FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of October 2010
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
Exhibit Number
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: October 14, 2010 | By: | /s/ Shinji Iwai | ||
| Shinji Iwai | ||||
| Senior Managing Director | ||||
[Translation of Share Buyback Report for the reporting month from September 1, 2010 to September 30, 2010
filed with the Director General of the Kanto Finance Bureau]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at a meeting of the board of directors (“Board”) |
As of September 30, 2010
| Number of Shares | Total Repurchase Amount (JPY) | |||||
| Authorization pursuant to the resolution of the Board (July 30, 2010) |
75,000,000 | 50,000,000,000 | ||||
| Repurchases during this reporting month (Date of repurchase) |
Date | — | — | |||
| Total |
— | 0 | 0 | |||
| Aggregate shares repurchased as of the end of this reporting month |
75,000,000 | 37,361,694,700 | ||||
| Progress of share repurchase (%) |
100.0 | 74.7 | ||||
| 2. | Status of disposition |
As of September 30, 2010
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) | |||||
| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||
| Subtotal |
— | — | — | |||
| Treasury shares canceled |
(Date) | — | — | |||
| Subtotal |
— | — | — | |||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | — | — | |||
| Subtotal |
— | — | — | |||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) September 7 |
63 | 29,799 | |||
| September 9 | 62 | 29,264 | ||||
| Subtotal |
— | 125 | 59,063 | |||
| Other (exercise of stock acquisition rights) |
(Date) | |||||
| September 8 | 7,800 | 7,800 | ||||
| September 9 | 1,300 | 1,300 | ||||
| September 10 | 15,300 | 15,300 | ||||
| September 13 | 1,000 | 1,000 | ||||
| September 15 | 200 | 200 | ||||
| September 17 | 5,700 | 5,700 | ||||
| September 21 | 1,400 | 1,400 | ||||
| September 22 | 5,900 | 5,900 | ||||
| September 29 | 14,200 | 14,200 | ||||
| Subtotal |
— | 52,800 | 52,800 | |||
| Total |
52,925 | 111,863 | ||||
| 3. | Status of shares held in treasury |
As of September 30, 2010
| As of the end of the reporting month |
Number of Shares | |
| Total number of issued shares |
3,719,133,241 | |
| Number of treasury shares |
118,592,656 |