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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KULLMAN MARY C 720 OLIVE STREET ST. LOUIS, MO 63101 |
Senior Vice President |
/s/ Mary C. Kullman | 12/12/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents strategic award of time-vested restricted stock that vests on 12/2/2014. |
(2) | This line represents the number of shares withheld for the payment of taxes incident to the vesting of 400 shares of time vested restricted stock. |
(3) | Represents award of time vested restricted stock that vests on 12/02/2016. |
(4) | Represents restricted stock performance units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. Prior report indicated 1,350 performance contingent stock units vested, net of 450 units withheld for taxes. |
(5) | This line represents the number of shares withheld for the payment of taxes incident to the vesting of performance based restricted stock and units. Prior report identified these as units (netted against those previously reported as vested) instead of shares. |
(6) | Shares held in Company stock fund of 401(k) plan as reported by trustee as of 12/02/2013. |