Nuveen Multi-Strategy Income and Growth Fund 2

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21333

 

Nuveen Multi-Strategy Income and Growth Fund 2


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2009

 



Item 1. Proxy Voting Record

Proxy Voting Summary Report

July 1, 2008 – June 30, 2009

Nuveen Multi-Strategy Income and Growth Fund 2

(Spectrum Asset Management.)

 

Meeting
Date/Type
 

Company/

Ballot Issues

   Security      Management
Recommendation
     Vote Cast      Proponent

09/12/08 - A

  Blackrock Preferred Opportunity Trust *BPP*    09249V103               
  1   Elect Directors         For      For      Management

09/12/08 - A

  Blackrock Preferred & Corporate Income Strategies Fund, Inc *PSW*    09255J101               
  1   Elect Directors         For      For      Management

09/12/08 - A

  Blackrock Preferred Income Strategies Fund Inc *PSY*    09255H105               
  1   Elect Directors         For      For      Management

12/12/08 - S

  HBOS plc *HBOS*    42205MAB2               
    Meeting for GDR Holders of 6.413 Per Cent. Preference Shares                  
    Agenda for Court Meeting                  
  1   IF BNYM AS DEPOSITARY IS SOLE HOLDER OF HBOS 6.413% PREF. SHARES AT 5:00 PM ON DECEMBER 9, 2008, IT WILL CONSENT TO APPROVAL OF PREF. SCHEME AT HBOS 6.413% PREF. COURT MEETING IN PLACE OF VOTING AT THE HBOS 6.413% PREF. COURT MEETING.         For      For      Management
    Agenda for Special Meeting                  
  2   APPROVAL OF PREFERENCE SHARE SCHEME; CREATION ANDALLOTMENT OF NEW PREFERENCE SHARES; AMENDMENT OFARTICLES; RECLASSIFICATION OF PREFERENCE SHARES.         For      For      Management
  3   REDUCTION OF SHARE CAPITAL BY CANCELLATION OF 6.413%PREFERENCE SHARES.         For      For      Management

04/21/09 – A

  Flaherty & Crumrine / Claymore Total Return Fund Inc *FLC*    338479108               
  1   Elect Directors         For      For      Management

04/21/09 - A

  Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc. *FFC*    338478100               
  1   Elect Directors         For      For      Management

04/28/09 - A

  John Hancock Preferred Income Fund III *HPS*    41021P103               
  1   Elect Directors         For      For      Management
  2   Approve Investment Advisory Agreement         For      For      Management

05/11/09 - A

  Wachovia Preferred Funding Corp *WNA.P*    92977V206               
  1.1   Elect Director James E. Alward         For      For      Management
  1.2   Elect Director Charles F. Jones         For      For      Management
  1.3   Elect Director Mark C. Oman         For      For      Management

Vote Summary Report

July 01, 2008 – June 30, 2009

Nuveen Multi-Strategy Income & Growth Fund 2 (Symphony)

 

Meeting
Date/Type
  Company/
Ballot Issues
   Security      Management
Recommendation
     Vote Cast      Proponent

07/07/08 - A/S

  Millicom International Cellular S.A. *MICC*    L6388F110               
    This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.                  
  1   ELECTION OF CHAIRMAN.         For      For      Management
  2   TO RECEIVE THE DIRECTORS REPORT (RAPPORT DE GESTION) AND THE REPORT OF THE EXTERNAL AUDITOR OF THE CONSOLIDATED AND PARENT COMPANY (MILLICOM) ACCOUNTS AT 31 DECEMBER 2007.         For      For      Management
  3   APPROVAL OF THE CONSOLIDATED ACCOUNTS PARENT COMPANY (MILLICOM) ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2007.         For      For      Management
  4   ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31 2007.         For      For      Management
  5   DISCHARGE OF THE BOARD OF DIRECTORS IN RESPECT OF THE YEAR ENDED DECEMBER 31 2007.         For      For      Management
  6   ELECTION OF THE BOARD OF DIRECTORS, INCLUDING TWO NEW DIRECTORS.         For      For      Management
  7   ELECTION OF THE EXTERNAL AUDITORS.         For      For      Management
  8   APPROVAL OF DIRECTORS FEES.         For      For      Management
  9   APPROVAL OF (A) PROPOSED SHARE BUY-BACK PROGRAM, (B) BOARD OF DIRECTORS DECISION TO DELEGATE AUTHORITY TO IMPLEMENT SHARE BUY-BACK JOINTLY TO CEO AND CHAIRMAN, AND (C) VARIOUS USES OF MILLICOM SHARES REPURCHASED IN THE SHARE BUY-BACK PROGRAM.         For      For      Management
  10   MISCELLANEOUS.         For      Against      Management
  11   APPROVAL OF AMENDMENTS TO ARTICLE 21 ( PROCEDURE, VOTE ) OF THE ARTICLES OF ASSOCIATION.         For      For      Management
  12   MISCELLANEOUS.         For      Against      Management

07/07/08 - S

  Millicom International Cellular S.A. *MICC*    L6388F128               
    Special Meeting                  
  1   Amend Articles Re: Procedure and Vote         For      For      Management
  2   Transact Other Business         For      Against      Management

07/10/08 - A

  Man Group plc *EMG*    G5790V156               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 24.8 US Cents Per Ordinary Share         For      For      Management
  4   Elect Philip Colebatch as Director         For      For      Management
  5   Elect Patrick O’Sullivan as Director         For      For      Management
  6   Re-elect Dugald Eadie as Director         For      For      Management
  7   Re-elect Glen Moreno as Director         For      Against      Management
  8   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  9   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  10   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,627,924         For      For      Management
  11   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,940,474.83         For      For      Management
  12   Authorise 171,744,343 Ordinary Shares for Market Purchase         For      For      Management
  13   Adopt New Articles of Association         For      For      Management
  14   Approve Increase in Preference Share Capital from USD 147,775,058.29209 and GBP 50,000 to USD 747,775,058.29209 and GBP 50,000; Authorise Issue of Equity with Pre-emptive Rights up to 600,000 Preference Shares; Adopt New Articles of Association         For      For      Management
  15   Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000         For      For      Management

07/10/08 - S

  Man Group plc *EMG*    G5790V156               
    Class Meeting of Ordinary Shareholders                  
  1   Sanction and Consent to the Passing and Implementation of Resolution 14 Set Out in the Notice Dated 29 May 2008 Convening an AGM of the Company for 10 July 2008; Sanction and Consent to Each and Every Abrogation of Rights Attached to the Ordinary Shares         For      For      Management

07/29/08 - A

  Vodafone Group plc *VOD*    92857W209               
    Meeting for ADR Holders                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Re-elect Sir John Bond as Director         For      For      Management
  3   Re-elect John Buchanan as Director         For      For      Management
  4   Re-elect Vittorio Colao as Director         For      For      Management
  5   Re-elect Andy Halford as Director         For      For      Management
  6   Re-elect Alan Jebson as Director         For      For      Management
  7   Re-elect Nick Land as Director         For      For      Management
  8   Re-elect Anne Lauvergeon as Director         For      For      Management
  9   Re-elect Simon Murray as Director         For      For      Management
  10   Re-elect Luc Vandevelde as Director         For      For      Management
  11   Re-elect Anthony Watson as Director         For      For      Management
  12   Re-elect Philip Yea as Director         For      For      Management
  13   Approve Final Dividend of 5.02 Pence Per Ordinary Share         For      For      Management
  14   Approve Remuneration Report         For      For      Management
  15   Reappoint Deloitte & Touche LLP as Auditors of the Company         For      For      Management
  16   Authorise the Audit Committee to Fix Remuneration of Auditors         For      For      Management
  17   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000         For      For      Management
  18   Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000         For      For      Management
  19   Authorise 5,300,000,000 Ordinary Shares for Market Purchase         For      For      Management
  20   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000         For      For      Management
  21   Amend Articles of Association         For      For      Management
  22   Approve Vodafone Group 2008 Sharesave Plan         For      For      Management

