Mgmt For For
3.c Re-elect S. K. Green as a Director Mgmt For For
3.d Re-elect G. Morgan as a Director Mgmt For For
3.e Re-elect N. R. N. Murthy as a Director Mgmt For For
3.f Re-elect S. M. Robertson as a Director Mgmt For For
3.g Re-elect J. L. Thornton as a Director Mgmt For For
3.h Re-elect Sir Brian Williamson as a Director Mgmt For For
4. Re-appoint KPMG Audit PLC as the Auditor at Mgmt For For
remuneration to be determined by the Group
Audit Committee
5. Authorize the Directors, pursuant to and for Mgmt For For
the purposes of Section 551 of the Companies
Act 2006 [the Act] Company to allot shares
in the Company and to grant rights to subscribe
for, or to convert any security into, shares
in the Company up to an aggregate nominal amount
of GBP 100,000 [in the form of 10,000,000 Non-cumulative
Preference Shares of GBP 0.01 each], EUR 100,000
[in the form of 10,000,000 non-cumulative preference
shares of EUR 0.01 each], USD 85,500 [in the
form of 8,550,000 Non-Cumulative Preference
Shares of USD 0.01 each] and USD 1,742,319,000
[in the form of 3,484,638,000 ordinary shares
of USD 0.50 each in the capital of the Company
[Ordinary Shares] [the latter being equal to
approximately 20 per cent of the nominal amount
of Ordinary Shares of the Company in issue
at the latest practicable date prior to the
printing of the Notice of this Meeting]; provided
that this authority shall be limited so that,
otherwise than pursuant to: (a) a right issue
or other issue the subject of an offer or invitation,
open for acceptance for a period fixed by the
Directors, to: i) holders of Ordinary Shares
where the shares respectively attributable
to the interests of all holders of Ordinary
Shares are proportionate [or as nearly as may
be] to the respective number of Ordinary Shares
held by them; and ii) holders of Securities,
Bonds, Debentures or Warrants which, in accordance
with the rights attaching thereto, are entitled
to participate in such a rights issue or other
issue or as the Directors consider necessary,
but subject to such exclusions or other arrangements
as the Directors may deem necessary or expedient
in relation to record dates, fractional entitlements
or securities represented by depositary receipts
or having regard to any restrictions, obligations,
practical or legal problems under the laws
of or the requirements of any regulatory body
or Stock Exchange in any territory or otherwise
howsoever, or (b) the terms of any Share Plan
for employees of the Company or any of its
subsidiary undertakings; or (c) any scrip dividend
scheme or similar arrangements implemented
in accordance with the Articles of Association
of the Company; or (d) the allotment of up
to 10,000,000 Non-cumulative Preference Shares
of GBP 0.01 each, 10,000,000 Non-cumulative
Preference Shares of EUR 0.01 each and 8,550,000
Non-cumulative Preference Shares of USD 0.01
each in the capital of the Company, the nominal
amount of shares to be allotted or rights to
subscribe for, or to convert any security into,
shares to be granted by the Directors pursuant
to this authority wholly for cash shall not
in aggregate exceed USD 435,579,750 [being
equal to approximately 5% of the Ordinary Shares
of the Company in issue at the latest practical
date prior to the printing of the Notice of
this Meeting] [Authority expires at the conclusion
of the AGM of the Company to be held in 2011]
and the Directors may allot shares or grant
rights to subscribe for, or to convert any
security into, shares [as the case may be]
in pursuance of such offers or agreements as
if the authority conferred be had not expired
S.6 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 5 as specified, pursuant to Section
570 of the Companies Act 2006 [the Act] to
allot equity securities [within the meaning
of Section 560 of the Act] [disapplying the
statutory pre-exemption rights 561(1) of the
Act]; [Authority expires at the conclusion
of the AGM of the Company to be held in 2011]
save that this authority shall allow the Company
before the expiry of this power to make offers
or agreements which would or might require
equity securities to be allotted after such
expiry and the Directors may allot equity securities
in pursuance of such offers or agreements as
if the power conferred hereby had not expired
S.7 Amend the Articles of Association of the Company Mgmt For For
as specified: (a) by deleting Article 55.2
in its entirely and renumbering the remainder
of Article 55 accordingly; (b) by inserting
into Article 55.2 [as renumbered pursuant to
this Resolution] the words include such statements
as are required by the Act and shall in any
event so that Article 55.2 shall begin as specified
(c) by deleting from Article 60.1 the words
the same day in the next week at the same time
and place, or to such other day and substituting
therefore the words such day [being not less
than ten clear days after the original meeting]
so that Article 60.1 reads as specified; (d)
by inserting into Article 73.3 the words, subject
to the Act, and deleting the words , on a poll,
so that Article 73.3 as specified; (e) by deleting
Article 74 in its entirely and renumbering
Articles 75, 76 and 77 accordingly; (f) by
inserting into Article 76 [as renumbered pursuant
to paragraph (e) of this Resolution] the following
new Article 76.2 to 76.4; and (g) by inserting
a new Article 77 as specified
8 Approve the amendment to the trust deed and Mgmt For For
rules of the HSBC Holding UK Share Incentive
Plan [UK SIP] [as specified] to extend the
termination date of the UK SIP from 29 MAY
2010 to 28 MAY 2020 and authorize the Directors
to do whatever may be necessary or expedient
to carry the amended UK SIP into effect including
making such changes as may be necessary or
expedient to secure the approval of HM Revenue
& Customs under Schedule 2 to the Income Tax
[Earning and pension] Act 2003; and to establish
for the benefit of non-United Kingdom resident
employees of the Company or of any of its direct
or indirect subsidiaries such further all-employee
share incentive plans as the Directors shall
from time to time consider appropriate, provided
that; i) any such further plans are based on
or similar to the UK SIP or any part or parts
thereof but with such variations as the Directors
may consider necessary or desirable, taking
into account local tax, exchange control and
securities laws in relevant overseas countries
or territories; and ii) where Ordinary Shares
of USD 0.50 each in the capital of the Company
[Ordinary Shares] made available under such
further plans are newly issued such Ordinary
Shares shall be counted against to overall
limit applicable to the Company's Employee
Share Plans, and so that for this purpose establishing
a plan also includes participating in any plan
established or operated by any direct or indirect
subsidiary or establishing or participating
in a sub-plan or adopting such other method
or approach as the Directors consider appropriate
to achieve the relevant objectives
S.9 Approve, that the Company General Meetings [other Mgmt For For
than AGMs] being called on a minimum of 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 702394862
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 27-May-2010
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN20100423672.pdf
1 Receive and adopt the statement of audited accounts Mgmt For For
and reports of the Directors and Auditor
for the YE 31 DEC 2009
2 Declare the final dividend Mgmt For For
3.1 Re-election of Li Tzar Kuoi, Victor as a Director Mgmt For For
3.2 Re-election of Frank John Sixt as a Director Mgmt Against Against
3.3 Re-election of Michael David Kadoorie as a Director Mgmt For For
3.4 Re-election of George Colin Magnus as a Director Mgmt For For
3.5 Re-election of Margaret Leung Ko May Yee as Mgmt Against Against
a Director
4 Appointment of the Auditor and authorize the Mgmt For For
Directors to fix the Auditor's remuneration
5.1 Approve to give a general mandate to the Directors Mgmt For For
to issue additional shares
5.2 Approve the purchase by the Company of its own Mgmt For For
shares
5.3 Approve to extend the general mandate in Ordinary Mgmt Against Against
Resolution 5.1
6 Approve the entering into of the CKH Master Mgmt For For
Agreement and to empower the Directors
to approve acquisition of CKH Connected Debt
Securities subject to and in accordance with
the prescribed terms and conditions
7 Approve the entering into of the HSE Master Mgmt For For
Agreement and to empower the Directors
to approve acquisition of HSE Connected Debt
Securities subject to and in accordance with
the prescribed terms and conditions
--------------------------------------------------------------------------------------------------------------------------
HYSAN DEVELOPMENT CO LTD Agenda Number: 702362916
--------------------------------------------------------------------------------------------------------------------------
Security: Y38203124
Meeting Type: AGM
Meeting Date: 11-May-2010
Ticker:
ISIN: HK0014000126
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Receive the statement of accounts for the YE Mgmt For For
31 DEC 2009 together with the reports of
Directors and Auditor thereon
2 Declare a final dividend (together with a scrip Mgmt For For
alternative) for the YE 31 DEC 2009
3I Re-elect Sir David Akers-Jones as a Director Mgmt For For
3II Re-elect Mr. Gerry Lui Fai Yim as a Director Mgmt For For
3III Re-elect Mr. Nicholas Charles Allen as a Director Mgmt For For
3IV Re-elect Mr. Philip Yan Hok Fan as a Director Mgmt For For
3V Re-elect Mr. Anthony Hsien Pin Lee as a Director Mgmt For For
3VI Re-elect Mr. Chien Lee as a Director Mgmt For For
3VII Re-elect Mr. Michael Tze Hau Lee as a Director Mgmt For For
3VIII Re-elect Mr. Joseph Chung Yin Poon as a Director Mgmt For For
3IX Re-elect Ms. Wendy Wen Yee Yung as a Director Mgmt For For
4 Approve the annual Director fee payable to the Mgmt For For
Independent Non-Executive Chairman
5 Re-appoint Messrs. Deloitte Touche Tohmatsu Mgmt For For
as the Auditor of the Company at a fee to
be agreed by the Directors
6 Authorize the Directors to issue and dispose Mgmt Against Against
of additional shares in the Company not
exceeding 10% where the shares are to be allotted
wholly for cash, and in any event 20%,
of its issued share capital
7 Authorize the Directors to repurchase shares Mgmt For For
in the Company not exceeding 10% of its issued
share capital
--------------------------------------------------------------------------------------------------------------------------
IGM FINANCIAL INC. Agenda Number: 933210851
--------------------------------------------------------------------------------------------------------------------------
Security: 449586106
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: IGIFF
ISIN: CA4495861060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
HEATHER E. CONWAY Mgmt For For
ANDRE DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
V. PETER HARDER Mgmt Withheld Against
DANIEL JOHNSON Mgmt For For
JOHN MCCALLUM Mgmt For For
RAYMOND L. MCFEETORS Mgmt Withheld Against
R. JEFFREY ORR Mgmt Withheld Against
ROY W. PIPER Mgmt For For
MICHEL PLESSIS-BELAIR Mgmt Withheld Against
HENRI-PAUL ROUSSEAU Mgmt Withheld Against
PHILIP K. RYAN Mgmt Withheld Against
SUSAN SHERK Mgmt For For
CHARLES R. SIMS Mgmt Withheld Against
MURRAY J. TAYLOR Mgmt Withheld Against
GERARD VEILLEUX Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ING INDUSTRIAL FUND, SYDNEY NSW Agenda Number: 702160451
--------------------------------------------------------------------------------------------------------------------------
Security: Q49469101
Meeting Type: AGM
Meeting Date: 15-Dec-2009
Ticker:
ISIN: AU000000IIF8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR
VOTE "ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS.
1. Ratify and approve the issue of 324,417,021 Mgmt For For
units to institutional investors at an issue
price of AUD 0.48 per new unit on 18 NOV 2009
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933224367
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933199653
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: C. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For
1J ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1K ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1L ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr For Against
ANNUAL INCENTIVE PAYOUT
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr For Against
05 STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING Shr Against For
SPECIAL MEETINGS
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933205963
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
04 SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr Against For
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 INDEPENDENT CHAIRMAN Shr For Against
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 702449162
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 17-Jun-2010
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 702321314
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: AGM
Meeting Date: 04-May-2010
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL THE RESOLUTIONS.
THANK YOU.
