Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of December, 2009

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F x Form 40-F ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ¨            No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 


PRUDENTIAL PLC ANNOUNCEMENT

Notification of Major Interests in Shares

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

  2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Full name of person(s) subject to the notification obligation:

CAPITAL RESEARCH AND MANAGEMENT COMPANY

 

  3. Full name of shareholder(s) (if different from 3.):

N/A

 

  4. Date of the transaction and date on which the threshold is crossed or reached:

20th November 2009

 

  5. Date on which issuer notified:

10th December 2009

 

  6. Threshold(s) that is/are crossed or reached:

Holding has gone above 10%

 

  7. Notified details:

8A: Voting rights attached to shares

Class/type of shares: Ordinary 5p

Situation previous to the Triggering transaction:

 

No of Shares

   No of Voting Rights

Below 10%

   Below 10%


Resulting situation after the triggering transaction:

 

No of shares

     

No of voting rights

     

% of voting rights

   
Direct   Indirect   Direct   Indirect   Direct   Indirect
0   253,972,863   0   253,972,863   N/A   10.0306%

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial

instrument

  

Expiration date

  

Exercise/ Conversion

Period/ Date

  

Number of voting rights that may

be acquired if the Instrument is

exercised/ converted

   % of voting rights

N/A

           

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of financial

instrument

  

Expiration date

  

Exercise/ Conversion

Period/ Date

  

Number of voting rights that may

be acquired if the Instrument is

exercised/ converted

   % of voting rights
            Nominal    Delta

N/A

   N/A    N/A    N/A    N/A    N/A

Total (A+B+C):

 

Number of voting rights    % of voting rights
253,972,863    10.0306%

 

  8. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

N/A

Proxy Voting:

 

  9. Name of the proxy holder:

N/A

 

  10. Number of voting rights proxy holder will cease to hold:

N/A


  11. Date on which proxy holder will cease to hold voting rights:

N/A

 

  12. Additional information:

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for Enquiries

Jennie Webb

020 7548 2027

Company official responsible for making notification

Penny Follows, Shareholder Services and Share Plans Manager

020 7548 3821


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: December 11, 2009

PRUDENTIAL PUBLIC LIMITED COMPANY

 

By:  

/s/ Penny Follows

  Penny Follows
  Shareholder Services and Share Plans manager