07/31/08 - S

  Finmeccanica Spa *FINMY*    T4502J151               
    Special Business                  
  1   Approve Capital Increase in the Maximum Amount of EUR 1.4 Billion With Preemptive Rights         For      For      Management

07/31/08 - A

  SABMiller plc *SBMRY*    G77395104               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Elect Rob Pieterse as Director         For      For      Management
  4   Elect Maria Ramos as Director         For      For      Management
  5   Re-elect Lord Robert Fellowes as Director         For      For      Management
  6   Re-elect Graham Mackay as Director         For      For      Management
  7   Re-elect John Manzoni as Director         For      For      Management
  8   Re-elect Miles Morland as Director         For      For      Management
  9   Re-elect Cyril Ramaphosa as Director         For      For      Management
  10   Re-elect Meyer Kahn as Director         For      For      Management
  11   Approve Final Dividend of 42 US Cents Per Ordinary Share         For      For      Management
  12   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  13   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  14   Approve SABMiller plc Approved Share Option Plan 2008, SABMiller plc Share Option Plan 2008, SABMiller plc Share Award Plan 2008, SABMiller plc Stock Appreciation Rights Plan 2008, SABMiller plc Associated Companies Employee Share Plan         For      For      Management
  15   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896         For      For      Management
  16   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896         For      For      Management
  17   Authorise 150,577,927 Ordinary Shares for Market Purchase         For      For      Management
  18   Amend Articles of Association; Approve Contingent Purchase Contract Between the Company and SABMiller Jersey Limited Providing the Company to Purchase up to 77,368,338 of its Own Non-Voting Convertible Shares         For      For      Management
  19   Adopt New Articles of Association         For      For      Management

08/25/08 - S

  KB Financial Group Inc *KOKBFG*    50049M109               
    Meeting for GDR Holders                  
  1   Approval of Stock Transfer Plan to Establish Financial Holding Company through Comprehensive Stock Transfer         For      For      Management
  2   Amend Articles Regarding Settlement Method for Outstanding Stock Options         For      For      Management

09/16/08 - S

  BG Group plc *BG/*    055434203               
    Meeting for ADR Holders                  
  1   TO APPROVE THE ACQUISITION OF ORIGIN ENERGY LIMITED         For      For      Management

09/21/08 - S

  Banco Santander S.A. *STD*    05964H105               
    Meeting for ADR Holders                  
  1   Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law         For      For      Management
  2   Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition         For      For      Management
  3   Authorize Board to Ratify and Execute Approved Resolutions         For      For      Management

10/15/08 - A

  Diageo plc *DEO*    25243Q205               
    Meeting for ADR Holders                  
  1   REPORT AND ACCOUNTS 2008         For      For      Management
  2   DIRECTORS REMUNERATION REPORT 2008         For      For      Management
  3   DECLARATION OF FINAL DIVIDEND         For      For      Management
  4   TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR         For      For      Management
  5   TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR         For      For      Management
  6   TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR         For      For      Management
  7   TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR         For      For      Management
  8   ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR         For      For      Management
  9   RATIFY AUDITORS         For      For      Management
  10   AUTHORITY TO ALLOT RELEVANT SECURITIES         For      For      Management
  11   DISAPPLICATION OF PRE-EMPTION RIGHTS         For      For      Management
  12   AUTHORITY TO PURCHASE OWN ORDINARY SHARES         For      For      Management
  13   AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE         For      For      Management
  14   ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN         For      For      Management
  15   ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN         For      For      Management
  16   AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS         For      For      Management
  17   AMENDMENTS TO THE ARTICLES OF ASSOCIATION         For      For      Management

10/23/08 - A

  BHP Billiton plc *BHP*    G10877101               
  1   Accept Financial Statements and Statutory Reports for BHP Billiton plc         For      For      Management
  2   Accept Financial Statements and Statutory Reports for BHP Billiton Limited         For      For      Management
  3   Re-elect Paul Anderson as Director of BHP Billiton plc         For      For      Management
  4   Re-elect Paul Anderson as Director of BHP Billiton Limited         For      For      Management
  5   Re-elect Don Argus as Director of BHP Billiton plc         For      For      Management
  6   Re-elect Don Argus as Director of BHP Billiton Limited         For      For      Management
  7   Re-elect Dr John Buchanan as Director of BHP Billiton plc         For      For      Management
  8   Re-elect Dr John Buchanan as Director of BHP Billiton Limited         For      For      Management
  9   Re-elect David Crawford as Director of BHP Billiton plc         For      For      Management
  10   Re-elect David Crawford as Director of BHP Billiton Limited         For      For      Management
  11   Re-elect Jacques Nasser as Director of BHP Billiton plc         For      For      Management
  12   Re-elect Jacques Nasser as Director of BHP Billiton Limited         For      For      Management
  13   Re-elect Dr John Schubert as Director of BHP Billiton plc         For      For      Management
  14   Re-elect Dr John Schubert as Director of BHP Billiton Limited         For      For      Management
  15   Elect Alan Boeckmann as Director of BHP Billiton plc         For      For      Management
  16   Elect Alan Boeckmann as Director of BHP Billiton Limited         For      For      Management
    Shareholder Proposal                  
  17   Elect Stephen Mayne as Director of BHP Billiton plc         Against      Against      Shareholder
  18   Elect Stephen Mayne as Director of BHP Billiton Limited         Against      Against      Shareholder
    Continuation of Management Proposals                  
  19   Elect Dr David Morgan as Director of BHP Billiton plc         For      For      Management
  20   Elect Dr David Morgan as Director of BHP Billiton Limited         For      For      Management
  21   Elect Keith Rumble as Director of BHP Billiton plc         For      For      Management
  22   Elect Keith Rumble as Director of BHP Billiton Limited         For      For      Management
  23   Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration         For      For      Management
  24   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328         For      For      Management
  25   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030         For      For      Management
  26   Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase         For      For      Management
  27i   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009         For      For      Management
  27ii   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009         For      For      Management
  27iii   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009         For      For      Management
  27iv   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009         For      For      Management
  27v   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009         For      For      Management
  27vi   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009         For      For      Management
  28   Approve Remuneration Report         For      For      Management
  29   Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme         For      For      Management
  30   Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers         For      For      Management
  31   Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes         For      For      Management
  32   Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes         For      For      Management
  33   Amend the Articles of Association of of BHP Billiton plc         For      For      Management
  34   Amend the Constitution of BHP Billiton Limited         For      For      Management