1 Receive the audited financial statements and Mgmt For For
the reports of the Directors and the Auditor
for the YE 31 DEC 2009
2 Declare a final dividend for the YE 31 DEC 2009 Mgmt For For
3.a Re-elect Mr. Qian Shaohua as a Director Mgmt For For
3.b Re-elect Mr. Chan Wai Ming William as a Director Mgmt Against Against
3.c Re-elect Mr. Ku Moon Lun as a Director Mgmt For For
4 Re-appoint PricewaterhouseCoopers as the Auditor Mgmt For For
and authorize the Directors of the Company
to fix its remuneration
5.a Authorize the Directors of the Company to allot, Mgmt Against Against
issue and deal with additional shares
in the share capital of the Company and make
or grant offers, agreements, options
and other rights, or issue warrants and other
securities including bonds, debentures
and notes convertible into shares of the
Company during and after the end of the relevant
period shall not exceed the aggregate of 20
% of the aggregate nominal amount of the share
capital of the Company and the nominal amount
of any share capital of the Company
repurchased by the Company up to a maximum
equivalent to 10% of the aggregate
nominal amount of the share capital of the
Company otherwise than pursuant to, CONTD
- CONTD a rights issue or the exercise of any Non-Voting No vote
option under any Share Option Scheme or
similar arrangement for the being adopted for
the grant or issue to option holders of shares
in the Company; or any scrip dividend or similar
arrangement providing for the allotment
of shares in lieu of the whole or part
of a dividend on share of the Company in accordance
with the Bye-laws of the Company; or any adjustment,
after the date of grant or issue of any
options, rights to subscribe or other securities,
in the price at which shares in the Company
shall be subscribed, and/or in the number of
shares in the Company which shall be subscribed,
on exercise of relevant rights under such
options, warrants or other securities, such
adjustment CONTD
- CONTD being made in accordance with, or as contemplated Non-Voting No vote
by , the terms of such options, rights
to subscribe or other securities; Authority
expires the earlier of the conclusion of the
next AGM of the Company or the period within
which the next AGM of the Company is required
by the Bye-laws of the Company or any other
applicable laws of Bermuda to be held
5.b Authorize the Directors of the Company to repurchase Mgmt For For
its own shares during the relevant period,
on the Stock Exchange of Hong Kong Limited
or on any other stock exchange on which
the shares of the Company may be tested and
recognized by the securities and Futures
Commissions of Hong Kong and Stock Exchange
for such purposes, subject to and in accordance
with all applicable laws and regulations,
shall not exceed 10% of the aggregate nominal
amount of the share capital of the Company;
Authority expires the earlier of the
conclusion of the next AGM of the Company
or the expiry of the period within the next
AGM of the Company or any other applicable
laws of Bermuda to be held
5.c Approve, conditional upon the passing of Resolution Mgmt Against Against
5.B, to extend the general mandate granted
to the Directors of the company to allot shares
pursuant to Resolution 5.A, of an amount
representing the aggregate nominal amount
of the share capital of the Company repurchased
pursuant to such general mandate, by
the Company under the authority granted by
the Resolution 5.B
--------------------------------------------------------------------------------------------------------------------------
KIKKOMAN CORPORATION Agenda Number: 702461106
--------------------------------------------------------------------------------------------------------------------------
Security: J32620106
Meeting Type: AGM
Meeting Date: 24-Jun-2010
Ticker:
ISIN: JP3240400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3. Appoint a Substitute Corporate Auditor Mgmt For For
4. Decide the Gratis Allotment of New Share Subscription Mgmt Against Against
Rights for the Takeover Defense Measure
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933205331
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
1L ELECTION OF DIRECTOR: FRANK G. ZARB Mgmt For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 702469962
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 25-Jun-2010
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933203642
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CLAUDE R. CANIZARES Mgmt For For
THOMAS A. CORCORAN Mgmt For For
LEWIS KRAMER Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2 APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, Mgmt For For
INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE
PLAN.
3 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
LAFARGE SA, PARIS Agenda Number: 702338193
--------------------------------------------------------------------------------------------------------------------------
Security: F54432111
Meeting Type: OGM
Meeting Date: 06-May-2010
Ticker:
ISIN: FR0000120537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2010/0329/201003291000904.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2010/0421/201004211001451.pdf
1. Approve the annual accounts and transactions Mgmt For For
for FY 2009
2. Approve of the consolidated accounts and transactions Mgmt For For
for FY 2009
3. Approve the allocation of the result and setting Mgmt For For
of the dividend
4. Approve the regulated agreements Mgmt For For
5. Appointment of Mrs. Colette Lewiner as a Director Mgmt For For
6. Appointment of Mrs. Veronique Weill as a Director Mgmt For For
7. Approve the Directors' attendance fees Mgmt For For
8. Authorize the Company to buy and sell its own Mgmt For For
shares
9. Grant powers for the required formalities Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933192825
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. LOWRY Mgmt No vote
JOHN J. NEUHAUSER Mgmt No vote
RICHARD C. RANTZOW Mgmt No vote
03 PORTFOLIO MANAGEMENT AGREEMENT AMONG THE EQUITY Mgmt No vote
FUND, ALPS ADVISORS, INC. AND CORNERSTONE CAPITAL
MANAGEMENT INC.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933206333
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.C. "PETE" ALDRIDGE JR. Mgmt For For
1B ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Mgmt For For
1E ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1F ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1H ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Mgmt For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL: REPORT ON SPACE-BASED Shr Against For
WEAPONS PROGRAM
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933201838
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1C ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1F ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt Against Against
1H ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1L ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2010
03 STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO Shr Against For
LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL
SPECIAL MEETINGS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION Shr For Against
AND APPROVAL OF EXECUTIVE COMPENSATION POLICIES
AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 933264246
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
KEITH E. BAILEY Mgmt For For
MICHAEL L. BEATTY Mgmt Withheld Against
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
WILLIAM A. KELLSTROM Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933222868
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Mgmt For For
1D ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1E ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1J ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Mgmt For For
1K ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
1L ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Mgmt For For
02 APPROVAL OF THE MATTEL, INC. 2010 EQUITY AND Mgmt For For
LONG-TERM COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933232491
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1B ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1C ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1D ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
AS INDEPENDENT AUDITORS FOR 2010.
03 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr For Against
VOTE ON EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY Shr Against For
VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO THE USE OF Shr Against For
CONTROLLED ATMOSPHERE STUNNING.
06 SHAREHOLDER PROPOSAL RELATING TO THE USE OF Shr Against For
CAGE-FREE EGGS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933122602
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 27-Aug-2009
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt Withheld Against
DENISE M. O'LEARY Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. Mgmt For For
2005 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 10,000,000 TO 25,000,000.
04 TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. Mgmt For For
2008 STOCK AWARD AND INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 50,000,000 TO 100,000,000.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933117980
--------------------------------------------------------------------------------------------------------------------------
Security: 589331107
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: MRK
ISIN: US5893311077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG
MERCK & CO., INC., SCHERING-PLOUGH CORPORATION,
SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE,
INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY
PURPLE, INC.), AS IT MAY BE AMENDED.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933236920
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Mgmt For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933215433
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. GLENN HUBBARD Mgmt For For
ALFRED F. KELLY, JR. Mgmt For For
JAMES M. KILTS Mgmt For For
DAVID SATCHER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2010
03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933121737
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 14-Aug-2009
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt Withheld Against
L.B. DAY Mgmt Withheld Against
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt Withheld Against
02 AMENDMENT AND RESTATEMENT OF OUR 2004 EQUITY Mgmt For For
INCENTIVE PLAN TO I) MODIFY THE AUTOMATIC GRANT
PROVISIONS WITH RESPECT TO EQUITY COMPENSATION
FOR NON-EMPLOYEE DIRECTORS TO PROVIDE FOR ANNUAL
AWARDS OF OPTIONS AND RESTRICTED STOCK UNITS
("RSUS"), AND (II) REVISE THE DEFINITION OF
"PERFORMANCE GOALS" FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933150310
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE Shr Against For
REFORM PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORPORATION Agenda Number: 702461194
--------------------------------------------------------------------------------------------------------------------------
Security: J44024107
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3903000002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt Against Against
2.2 Appoint a Corporate Auditor Mgmt For For
3. Appoint a Substitute Corporate Auditor Mgmt Against Against
4. Approve Renewal of Countermeasures to Large-Scale Mgmt Against Against
Acquisitions of the Company's Shares
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933172900
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 26-Jan-2010
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK V. ATLEE III Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1D ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY 2005 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933246375
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt Against Against
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1G ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1H ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1I ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1K ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1L ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shr For Against
HOLDINGS REQUIREMENT
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr For Against
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY Shr Against For
DISPARITY
09 SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF Shr For Against
MANAGEMENT BONUSES
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 702022788
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 27-Jul-2009
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the annual report and accounts Mgmt For For
2. Declare a final dividend Mgmt For For
3. Re-elect Sir. John Parker as a Director Mgmt Against Against
4. Re-elect Mr. Steve Holliday as a Director Mgmt For For
5. Re-elect Mr. Kenneth Harvey as a Director Mgmt For For
6. Re-elect Mr. Steve Lucas as a Director Mgmt For For
7. Re-elect Mr. Stephen Pettit as a Director Mgmt For For
8. Re-elect Mr. Nick Winser as a Director Mgmt For For
9. Re-elect Mr. George Rose as a Director Mgmt Against Against
10. Reappoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
11. Authorize the Directors to set the Auditor's Mgmt For For
remuneration
12. Approve the Directors' remuneration report Mgmt For For
13. Authorize the Directors to issue ordinary shares Mgmt For For
14. Authorize the Scrip dividend Mgmt For For
15. Authorize the capitalizing reserves for scrip Mgmt For For
dividend
S.16 Approve to disapply pre-emption rights Mgmt For For
S.17 Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.18 Authorize the Directors to hold General Meetings Mgmt For For
on 14 days notice
S.19 Adopt the new Articles of Association with effect Mgmt For For
from the AGM
S.20 Adopt the new Articles of Association with effect Mgmt For For
from 01 OCT 2009
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF FULL DIRECTOR NAME. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702312567
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2010
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 603908 INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approve the Annual Report, the financial statements Mgmt For For
of Nestle S.A. and the consolidated financial
statements of the Nestle Group for 2009
1.2 Approve the acceptance of the compensation report Mgmt For For
2009
2. Approve to release the Members of the Board Mgmt For For
of Directors and of the Management
3. Approve the appropriation of profits resulting Mgmt For For
from the balance sheet of Nestle S.A Retained
earnings as specified provided that the proposal
of the Board of Directors is approved, the
gross dividend will amount to CHF 1.60 per
share, representing a net amount of CHF 1.04
per share after payment of the Swiss withholding
tax of 35% the last trading day with entitlement
to receive the dividend is 16 APR 2010, the
shares will be traded ex dividend as of 19
APR 2010, the net dividend will be payable
as from 22 APR 2010
4.1.1 Re-elections of Mr. Peter Brabeck-Letmathe to Mgmt Against Against
the Board of Directors for a term of 3 years
4.1.2 Re-elections of Mr. Steven G. Hoch, to the Board Mgmt For For
of Directors for a term of 3 years
4.1.3 Re-elections of Mr.Andre Kudelski to the Board Mgmt For For
of Directors for a term of 3 years
4.1.4 Re-elections of Mr.Jean-Rene Fourtou to the Mgmt For For
Board of Directors for a term of 2 years
4.2.1 Elections of Mrs. Titia de Lange to the Board Mgmt For For
