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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (DU003751) | $ 0 | 01/13/2007(3) | 01/13/2016 | Common Stock | 14,400 | 14,400 | D | ||||||||
Restricted Stock Units (DV005427) | $ 0 | 01/07/2006(3) | 01/07/2015 | Common Stock | 6,760 | 6,760 | D | ||||||||
Restricted Stock Units (DU003835) | $ 0 | 02/12/2008(3) | 02/12/2017 | Common Stock | 18,000 | 18,000 | D | ||||||||
Restricted Stock Units (DV005222) | $ 0 | 02/12/2008(3) | 02/12/2017 | Common Stock | 8,451 | 8,451 | D | ||||||||
Incentive Stock Option (right to buy - DF002193) | $ 14.2466 | 01/06/2004(4) | 01/06/2013 | Common Stock | 4,032 | 4,032 | D | ||||||||
Incentive Stock Option (right to buy - DV001372) | $ 14.2466 | 01/06/2004(4) | 01/06/2013 | Common Stock | 1,893 | 1,893 | D | ||||||||
Incentive Stock Option (right to buy - T0001053) | $ 14.2466 | 01/06/2004(4) | 01/06/2013 | Common Stock | 743 | 743 | D | ||||||||
Incentive Stock Option (right to buy - DV001371) | $ 14.2466 | 01/06/2004(4) | 01/06/2013 | Common Stock | 349 | 349 | D | ||||||||
Incentive Stock Option (right to buy - DF003308) | $ 17.9107 | 01/13/2005(4) | 01/13/2014 | Common Stock | 1,070 | 1,070 | D | ||||||||
Incentive Stock Option (right to buy - DV001376) | $ 17.9107 | 01/13/2005(4) | 01/13/2014 | Common Stock | 502 | 502 | D | ||||||||
Incentive Stock Option (right to buy - T0001773) | $ 17.9107 | 01/13/2005(4) | 01/13/2014 | Common Stock | 197 | 197 | D | ||||||||
Incentive Stock Option (right to buy - DV001369) | $ 17.9107 | 01/13/2005(4) | 01/13/2014 | Common Stock | 92 | 92 | D | ||||||||
Incentive Stock Option (right to buy - DF902436) | $ 18.3014 | 01/07/2006(4) | 01/07/2015 | Common Stock | 5,232 | 5,232 | D | ||||||||
Incentive Stock Option (right to buy - DV001378) | $ 18.3014 | 01/07/2006(4) | 01/07/2015 | Common Stock | 2,456 | 2,456 | D | ||||||||
Incentive Stock Option (right to buy - T0001371) | $ 18.3014 | 01/07/2006(4) | 01/07/2015 | Common Stock | 643 | 643 | D | ||||||||
Incentive Stock Option (right to buy - DV001370) | $ 18.3014 | 01/07/2006(4) | 01/07/2015 | Common Stock | 302 | 302 | D | ||||||||
Incentive Stock Option (right to buy - DF004890) | $ 25.6821 | 01/13/2007(4) | 01/13/2016 | Common Stock | 2,878 | 2,878 | D | ||||||||
Incentive Stock Option (right to buy - DV001364) | $ 25.6821 | 01/13/2007(4) | 01/13/2016 | Common Stock | 1,351 | 1,351 | D | ||||||||
Incentive Stock Option (right to buy DF005341) | $ 30.1121 | 02/12/2008(4) | 02/12/2017 | Common Stock | 2,259 | 2,259 | D | ||||||||
Incentive Stock Option (right to buy DF005341) | $ 30.1121 | 02/12/2008(4) | 02/12/2017 | Common Stock | 1,061 | 1,061 | D | ||||||||
Non-Qualified Stock Option (right to buy - DV001358) | $ 9.3853 | 11/01/2007 | M | 16,200 | 07/31/1999(4) | 07/31/2008 | Common Stock | 16,200 | $ 0 | 1,921 | D | ||||
Non-Qualified Stock Option (right to buy - DV001359) | $ 9.3853 | 07/31/1999(4) | 07/31/2008 | Common Stock | 488 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy - SF002265) | $ 8.2601 | 01/22/2002(4) | 01/22/2011 | Common Stock | 90,600 | 90,600 | D | ||||||||
Non-Qualified Stock Option (right to buy - DV005126) | $ 8.2601 | 01/22/2002(4) | 01/22/2011 | Common Stock | 42,537 | 42,537 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS, TX 75201 |
Exec VP, Chief Admin Officer, | General Counsel and Secretary |
Michelle P. Goolsby | 11/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 10,525 shares common stock of Issuer, for which the reporting person has opted to defer receipt until a future date, under the Issuer's Executive Deferred Compensation Plan. |
(2) | Sales are pursuant to a 10b5-1 Sales Plan dated October 8, 2007, between reporting person and Bear Stearns & Co. Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Issuer. |
(3) | A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. |
(4) | The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. |
Remarks: CONTINUED ON ADDITIONAL FORM 4 FILED ON THIS SAME DATE. |