10/23/08 - A

  BHP Billiton plc *BHP*    05545E209               
    Meeting for ADR Holders                  
  1   Accept Financial Statements and Statutory Reports for BHP Billiton plc         For      For      Management
  2   Accept Financial Statements and Statutory Reports for BHP Billiton Limited         For      For      Management
  3   Re-elect Paul Anderson as Director of BHP Billiton plc         For      For      Management
  4   Re-elect Paul Anderson as Director of BHP Billiton Limited         For      For      Management
  5   Re-elect Don Argus as Director of BHP Billiton plc         For      For      Management
  6   Re-elect Don Argus as Director of BHP Billiton Limited         For      For      Management
  7   Re-elect Dr John Buchanan as Director of BHP Billiton plc         For      For      Management
  8   Re-elect Dr John Buchanan as Director of BHP Billiton Limited         For      For      Management
  9   Re-elect David Crawford as Director of BHP Billiton plc         For      For      Management
  10   Re-elect David Crawford as Director of BHP Billiton Limited         For      For      Management
  11   Re-elect Jacques Nasser as Director of BHP Billiton plc         For      For      Management
  12   Re-elect Jacques Nasser as Director of BHP Billiton Limited         For      For      Management
  13   Re-elect Dr John Schubert as Director of BHP Billiton plc         For      For      Management
  14   Re-elect Dr John Schubert as Director of BHP Billiton Limited         For      For      Management
  15   Elect Alan Boeckmann as Director of BHP Billiton plc         For      For      Management
  16   Elect Alan Boeckmann as Director of BHP Billiton Limited         For      For      Management
    Shareholder Proposals                  
  17   Elect Stephen Mayne as Director of BHP Billiton plc         Against      Against      Shareholder
  18   Elect Stephen Mayne as Director of BHP Billiton Limited         Against      Against      Shareholder
    Continuation of Management Proposals                  
  19   Elect Dr David Morgan as Director of BHP Billiton plc         For      For      Management
  20   Elect Dr David Morgan as Director of BHP Billiton Limited         For      For      Management
  21   Elect Keith Rumble as Director of BHP Billiton plc         For      For      Management
  22   Elect Keith Rumble as Director of BHP Billiton Limited         For      For      Management
  23   Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration         For      For      Management
  24   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328         For      For      Management
  25   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030         For      For      Management
  26   Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase         For      For      Management
  27   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009         For      For      Management
  28   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009         For      For      Management
  29   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009         For      For      Management
  30   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009         For      For      Management
  31   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009         For      For      Management
  32   Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009         For      For      Management
  33   Approve Remuneration Report         For      For      Management
  34   Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme         For      For      Management
  35   Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers         For      For      Management
  36   Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes         For      For      Management
  37   Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes         For      For      Management
  38   Amend the Articles of Association of of BHP Billiton plc         For      For      Management
  39   Amend the Constitution of BHP Billiton Limited         For      For      Management

10/28/08 - S

  Unilever plc *UN*    G92087165               
  1   Elect Paul Polman as Director         For      For      Management

10/28/08 - S

  Unilever plc *UN*    904767704               
    Meeting for ADR Holders                  
  1   Elect Paul Polman as Director         For      For      Management

11/19/08 - S

  Lloyds Banking Group plc *LLOY*    539439109               
    Meeting for ADR Holders                  
  1   TO AUTHORISE THE ACQUISITION OF HBOS PLC         For      For      Management
  2   TO AUTHORISE THE WAIVER BY THE PANEL IN RELATION TO THE ACQUISITION OF SHARES BY HM TREASURY         For      For      Management
  3   TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE NEW SHARES         For      For      Management
  4   TO APPROVE A CAPITALISATION OF THE COMPANY S RESERVES TO PAY UP NEW BONUS SHARES         For      For      Management
  5   DIRECTORS FEES         For      For      Management
  6   TO AUTHORISE A BUYBACK OF THE PREFERENCE SHARES TO BE ISSUED TO HM TREASURY         For      For      Management
  7   DIRECTORS POWER TO ISSUE SHARES FOR CASH         For      For      Management
  8   TO CHANGE THE NAME OF THE COMPANY         For      For      Management

11/21/08 - S

  Centrica plc *CPYYY*    G2018Z143               
  1   Approve Increase in Authorised Ordinary Share Capital from GBP 275,100,000 to GBP 432,098,765; Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 180,515,131         For      For      Management
  2   Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,700,000         For      For      Management

11/24/08 - S

  Barclays plc *BARC*    G08036124               
  1   Approve Increase in Authorised Ordinary Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000         For      Abstain      Management
  2   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000         For      Abstain      Management
  3   Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000         For      Abstain      Management
  4   Subject to Passing of Resolution 2,Approve Proposed Issue by Company,Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc,of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price         For      Abstain      Management

11/24/08 - S

  Petroleo Brasileiro *PBR*    71654V408               
    Meeting for ADR Holders                  
  1   Approve Absorption of 17 de Maio Participacoes SA         For      For      Management
  2   Appoint Independent Firm to Appraise Proposed Absorption         For      For      Management

11/27/08 - A

  BHP Billiton Limited (Formerly BHP Ltd.) *BHP*    Q1498M100               
    Management Proposals                  
  1   Receive and Consider BHP Billiton Plc’s Financial Statements, Directors’ Report, and Auditor’s Report for the Financial Year Ended June 30, 2008         For      For      Management
  2   Receive and Consider BHP Billiton Ltd’s Financial Statements, Directors’ Report, and Auditor’s Report for the Financial Year Ended June 30, 2008         For      For      Management
  3   Elect Paul Anderson as Director of BHP Billiton Plc         For      For      Management
  4   Elect Paul Anderson as Director of BHP Billiton Ltd         For      For      Management
  5   Elect Don Argus as Director of BHP Billiton Plc         For      For      Management
  6   Elect Don Argus as Director of BHP Billiton Ltd         For      For      Management
  7   Elect John Buchanan as Director of BHP Billiton Plc         For      For      Management
  8   Elect John Buchanan as Director of BHP Billiton Ltd         For      For      Management
  9   Elect David Crawford as Director of BHP Billiton Plc         For      For      Management
  10   Elect David Crawford as Director of BHP Billiton Ltd         For      For      Management
  11   Elect Jacques Nasser as Director of BHP Billiton Plc         For      For      Management
  12   Elect Jacques Nasser as Director of BHP Billiton Ltd         For      For      Management
  13   Elect John Schubert as Director of BHP Billiton Plc         For      For      Management
  14   Elect John Schubert as Director of BHP Billiton Ltd         For      For      Management
  15   Elect Alan Boeckmann as Director of BHP Billiton Plc         For      For      Management
  16   Elect Alan Boeckmann as Director of BHP Billiton Ltd         For      For      Management
    Shareholder Proposal                  
 

17

  Elect Stephen Mayne as Director of BHP Billiton Plc         Against      Against      Shareholder
 

18

  Elect Stephen Mayne as Director of BHP Billiton Ltd         Against      Against      Shareholder
    Continuation of Management Proposals                  
 

19

  Elect David Morgan as Director of BHP Billiton Plc         For      For      Management
 

20

  Elect David Morgan as Director of BHP Billiton Ltd         For      For      Management
 

21

  Elect Keith Rumble as Director of BHP Billiton Plc         For      For      Management
 

22

  Elect Keith Rumble as Director of BHP Billiton Ltd         For      For      Management
 

23

  Approve KPMG Audit plc as Auditors of BHP Billiton Plc         For      For      Management
 

24

  Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes         For      For      Management
 

25

  Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc         For      For      Management
 

26

  Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc         For      For      Management
 

27i

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009         For      For      Management
 

27ii

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009         For      For      Management
 

27iii

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009         For      For      Management
 

