1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee unit option (right to buy)
|
01/26/2008(2)
|
01/26/2017 |
Holding Units
(1)
|
11,306
|
$
90.65
|
D
|
Â
|
Employee unit option (right to buy)
|
01/26/2013(3)
|
01/26/2018 |
Holding Units
(1)
|
22,638
|
$
90.65
|
D
|
Â
|
Employee unit option (right to buy)
|
12/07/2008(4)
|
12/07/2017 |
Holding Units
(1)
|
15,038
|
$
80.46
|
D
|
Â
|
Employee unit option (right to buy)
|
12/07/2013(5)
|
12/07/2018 |
Holding Units
(1)
|
26,179
|
$
80.46
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units") |
(2) |
The option vests in 20% increments on each of January 26, 2008, 2009, 2010, 2011, and 2012. |
(3) |
The option vests in 20% increments on each of January 26, 2013, 2014, 2015, 2016, and 2017. |
(4) |
The option vests in 20% increments on each of December 7, 2008, 2009, 2010, 2011 and 2012. |
(5) |
The option vests in 20% increments on each of December 7, 2013, 2014, 2015, 2016, and 2017. |