of Directors for a term of 3 years
4.2.2 Elections of Mr. Jean-Pierre Roth to the Board Mgmt For For
of Directors for a term of 3 years
4.3 Re-election of KPMG S.A., Geneva branch for Mgmt For For
a term of 1year
5. Approve the cancellation of 185,000.000 shares Mgmt For For
repurchased under the share buy-back programme,
and reduction of share capital by CHF 18,500.000,
and amend the Article 3 of the Articles of
Association as specified
6. Amend the New Article 4 of the Articles of Association Mgmt For For
as specified
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda Number: 702139901
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: AGM
Meeting Date: 09-Dec-2009
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Adopt the audited statement of accounts and Mgmt For For
the reports of the Directors and the Independent
Auditors for the YE 30 JUN 2009
2. Declare a final dividend Mgmt For For
3.1 Re-elect Dr. Cheng Kar-Shun, Henry as a Director Mgmt For For
3.2 Re-elect Dr. Cha Mou-Sing, Payson as a Director Mgmt Against Against
3.3 Re-elect Mr. Cheng Kar-Shing, Peter as a Director Mgmt For For
3.4 Re-elect Mr. Leung Chi-Kin, Stewart as a Director Mgmt Against Against
3.5 Re-elect Mr. Chow Kwai-Cheung as a Director Mgmt For For
3.6 Re-elect Ms. Ki Man-Fung, Leonie as a Director Mgmt For For
3.7 Authorize the Board of Directors to fix the Mgmt For For
remuneration of the Directors
4. Re-appoint the Joint Auditors and authorize Mgmt For For
the Board of Directors to fix their remuneration
5. Authorize the Directors of the Company, to repurchase Mgmt For For
shares of HKD 1.00 each in the capital of the
Company, during the relevant period, on The
Stock Exchange of Hong Kong Limited [Stock
Exchange] or any other stock exchange on which
the securities of the Company may be listed
and recognized by the Securities and Futures
Commission of the Hong Kong and the Stock Exchange
on share repurchases for such purposes, subject
to and in connection with all applicable laws
and the requirements of the Rules Governing
the Listing of Securities on the Stock Exchange
or of any other Stock Exchange as amended from
time to time, not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company; [Authority expires the earlier
of the conclusion of the next AGM of the Company
or the expiration of the period within which
the next AGM of the Company is required by
Law to be held]
6. Authorize the Directors of the Company, pursuant Mgmt Against Against
to Section 57B of the Companies Ordinance,
to allot, issue and deal with additional shares
of HKD 1.00 each in the capital of the Company
and to make or grant offers, agreements and
options [including bonds, warrants and debentures
convertible into shares of the Company] during
and after the relevant period, not exceeding
20% of the aggregate nominal amount of the
issued share capital of the Company, otherwise
than pursuant to i) a rights issue; or ii)
an issue of shares as scrip dividends pursuant
to the Articles of the Association of the Company
from time to time; or iii) an issue of shares
under any option scheme or similar arrangement
for the time being adopted for the grant or
issue to the employees of the Company and/or
any of its subsidiaries of shares or rights
to acquire shares of the Company; or iv) an
issue of shares upon conversion by the bondholders
of their bonds into shares of the Company in
accordance with the terms and conditions of
an issue of convertible guaranteed bonds by
a special purpose subsidiary wholly owned by
the Company; [Authority expires the earlier
of the conclusion of the next AGM of the Company
or the expiration of the period within which
the next AGM of the Company is required by
Law to be held]
7. Approve, subject to the passing of Resolutions Mgmt Against Against
5 and 6 as specified, to extend the general
mandate granted to the Directors, to allot,
issue and deal with the additional shares pursuant
to Resolution 6 as specified, by the addition
thereto of an amount representing the aggregate
nominal amount of the shares in the capital
of the Company repurchased by the Company under
authority granted pursuant to Resolution 5,
provided that such amount does not exceed 10%
of the aggregate nominal amount of the issued
share capital of the Company at the date of
passing this resolution
--------------------------------------------------------------------------------------------------------------------------
NFJ DIVIDEND, INTEREST & PREM STRAT FD Agenda Number: 933112598
--------------------------------------------------------------------------------------------------------------------------
Security: 65337H109
Meeting Type: Annual
Meeting Date: 14-Jul-2009
Ticker: NFJ
ISIN: US65337H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. PETER SULLIVAN III Mgmt For *
DIANA L. TAYLOR Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONV. INCOME FUND II Agenda Number: 933112550
--------------------------------------------------------------------------------------------------------------------------
Security: 65370G109
Meeting Type: Annual
Meeting Date: 14-Jul-2009
Ticker: NCZ
ISIN: US65370G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANS W. KERTESS Mgmt For For
JOHN C. MANEY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONVERTIBLE & INC FD Agenda Number: 933112586
--------------------------------------------------------------------------------------------------------------------------
Security: 65370F101
Meeting Type: Annual
Meeting Date: 14-Jul-2009
Ticker: NCV
ISIN: US65370F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BELICA Mgmt For *
JOHN C. MANEY Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933126941
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 21-Sep-2009
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NISSHINBO HOLDINGS INC. Agenda Number: 702494903
--------------------------------------------------------------------------------------------------------------------------
Security: J57333106
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3678000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2 Appoint a Supplementary Auditor Mgmt For For
3 Authorize Use of Stock Option Plan for Directors Mgmt Against Against
4 Authorize Use of Stock Option Plan Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 702230599
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 06-May-2010
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
PLEASE NOTE THAT ABSTAIN VOTE AT QUALIFIED MAJORITY Non-Voting No vote
ITEMS [2/3] WORKS AGAINST PROPOSAL.
1. Opening of the Meeting Non-Voting No vote
2. Matters of order for the Meeting Non-Voting No vote
3. Election of the persons to confirm the minutes Non-Voting No vote
and to verify the counting of votes
4. Recording the legal convening of the Meeting Non-Voting No vote
and quorum
5. Recording the attendance at the Meeting and Non-Voting No vote
adoption of the list of votes
6. Presentation of the Annual Accounts 2009, the Non-Voting No vote
report of the Board of Directors and the Auditor's
report for the year 2009 - Review by the President
and CEO
7. Adoption of the Annual Accounts Mgmt For For
8. Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of dividend:
the Board proposes to the AGM a dividend of
EUR 0.40 per share for the FY 2009. The dividend
will be paid to shareholders registered in
the Register of shareholders held by Euroclear
Finland Ltd on the record date, 11 MAY 2010.
The Board proposes that the dividend be paid
on or about 25 May 2010.
9. Resolution on the discharge of the Members of Mgmt For For
the Board of Directors and the President from
liability
10. Resolution on the remuneration of the Members Mgmt For For
of the Board of Directors: The Board's Corporate
Governance and Nomination Committee proposes
to the AGM that the remuneration payable to
the Members of the Board to be elected at the
AGM for the term for a term ending at the AGM
in 2011, be unchanged from 2008 and 2009 and
be as follows: EUR 440,000 for the Chairman,
EUR 150,000 for the Vice Chairman, and EUR
130,000 for each Member. In addition, the Committee
proposes that the Chairman of the Audit Committee
and Chairman of the Personnel Committee will
each receive an additional annual fee of EUR
25,000 and other Members of the Audit Committee
an additional annual fee of EUR 10,000 each.
The Corporate Governance and Nomination Committee
proposes that approximately 40% of the remuneration
be paid in Nokia shares purchased from the
market, which shares shall be retained until
the end of the Board Membership in line with
the Nokia policy [except for those shares needed
to offset any costs relating to the acquisition
of the shares, including taxes].
11. Resolution on the number of Members of the Board Mgmt For For
of Directors: Georg Ehrnrooth, Nokia Board
Audit Committee Chairman since 2007 and Board
Member since 2000, has informed that he will
not stand for re-election. The Board's Corporate
Governance and Nomination Committee proposes
to the AGM that the number of Board Members
be 10.
12. Election of Members of the Board of Directors: Mgmt For For
The Board's Corporate Governance and Nomination
Committee proposes to the AGM that the following
current Nokia Board Members be re-elected as
Members of the Board of Directors for a term
ending at the AGM in 2011: Lalita D. Gupte,
Dr. Bengt Holmstrom, Prof. Dr. Henning Kagermann,
Olli-Pekka Kallasvuo, Per Karlsson, Isabel
Marey-Semper, Jorma Ollila, Dame Marjorie Scardino,
Risto Siilasmaa and Keijo Suila.
13. Resolution on the remuneration of the Auditor: Mgmt For For
The Board's Audit Committee proposes to the
AGM that the External Auditor to be elected
at the AGM be reimbursed according to the invoice
of the Auditor, and in compliance with the
purchase policy approved by the Audit Committee.
14. Election of Auditor: The Board's Audit Committee Mgmt For For
proposes to the AGM that PricewaterhouseCoopers
Oy be re-elected as the Company's Auditor for
the FY 2010.
15. Resolution on the amendment of the Articles Mgmt For For
of Association: The Board proposes to the AGM
the Articles of Association of the Company
to be amended as follows: Amend the provision
on the object of the Company to reflect more
precisely its current business activities [Article
2]. Amend the provision on the notice of a
General Meeting to the effect that the provisions
on the publication date of the notice corresponds
to the amended provisions of the Finnish Companies
Act and to allow the publication of the notice
in the same manner as the other official disclosures
of the Company [Article 10].
16. Authorize the Board of Directors to resolve Mgmt For For
to repurchase the Company's own shares: The
Board proposes that the AGM authorize the Board
to resolve to repurchase a maximum of 360 million
Nokia shares by using funds in the unrestricted
shareholders' equity. Repurchases will reduce
funds available for distribution of profits.
The shares may be repurchased in order to develop
the capital structure of the Company, finance
or carry out acquisitions or other arrangements,
settle the Company's equity-based incentive
plans, be transferred for other purposes, or
be cancelled. The shares may be repurchased
either a) through a tender offer made to all
the shareholders on equal terms; or b) through
public trading by repurchasing the shares in
another proportion than that of the current
shareholders. It is proposed that the authorization
be effective until 30 JUN 2011 and terminate
the corresponding authorization granted by
the AGM on 23 APR 2009.
17. Authorize the Board of Directors to resolve Mgmt For For
on the issuance of shares and special rights
entitling to shares. The Board proposes that
the AGM authorizes the Board to resolve to
issue a maximum of 740 million shares during
the validity period of the authorization through
issuance of shares or special rights entitling
to shares [including stock options] under Chapter
10, Section 1 of the Finnish Companies Act
in 1 or more issues. The Board proposes that
the authorization may be used to develop the
Company's capital structure, diversify the
shareholder base, finance or carry out acquisitions
or other arrangements, settle the Company's
equity-based incentive plans, or for other
purposes resolved by the Board. It is proposed
that the authorization include the right for
the Board to resolve on all the terms and conditions
of the issuance of shares and such special
rights, including to whom shares or special
rights may be issued as well as the consideration
to be paid. The authorization thereby includes
the right to deviate from the shareholders'
pre-emptive rights within the limits set by
law. It is proposed that the authorization
be effective until 30 JUN 2013 and terminate
the corresponding authorization granted by
the AGM on 03 MAY 2007.
18. Closing of the Meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933231590
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1D ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1E ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1F ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1I ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 APPROVAL OF THE NORDSTROM, INC. 2010 EQUITY Mgmt For For
INCENTIVE PLAN
3 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 702231452
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 26-Feb-2010
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 610175, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
Blocking of registered shares is not a legal Non-Voting No vote
requirement in the Swiss market, specific policies
at the individual sub-custodians may vary.
Upon receipt of the voting instruction, it
is possible that a marker may be placed on
your shares to allow for reconciliation and
re-registration following a trade. If you have
concerns regarding your accounts, please contact
your client service representative.
A.1 Approval of the annual report, the financial Mgmt For For
statements of Novartis AG and the group consolidated
financial statements for the business year
2009
A.2 Discharge from liability of the Members of the Mgmt For For
Board of Directors and the Executive Committee
A.3 Appropriation of available earnings of Novartis Mgmt For For
AG as per balance sheet and declaration of
dividend
A.4.1 Amendments to the Articles of Incorporation Mgmt For For
- Implementation of the Book Entry Securities
Act
A.4.2 Amendments to the Articles of Incorporation Mgmt For For
- Introduction of a Consultative Vote on the
Compensation System
A.5.A Re-election of Marjorie M.T. Yang, for a 3 year Mgmt For For
term
A.5.B Re-election of Daniel Vasella, M.D., for a 3 Mgmt For For
year term
A.5.C Re-election of Hans-Joerg Rudloff, for a 1 year Mgmt For For
term
A.6 Election of PricewaterhouseCoopers as Auditor Mgmt For For
of Novartis AG for 1 year
B. If shareholders at the Annual General Meeting Mgmt Abstain Against
propose additional and/or counterproposals,
I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 702460786
--------------------------------------------------------------------------------------------------------------------------
Security: J59386102
Meeting Type: AGM
Meeting Date: 22-Jun-2010
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933133528
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Oct-2009
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt Withheld Against
JEFFREY O. HENLEY Mgmt For For
DONALD L. LUCAS Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr For Against
POLICY.
