hcap20160614_8k.htm

  

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 14, 2016

 

 

Harvest Capital Credit Corporation

(Exact name of registrant as specified in its charter)

 

 

         

Delaware

 

001-35906

 

46-1396995

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

767 Third Avenue, 25th Floor

New York, NY 10017

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (212) 906-3592

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

On June 14, 2016, Harvest Capital Credit Corporation (the “Company”) held its 2016 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The proposals are described in detail in the proxy statement of the Company dated April 27, 2016. As of April 21, 2016, the record date, 6,281,763 shares of common stock were outstanding and eligible to vote.

 

Proposal 1. The Company’s stockholders elected two directors of the Company, each of whom will serve until the 2019 annual meeting of stockholders, or until their successors are duly elected and qualified. The tabulation of votes was:

 

                             

Name

  

Votes For

 

  

Votes Withheld

 

  

 

  

Broker
Non-Votes

 

Joseph A. Jolson

  

 

2,559,230

  

  

 

133,078

  

  

  

  

 

2,502,466

  

Richard P. Buckanavage

  

 

2,665,807

  

  

 

26,501

  

  

  

  

 

2,502,466

  

 

Proposal 2. The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016, as set forth below:

 

         

Votes For

 

Votes Against

 

Abstain

5,174,339

 

4,193

 

16,242

 

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

             

Date: June 14, 2016

 

  

 

HARVEST CAPITAL CREDIT CORPORATION

       
 

 

  

 

By:

 

/s/ Craig R. Kitchin

 

 

  

 

Name:

 

Craig R. Kitchin

 

 

  

 

Title:

 

Chief Financial Officer, Chief Compliance Officer and Secretary