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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 28.85 | 12/05/2007 | M | 1,500 | (3) | 11/05/2013 | Common Stock | 1,500 | $ 0 | 0 | D | ||||
Employee Stock Options (right to buy) | $ 30.95 | 12/05/2007 | M | 1,500 | (4) | 11/03/2014 | Common Stock | 1,500 | $ 0 | 1,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PENDERGAST MICHAEL C 720 OLIVE STREET ST. LOUIS, MO 63101 |
Vice President |
Michael C. Pendergast | 12/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 4,000 shares of previously awarded performance contingent restricted stock under the Company's Equity Plan. |
(2) | Shares held in Company stock fund of 401(k) plan as reported by trustee as of September 30, 2007 and purchased through regular deferrals under the Plan. Due to the trustee's fund accounting methodology, this number differs from the number previously reported in the reporting person's Form 4 dated August 17, 2007 even though there were no transactions, other than purchases through regular deferrals, since that date. |
(3) | Options vest in four equal annual installments beginning on November 6, 2004. |
(4) | Options vest in four equal annual installments beginning on November 4, 2005. |