--------------------------------------------------------------------------------------------------------------------------
PARKBRIDGE LIFESTYLE COMMUNITIES INC. Agenda Number: 933182076
--------------------------------------------------------------------------------------------------------------------------
Security: 70088R108
Meeting Type: Annual
Meeting Date: 24-Feb-2010
Ticker: PRKFF
ISIN: CA70088R1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT THE DIRECTORS FROM THE MANAGEMENT PROPOSED Mgmt For For
NOMINEES. THE NOMINEES ARE: WALTER J. BORTHWICK,
IAN G. COCKWELL, KENNETH N. CULLEN, JAMES M.
HANKINS, JOSEPH F. KILLI, GARY E. PERRON AND
DAVID V. RICHARDS.
02 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933213388
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt Against Against
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Mgmt For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shr Against For
(PROXY STATEMENT P. 70)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933210243
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE Mgmt For For
OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL
SPECIAL MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933223240
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
04 STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS Shr Against For
PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933206662
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 06-May-2010
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. M. BURLEY Mgmt For For
W. J. DOYLE Mgmt For For
J. W. ESTEY Mgmt For For
C. S. HOFFMAN Mgmt For For
D. J. HOWE Mgmt For For
A. D. LABERGE Mgmt For For
K. G. MARTELL Mgmt For For
J. J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
P. J. SCHOENHALS Mgmt For For
E. R. STROMBERG Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Mgmt For For
ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING
THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN,
THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX
C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX Mgmt For For
D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
POWER CORPORATION OF CANADA Agenda Number: 933231083
--------------------------------------------------------------------------------------------------------------------------
Security: 739239101
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: PWCDF
ISIN: CA7392391016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PIERRE BEAUDOIN Mgmt Withheld Against
LAURENT DASSAULT Mgmt For For
ANDRE DESMARAIS Mgmt Withheld Against
THE HON. PAUL DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
GUY FORTIN Mgmt Withheld Against
ANTHONY R. GRAHAM Mgmt For For
ROBERT GRATTON Mgmt Withheld Against
ISABELLE MARCOUX Mgmt For For
RT.HON.D.F. MAZANKOWSKI Mgmt For For
RAYMOND L. MCFEETORS Mgmt Withheld Against
JERRY E.A. NICKERSON Mgmt For For
JAMES R. NININGER Mgmt For For
R. JEFFREY ORR Mgmt Withheld Against
ROBERT PARIZEAU Mgmt For For
MICHEL PLESSIS-BELAIR Mgmt Withheld Against
JOHN A. RAE Mgmt Withheld Against
HENRI-PAUL ROUSSEAU Mgmt Withheld Against
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL NO. 1 SET OUT IN SCHEDULE Shr For Against
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 2 SET OUT IN SCHEDULE Shr Against For
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933201600
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
NANCE K. DICCIANI Mgmt For For
EDWARD G. GALANTE Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
IRA D. HALL Mgmt For For
RAYMOND W. LEBOEUF Mgmt For For
LARRY D. MCVAY Mgmt For For
WAYNE T. SMITH Mgmt For For
ROBERT L. WOOD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 933224507
--------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: PLD
ISIN: US7434101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN L. FEINBERG Mgmt For For
GEORGE L. FOTIADES Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
LAWRENCE V. JACKSON Mgmt For For
DONALD P. JACOBS Mgmt For For
IRVING F. LYONS III Mgmt For For
WALTER C. RAKOWICH Mgmt For For
D. MICHAEL STEUERT Mgmt For For
J. ANDRE TEIXEIRA Mgmt For For
ANDREA M. ZULBERTI Mgmt For For
02 APPROVE AND ADOPT AN AMENDMENT TO THE PROLOGIS Mgmt For For
2006 LONG-TERM INCENTIVE PLAN - INCREASE AUTHORIZED
SHARES AND CERTAIN INDIVIDUAL GRANT LIMITS
03 APPROVE AND ADOPT AMENDMENTS TO CERTAIN PROLOGIS Mgmt For For
EQUITY INCENTIVE PLANS - ALLOW FOR A ONE-TIME
SHARE OPTION EXCHANGE PROGRAM FOR EMPLOYEES,
OTHER THAN NAMED EXECUTIVE OFFICERS AND TRUSTEES
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933199398
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CONRAD K.HARPER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2010.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933181620
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE SHARE RESERVE
BY 13,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 702345984
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 06-May-2010
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adopt the 2009 report and financial statements Mgmt For For
2 Approve the Director's remuneration report Mgmt For For
3 Declare the final dividend Mgmt For For
4 Re-elect Adrian Bellamy as a Member of the Remuneration Mgmt Against Against
Committee
5 Re-elect Peter Harf Mgmt Against Against
6 Re-elect Colin Day Mgmt For For
7 Re-elect Kenneth Hydon as a Member of the Audit Mgmt For For
Committee
8 Re-elect Judith Sprieser as a Member of the Mgmt For For
Remuneration Committee
9 Re-elect Richard Cousins as a Member of the Mgmt For For
Remuneration Committee
10 Elect Warren Tucker as a Member of the Audit Mgmt For For
Committee
11 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
12 Authorize the Directors to determine the Auditor's Mgmt For For
remuneration
13 Approve to renew authority to allot shares Mgmt For For
S.14 Approve to renew power to disapply pre-emption Mgmt For For
rights
S.15 Approve to renew authority to purchase own shares Mgmt For For
S.16 Approve the calling of general meetings on 14 Mgmt For For
day's clear notice
S.17 Amend the Company's Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933239712
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BUSH Mgmt For For
NORMAN A. FERBER Mgmt For For
GREGORY L. QUESNEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 702361217
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 18-May-2010
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Company's annual accounts for the Mgmt For For
FYE 31 DEC 2009, together with the Directors'
report and the Auditors' report on those accounts
2. Approve the remuneration report for the YE 31 Mgmt For For
DEC 2009, set out in the annual report and
accounts 2009 and summarized in the annual
review and Summary financial Statements 2009
3. Appointment of Charles O. Holliday as a Director Mgmt For For
of the Company with effect from 01 SEP 2010
4. Re-appointment of Josef Ackermann as a Director Mgmt For For
of the Company
5. Re-appointment of Malcolm Brinded as a Director Mgmt For For
of the Company
6. Re-appointment Simon Henry as a Director of Mgmt For For
the Company
7. Re-appointment Lord Kerr of Kinlochard as a Mgmt For For
Director of the Company
8. Re-appointment Wim Kok as a Director of the Mgmt For For
Company
9. Re-appointment of Nick Land as a Director of Mgmt For For
the Company
10. Re-appointment of Christine Morin-Postel as Mgmt For For
a Director of the Company
11. Re-appointment of Jorma Ollila as a Director Mgmt Against Against
of the Company
12. Re-appointment of Jeroen van der Veer as a Director Mgmt For For
of the Company
13. Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
14. Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
15. Re-appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Auditors of the Company
16. Authorize the Board to settle the remuneration Mgmt For For
of the Auditors for 2010
17. Authorize the Board, in substitution for all Mgmt For For
subsisting authorities, to allot shares in
the Company and to grant rights to subscribe
for or convert any security into shares in
the Company up to a nominal amount of EUR 145
million; [Authority expires at the earlier
of the end of next year's AGM or the close
of business on 18 AUG 2011]; but, in each case,
during this period the Company may make offers
and enter into agreements which would, or might,
require shares to be allotted or rights to
subscribe for or convert securities into shares
to be granted after the authority ends and
the Board may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
S.18 Authorize the Board, that if Resolution 17 is Mgmt For For
passed, to allot equity securities (as defined
in the Companies Act 2006) for cash under the
authority given by that resolution and/or to
sell ordinary shares held by the Company as
treasury shares for cash as if Section 561
of the Companies Act 2006 did not apply to
any such allotment or sale, such power to be
limited: (A) to the allotment of equity securities
and sale of treasury shares for cash in connection
with an offer of, or invitation to apply for,
equity securities: (i) to ordinary shareholders
in proportion (as nearly as may be practicable)
to their existing holdings; and (ii) to holders
of other equity securities, as required by
the rights of those securities or, as the Board
otherwise considers necessary, and so that
the Board may impose any limits or restrictions
and make any arrangements which it considers
necessary or appropriate to deal with treasury
shares, fractional entitlements, record dates,
or legal or practical problems arising in any
overseas territory, the requirements of any
regulatory body or stock exchange or any other
matter whatsoever; and (B) in the case of the
authority granted under Resolution 17 and/or
in the case of any sale of treasury shares
for cash, to the allotment (otherwise than
under paragraph (A) above) of equity securities
or sale of treasury shares up to a nominal
amount of EUR 21 million; [Authority expires
at the earlier of the end of next year's AGM
or the close of business on 18 AUG 2011]; but,
in each case, during this period the Company
may make offers and enter into agreements which
would, or might, require equity securities
to be allotted (and treasury shares to be sold)
after the power ends, and the Board may allot
equity securities (and sell treasury shares)
under any such offer or agreement as if the
power had not ended
S.19 Authorize the Company, for the purposes of Section Mgmt For For
701 of the Companies Act 2006 to make one or
more market purchases (as defined in Section
693(4) of the Companies Act 2006) of its ordinary
shares of EUR 0.07 each ("Ordinary Shares"),
such power to be limited: (A) to a maximum
number of 624 million Ordinary Shares; (B)
by the condition that the minimum price which
may be paid for an Ordinary Share is EUR 0.07
and the maximum price which may be paid for
an Ordinary Share is the higher of: (i) an
amount equal to 5% above the average market
value of an Ordinary Share for the five business
days immediately preceding the day on which
that Ordinary Share is contracted to be purchased;
and (ii) the higher of the price of the last
independent trade and the highest current independent
bid on the trading venues where the purchase
is carried out, in each case, exclusive of
expenses; [Authority expires at the earlier
of the end of next year's AGM or the close
of business on 18 AUG 2011]; but in each case
so that the Company may enter into a contract
to purchase Ordinary Shares which will or may
be completed or executed wholly or partly after
the power ends and the Company may purchase
Ordinary Shares pursuant to any such contract
as if the power had not ended
20. Authorize the Directors, pursuant Article 129 Mgmt For For
of the Company's Articles of Association, to
offer ordinary shareholders (excluding any
shareholder holding shares as treasury shares)
the right to choose to receive extra ordinary
shares, credited as fully paid up, instead
of some or all of any cash dividend or dividends
which may be declared or paid at any time after
the date of the passing of this resolution
and prior to or on 18 MAY 2015
21. Authorize the Company, in accordance with Section Mgmt For For
366 of the Companies Act 2006 and in substitution
for any previous authorities given to the Company
(and its subsidiaries), (and all companies
that are subsidiaries of the Company at any
time during the period for which this resolution
has effect) to: (A) make political donations
to political organisations other than political
parties not exceeding GBP 200,000 in total
per annum; and (B) incur political expenditure
not exceeding GBP 200,000 in total per annum;
[Authority expires at the earlier of beginning
with the date of the passing of this resolution
and ending on 30 JUN 2011 or at the conclusion
of the next AGM of the Company]; in this resolution,
the terms "political donation", "political
parties", "political organisation" and "political
expenditure" have the meanings given to them
by Sections 363 to 365 of the Companies Act
2006
S.22 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of the Company's
Memorandum of Association which, by virtue
of Section 28 of the Companies Act 2006, are
to be treated as provisions of the Company's
Articles of Association; and adopt the Articles
of Association of the Company produced to the
meeting and as specified, in substitution for,
and to the exclusion of, the existing Articles
of Association
S.23 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Approve in order to address our concerns
for the long term success of the Company arising
from the risks associated with oil sands, we
as shareholders of the Company direct that
the Audit Committee or a Risk Committee of
the Board commissions and reviews a report
setting out the assumptions made by the Company
in deciding to proceed with oil sands projects
regarding future carbon prices, oil price volatility,
demand for oil, anticipated regulation of greenhouse
gas emissions and legal and reputational risks
arising from local environmental damage and
impairment of traditional livelihoods the findings
of the report and review should be reported
to investors in the Business Review section
of the Company's Annual Report presented to
the AGM in 2011
--------------------------------------------------------------------------------------------------------------------------
RWE AG, ESSEN Agenda Number: 702283540
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 22-Apr-2010
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD.
THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 01 APR 2010, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2009 financial year with
the report of the Supervisory Board, the group
financial statements and group annual report
as well as the report by the Board of Managing
Directors and the proposal for the appropriation
of the distributable profit
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 1,867,507,627.13 as follows:
Payment of a dividend of EUR 3.50 per no-par
share EUR 52,782.62 shall be carried forward
Ex-dividend and payable date: 23 APR 2010
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Approval of the remuneration system for the Mgmt For For
Board of Managing Directors
6. Appointment of the Auditors for the 2010 FY: Mgmt For For
PricewaterhouseCoopers AG, Essen
7. Appointment of the Auditors for the review of Mgmt For For
the financial report for the first half of
the 2010 FY: PricewaterhouseCoopers AG, Essen
8. Elections to the Supervisory Board: Dr. Dieter Mgmt For For
Zetsche, Frithjof Kuehn, Dr. Wolfgang Schuessel
9. Authorization to acquire own shares to acquire Mgmt For For
own shares of up to 10 % of its share capital,
at a price not deviating more than 10 % from
the market price of the shares, on or before
21 OCT 2011 b) the Board of Managing Directors
shall be authorized to re-tire the shares,
to use the shares for mergers and acquisitions,
to dispose of the shares in a manner other
than through the stock exchange or by way of
a public offer to all shareholders at a price
not materially below the market price of the
shares, to use the shares for satisfying option
and/o r conversion rights, and to offer the
shares to holders of conversion and/or option
rights within the scope of a public offer to
all shareholders
10. Amendments to the Articles of Association a) Mgmt For For
Section 2 (1), in respect of the object of
the Company being adjusted to reflect the Company's
focus on its core business b) Section 10(8)2
deletion CAA] Section 18, in respect of the
shareholders meeting being convened at least
36 days prior to the meeting CBB] Section 15(3),
in respect of the Board of Managing Directors
being authorized to permit shareholders to
participate in a shareholders meeting by the
use of electronic means of communication Section
16(3), in respect of the Board of Managing
Directors being authorized to permit shareholders
to absentee vote at a shareholders meeting
Section 17(2)2, in respect of the shareholders
meeting being transmitted electronically CCC]
Section 16(3), in respect of proxy-voting instructions
being issued in written form unless stipulated
otherwise in the notice of shareholders meeting
11. Approval of the amendments to the existing control Mgmt For For
and profit transfer agreement with the Company’s
subsidiary RWE Supply + Trading GmbH
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 702448463
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 08-Jun-2010
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 700811 DUE TO RESOLUTIONS 8 AND 9 NOW BEING
SPLIT RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 18 MAY 2010, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2009 FY with the report
of the Supervisory Board, the Group financial
statements, the Group annual report, and the
reports pursuant to Sections 289(4), 289(5)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 4,304,693,525.47 as follows:
Payment of a dividend of EUR 0.50 per no-par
share EUR 3,709,817,665.47 shall be carried
forward Ex-dividend and payable date: 09 JUN
2010
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Approval of the new compensation system for Mgmt For For
the Board of Managing Directors, to be found
on the Company's web site
6. Appointment of the Auditors for the 2010 FY: Mgmt For For
KPMG AG, Berlin
7. Amendments to the Articles of Association: a) Mgmt For For
Section 4(1), in respect of the Company's share
capital being EUR 1,226,039,608 and divided
into 1,226,039,608 no-par shares, b) Section
4(6)1, in respect of the share capital being
increased by up to EUR 35,456,908 through the
issue of up to 35,456,908 bearer no-par shares
(contingent capital IIIa), c) Section 4(10)1,
in respect of the share capital being in creased
by up to EUR 72,119,440 through the issue of
up to 72,119,440 bearer no-par shares (contingent
capital VI)
8.A Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Restatement of Section
17 (3) of the Articles of Incorporation
8.B Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Restatement of Section
18 (2) of the Articles of Incorporation
8.C Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Supplement to Section
18 of the Articles of Incorporation to allow
online participation
8.D Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Supplement to Section
18 of the Articles of Incorporation to allow
postal voting
8.E Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Restatement of Section
19 (2) of the Articles of Incorporation
8.F Amendment to the Articles of Association of Mgmt For For
Incorporation to reflect the requirements of
the German Act Implementing the Director on
shareholders' right: Restatement of Section
20 (4) of the Articles of Incorporation
9.A Renewal of authorized capital facilities: Deletion Mgmt For For
of paragraphs (5) and (7) of Section 4 of the
current version of the Articles of Incorporation
(Authorized Capital I and II)
9.B Renewal of authorized capital facilities: Cancellation Mgmt For For
of the existing Authorized Capital Ia and the
creation of new Authorized Capital I and on
the corresponding amendment to Section 4 of
the Articles of Incorporation
9.C Renewal of authorized capital facilities: Cancellation Mgmt For For
of the existing Authorized Capital IIa and
on the creation of new Authorized Capital II
and on the corresponding amendment to Section
4 of the Articles of Incorporation
10. Resolution on the creation of an authorized Mgmt For For
capital III and the corresponding amendment
to the Articles of Association, the Board of
Managing Directors shall be authorized, with
the consent of the Supervisory Board, to increase
the share capital by up to EUR 30,000,000 through
the issue of new bearer no-par shares to employees
of the Company and its affiliates against contributions
in cash and/or kind, on or before 07 JUN 2015,
shareholders subscription rights shall be excluded
11. Authorization to acquire own shares, the Company Mgmt For For
shall be authorized to acquire own shares of
up to EUR 120,000,000, at a price neither more
than 10% above, nor more than 20% below, the
market price of the shares, on or before 30
JUN 2013, the Board of Managing Directors shall
be authorized to sell the shares on the stock
exchange and to offer them to the shareholders
for subscription, to dispose of the shares
in another manner if they are sold at a price
not materially below their market price, to
offer the shares to third parties for acquisition
purposes, to retire the shares, to use the
shares within the scope of the Company's stock
option and incentive plans, or for satisfying
conversion and option rights, and to offer
the shares to employees of the Company and
its affiliates
12. Resolution on the remuneration for the Supervisory Mgmt For For
and the corresponding amendment to the Articles
of Association as of the 2010 FY, the chairman
of the Supervisory Board shall receive a fixed
annual remuneration of EUR 100,000, the deputy
chairman EUR 70,000, and every other Board
member EUR 50,000, members of the Audit Committee
shall receive, in addition, a fixed annual
remuneration of EUR 15,000 (the chairman EUR
25,000) and members of another committee EUR
10,000 (the committee chairmen EUR 20,000),
furthermore, the chairman of the Supervisory
Board shall receive a variable remuneration
of EUR 10,000, the deputy chairman EUR 8,000
and the every other Board member EUR 6,000
for every EUR 0.01 of the dividend per share
in excess of EUR 0.40, however, the total annual
remuneration may not exceed EUR 250,000 for
the chairman of the Supervisory Board, EUR
200,000 for the deputy chairman, and EUR 150,000
for every other Supervisory Board member
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933201395
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2010
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
H. SEYDOUX Mgmt For For
P. CURRIE Mgmt For For
K.V. KAMATH Mgmt For For
02 PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND Mgmt For For
DIVIDENDS.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER Mgmt For For
2010 STOCK INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT Mgmt For For
TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
05 PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC, PERTH Agenda Number: 702016595
--------------------------------------------------------------------------------------------------------------------------
Security: G7885V109
Meeting Type: AGM
Meeting Date: 23-Jul-2009
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts Mgmt For For
2. Approve the remuneration report Mgmt For For
3. Declare a final dividend Mgmt For For
4. Re-appoint Mr. Thomas Andersen Mgmt For For
5. Re-appoint Mr. Susan Rice Mgmt For For
6. Re-appoint Mr. Gregor Alexander Mgmt For For
7. Re-appoint KPMG Audit Plc as the Auditor Mgmt For For
8. Authorize the Directors to determine the Auditor's Mgmt For For
remuneration
9. Grant authority for the allotment of shares Mgmt For For
S.10 Approve to dissaply pre-emption rights Mgmt For For
S.11 Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.12 Approve, 14 days' notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 702470181
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2010
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933218489
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Mgmt For For
1B ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1C ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1F ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1I ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1J ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON Shr For Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 702494167
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Allow Board to Authorize Use of Compensation-based Mgmt Against Against
Stock Option Plan for Executives
5 Approve Extension of Anti-Takeover Defense Measures Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SHOWA SHELL SEKIYU K.K. Agenda Number: 702282928
--------------------------------------------------------------------------------------------------------------------------
Security: J75390104
Meeting Type: AGM
Meeting Date: 30-Mar-2010
Ticker:
ISIN: JP3366800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702177709
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 26-Jan-2010
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the report of the Supervisory Non-Voting No vote
Board, the Corporate Governance report, the
compensation report as well as the compliance
report for the 2008/2009 FY
2. Presentation of the financial statements and Non-Voting No vote
annual report for the 2008/2009 FY with the
Group financial statements, the Group annual
report, and the reports pursuant to Sections
289[4] and 315[4] of the German Commercial
Code
3. Resolution on the appropriation of the distribution Mgmt For For
profit of EUR 1,462,725,473.60 as follows:
payment of a dividend of EUR 1.60 per no-par
share; EUR 75,124,747.20 shall be carried forward;
ex-dividend and payable date: 27 JAN 2010
4.A Ratification of the acts of the Board of Managing Mgmt For For
Directors: Peter Loescher
4.B Ratification of the acts of the Board of Managing Mgmt For For
Directors: Wolfgang Dehen
4.C Ratification of the acts of the Board of Managing Mgmt For For
Directors: Heinrich Hiesinger
4.D Ratification of the acts of the Board of Managing Mgmt For For
Directors: Joe Kaeser
4.E Ratification of the acts of the Board of Managing Mgmt For For
Directors: Barbara Kux [seit 17.11.2008]
4.F Ratification of the acts of the Board of Managing Mgmt For For
Directors: Jim Reid-Anderson [bis 30.11.2008]
4.G Ratification of the acts of the Board of Managing Mgmt For For
Directors: Hermann Requardt
4.H Ratification of the acts of the Board of Managing Mgmt For For
Directors: Siegfried Russwurm
4.I Ratification of the acts of the Board of Managing Mgmt For For
Directors: Peter Y. Solmssen
5.A Ratification of the acts of the Supervisory Mgmt For For
Board: Gerhard Cromme
5.B Ratification of the acts of the Supervisory Mgmt For For
Board: Berthold Huber
5.C Ratification of the acts of the Supervisory Mgmt For For
Board: Ralf Heckmann [bis 27.1.2009]
5.D Ratification of the acts of the Supervisory Mgmt For For
Board: Josef Ackermann
5.E Ratification of the acts of the Supervisory Mgmt For For
Board: Lothar Adler
5.F Ratification of the acts of the Supervisory Mgmt For For
Board: Jean-Louis Beffa
5.G Ratification of the acts of the Supervisory Mgmt For For
Board: Gerd von Brandenstein
5.H Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Diekmann
5.I Ratification of the acts of the Supervisory Mgmt For For
Board: Hans Michael Gaul
5.J Ratification of the acts of the Supervisory Mgmt For For
Board: Peter Gruss
5.K Ratification of the acts of the Supervisory Mgmt For For
Board: Bettina Haller
5.L Ratification of the acts of the Supervisory Mgmt For For
Board: Hans-Juergen Hartung [seit 27.1.2009]
5.M Ratification of the acts of the Supervisory Mgmt For For
Board: Heinz Hawreliuk [bis 31.3.2009]
5.N Ratification of the acts of the Supervisory Mgmt For For
Board: Harald Kern
5.O Ratification of the acts of the Supervisory Mgmt For For
Board: Nicola Leibinger-Kammueller
5.P Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Moenius
5.R Ratification of the acts of the Supervisory Mgmt For For
Board: Hakan Samuelsson
5.S Ratification of the acts of the Supervisory Mgmt For For
Board: Dieter Scheitor
5.T Ratification of the acts of the Supervisory Mgmt For For
Board: Rainer Sieg
5.U Ratification of the acts of the Supervisory Mgmt For For
Board: Birgit Steinborn
5.V Ratification of the acts of the Supervisory Mgmt For For
Board: Lord Iain Vallance of Tummel
5.W Ratification of the acts of the Supervisory Mgmt For For
Board: Sibylle Wankel [seit 1. 4. 2009]
6. Approval of the remuneration system for the Mgmt For For
Members of the Board of Managing Directors
7. Appointment of Auditors for the 2009/2010 FY: Mgmt For For
Ernst & Young A G, Stuttgart
8. Authorization to acquire own shares: the Company Mgmt For For
shall be authorized to acquire own shares of
up to 10% of its share capital, at prices neither
more than 10% above, nor more than 20% below,
the market price of the shares, from 01 MAR
2010 to 25 JUL 2011, the Board of Managing
Directors shall be authorized to retire the
shares, to use the shares within the scope
of the Company's Stock Option Plans, to issue
the shares to Employees and Executives of the