27iv

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009         For      For      Management
 

27v

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009         For      For      Management
 

27vi

  Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009         For      For      Management
 

28

  Approve Remuneration Report for the Financial Year Ended June 30, 2008         For      For      Management
 

29

  Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount         For      For      Management
 

30

  Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan         For      For      Management
  31   Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million         For      For      Management
  32   Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million         For      For      Management
  33   Approve Amendments to the Articles of Association of BHP Billiton Plc         For      For      Management
  34   Approve Amendments to the Constitution of BHP Billiton Ltd         For      For      Management

12/19/08 - S

  BNP Paribas *BNP*    F1058Q238               
    Special Business                  
  1   Approve Contribution in Kind of 98,529,695 Fortis Banque Shares by SFPI         For      For      Management
  2   Approve Contribution in Kind of 263,586,083 Fortis Banque Luxembourg Shares by Grand Duchy of Luxembourg         For      For      Management
  3   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  4   Authorize Filing of Required Documents/Other Formalities         For      For      Management

01/26/09 - S

  Banco Santander S.A. *STD*    05964H105               
    Meeting for ADR Holders                  
  1   CAPITAL INCREASE BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF EURO EACH AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, BY DELEGATION, THE EXECUTIVE COMMITTEE         For      For      Management
  2   AUTHORIZE DELIVERY OF 100 SHARES OF BANK TO EACH EMPLOYEE OF ABBEY NATL PLC SUBGRP INC FROM BRADFORD & BINGLEY PLC GRP, AS SPECIAL BONUS IN THE FRAMEWORK OF ACQUISITION OF RETAIL DEPOSITS, BRANCH & DISTRIBUTION NETWORKS OF BRADFORD & BINGLEY PLC GRP.         For      For      Management
  3   AUTHORIZE BOARD OF DIRECTORS TO RATIFY, EXECUTE & DEVELOP RESOLUTIONS ADOPTED BY SHAREHOLDERS IN GEN. MTG., TO DELEGATE POWERS IT RECEIVES FROM SHAREHOLDERS ACTING IN GEN. MTG., & GRANT OF POWERS TO CONVERT RESOLUTIONS TO NOTARIAL INSTRUMENTS         For      For      Management

01/27/09 - A

  CGI Group Inc *GIB.A*    39945C109               
    Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders                  
  1   Elect Directors         For      For      Management
  2   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management

02/16/09 - S

  Millicom International Cellular S.A. *MICC*    L6388F110               
    Special Meeting                  
  1   Renew Authorized Common Stock         For      For      Management
  2   Eliminate Preemptive Rights under Item 1         For      Against      Management
  3   Amend Bylaws Re: Article 5         For      For      Management
  4   Amend Bylaws Re: Article 5         For      For      Management
  5   Ratify Past Issuance of New Shares         For      For      Management
  6   Approve Past Amendment of Articles         For      For      Management
  7   Change Date of Annual Meeting and Amend Articles Accordingly         For      For      Management
  8   Amend Corporate Purpose and Amend Articles Accordingly         For      For      Management
  9.1   Amend Article 6 — Equity Related         For      For      Management
  9.2   Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly         For      Against      Management
  9.3   Amend Article 7 — Board Related         For      For      Management
  9.4   Amend Article 8 — Board Related         For      For      Management
  9.5   Amend Article 8 — Board Related         For      For      Management
  9.6   Amend Article 8 — Board Related         For      For      Management
  9.7   Amend Article 8 — Board Related         For      For      Management
  9.8   Amend Article 8 — Board Related         For      For      Management
  9.9   Amend Article 11 — Board Related         For      Against      Management
  9.10   Amend Article 21 — Non-Routine         For      For      Management
  9.11   Amend Article 21 — Non-Routine         For      For      Management
  9.12   Amend Article 21 — Non-Routine         For      For      Management
  9.13   Amend Article 21 — Non-Routine         For      For      Management

02/16/09 - S

  Millicom International Cellular S.A. *MICC*    L6388F128               
    Special Meeting                  
  1   Renew Authorized Common Stock         For      For      Management
  2   Eliminate Preemptive Rights under Item 1         For      Against      Management
  3   Amend Bylaws Re: Article 5         For      For      Management
  4   Amend Bylaws Re: Article 5         For      For      Management
  5   Ratify Past Issuance of New Shares         For      For      Management
  6   Approve Past Amendment of Articles         For      For      Management
  7   Change Date of Annual Meeting and Amend Articles Accordingly         For      For      Management
  8   Amend Corporate Purpose and Amend Articles Accordingly         For      For      Management
  9.1   Amend Article 6 — Equity Related         For      For      Management
  9.2   Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly         For      Against      Management
  9.3   Amend Article 7 — Board Related         For      For      Management
  9.4   Amend Article 8 — Board Related         For      For      Management
  9.5   Amend Article 8 — Board Related         For      For      Management
  9.6   Amend Article 8 — Board Related         For      For      Management
  9.7   Amend Article 8 — Board Related         For      For      Management
  9.8   Amend Article 8 — Board Related         For      For      Management
  9.9   Amend Article 11 — Board Related         For      Against      Management
  9.10   Amend Article 21 — Non-Routine         For      For      Management
  9.11   Amend Article 21 — Non-Routine         For      For      Management
  9.12   Amend Article 21 — Non-Routine         For      For      Management
  9.13   Amend Article 21 — Non-Routine         For      For      Management

02/24/09 - A

  Novartis AG *NVS*    H5820Q150               
    Management Proposals                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Discharge of Board and Senior Management         For      For      Management
  3   Approve Allocation of Income and Dividends of CHF 2 per Share         For      For      Management
  4   Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
    Shareholder Proposal Submitted by Ethos and Eight Other Shareholders                  
  5.1   Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management         Against      For      Shareholder
    Management Proposals                  
  5.2   Amend Corporate Purpose Re: Sustainability         For      For      Management
  5.3   Amend Articles Re: Auditors         For      For      Management
  6.1   Retirement of Peter Burckhardt and William George as Directors (Non-Voting)         None      None      Management
  6   Elect Directors         For      For      Management
  7   Ratify PricewaterhouseCoopers AG as Auditors         For      For      Management

03/18/09 - A

  Novo Nordisk A/S *NVO*    K7314N152               
  1   Receive Report of Board         None      None      Management
  2   Approve Financial Statements and Statutory Reports         For      For      Management
  3   Approve Remuneration of Directors         For      For      Management
  4   Approve Allocation of Income and Dividends of DKK 6 per Share         For      For      Management
    Items 5a-5g: Election of Members to the Board of Directors                  
  5a   Reelect Sten Scheibye as Director         For      For      Management
  5b   Reelect Goran Ando as Director         For      For      Management
  5c   Reelect Henrik Gurtler as Director         For      For      Management
  5d   Reelect Pamela Kirby as Director         For      For      Management
  5e   Reelect Kurt Nielsen as Director         For      For      Management
  5f   Elect Hannu Ryopponen as New Director         For      For      Management
  5g   Reelect Jorgen Wedel as Director         For      For      Management
  6   Ratify PricewaterhouseCoopers as Auditor         For      For      Management
  7.1   Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation         For      For      Management
  7.2   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  7.3.1   Amend Articles Re: Change “Koebenhavns Fondsboers” to “NASDAQ OMX Copenhagen”         For      For      Management
  7.3.2   Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million         For      For      Management
  7.3.3   Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million         For      For      Management
  7.3.4   Amend Articles Re: Add Item ‘Approval of Remuneration of Directors’ to Standard AGM Agenda         For      For      Management
  8   Other Business         None      None      Management

