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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STEPHENS W THOMAS |
X |
W. Thomas Stephens | 02/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective date of merger of Putnam High Yield Municipal Trust into issuer. |
(2) | Putnam High Yield Municipal Trust (PYM), a closed-end investment company, merged into issuer (PMM) on February 19, 2008. Common shares of PMM were issued in exchange for all outstanding PYM common shares based on the respective per-share net asset values of each fund's common shares calculated as of February 15, 2008. |
(3) | Per-share net asset value of PMM common shares as of February 15, 2008. Reflects rounding. |
(4) | Putnam High Yield Municipal Trust (PYM), a closed-end investment company, merged into issuer (PMM) on February 19, 2008. Common shares of PMM were issued in exchange for all outstanding PYM common shares based on the respective per-share net asset values of each fund's common shares calculated as of February 15, 2008. |
Remarks: This Amendment is filed to correct the amount reported in Item 5 on February 21, 2008. |