Company and its affiliates, to use the shares
for mergers and acquisitions, to sell the shares
at a price not materially below their market
price, and to use the shares for satisfying
conversion or option rights
9. Authorization to use derivatives for the acquisition Mgmt For For
of own shares supplementary to item 8, the
Company shall be authorized to use call and
put options for the purpose of acquiring own
shares
10. Resolution on the authorization to issue convertible Mgmt For For
or warrant bonds, the creation of new contingent
capital, and the corresponding amendments to
the Articles of Association: the Board of Managing
Directors shall be authorized to issue bonds
of up to EUR 15,000,000,000, conferring convertible
or option rights for shares of the Company,
on or before 25 JAN 2015, shareholders shall
be granted subscription rights, except for
the issue of bonds conferring convertible and/or
option rights for shares of the Company of
up to 10% of the share capital at a price not
materially below their theoretical market value,
for residual amounts, for the granting of subscription
rights to holders of previously issued convertible
or option rights, and for the issue of bonds
against payment in kind, especially in connection
with mergers and acquisitions, the Company's
share capital shall be increased accordingly
by up to EUR 600,000,000 through the issue
of up to 200,000,000 new registered no-par
shares, insofar as convertible or option rights
are exercised, the authorization given by the
shareholders' meeting of 27 JAN 2009, to issue
convertible or warrant bonds and the corresponding
authorization to create a contingent capital
2009 shall be revoked
11. Amendments to the Articles of Association: a] Mgmt For For
Section 18[3], in respect of shareholders whose
combined shares amount to at least one twentieth
of the share capital being entitled to request
in writing the convening of a shareholders'
meeting stating the purpose and the reasons
for the meeting; b] Section 19[5], in respect
of the Board of Managing Directors being authorized
to allow shareholders to participate in a shareholders'
meeting by way of electronic means of communication;
c] Section 19[6], in respect of the Board of
Managing Directors being authorized to provide
for the shareholders to exercise their right
to vote, without participating at the meeting,
in writing or by way of electronic means of
communication; d] Section 21[6] - deletion
Section 19[7], in respect of the chairman of
the shareholders' meeting being authorized
to permit the audiovisual transmission of the
shareholders' meeting; e] Section 19[3]3, in
respect of the Company also being authorized
to announce shorter periods measured in days
in the notice of shareholders' meeting; f]
Section 20, in respect of proxy-voting instructions
being issued/withdrawn in writing; g] Section
21, in respect of the chairman of the shareholders'
meeting determining the order of agenda items
and the sequence of voting; h] Section 24[3],
in respect of the documents being made available
electronically on the Company's website instead
of physically
12.A Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Karl-Hermann Baumann in
which the latter agrees to pay a compensation
of EUR 1,000,000 to the Company shall be approved
12.B Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Johannes Feldmayer in
which the latter agrees to pay a compensation
of approximately EUR 3,000,000 to the Company
shall be approved
12.C Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Klaus Kleinfeld in which
the latter agrees to pay a compensation of
EUR 2,000,000 to the Company shall be approved
12.D Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Edward G. Krubasik
in which the latter agrees to pay a compensation
of EUR 500,000 to the Company shall be approved
12.E Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Rudi Lamprecht in which the
latter agrees to pay a compensation of EUR
500,000 to the Company shall be approved
12.F Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Heinrich V. Pierer
in which the latter agrees to pay a compensation
of EUR 5,000,000 to the Company shall be approved
12.G Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Juergen Radomski in which
the latter agrees to pay a compensation of
EUR 3,000,0 00 to the Company shall be approved
12.H Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Uriel Sharef in which the
latter agrees to pay a compensation of EUR
4,000,000 to the Company shall be approved
12.I Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Klaus Wucherer in
which the latter agrees to pay a compensation
of EUR 500, 000 to the Company shall be approved
13. Approval of the settlement agreement with D&O Mgmt For For
insurance carriers the settlement agreement
between the Company and the D&O insurance carriers
Allianz global Corporate & Speciality AG, Zurich
Versicherung AG [Deutschland], Ace European
Group Limited, Liberty Mutual Insurance Europe
Limited, and Swiss Re International Se, in
which the insurance carriers agree to pay up
to EUR 100,000,000 to the Company for the settlement
of claims of the Company in connection with
the acts of corruption shall be approved
14. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Adjustment of the remuneration for
the Supervisory Board and the corresponding
amendment to the Articles of Association; each
member of the Supervisory Board shall receive
a fixed annual remuneration of EUR 50,000,
the chairman of the Supervisory Board shall
receive 4 times, and every deputy chairman,
twice this amount, in addition, every member
of the audit committee and the chairman committee
shall receive one-half of the abovementioned
amount [the committee chairmen shall receive
the full amount], furthermore, each member
of the compliance committee and the finance
and investment committee shall receive an additional
remuneration of one-fourth of the abovementioned
amount [the committee chairmen shall receive
one-half of the amount], the members of the
Supervisory Board shall also receive an attendance
fee of EUR 1,000 per Supervisory Board meeting
or committee meeting, the fixed annual remuneration
shall be adjusted annually on the basis of
the average development of wages and salaries
within the Company, furthermore, the Company
shall take out D&O insurance policies for the
members of the Supervisory Board, the premium
for this insurance policy shall be paid by
the Company, the policy shall provide for a
deductible of 10% of damages up to a maximum
of one-and-a-half times the fixed annual remuneration
for the Supervisory Board, the Board of Managing
Directors and the Supervisory Board recommend
to reject this motion
15. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendment to Section 2 of the Articles
of Association, as follows: when making decisions,
the Company shall take the interests of all
stakeholders into consideration: Shareholders,
Employees, Customers, and Suppliers, the Company
shall be fully aware of its social responsibility
and commit itself to a sustainable corporate
policy, the interests of shareholders and employees
shall be treated equally, the Board of Managing
Directors and the Supervisory Board recommend
to reject this motion
--------------------------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA, SAN DONATO MILANESE (MI) Agenda Number: 702348752
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: MIX
Meeting Date: 27-Apr-2010
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 28 APR 2010. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 679011 DUE TORECEIPT OF DIRECTOR'S NAME
AND AUDITOR'S NAME. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
O.1 Approve the financial statement at 31 DEC 2009, Mgmt For For
consolidated financial statement at 31 DEC
2009, Board of Directors and Auditors, Independent
Auditors report
O.2 Approve the attribution of profit and distribution Mgmt For For
of dividend
O.3 Approve the determination of number of Directors Mgmt Against Against
O.4 Approve the determination of term of an office Mgmt Against Against
of Directors
PLEASE NOTE THAT, ALTHOUGH THERE ARE 2 PROPOSALS Non-Voting No vote
UNDER RESOLUTION 5 FOR APPROVAL, YOU CAN VOTE
ON ONLY 1. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE
2 PROPOSALS. THANK YOU.
O.5.1 Approve the slate submitted by ENI S.A regarding Shr No vote
election of Messrs. Sardo Salvatore, Malacarne
Carlo, Croff Davide, Santini Renato, Mantovani
Massimo, Bernini Alessandro and permanent Auditors
Mr. Mazzei Roberto and Mr. Schiavone Panni
Francesco and Alternate Auditor Mr. Gamba Giulio
O.5.2 Approve the slate submitted by shareholders Shr Against For
representing 2.13% of Company stock capital:
election of Messers. Lonzar Roberto, Oliveri
Elisabetta, Stella Richter Mario and permanent
Auditors Mr. Gatto Massimo and External Auditor
Mr. Rinaldi Luigi
O.6 Appointment of the Chairman of the Board of Mgmt Against Against
Directors
O.7 Approve the determination of emolument of Directors Mgmt Against Against
O.8 Appointment of the Auditors Mgmt Against Against
O.9 Appointment of the Chairman of the Board of Mgmt Against Against
Auditors
O.10 Approve to determine the remuneration of the Mgmt For For
Chairman of the Board of Auditors and regular
Auditors
O.11 Approve the proposals for revocation of task Mgmt For For
of auditing of PricewaterhouseCoopers and assignment
of task of auditing
E.1 Amend the Articles 1, 2, 3, 4, 5, 6, 8, 10, Mgmt Against Against
11, 12, 16, 17, 18, 19, 22 and 23, abrogation
of Article 7
--------------------------------------------------------------------------------------------------------------------------
SOMPO JAPAN INSURANCE INC. Agenda Number: 702166340
--------------------------------------------------------------------------------------------------------------------------
Security: J7620T101
Meeting Type: EGM
Meeting Date: 22-Dec-2009
Ticker:
ISIN: JP3932400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approval of the Share Exchange Plan (kyodo-kabushiki-iten-keikaku)Mgmt For For
of the Company and NIPPONKOA Insurance Company,
Limited
2. Amend Articles to : Delete the Articles Related Mgmt For For
to Record Date
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 702461245
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 18-Jun-2010
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt Against Against
as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SPONDA OYJ, HELSINKI Agenda Number: 702238723
--------------------------------------------------------------------------------------------------------------------------
Security: X84465107
Meeting Type: AGM
Meeting Date: 17-Mar-2010
Ticker:
ISIN: FI0009006829
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 649707 DUE TO CHANGE OF MANAGEMENT RESOLUTION
TO SHAREHOLDER'S PROPOSAL. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1. Opening of the meeting Non-Voting No vote
2. Calling the meeting to order Non-Voting No vote
3. Election of persons to scrutinize the minutes Non-Voting No vote
and to supervise the counting
4. Recording the legality of the meeting Non-Voting No vote
5. Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6. Presentation of the annual accounts, the report Non-Voting No vote
of the Board of Directors and the Auditor's
report for the year 2009
7. Adopt the annual accounts Mgmt For For
8. Approve the actions on profit or loss and to Mgmt For For
pay a dividend of EUR 0.12 per share
9. Grant discharge to the Members of the Board Mgmt For For
of Directors and the CEO from liability
10. Approve the remuneration of the Members of the Mgmt For For
Board of Directors
11. Approve the number of the Members of the Board Mgmt For For
of Directors
12. Re-elect Klaus Cawen, Tuula Entela, Timo Korvenpaa, Mgmt For For
Lauri Ratia, Arja Talma ja Erkki Virtanen to
the Board
13. Approve the remuneration of the Auditors Mgmt For For
14. Election of the Auditors and the Deputy Auditor Mgmt For For
15. Authorize the Board of Directors to decide on Mgmt For For
the repurchase of the Company's own shares
16. Authorize the Board of Directors to decide on Mgmt For For
a share issue and granting of special rights
entitling to shares
17. Amend the Article 9 of the Articles of Association Mgmt For For
18. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Proposal by Solidium to establish
Nomination Committee
19. Closing of the meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 702466586
--------------------------------------------------------------------------------------------------------------------------
Security: J77712123
Meeting Type: AGM
Meeting Date: 25-Jun-2010
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt For For
5. Renewal of Countermeasures to Large-Scale Acquisitions Mgmt Against Against
of Sumitomo Metal Mining Co., Ltd. Shares (Takeover
Defense Measures)
6. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 702489546
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt Against Against
as Stock Options
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 702403875
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: AGM
Meeting Date: 02-Jun-2010
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the individual annual accounts, the Mgmt For For
consolidated financial statements [consolidate
annual accounts] and the management report
of Telefonica, S.A and of its consolidated
group of Companies, as well as of the proposed
allocation of the profit/losses of Telefonica,
S.A and the management of its Board of Directors,
all with respect in fiscal year 2009
2 Approve the Compensation of shareholders, distribution Mgmt For For
of a dividend to be charged to unrestricted
reserves
3 Authorize the acquisition of the Company's own Mgmt For For
shares, directly or through Companies of the
Group
4 Authorize the Board of Directors to issue debentures, Mgmt For For
bonds, notes and other fixed-income securities,
be they simple, exchangeable and or convertible,
granting the Board in the last case, the power
to exclude the pre-emptive rights of share
holders, as well as the power to issue preferred
shares and the power to guarantee issuances
by the Companies of the Group
5 Re-elect the Auditor for FY 2010 Mgmt For For
6 Approve the delegation of powers to formalize, Mgmt For For
interpret, correct and implement the resolutions
adopted by the general shareholder' meeting
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
03 JUN 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE AND SECOND CALL DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933290532
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 29-Jun-2010
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION Mgmt For For
THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER
31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS
AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642,
ACCORDING TO THE APPLICABLE EXCHANGE RATES)
PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.