03/19/09 - S

  HSBC Holdings plc *HBC*    G4634U169               
  1   Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000         For      For      Management
  2   Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)         For      For      Management
  3   Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)         For      For      Management

03/25/09 - A

  East Asiatic Company A/S *ESAKF*    K30674129               
  1   Receive Report of Board         None      None      Management
  2   Approve Financial Statements and Statutory Report; Approve Discharge of Directors         For      For      Management
  3   Approve Allocation of Income and Dividends of DKK 5.00 per Share         For      For      Management
  4   Reelect Henning Petersen, Torsten Rasmussen, Mats Lonnqvist, Connie Astrup-Larsen, and Preben Sunke as Directors         For      For      Management
  5   Ratify KPMG as Auditor         For      For      Management
  6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  7.1   Approve DKK 25.8 Million Reduction in Share Capital via Share Cancellation         For      For      Management
  7.2   Extend Authorization to Create a Pool of Capital without Preemptive Rights; Reduce the Amount to DKK 100 Million         For      For      Management
  7.3   Amend Articles Re: Set VP Investor Services A/S as Share Registrar; Set Address of Registrar         For      For      Management
  7.4   Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration         For      For      Management

03/25/09 - A

  Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) *FMX*    344419106               
    Meeting for ADR Holders                  
  1   Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee         For      For      Management
  2   Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law         For      For      Management
  3   Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit         For      For      Management
  4   Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law         For      For      Management
  5   Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration         For      For      Management
  6   Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration         For      For      Management
  7   Appoint delegates for the execution and formalization of the meeting’s resolutions         For      For      Management
  8   Approve Minutes of Meeting         For      For      Management

03/25/09 - A

  Yamaha Motor Co. Ltd. *7272*    J95776126               
  1   Approve Allocation of Income, With a Final Dividend of JY 5         For      For      Management
  2   Amend Articles to Reflect Digitalization of Share Certificates - Increase Authorized Capital         For      For      Management
  3   Elect Directors         For      For      Management
  4.1   Appoint Internal Statutory Auditor         For      For      Management
  4.2   Appoint Internal Statutory Auditor         For      For      Management
  5   Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors         For      For      Management

04/02/09 - A

  Zurich Financial Services AG *ZFSVY*    H9870Y105               
  1   Accept Financial Statements and Statutory Reports; Approve Remuneration Report         For      For      Management
  2   Approve Allocation of Income and Dividends of CHF 11 per Share         For      For      Management
  3   Approve Discharge of Board and Senior Management         For      For      Management
  4   Increase Existing Pool of Authorized Capital without Preemtive Rights by CHF 400,000 to CHF 1 Million         For      For      Management
  5   Increase Existing Pool of Conditional Capital without Preemptive Rights by CHF 451,817 to CHF 1 Million         For      For      Management
  6   Amend Articles Re: Indicate Legal Form in Company Name         For      For      Management
  7   Elect Directors         For      For      Management
  7.2   Ratify PricewaterhouseCoopers AG as Auditors         For      For      Management

04/07/09 - A

  Jeronimo Martins SGPS S.A *JRONY*    X40338109               
  1   Accept Individual Financial Statements and Statutory Reports for Fiscal 2008         For      For      Management
  2   Approve Allocation of Income and Dividends         For      For      Management
  3   Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2008         For      For      Management
  4   Approve Discharge of Management and Supervisory Board         For      For      Management
  5   Accept Remuneration Report Issued by the Remuneration Committee         For      Against      Management
  6   Approve Increase in the Board’s Size to Ten         For      For      Management
  7   Elect Marcel Corstjens as Director         For      For      Management
  8   Authorize Share Repurchase Program and Reissuance of Repurchased Shares         For      For      Management

04/08/09 - A

  Daimler AG *DAI*    D1668R123               
    Duplicate meeting for ballots received via Broadridge North American Ballot distribution system.                  
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)         None      None      Management
  2   Approve Allocation of Income and Dividends of EUR 0.60 per Share         For      For      Management
  3   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5   Ratify KPMG AG as Auditors for Fiscal 2009         For      For      Management
  6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares         For      For      Management
  7   Authorize Use of Financial Derivatives when Repurchasing Shares         For      For      Management
  8   Elect Supervisory Board Member         For      For      Management
  9   Approve Affiliation Agreements with EvoBus GmbH         For      For      Management
  10   Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  11   Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights         For      For      Management
  12   Counter Motion A         Against      Against      Shareholder
  13   Counter Motion B         Against      Against      Shareholder
  14   Counter Motion C         Against      Against      Shareholder

04/15/09 - A

  Fairfax Financial Holdings Ltd. *FFH*    303901102               
    Meeting for Subordinate and Multiple Voting Shareholders                  
  1   Elect Directors         For      For      Management
  2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management

04/15/09 - A/S

  Scor SE *SCRYY*    F15561677               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Approve Treatment of Losses and Dividends of EUR 0.80 per Share         For      For      Management
  3   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  4   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      Against      Management
  5   Approve Transaction with Denis Kessler Re: Severance Payments         For      Against      Management
  6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  7   Reelect Carlo Acutis as Director         For      For      Management
  8   Reelect Daniel Lebegue as Director         For      For      Management
  9   Reelect Andre Levy-Lang as Director         For      For      Management
  10   Reelect Jean-Claude Seys as Director         For      For      Management
  11   Reelect Luc Rouge as Director         For      For      Management
  12   Elect Peter Eckert as Director         For      For      Management
  13   Elect Mederic Prevoyance as Director         For      For      Management
  14   Reappoint Georges Chodron de Courcel as Censor         For      For      Management
  15   Authorize Filing of Required Documents/Other Formalities         For      For      Management
    Special Business                  
  16   Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value         For      For      Management
  17   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 599,999,999.98         For      For      Management
  18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 289,999,998.54         For      For      Management
  19   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 and 18         For      For      Management
  20   Authorize Capital Increase of Up to EUR 289,999,998.54 for Future Exchange Offers and Up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  21   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  22   Authorize up to 3 Million Shares for Use in Stock Option Plan         For      For      Management
  23   Authorize up to 3 Million Shares for Use in Restricted Stock Plan         For      Against      Management
  24   Approve Employee Stock Purchase Plan         For      For      Management
  25   Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 870,892,748.04         For      For      Management
  26   Authorize Filing of Required Documents/Other Formalities         For      For      Management

04/16/09 - A

  BP plc *BP*    055622104               
    Meeting for ADR Holders                  
  1   TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS         For      For      Management
  2   TO APPROVE THE DIRECTORS REMUNERATION REPORT         For      Against      Management
  3   DIRECTOR MR A BURGMANS         For      For      Management
  4   DIRECTOR MRS C B CARROLL         For      For      Management
  5   DIRECTOR SIR WILLIAM CASTELL         For      For      Management
  6   DIRECTOR MR I C CONN         For      For      Management
  7   DIRECTOR MR G DAVID         For      For      Management
  8   DIRECTOR MR E B DAVIS, JR         For      For      Management
  9   DIRECTOR MR R DUDLEY         For      For      Management
  10   DIRECTOR MR D J FLINT         For      For      Management
  11   DIRECTOR DR B E GROTE         For      For      Management
  12   DIRECTOR DR A B HAYWARD         For      For      Management
  13   DIRECTOR MR A G INGLIS         For      For      Management
  14   DIRECTOR DR D S JULIUS         For      For      Management
  15   DIRECTOR SIR TOM MCKILLOP         For      Withhold      Management
  16   DIRECTOR SIR IAN PROSSER         For      For      Management
  17   DIRECTOR MR P D SUTHERLAND         For      For      Management
  18   TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION         For      For      Management
  19   SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY         For      For      Management
  20   TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT         For      For      Management
  21   SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS         For      For      Management
  22   SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS         For      For      Management

