UNITED STATES Check the appropriate box to designate the rule
pursuant to which this Schedule is filed: o Rule 13d-1(b) þ Rule 13d-1(c) o Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
2 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Integrated Core Strategies (US) LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- | |
6 |
SHARED VOTING POWER 584,768 | ||
7 |
SOLE DISPOSITIVE POWER -0- | ||
8 |
SHARED DISPOSITIVE
POWER 584,768 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 584,768 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 4.4% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
3 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets II LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 94,591 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 94,591 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 94,591 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.7% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
4 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Integrated Assets, Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.0% |
12 | TYPE OF REPORTING PERSON CO |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
5 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium International Management LP |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 1 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 1 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.0% |
12 | TYPE OF REPORTING PERSON PN |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
6 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 679,360 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 679,360 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 679,360 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
7 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Millennium Group Management LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 679,360 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 679,360 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 679,360 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 | TYPE OF REPORTING PERSON OO |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
8 |
of |
15 |
1 |
NAMES OF REPORTING PERSONS
Israel A. Englander |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) þ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER 679,360 | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER 679,360 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 679,360 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 5.1% |
12 |
TYPE OF REPORTING
PERSON IN |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
9 |
of |
15 |
Item 1. | ||
|
(a) | Name of Issuer: |
|
||
|
Spark Energy, Inc., a Delaware corporation (the "Issuer"). | |
|
||
|
(b) | Address of Issuers Principal Executive Offices: |
|
||
|
12140 Wickchester Lane, Suite 100 | |
Item 2. |
(a) | Name of Person Filing: |
|
(b) | Address of Principal Business Office: |
|
(c) | Citizenship: |
|
Integrated Core Strategies (US) LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Integrated Assets II LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Integrated Assets, Ltd. c/o Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Cayman Islands | |
|
||
|
Millennium International Management LP 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Millennium Group Management LLC
666 Fifth Avenue New York, New York 10103 Citizenship: Delaware | |
|
||
|
Israel A. Englander c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: United States | |
|
||
(d) | Title of Class of Securities: | |
Class A common stock, par value $0.01 per share ("Class A Common Stock") | ||
|
||
(e) | CUSIP Number: | |
846511103 |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
10 |
of |
15 |
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
|
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
|
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
|
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
|
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||
|
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
CUSIP
No. |
846511103 |
SCHEDULE 13G |
Page |
11 |
of |
15 |
|
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||
|
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
|
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
|
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
As of the close of business on October 9, 2018: i) Integrated Core Strategies (US) LLC, a Delaware limited liability company ("Integrated Core Strategies"), beneficially owned 584,768 shares of the Issuers Class A Common Stock;
ii) Integrated Assets II LLC, a Delaware limited liability company ("Integrated Assets II"), beneficially owned 94,591 shares of the Issuers Class A Common Stock; and
Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to Integrated Assets and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets.
Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies and Integrated Assets II and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies and Integrated Assets II. Millennium Management is also the general partner of the 100% shareholder of Integrated Assets and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets.
Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies and Integrated Assets II. Millennium Group Management is also the general partner of Millennium International Management and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Assets.
Israel A. Englander, a United States citizen ("Mr. Englander"), controls the managing member of Millennium Group Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, Integrated Assets II and Integrated Assets.
The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies, Integrated Assets II or Integrated Assets, as the case may be.
(b) Percent of Class: As of the close of business on October 9, 2018, Millennium Management, Millennium Group Management and Mr. Englander may be deemed to have beneficially owned 679,360 shares of the Issuers Class A Common Stock or 5.1% of the Issuers Class A Common Stock outstanding (see Item 4(a) above), which percentage was based on 13,393,712 shares of the Issuers Class A Common Stock outstanding as of August 1, 2018, as per the Issuers Form 10-Q dated August 3, 2018. SCHEDULE 13G (c) Number of shares as to which such person
has: -0- (ii) Shared power to vote or to direct the vote 679,360 (See Item 4(b)) (iii) Sole power to dispose or to direct the disposition of -0- (iv) Shared power to dispose or to direct the disposition of 679,360 (See Item 4(b)) Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group See Exhibit I. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
SCHEDULE 13G Exhibits: Exhibit I: Joint Filing Agreement, dated as of October 9, 2018, by and among Integrated Core Strategies (US) LLC, Integrated Assets II LLC, Integrated Assets, Ltd., Millennium International Management LP, Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander.
SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. INTEGRATED CORE STRATEGIES (US) LLC Name: Mark Meskin INTEGRATED ASSETS II LLC Name: Mark Meskin INTEGRATED ASSETS, LTD. Name: Mark Meskin MILLENNIUM INTERNATIONAL MANAGEMENT LP Name: Mark Meskin MILLENNIUM MANAGEMENT LLC Name: Mark Meskin MILLENNIUM GROUP MANAGEMENT LLC
Name: Mark Meskin Israel
A. Englander SCHEDULE 13G This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. INTEGRATED CORE STRATEGIES (US) LLC Name: Mark Meskin INTEGRATED ASSETS II LLC Name: Mark Meskin INTEGRATED ASSETS, LTD. Name: Mark Meskin MILLENNIUM INTERNATIONAL MANAGEMENT LP Name: Mark Meskin MILLENNIUM MANAGEMENT LLC Name: Mark Meskin MILLENNIUM GROUP MANAGEMENT LLC
Name: Mark Meskin Israel
A. Englander
Page
of
(i) Sole power to vote or to direct the vote
Page
of
Page
of
Dated: October 9, 2018
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Chief Trading Officer
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Chief Trading Officer
By: Millennium International Management LP,
its Investment Manager
Title: Chief Trading Officer
Title: Chief Trading Officer
Title: Chief Trading Officer
Title: Chief Trading Officer
Page
of
EXHIBIT I
JOINT
FILING AGREEMENT
Dated: October 9, 2018
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Chief Trading Officer
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
Title: Chief Trading Officer
By: Millennium International Management LP,
its Investment Manager
Title: Chief Trading Officer
Title: Chief Trading Officer
Title: Chief Trading Officer
Title: Chief Trading Officer