FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21494
Nuveen Floating Rate Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2016
Item 1. Proxy Voting Record
| Institutional Account Name |
Company Name |
Ticker |
Provider Security ID |
Meeting Date |
Proponent |
Proposal Text |
Management |
Vote |
Vote Against | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Ratify Ernst & Young LLP as Auditors | Abstain | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Amend Omnibus Stock Plan | Abstain | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | Abstain | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Donald Tang | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Richard A. Reck | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Eddy W. Hartenstein | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Philip G. Franklin | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Michael W. Ferro, Jr. | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee David E. Dibble | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Justin C. Dearborn | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Share Holder | Management Nominee Carol Crenshaw | Withhold | Do Not Vote | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Ratify Ernst & Young LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Amend Omnibus Stock Plan | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Donald Tang | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Richard A. Reck | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Eddy W. Hartenstein | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Michael W. Ferro, Jr. | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Justin C. Dearborn | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Carol Crenshaw | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Approve Non-Employee Director Omnibus Stock Plan | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Approve Omnibus Stock Plan | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Elect Director Peter E. Murphy | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Elect Director Ross Levinsohn | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Media Company | TRCO | 896047503 | 5/5/2016 | Management | Elect Director Bruce A. Karsh | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/22/2015 | Management | Elect Director Helen Frame Peters | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/22/2015 | Management | Elect Director Scott E. Eston | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | 3/24/2016 | Management | Elect Director Valerie A. Mosley | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Eaton Vance Floating-Rate Income Trust | EFT | 278279104 | 3/24/2016 | Management | Elect Director Helen Frame Peters | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director David M. Tolley | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Alexis Glick | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Ralph B. Everett | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Lewis W. Dickey, Jr. | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Brian Cassidy | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Mary G. Berner | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Cumulus Media Inc. | CMLS | 231082108 | 6/9/2016 | Management | Elect Director Jeffrey A. Marcus | For | For | No | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director Philip G. Franklin | For | Withhold | Yes | |||||||||
| Nuveen Floating Rate Income Fund | Tribune Publishing Company | TPUB | 896082104 | 6/2/2016 | Management | Elect Director David E. Dibble | For | Withhold | Yes |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Floating Rate Income Fund
| By | /s/ Gifford R. Zimmerman | |
| Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date | ||
August 29, 2016