04/17/09 - A/S

  Sanofi Aventis *SNY*    F5548N101               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 2.20 per Share         For      For      Management
  4   Ratify Appointment of Chris Viehbacher as Director         For      For      Management
  5   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      Against      Management
  6   Approve Transaction with Chris Viehbacher Re: Severance Payments         For      Against      Management
  7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
    Special Business                  
  8   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion         For      For      Management
  9   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million         For      For      Management
  10   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  11   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      For      Management
  12   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value         For      For      Management
  13   Approve Employee Stock Purchase Plan         For      For      Management
  14   Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan         For      Against      Management
  15   Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan         For      Against      Management
  16   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  17   Amend Article 15 of the Bylaws Re: Audit Committee         For      For      Management
  18   Authorize Filing of Required Documents/Other Formalities         For      For      Management

04/21/09 - A

  Canadian National Railway Company *CNR*    136375102               
  1   Elect Directors         For      For      Management
  2   Ratify KPMG LLP as Auditors         For      For      Management

04/21/09 - A

  DnB NOR ASA (frmly DNB Holding ASA (Formerly Den Norske Bank AS)) *DNBNOR*    R1812S105               
  1   Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee         For      For      Management
  2   Approve Remuneration of Auditors         For      For      Management
  3   Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividend         For      For      Management
  4   Reelect Seven Supervisory Board Members; Elect Three New Supervisory Board Members; Reelect 15 Deputy Members to Supervisory Board         For      For      Management
  5   Reelect Frode Hassel (Chair), Thorstein Overland (Vice Chair), and Svein Eriksen as Members of Control Committee; Elect Karl Hovden as New Member of Control Committee; Reelect Svein Brustad and Merethe Smith as Deputy Members of Control Committee         For      For      Management
  6a   Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management         For      For      Management
  6b   Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management         For      For      Management

04/21/09 - A

  H. Lundbeck A/S *HLUKY*    K4406L129               
  1   Receive Report of Board (Non-Voting)         None      None      Management
  2   Approve Financial Statements and Statutory Report; Approve Discharge of Directors         For      For      Management
  3   Approve Allocation of Income and Dividends of DKK 2.30 per Share         For      For      Management
  4   Reelect Per Wold-Olsen, Thorleif Krarup, Peter Kuerstein, Mats Pettersson, Jes Oestergaard, and Egil Bodd as Directors         For      For      Management
  5   Ratify Deloitte as Auditor         For      For      Management
  6.1   Approve DKK 3.8 Million Reduction in Share Capital via Share Cancellation         For      For      Management
  6.2   Approve Creation of DKK 40 Million Pool of Capital without Preemptive Rights         For      For      Management
  6.3   Amend Articles Re: New Article Regarding Provision Governing Electronic Communication         For      For      Management
  6.4   Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration         For      For      Management
  7   Other Business (Non-Voting)         None      None      Management

04/21/09 - A

  Syngenta AG *SYT*    H84140112               
  1   Accept Financial Statements and Statutory Reports, Including Remuneration Report         For      For      Management
  2   Approve Discharge of Board and Senior Management         For      For      Management
  3   Approve CHF 231,500 Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  4   Approve Allocation of Income and Dividends of CHF 6 per Share         For      For      Management
  5   Elect Directors         For      For      Management
  6   Ratify Ernst & Young AG as Auditors         For      For      Management

04/22/09 - S

  Partner Communications Company Ltd. *PTNR*    70211M109               
    Meeting for ADR Holders                  
  1   Elect Michael Anghel as External Director         For      For      Management
  1a   Indicate If You Are a Controlling Shareholder in Item 1         None      Abstain      Management
  2   Amend 2004 Share Option Plan         For      Against      Management

04/22/09 - A

  RWE AG *RWE*    D6629K109               
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)         None      None      Management
  2   Approve Allocation of Income and Dividends of EUR 4.50 per Share         For      For      Management
  3   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009         For      For      Management
  6   Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report         For      For      Management
  7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares         For      For      Management
  8   Authorize Use of Financial Derivatives when Repurchasing Shares         For      For      Management
  9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights         For      For      Management
  10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights         For      For      Management
  11   Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting         For      For      Management
  12   Amend Articles Re: Designation of Proxy         For      For      Management

04/23/09 - A

  Heineken NV *HINKY*    N39427211               
    Annual Meeting                  
  1a   Approve Financial Statements         For      For      Management
  1b   Approve Allocation of Income and Dividends of EUR 0.62 per Share         For      For      Management
  1c   Approve Discharge of Management Board         For      For      Management
  1d   Approve Discharge of Supervisory Board         For      For      Management
  2   Amend Articles         For      For      Management
  3a   Authorize Repurchase of Shares         For      For      Management
  3b   Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital         For      For      Management
  3c   Authorize Board to Exclude Preemptive Rights from Issuance under Item 3b         For      For      Management
  4a   Withdrawn Item: Approve Remuneration Report Containing Remuneration Policy for Management Board Members         None      None      Management
  4b   Withdrawn Item: Approve Long-Term Incentive Plan for Management Board Members         None      None      Management
  5a   Reelect M. Das to Supervisory Board         For      For      Management
  5b   Reelect J.M. Hessels to Supervisory Board         For      For      Management
  5c   Elect Ch. Navarre to Supervisory Board         For      For      Management

04/23/09 - A

  Nestle SA *NSRGY*    H57312649               
  1.1   Accept Financial Statements and Statutory Reports         For      For      Management
  1.2   Approve Remuneration Report         For      For      Management
  2   Approve Discharge of Board and Senior Management         For      For      Management
  3   Approve Allocation of Income and Dividends of CHF 1.40 per Share         For      For      Management
  4   Elect Directors         For      For      Management
  4.2   Ratify KPMG AG as Auditors         For      For      Management
  5   Approve CHF 180 million Reduction in Share Capital         For      For      Management

04/27/09 - A

  ING Groep NV *ING*    N4578E413               
    Annual Meeting                  
  1   Open Meeting and Receive Announcements         None      None      Management
  2a   Receive Report of Management Board (Non-Voting)         None      None      Management
  2b   Receive Report of Supervisory Board (Non-Voting)         None      None      Management
  2c   Approve Financial Statements and Statutory Reports         For      For      Management
  3a   Receive Explanation on Company’s Reserves and Dividend Policy         None      None      Management
  3b   Approve Dividends of EUR 0.74 Per Share         For      For      Management
  4   Discuss Remuneration Report         None      None      Management
  5   Discussion on Company’s Corporate Governance Structure         None      None      Management
  6   Receive Explanation on Company’s Corporate Responsibility Performance         None      None      Management
  7a   Approve Discharge of Management Board         For      For      Management
  7b   Approve Discharge of Supervisory Board         For      For      Management
  8a   Elect Jan Hommen to Executive Board         For      For      Management
  8b   Elect Patrick Flynn         For      For      Management
  9a   Reelect Godfried van der Lugt to Supervisory Board         For      For      Management
  9b   Elect Tineke Bahlmann to Supervisory Board         For      For      Management
  9c   Elect Jeroen van der Veer to Supervisory Board         For      For      Management
  9d   Elect Lodewijk de Waal to Supervisory Board         For      For      Management
  10   Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights         For      For      Management
  11   Authorize Repurchase of Shares         For      For      Management
  12   Any Other Businesss and Close Meeting         None      None      Management

