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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of September 2010
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
Exhibit Number
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: September 14, 2010 | By: | /s/ Shinji Iwai | ||
| Shinji Iwai | ||||
| Senior Managing Director | ||||
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Nomura Announces Secondary Distribution of US Dollar Notes and
Australian Dollar Notes due September 2014
Tokyo, September 14, 2010—Nomura Holdings, Inc. today announced that Nomura Europe Finance N.V., a wholly owned subsidiary of Nomura Holdings, has finalized the terms of secondary distribution of US dollar notes and Australian dollar notes due September 2014 guaranteed by Nomura Holdings.
Outline of US dollar notes
| 1. Amount of Issue | USD 392,000,000 | |
| 2. Offering Price | 100.00% of face value | |
| 3. Subscription Amount | USD 1,000 | |
| 4. Maturity Date | September 29, 2014 | |
| 5. Interest Payment Dates | March 29 and September 29 each year | |
| 6. Interest Rate | 2.42% annually | |
| 7. Subscription Period | From September 15, 2010, to September 29, 2010 | |
| 8. Settlement Date in Japan | September 30, 2010 | |
| 9. Ratings | A+ (Rating and Investment Information, Inc.) | |
| AA- (Japan Credit Rating Agency, Ltd.) | ||
| BBB+ (Standard & Poor’s Ratings Services) |
Outline of Australian dollar notes
| 1. Amount of Issue | AUD 976,000,000 | |
| 2. Offering Price | 100.00% of face value | |
| 3. Subscription Amount | AUD 1,000 | |
| 4. Maturity Date | September 29, 2014 | |
| 5. Interest Payment Dates | March 29 and September 29 each year | |
| 6. Interest Rate | 6.30% annually | |
| 7. Subscription Period | From September 15, 2010, to September 29, 2010 | |
| 8. Settlement Date in Japan | September 30, 2010 | |
| 9. Ratings | A+ (Rating and Investment Information, Inc.) | |
| AA- (Japan Credit Rating Agency, Ltd.) | ||
| BBB+ (Standard & Poor’s Ratings Services) |
The purpose of this press release is to make a general public announcement concerning the secondary distribution of US dollar notes and Australian dollar notes due September 2014 by Nomura Europe Finance N.V. guaranteed by Nomura Holdings, Inc. It has not been prepared for the purpose of an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.
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Ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Kenji Yamashita |
Nomura Holdings, Inc. | + 81-3-3278-0591 | ||
| Keiko Sugai |
Group Corporate Communications Dept. | |||
Nomura
Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs over 27,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through three business divisions: retail, wholesale (global markets, investment banking, and other wholesale), and asset management. For further information about Nomura, please visit www.nomura.com.
The purpose of this press release is to make a general public announcement concerning the secondary distribution of US dollar notes and Australian dollar notes due September 2014 by Nomura Europe Finance N.V. guaranteed by Nomura Holdings, Inc. It has not been prepared for the purpose of an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.