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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NOSS ELLIOT 96 MOWAT AVENUE TORONTO, A6 M6K 3M1 |
X | Chief Executive Officer |
/s/ Elliot Noss | 06/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg US RSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006. |
(2) | These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg Spousal RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on January 29, 2007. |
(3) | These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006. |
(4) | Represents 100 shares of restricted common stock granted on April 17, 2009; 75 of these shares are fully vested and the remaining 25 shares will vest on April 17, 2013. The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust |
(5) | The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust. |
(6) | The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust. These shares held by the E. Noss Extended Family Trust and E. Noss Trust are held through an account jointly controlled by Mr. Noss and his wife. |