04/27/09 - A

  ING Groep NV *ING*    456837103               
    Meeting for ADR Holders                  
  1   Open Meeting and Receive Announcements         None      None      Management
  2a   Receive Report of Management Board (Non-Voting)         None      None      Management
  2b   Receive Report of Supervisory Board (Non-Voting)         None      None      Management
  2c   Approve Financial Statements and Statutory Reports         For      For      Management
  3a   Receive Explanation on Company’s Reserves and Dividend Policy         None      None      Management
  3b   Approve Dividends of EUR 0.74 Per Share         For      For      Management
  4   Discuss Remuneration Report         None      None      Management
  5   Discussion on Company’s Corporate Governance Structure         None      None      Management
  6   Receive Explanation on Company’s Corporate Responsibility Performance         None      None      Management
  7a   Approve Discharge of Management Board         For      For      Management
  7b   Approve Discharge of Supervisory Board         For      For      Management
  8a   Elect Jan Hommen to Executive Board         For      For      Management
  8b   Elect Patrick Flynn         For      For      Management
  9a   Reelect Godfried van der Lugt to Supervisory Board         For      For      Management
  9b   Elect Tineke Bahlmann to Supervisory Board         For      For      Management
  9c   Elect Jeroen van der Veer to Supervisory Board         For      For      Management
  9d   Elect Lodewijk de Waal to Supervisory Board         For      For      Management
  10   Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights         For      For      Management
  11   Authorize Repurchase of Shares         For      For      Management
  12   Any Other Businesss and Close Meeting         None      None      Management

04/28/09 - A

  Ahold Kon Nv *AH*    N0139V142               
    Annual Meeting                  
  1   Open Meeting         None      None      Management
  2   Receive Report of Management Board (Non-Voting)         None      None      Management
  3   Receive Explanation on Company’s Reserves and Dividend Policy         None      None      Management
  4   Approve Financial Statements and Statutory Reports         For      For      Management
  5   Approve Dividends of EUR 0.18 Per Share         For      For      Management
  6   Approve Discharge of Management Board         For      For      Management
  7   Approve Discharge of Supervisory Board         For      For      Management
  8   Elect L. Benjamin to Executive Board         For      For      Management
  9   Reelect S.M. Shern to Supervisory Board         For      For      Management
  10   Reelect D.C. Doijer to Supervisory Board         For      For      Management
  11   Elect B.J. Noteboom to Supervisory Board         For      For      Management
  12   Ratify Deloitte Accountants as Auditors         For      For      Management
  13   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital         For      For      Management
  14   Authorize Board to Exclude Preemptive Rights from Issuance under Item 13         For      For      Management
  15   Authorize Repurchase of Up to Ten Percent of Issued Share Capital         For      For      Management
  16   Approve Reduction of Issued Capital by Cancelling Treasury Shares         For      For      Management
  17   Close Meeting         None      None      Management

04/29/09 - A

  Finmeccanica Spa *FINMY*    T4502J151               
    Ordinary Business                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
    Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration — Vote Only On One of the Following Lists                  
  2.1   Slate Submitted by the Italian Ministry o Economy and Finance         None      Do Not Vote      Management
  2.2   Slate Submitted by Mediobanca Spa         None      Do Not Vote      Management
  2.3   Slate Submitted by Institutional Investors         None      For      Management
  3   Appoint Chairman of the Internal Statutory Auditors         For      For      Management
  4   Approve Remuneration of Internal Statutory Auditors         For      For      Management
  5   Authorize Share Repurchase Program and Reissuance of Repurchased Shares         For      For      Management

04/29/09 - A

  Jardine Cycle & Carriage Ltd(formerly Cycle & Carriage Ltd) *JCYCF*    Y43703100               
  1   Adopt Financial Statements and Directors’ and Auditors’ Reports         For      For      Management
  2   Declare Final Dividend of $0.36 Per Share         For      For      Management
  3   Approve Additional Directors’ Fees of SGD 15,000 for the Year Ended Dec. 31, 2008 and Directors’ Fees of Up to SGD 502,000 for the Year Ending Dec. 31, 2009 (2008: SGD 495,500)         For      For      Management
  4a   Reelect James Watkins as Director         For      For      Management
  4b   Reelect Datuk Azlan bin Mohd Zainol as Director         For      For      Management
  4c   Reelect Cheah Kim Teck as Director         For      For      Management
  4d   Reelect Mark Greenberg as Director         For      For      Management
  5   Reelect Boon Yoon Chiang as Director         For      For      Management
  6   Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  7   Other Business (Voting)         For      Against      Management
  8a   Approve Issuance of Shares without Preemptive Rights         For      For      Management
  8b   Authorize Share Repurchase Program         For      For      Management
  8c   Approve Mandate for Transactions with Related Parties         For      For      Management

04/29/09 - S

  United Overseas Bank Limited *UOVEY*    V96194127               
  1   Authorize Share Repurchase Program         For      For      Management

04/29/09 - A

  United Overseas Bank Limited *UOVEY*    V96194127               
  1   Adopt Financial Statements and Directors’ and Auditors’ Reports         For      For      Management
  2   Declare Final Dividend of SGD 0.40 Per Share         For      For      Management
  3   Approve Directors’ Fees of SGD 912,500 for 2008 (2007: SGD 912,500)         For      For      Management
  4   Approve Payment SGD 2.5 Million as Fee to Wee Cho Yaw, Chairman of the Bank, for the Period from January 2008 to December 2008         For      For      Management
  5   Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  6   Reelect Wee Ee Cheong as Director         For      For      Management
  7   Reelect Wee Cho Yaw as Director         For      For      Management
  8   Reelect Lim Pin as Director         For      For      Management
  9   Reelect Ngiam Tong Dow as Director         For      For      Management
  10   Approve Issuance of Shares without Preemptive Rights         For      For      Management
  11   Approve Allotment and Issuance of Preference Shares         For      For      Management

04/29/09 - A

  Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF*    Y9586L109               
  1   Adopt Financial Statements and Directors’ and Auditors’ Reports         For      For      Management
  2   Declare Final Dividend of SGD 0.045 Per Share         For      For      Management
  3   Approve Directors’ Fees of SGD 360,000 for the Year Ended Dec. 31, 2008 (2007: SGD 360,000)         For      For      Management
  4   Reelect Kuok Khoon Hong as Director         For      For      Management
  5   Reelect Yeo Teng Yang as Director         For      For      Management
  6   Reelect Tay Kah Chye as Director         For      For      Management
  7   Reelect Kwah Thiam Hock as Director         For      For      Management
  8   Reelect Kuok Khoon Ho as Director         For      For      Management
  9   Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  10   Approve Mandate for Transactions with Related Parties         For      For      Management
  11   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights         For      For      Management
  12   Approve Issuance of Shares and Grant Options Pursuant to the Wilmar Executives’ Share Option Scheme         For      Against      Management
  13   Authorize Placement of New Shares at a Discount Exceeding 10 Percent But Not More Than 20 Percent of the Weighted Average Price Per Share         For      For      Management

