1
|
NAME OF REPORTING PERSON
Harborview Master Fund, L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
þ | ||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS
OO
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER
27,981,999
|
|||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER
27,981,999
|
|||
PERSON
WITH |
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
27,981,999
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.0%
|
||||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
Harborview Value Master Fund, L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
þ | ||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS
OO
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER
7,812,499
|
|||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER
7,812,499
|
|||
PERSON
WITH |
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,812,499
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.9%
|
||||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
Harborview Advisors, LLC
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
þ | ||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS
OO
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
|
||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER
35,794,498
|
|||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
0
|
|||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER
35,794,498
|
|||
PERSON
WITH
|
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,794,498
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
17.9%
|
||||
14
|
TYPE OF REPORTING PERSON
CO
|
1
|
NAME OF REPORTING PERSON
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
þ | ||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS
OO
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER
0
|
|||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
37,794,4981
|
|||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER
0
|
|||
WITH
PERSON
|
10
|
SHARED DISPOSITIVE POWER
37,794,4981
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,794,4981
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%
|
||||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
David Stefansky
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
þ | ||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS
OO
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER
0
|
|||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER
37,794,4982
|
|||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER
0
|
|||
PERSON
WITH |
10
|
SHARED DISPOSITIVE POWER
37,794,4982
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,794,4982
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%
|
||||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 1.
|
Security and Issuer.
|
Item 3.
|
Source or Amount of Funds or Other Consideration.
|
Item 5.
|
Interest in Securities of the Issuer.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 7.
|
Material to be filed as Exhibits.
|
Exhibit
|
Description of Exhibit
|
|
99.1
|
2001 Incentive Stock Plan (incorporated by reference from Exhibit 99.1 to the Issuer’s Registration Statement on Form S-8 (File No. 333-105083) filed May 8, 2003).
|
|
Form of Nonstatutory Stock Option Agreement.
|
||
99.3
|
Joint Filing Agreement (incorporated herein by reference from Exhibit 99.3 to the Schedule 13D relating to the common stock of the issuer filed May 21, 2010 by the reporting persons).
|
Date: January 10, 2011 |
Harborview Master Fund, L.P. | |||||
|
By: | Harborview Advisors, LLC, its general partner | |||
By: | /s/ Richard Rosenblum | ||||
|
Name:
|
Richard Rosenblum
|
|||
|
Title
|
Managing Member
|
Harborview Value Master Fund, L.P. | |||||
|
By: | Harborview Advisors, LLC, its general partner | |||
By: | /s/ Richard Rosenblum | ||||
|
Name:
|
Richard Rosenblum
|
|||
|
Title
|
Managing Member
|
Harborview Advisors, LLC | |||||
By: | /s/ Richard Rosenblum | ||||
|
Name:
|
Richard Rosenblum
|
|||
|
Title
|
Managing Member
|
|||
Richard Rosenblum | |||||
/s/ Richard Rosenblum | |||||
David Stefansky | |||||
/s/ David Stefansky |
Exhibit
|
Description of Exhibit
|
|
99.1
|
2001 Incentive Stock Plan (incorporated by reference from Exhibit 99.1 to the Issuer’s Registration Statement on Form S-8 (File No. 333-105083) filed May 8, 2003).
|
|
Form of Nonstatutory Stock Option Agreement.
|
||
99.3
|
Joint Filing Agreement (incorporated herein by reference from Exhibit 99.3 to the Schedule 13D relating to the common stock of the issuer filed May 21, 2010 by the reporting persons).
|