2A ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN Mgmt For For
2B ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt For For
2C ELECTION OF DIRECTOR: PROF. ROGER KORNBERG Mgmt For For
2D ELECTION OF DIRECTOR: PROF. MOSHE MANY Mgmt For For
2E ELECTION OF DIRECTOR: MR. DAN PROPPER Mgmt For For
03 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt For For
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE THEIR COMPENSATION
PROVIDED SUCH COMPENSATION IS ALSO APPROVED
BY THE AUDIT COMMITTEE.
04 TO APPROVE THE COMPANY'S 2010 LONG-TERM EQUITY-BASED Mgmt Against Against
INCENTIVE PLAN.
5A APPROVE REMUNERATION OF DR. PHILLIP FROST, IN Mgmt For For
HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE
AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT
OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM,
PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE
ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO
PER MEETING FEES PAID TO DIRECTORS), PROVISION
TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES,
AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
5B TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, Mgmt For For
IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD
OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN
THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000
(AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS
APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER
PRICE INDEX (IN ADDITION TO PER MEETING FEES
PAID TO DIRECTORS). AND THE PROVISION TO PROF.
MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE
BOARD, OF SECRETARIAL SERVICES.
5C TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, Mgmt For For
IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE
AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS
EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010)
PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED
BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION
TO PER MEETING FEES PAID TO DIRECTORS).
06 TO APPROVE AN INCREASE IN THE REGISTERED SHARE Mgmt For For
CAPITAL OF THE COMPANY BY NIS 100,000,000 TO
A TOTAL OF NIS 250,000,000 BY THE CREATION
OF 1,000,000,000 ADDITIONAL ORDINARY SHARES
OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT
OF THE COMPANY'S INCORPORATION DOCUMENTS ACCORDINGLY.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933195465
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 15-Apr-2010
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For
1C ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For
1F ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1H ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933232338
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Abstain Against
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2010 FISCAL YEAR
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
MATTERS
04 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING
05 APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT HOLDERS OF 25% OF
OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL
SPECIAL MEETINGS
06 SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE Shr For Against
VOTING
07 SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN Shr Against For
OVER-THE-COUNTER DERIVATIVES TRADING
08 SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR Shr For Against
& CEO
09 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL Shr Against For
WARMING SCIENCE
11 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY Shr Against For
DISPARITY
12 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr For Against
AND LONG-TERM PERFORMANCE
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933134241
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2009
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1B ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1C ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1J ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. Mgmt For For
1K ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1M ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMEND THE COMPANY'S CODE OF REGULATIONS Mgmt For For
04 APPROVE THE PROCTER & GAMBLE 2009 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING Shr For Against
06 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933245905
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.P. BARANCO Mgmt For For
J.A. BOSCIA Mgmt For For
H.A. CLARK III Mgmt For For
H.W. HABERMEYER, JR. Mgmt For For
V.M. HAGEN Mgmt For For
W.A. HOOD, JR. Mgmt For For
D.M. JAMES Mgmt For For
J.N. PURCELL Mgmt For For
D.M. RATCLIFFE Mgmt For For
W.G. SMITH, JR. Mgmt For For
L.D. THOMPSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010
03 AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY Mgmt For For
VOTING AND CUMULATIVE VOTING
04 AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
REGARDING CUMULATIVE VOTING
05 AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
06 STOCKHOLDER PROPOSAL ON CLIMATE CHANGE ENVIRONMENTAL Shr Against For
REPORT
07 STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS Shr Against For
ENVIRONMENTAL REPORT
--------------------------------------------------------------------------------------------------------------------------
THE SUMITOMO TRUST AND BANKING COMPANY,LIMITED Agenda Number: 702489661
--------------------------------------------------------------------------------------------------------------------------
Security: J77970101
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3405000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933191897
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 25-Mar-2010
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt For For
JOHN L. BRAGG Mgmt For For
W. EDMUND CLARK Mgmt For For
WENDY K. DOBSON Mgmt For For
HENRY H. KETCHAM Mgmt For For
PIERRE H. LESSARD Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
CAROLE S. TAYLOR Mgmt For For
JOHN M. THOMPSON Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT Mgmt For For
PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION DISCLOSURE Mgmt For For
IN THE REPORT OF THE MANAGEMENT RESOURCES COMMITTEE
AND APPROACH TO COMPENSATION SECTIONS OF THE
MANAGEMENT PROXY CIRCULAR. (NOTE - ITEM C ABOVE
IS AN ADVISORY VOTE)
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933183751
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 10-Mar-2010
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2010.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt Against Against
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION RELATING TO INTERESTED
PERSON TRANSACTIONS.
05 TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION RELATING TO BYLAW
AMENDMENTS.
06 TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION RELATING TO TRACKING
STOCK PROVISIONS.
07 TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION RELATING TO CLASSIFIED
BOARD TRANSITION PROVISIONS.
08 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr For Against
TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
09 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO EX-GAY NON DISCRIMINATION POLICY.
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 702452070
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 18-Jun-2010
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 702461118
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 24-Jun-2010
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
2.22 Appoint a Director Mgmt For For
2.23 Appoint a Director Mgmt For For
2.24 Appoint a Director Mgmt For For
2.25 Appoint a Director Mgmt For For
2.26 Appoint a Director Mgmt For For
2.27 Appoint a Director Mgmt For For
2.28 Appoint a Director Mgmt For For
3. Appoint a Substitute Corporate Auditor Mgmt For For
4. Approve Provision of Retirement Allowance for Mgmt For For
Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
TOTAL S A Agenda Number: 702420097
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 21-May-2010
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
"French Resident Shareowners must complete, Non-Voting No vote
sign and forward the Proxy Card directly to
the sub custodian. Please contact your Client
Service Representative to obtain the necessary
card, account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative"
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 694699 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK-https://balo.journal-officiel.gouv.fr/pdf/2010/0226/201002261000408.pdf
O.1 Approve the Company's financial statements Mgmt For For
O.2 Approve the consolidated financial statements Mgmt For For
O.3 Approve the allocation of the profit, setting Mgmt For For
of the dividend
O.4 Approve the Agreements pursuant to Article L. Mgmt For For
225-38 of the Commercial Code
O.5 Approve the commitments pursuant to Article Mgmt Against Against
L. 225-42 of the Commercial Code
O.6 Authorize the Board of Directors to proceed Mgmt For For
with the Company's shares
O.7 Approve the renewal of Mr. Thierry Desmarest's Mgmt For For
term as Board Member
O.8 Approve the renewal of Mr. Thierry de Rudder's Mgmt For For
term as Board Member
O.9 Appointment of Mr. Gunnar Brock as a Board Member Mgmt For For
O.10 Appointment of Mr. Claude Clement as a Board Mgmt For For
Member to represent the Employees Shareholders
pursuant to Article 11 of the Statutes
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Appointment as Director, Mr. Philippe
Marchandise representing the Employees who
are shareholders of the Company for a 3-year
period [In accordance with Article 11 of the
bylaws, only one of the recommended Directors
in resolutions 10, 11 and 12 will be elected]
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Appointment as Director, Mr. Mohammed
Zaki representing the Employees who are shareholders
of the Company for a 3-year period [In accordance
with Article 11 of the bylaws, only one of
the recommended Directors in resolutions 10,
11 and 12 will be elected]
O.13 Approve the renewal of the Cabinet Ernst and Mgmt For For
Young Audit as permanent statutory Auditor
O.14 Approve the Cabinet KPMG Audit as permanent Mgmt For For
statutory Auditor
O.15 Appointment of Cabinet Auditex as the substitute Mgmt For For
statutory Auditor
O.16 Appointment of Cabinet KPMG Audit I.S. as the Mgmt For For
substitute statutory Auditor
E.17 Authorize the Board of Directors to increase Mgmt For For
the capital with preferential subscription
rights of the Shareholders, by issuing common
shares or any securities giving access to the
capital by incorporation of premiums, reserves,
profits or others
E.18 Authorize the Board of Directors to increase Mgmt For For
the capital by issuing common shares or any
securities giving access to the capital, with
cancellation of preferential subscription rights
E.19 Authorize the Board of Directors to increase Mgmt For For
the capital by issuing common shares or any
securities giving access to the capital as
remuneration for the contributions in kind
granted to the Company
E.20 Authorize the Board of Directors to increase Mgmt For For
the capital in accordance to Article L. 3332-18
et seq. of the Code of Labor
E.21 Approve the authorization to grant options to Mgmt For For
subscribe or purchase Company's shares to some
Collaborators of the group as well as to Officers
of the Company or Companies of the group
E.A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Approve to add a new paragraph to
the end of Article 9 of the Articles of Association
as specified
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 702466663
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 24-Jun-2010
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Distribution of Surplus Mgmt For For
2.1 Elect a Director Mgmt For For
2.2 Elect a Director Mgmt For For
2.3 Elect a Director Mgmt For For
2.4 Elect a Director Mgmt For For
2.5 Elect a Director Mgmt For For
2.6 Elect a Director Mgmt For For
2.7 Elect a Director Mgmt For For
2.8 Elect a Director Mgmt For For
2.9 Elect a Director Mgmt For For
2.10 Elect a Director Mgmt For For
2.11 Elect a Director Mgmt For For
2.12 Elect a Director Mgmt For For
2.13 Elect a Director Mgmt For For
2.14 Elect a Director Mgmt For For
2.15 Elect a Director Mgmt For For
2.16 Elect a Director Mgmt For For
2.17 Elect a Director Mgmt For For
2.18 Elect a Director Mgmt For For
2.19 Elect a Director Mgmt For For
2.20 Elect a Director Mgmt For For
2.21 Elect a Director Mgmt For For
2.22 Elect a Director Mgmt For For
2.23 Elect a Director Mgmt For For
2.24 Elect a Director Mgmt For For
2.25 Elect a Director Mgmt For For
2.26 Elect a Director Mgmt For For
2.27 Elect a Director Mgmt For For
3.1 Elect a Corporate Auditor Mgmt For For
3.2 Elect a Corporate Auditor Mgmt Against Against
3.3 Elect a Corporate Auditor Mgmt Against Against
4. Approve Issuance of Stock Acquisition Rights Mgmt Against Against
for the Purpose of Granting Stock Options
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933265868
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
& EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES
DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Mgmt For For
YEAR 2009 TO BE CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION Mgmt For For
IN SWITZERLAND.
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. Mgmt Against Against
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF Mgmt For For
A PAR VALUE REDUCTION.
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO Mgmt For For
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Mgmt For For
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Mgmt For For
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Mgmt For For
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Mgmt Against Against
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Mgmt For For
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933203159
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE 2010 FISCAL YEAR.
