FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21494
Nuveen Floating Rate Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz Chief Administrative Officer
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2018
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21494
Registrant Name: Nuveen Floating Rate Income Fund
Reporting Period: 07/01/2017 - 06/30/2018
Nuveen Floating Rate Income Fund
C&J ENERGY SERVICES, INC. Meeting Date: MAY 29, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL |
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Ticker: CJ Security ID: 12674R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart Brightman | Management | For | Withhold |
1.2 | Elect Director Michael Zawadzki | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
EATON VANCE FLOATING-RATE INCOME TRUST Meeting Date: APR 09, 2018 Record Date: JAN 09, 2018 Meeting Type: ANNUAL |
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Ticker: EFT Security ID: 278279104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William H. Park | Management | For | For |
1b | Elect Director Susan J. Sutherland | Management | For | For |
1c | Elect Director Harriett Tee Taggart | Management | For | For |
EATON VANCE SENIOR INCOME TRUST Meeting Date: OCT 19, 2017 Record Date: AUG 08, 2017 Meeting Type: ANNUAL |
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Ticker: EVF Security ID: 27826S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas E. Faust, Jr. | Management | For | For |
1b | Elect Director Cynthia E. Frost | Management | For | For |
1c | Elect Director Susan J. Sutherland | Management | For | For |
MGM HOLDINGS INC. Meeting Date: DEC 20, 2017 Record Date: NOV 15, 2017 Meeting Type: ANNUAL |
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Ticker: MGMB Security ID: 55303C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Barber | Management | For | Withhold |
1.2 | Elect Director James Dondero | Management | For | Withhold |
1.3 | Elect Director David Krane | Management | For | Withhold |
1.4 | Elect Director Ann Mather | Management | For | Withhold |
1.5 | Elect Director Fredric G. Reynolds | Management | For | Withhold |
1.6 | Elect Director Nancy Tellem | Management | For | Withhold |
1.7 | Elect Director Kevin Ulrich | Management | For | Withhold |
OCEAN RIG UDW INC. Meeting Date: NOV 03, 2017 Record Date: SEP 25, 2017 Meeting Type: SPECIAL |
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Ticker: ORIG Security ID: G66964118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt the Second Amended and Restated Memorandum and Articles | Management | For | For |
2 | Reduce Authorized Common and Preferred Stock | Management | For | For |
3 | Approve the Redesignation and Cancellation of Shares | Management | For | For |
4 | Other Business | Management | For | Against |
OCEAN RIG UDW INC. Meeting Date: MAR 05, 2018 Record Date: JAN 31, 2018 Meeting Type: ANNUAL |
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Ticker: ORIG Security ID: G66964118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A as Auditors | Management | For | Against |
2 | Amend Articles Regarding Director and Officer Indemnification | Management | For | Against |
VANTAGE DRILLING INTERNATIONAL Meeting Date: AUG 01, 2017 Record Date: JUN 27, 2017 Meeting Type: ANNUAL |
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Ticker: Security ID: G9325C113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1B | Elect Director Matthew W. Bonanno | Management | For | Against |
1C | Elect Director Esa Ikaheimonen | Management | For | For |
1D | Elect Director Nils E. Larsen | Management | For | For |
1E | Elect Director Scott McCarty | Management | For | Against |
1F | Elect Director Ihab M. Toma | Management | For | Against |
1G | Elect Director L. Spencer Wells | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Floating Rate Income Fund
By | /s/ Cedric H. Antosiewicz | |
Cedric H. Antosiewicz Chief Administrative Officer | ||
Date |
August 20, 2018