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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Richmond Hill Investments, LLC 375 HUDSON STREET 12TH FLOOR NEW YORK, NY 10014 |
X | |||
Essex Equity Joint Investment Vehicle, LLC 375 HUDSON STREET 12TH FLOOR NEW YORK, NY 10014 |
X | |||
Maher Basil C/O ESSEX EQUITY MANAGEMENT, LLC 70 S. ORANGE AVENUE, SUITE 105 LIVINGSTON, NJ 07039 |
X | |||
Maher M. Brian C/O ESSEX EQUITY MANAGEMENT, LLC 70 S. ORANGE AVENUE, SUITE 105 LIVINGSTON, NJ 07039 |
X |
/s/ John Liu, Chief Executive Officer, Richmond Hill Investments, LLC | 04/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ John Liu, Chief Executive Officer of Richmond Hill Investments, LLC, its Investment Manager | 04/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ John Liu, Attorney-in-fact for Basil Maher | 04/27/2012 | |
**Signature of Reporting Person | Date | |
/s/ John Liu, Attorney-in-fact for M. Brian Maher | 04/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.99 to $18.12, inclusive. The reporting person undertakes to provide Global Indemnity plc, any security holder of Global Indemnity plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
(2) | The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC (the "Fund"). |
(3) | As the investment manager of the Fund, Richmond Hill Investments, LLC (the "Investment Manager") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest, if any. |
(4) | Each of Basil Maher and M. Brian Maher (collectively, the "Individual Reporting Persons"), as a member of the investment committee of the Investment Manager, may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. Each of the Individual Reporting Persons disclaims beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest, if any. |