03 APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED Mgmt For For
2007 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, GENOVA Agenda Number: 702116179
--------------------------------------------------------------------------------------------------------------------------
Security: T95132105
Meeting Type: EGM
Meeting Date: 13-Nov-2009
Ticker:
ISIN: IT0000064854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
14 NOV 2009 AT 09:00 HRS (AND A THIRD CALL
ON 16 NOV 2009 AT 11:00 HRS). CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE ALSO BE ADVISED THAT YOUR SHARES MAY
BE BLOCKED DEPENDING ON THE LOCAL SUBCUSTODIANS
MARKET PRACTICE. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1. Approve to increase capital for a max counter Mgmt For For
value of EUR 4,000,000,000.00, through the
issue of ordinary shares, to be offered to
the ordinary and saving shareholders, as per
Article 2441 of Italian Civil Code; any adjournment
thereof
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, GENOVA Agenda Number: 702327518
--------------------------------------------------------------------------------------------------------------------------
Security: T95132105
Meeting Type: MIX
Meeting Date: 20-Apr-2010
Ticker:
ISIN: IT0000064854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL OF
EGM ON 21 APR 2010 AT 09:00 AM AND A THIRD
CALL OF EGM AND THE SECOND CALL OF THE AGM
ON 22 APR 2010 AT 10:30 AM. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
1. Presentation of the financial statement as at Mgmt For For
31 DEC 2009, accompanied with the Directors
and Auditing Company's Reports; Board of Statutory
Auditors' Report. Presentation of the consolidated
financial statement.
2. Allocation of the net profit of the year; Mgmt For For
PLEASE NOTE THAT ALTHOUGH THERE ARE TWO CANDIDATE Non-Voting No vote
SLEDS TO BE ELECTED AS AUDITORS, THERE IS ONLY
ONE VACANCY AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY ONE OF THE TWO AUDITOR
SLEDS. THANK YOU.
3.1 List presented by Fondazione Cassa di Risparmio Mgmt No vote
di Verona, Vicenza, Belluno e Ancona: Permanemt
Auditors: 1. Mr. Cesare Bisoni, 2. Mr. Vincenzo
Nicastro, 3. Mr. Michele Rutigliano, 4. Mrs
Claudia Cattani, and 5. Mr. Alessandro Trotter;
Alternate Auditors: 1. Mr. Paolo Domenico
Sfameni, 2. Mr. Giuseppe Verrascina
3.2 List presented by Allianz Global Investor Italia Shr For Against
Sgr, Aletti Gestielle SGR Spa, BNP Paribas
Asset Management SGR SPA, Eurizon Capital SGR
Spa, Eurizon Capital SA - Eurizon Easy Fund
Equity Europe, Eurizon Easy Fund Equity Euro,
Eurizon Easy Fund Equity Italy, Eurizon Easy
Fund Equity Financial, Fideuram investimenti
SGR SPA, Fideuram Gestions SA, Interfund Sicav,
ARCA SGR SPA, PGGM Global Equity PF Fund, ANIMA
SGR SPA, Mediolanum International Funds - Challenge
Funds, Mediolanum Gestione Fondi SGR SPA, Ersel
Asset management SGR Spa, Stichting Pensioenfonds
ABP, Stichting Depositary APG Developed Markets
Equity Pool, representing more than 0.50% of
Unicredit stock capital: Permanemt Auditors:
1. Mr. Maurizio Lauri, 2. Mr. Marco ventoruzzo,
3. Mr. Mario Stella Richter, 4. Mr. Roberto
Lonzar, and 5. Mr. Giuliano Lemme; Alternate
Auditors: 1. Mr. Massimo Livatino, and 2. Mr.
Stefano Zambon.
4. Determination of the remuneration for the Statutory Mgmt For For
Auditors, for each year in office, in accordance
with Clause 30 of the UniCredit's Articles
of Association.
5. Redefinition of the compensation for the Chairman Mgmt For For
of the Supervisory Body ex D.Lgs 231/01.
6. Remuneration policy for the Group. Mgmt Against Against
7. UniCredit Group Employee Share Ownership Plan Mgmt Against Against
2010.
8. UniCredit Group Long Term Incentive Plan 2010. Mgmt Against Against
E.1 Delegation to the Board of Directors, under Mgmt Against Against
the provisions of section 2443 of the Italian
Civil Code, of the authority to resolve, on
one or more occasions for a maximum period
of one year starting from the date of the shareholders'
resolution, to increase share capital, with
the exclusion of subscription rights, as allowed
by section 2441.8 of the Italian Civil Code,
for a maximum nominal amount of EUR 64,000,000
to service the exercise of options to subscribe
to up to 128,000,000 ordinary shares in UniCredit
of par value EUR 0.50 each, to be reserved
for the Personnel of the Holding Company and
of Group banks and companies who hold positions
of particular importance for the purposes of
achieving the Group's overall objectives; consequent
amendments to the articles of association.
E.2 Delegation to the Board of Directors, under Mgmt Against Against
the provisions of section 2443 of the Italian
Civil Code, of the authority to resolve, on
one or more occasions for a maximum period
of 5 years starting from the date of the shareholders'
resolution, to carry out a free capita' increase,
as allowed by section 2349 of the Italian Civil
Code, for a maximum nominal amount of EUR 29,500,000
corresponding to up to 59,000,000 ordinary
shares in UniCredit of par value EUR 0.50 each,
to be granted to the Personnel of the Holding
Company and of Group banks and companies, who
hold positions of particular importance for
the purposes of achieving the Group's overall
objectives; consequent amendments to the articles
of association.
BLOCKING OF SHARES IS NOT REQUIRED IN THE ITALIAN Non-Voting No vote
MARKET; SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTING INSTRUCTION, IT IS POSSIBLE THAT YOUR
SHARES MAY BE BLOCKED. IF YOU HAVE CONCERNS
REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933208969
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F. DUANE ACKERMAN Mgmt For For
MICHAEL J. BURNS Mgmt For For
D. SCOTT DAVIS Mgmt For For
STUART E. EIZENSTAT Mgmt For For
MICHAEL L. ESKEW Mgmt For For
WILLIAM R. JOHNSON Mgmt For For
ANN M. LIVERMORE Mgmt Withheld Against
RUDY MARKHAM Mgmt For For
JOHN W. THOMPSON Mgmt For For
CAROL B. TOME Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2010.
03 APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD Mgmt For For
FROM THE UPS CERTIFICATE OF INCORPORATION SO
THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933195530
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CARLOS M. GUTIERREZ Mgmt For For
EDWARD A. KANGAS Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR.
03 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933212451
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Mgmt For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
04 PROHIBIT GRANTING STOCK OPTIONS Shr Against For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shr For Against
07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shr For Against
09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER Shr For Against
DEATH
10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC NEW Agenda Number: 701994976
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 28-Jul-2009
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the YE
31 MAR 2009
2. Re-elect Sir John Bond as a Director Mgmt Against Against
3. Re-elect Mr. John Buchanan as a Director Mgmt For For
4. Re-elect Mr. Vittorio Colao as a Director Mgmt For For
5. Elect Mr. Michel Combes as a Director Mgmt For For
6. Re-elect Mr. Andy Halford as a Director Mgmt For For
7. Re-elect Mr. Alan Jebson as a Director Mgmt For For
8. Elect Mr. Samuel Jonah as a Director Mgmt For For
9. Re-elect Mr. Nick Land as a Director Mgmt For For
10. Re-elect Ms. Anne Lauvergeon as a Director Mgmt For For
11. Re-elect Mr. Simon Murray as a Director Mgmt For For
12. Elect Mr. Stephen Pusey as a Director Mgmt For For
13. Re-elect Mr. Luc Vandevelde as a Director Mgmt For For
14. Re-elect Mr. Anthony Watson as a Director Mgmt For For
15. Re-elect Mr. Phllip Yea as a Director Mgmt For For
16. Approve a final dividend of 5.20 per ordinary Mgmt For For
share
17. Approve the remuneration report Mgmt For For
18. Re-appoint Deloitte LLP as the Auditors Mgmt For For
19. Authorize the Audit Committee to determine the Mgmt For For
remuneration of the Auditors
20. Authorize the Directors to allot shares under Mgmt For For
Article 16.2 of the Company's Article of Association
S.21 Authorize the Directors to dis-apply pre-emption Mgmt For For
rights under Article 16.3 of the Company's
Article of Association
S.22 Authorize the Company's purchase of its own Mgmt For For
shares [Section 166, Companies Act 1985]
S.23 Approve new Articles of Association Mgmt For For
S.24 Grant authority to call the general meeting Mgmt For For
other than an AGM on not less than 14 clear
days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TYPE OF RESOLUTION. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 702173458
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: EGM
Meeting Date: 22-Dec-2009
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I. Receive the report from the Board of Directors Mgmt For For
concerning the acquisition of Wal-Mart Central
America
II. Approve the proposal regarding the merging of Mgmt For For
the Company, in its position as Absorbing Company,
with WM Maya S. DE R.L DE C.V, as the Absorbed
Company, prior approval of the financial statements
that will be form the basis of the merger and
the respective merger agreement
III. Amend the Corporate Bylaws that reflect the Mgmt For For
increase in capital and the issuance of the
new shares that represent the mentioned increase
as a consequence of the proposed merger
IV. Approve the designation of the person or people Mgmt For For
who, in representing the general meeting, will
have to perform its resolutions and file the
minutes of the meeting
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 702239888
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: OGM
Meeting Date: 11-Mar-2010
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Receive the report from the Board of Directors Mgmt For For
II Receive the report from the General Director Mgmt For For
III Receive the report from the Audit and Corporate Mgmt For For
Practices Committees
IV Approve the financial information to 31 DEC Mgmt For For
2009
V Receive the report regarding the situation of Mgmt For For
the fund for the repurchase of shares
VI Approve the plan to cancel repurchased shares Mgmt For For
of the Company that are currently held
in treasury
VII Approve the plan for the allocation of results Mgmt For For
for the period running from 01 JAN to 31 DEC
2009
VIII Approve the plan for the payment of a dividend Mgmt For For
of MXN 0.70 per share
IX Amend Article 5 of the Corporate ByLaws Mgmt Against Against
X Approve the report regarding the fulfillment Mgmt For For
of fiscal obligations
XI Approve the report regarding the Employee Stock Mgmt For For
Plan
XII Approve the report from the Wal-Mart De Mexico Mgmt For For
Foundation
XIII Approve the report regarding the acquisition Mgmt For For
and integration of Wal Mart Central America
XIV Ratify the acts of the Board of Directors during Mgmt For For
2009
XV Appointment of the Members of the Board of Directors Mgmt Against Against
XVI Appointment of the Chairpersons of the Audit Mgmt Against Against
and Corporate Practices
XVII Approve the resolutions contained in the minutes Mgmt For For
of the general meeting held
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933249939
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 APPROVAL OF THE WAL-MART STORES, INC. STOCK Mgmt Against Against
INCENTIVE PLAN OF 2010
04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN Mgmt For For
2000, AS AMENDED
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
07 POLITICAL CONTRIBUTIONS REPORT Shr Against For
08 SPECIAL SHAREOWNER MEETINGS Shr Against For
09 POULTRY SLAUGHTER Shr Against For
10 LOBBYING PRIORITIES REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933208705
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 PROPOSAL TO AMEND THE COMPANY'S SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS.
04 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL Shr Against For
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
05 PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS Shr Against For
TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933204593
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED SHARES OF COMMON STOCK
FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE Shr For Against
AN INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WHARF HLDGS LTD Agenda Number: 702392490
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 08-Jun-2010
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK -
http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN20100423452.pdf
1 Adopt the financial statements and the reports Mgmt For For
of the Directors and the Auditors for
the FYE 31 DEC 2009
2 Declare a final dividend for the FYE 31 DEC Mgmt For For
2009
3.A Re-elect Professor Edward K. Y. Chen, a retiring Mgmt For For
Director, as a Director
3.B Re-elect Dr. Raymond K. F. Ch'ien, a retiring Mgmt Against Against
Director, as a Director
3.C Re-elect Mr. T. Y. Ng, a retiring Director, Mgmt For For
as a Director
4 Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix their remuneration
5 Authorize the Directors for share repurchases Mgmt For For
by the Company
6 Authorize the Directors for the issue of shares Mgmt Against Against
7 Approve the addition of repurchased securities Mgmt Against Against
to the share issue general mandate stated
under Resolution 6
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Global Income Builder, Inc.
By (Signature) /s/ Adam M. Derechin
Name Adam M. Derechin
Title President
Date 08/24/2010