04/29/09 - S

  Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF*    Y9586L109               
    Special Business                  
  1   Amend Memorandum of Association         For      For      Management
  2   Adopt New Articles of Association         For      For      Management

04/29/09 - S

  Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF*    Y9586L109               
  1   Authorize Share Repurchase Program         For      For      Management

04/29/09 - S

  Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF*    Y9586L109               
  1   Adopt Wilmar Executives Share Option Scheme 2009 (Option Scheme)         For      Against      Management
  2   Authorize Offer and Grant of Options at a Discount to the Market Price under the Option Scheme         For      Against      Management
  3   Approve Participation of Kuok Khoon Hong in the Option Scheme         For      Against      Management
  4   Approve Participation of Martha Sitorus in the Option Scheme         For      Against      Management
  5   Approve Grant of Option(s) to Kuok Khoon Hong, a Controlling Shareholder, under the Option Scheme         For      Against      Management
  6   Approve Grant of Option(s) to Martha Sitorus, a Controlling Shareholder, under the Option Scheme         For      Against      Management

04/30/09 - A

  AstraZeneca plc *AZN*    G0593M107               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Confirm First Interim Dividend of USD 0.55 (27.8 Pence, 3.34 SEK) Per Ordinary Share; Confirm as Final Dividend the Second Interim Dividend of USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary Share         For      For      Management
  3   Reappoint KPMG Audit plc as Auditors of the Company         For      For      Management
  4   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  5(a)   Re-elect Louis Schweitzer as Director         For      For      Management
  5(b)   Re-elect David Brennan as Director         For      For      Management
  5(c)   Re-elect Simon Lowth as Director         For      For      Management
  5(d)   Re-elect Bo Angelin as Director         For      For      Management
  5(e)   Re-elect John Buchanan as Director         For      For      Management
  5(f)   Re-elect Jean-Philippe Courtois as Director         For      For      Management
  5(g)   Re-elect Jane Henney as Director         For      For      Management
  5(h)   Re-elect Michele Hooper as Director         For      For      Management
  5(i)   Elect Rudy Markham as Director         For      For      Management
  5(j)   Re-elect Dame Nancy Rothwell as Director         For      For      Management
  5(k)   Re-elect John Varley as Director         For      For      Management
  5(l)   Re-elect Marcus Wallenberg as Director         For      For      Management
  6   Approve Remuneration Report         For      For      Management
  7   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to USD 250,000         For      For      Management
  8   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 120,636,176         For      For      Management
  9   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,095,426         For      For      Management
  10   Authorise 144,763,412 Ordinary Shares for Market Purchase         For      For      Management

04/30/09 - A

  British American Tobacco plc *BATS*    110448107               
    Meeting for ADR Holders         For      For      Management
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 61.6 Pence Per Ordinary Share         For      For      Management
  4   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  5   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  6(a)   Re-elect Paul Adams as Director         For      For      Management
  6(b)   Re-elect Jan du Plessis as Director         For      For      Management
  6(c)   Re-elect Robert Lerwill as Director         For      For      Management
  6(d)   Re-elect Sir Nicholas Scheele as Director         For      For      Management
  7   Elect Gerry Murphy as Director         For      For      Management
  8   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108         For      For      Management
  9   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866         For      For      Management
  10   Authorise 199,600,000 Ordinary Shares for Market Purchase         For      For      Management
  11   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000         For      For      Management
  12   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management
  13   Adopt New Articles of Association with Effect from 01 October 2009         For      For      Management

04/30/09 - A/S

  Intesa SanPaolo SPA *ISNPY*    T55067101               
    Ordinary Business                  
  1   Approve Allocation of Income         For      For      Management
  2   Integrate Remuneration of External Auditors         For      For      Management
    Special Business                  
  1   Amend Company Bylaws to Comply with Bank of Italy’s Regulation         For      For      Management

05/01/09 - A

  Woodside Petroleum Ltd. *WPL*    980228100               
  1   Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008         None      None      Management
  2(a)   Elect Michael Alfred Chaney as a Director         For      For      Management
  2(b)   Elect Erich Fraunschiel as a Director         For      For      Management
  2(c)   Elect Pierre Jean-Marie Henri Jungels as a Director         For      For      Management
  2(d)   Elect David Ian McEvoy as a Director         For      For      Management
  2(e)   Elect Melinda Ann Cilento as a Director         For      For      Management
  2(f)   Elect Ian Robertson as a Director         For      For      Management
  3   Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008         For      For      Management

05/05/09 - A

  ABB Ltd. *ABB*    H0010V101               
  1   Receive Financial Statements and Statutory Reports (Non-Voting)         None      None      Management
  2.1   Accept Financial Statements and Statutory Reports         For      For      Management
  2.2   Approve Remuneration Report         For      For      Management
  3   Approve Discharge of Board and Senior Management         For      For      Management
  4   Approve Allocation of Income and Omission of Dividends         For      For      Management
  5   Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights         For      For      Management
  6   Approve CHF 1.1 Billion Reduction in Share Capital and Capital Repayment of CHF 0.48 per Registered Share         For      For      Management
  7   Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings         For      For      Management
  8   Elect Directors         For      For      Management
  9   Ratify Ernst & Young AG as Auditors         For      For      Management

05/05/09 - A

  ABB Ltd. *ABB*    000375204               
    Meeting for ADR Holders                  
  1   Receive Financial Statements and Statutory Reports (Non-Voting)         None      None      Management
  2.1   Accept Financial Statements and Statutory Reports         For      For      Management
  2.2   Approve Remuneration Report         For      For      Management
  3   Approve Discharge of Board and Senior Management         For      For      Management
  4   Approve Allocation of Income and Omission of Dividends         For      For      Management
  5   Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights         For      For      Management
  6   Approve CHF 1.1 Billion Reduction in Share Capital and Capital Repayment of CHF 0.48 per Registered Share         For      For      Management
  7   Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings         For      For      Management
  8   Elect Directors         For      For      Management
  9   Ratify Ernst & Young AG as Auditors         For      For      Management

05/06/09 - A

  BAE Systems plc *BA/*    G06940103               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 8.7 Pence Per Ordinary Share         For      For      Management
  4   Re-elect Philip Carroll as Director         For      For      Management
  5   Re-elect Ian King as Director         For      For      Management
  6   Re-elect Roberto Quarta as Director         For      For      Management
  7   Re-elect George Rose as Director         For      For      Management
  8   Elect Carl Symon as Director         For      For      Management
  9   Reappoint KPMG Audt plc as Auditors of the Company         For      For      Management
  10   Authorise the Audit Committee to Fix Remuneration of Auditors         For      For      Management
  11   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000         For      For      Management
  12   Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,001         For      For      Management
  13   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 29,396,313 and an Additional Amount Pursuant to a Rights Issue of up to GBP 29,396,313         For      For      Management
  14   Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,409,888         For      For      Management
  15   Authorise 352,791,045 Ordinary Shares for Market Purchase         For      For      Management
  16   Amend Articles of Association by Deleting All the Provisions of the Company’s Memorandum of Association which, by Virtue of Section 28 of the Companies Act of 2006, are to be Treated as Provisions of the Company’s Articles of Association         For      For      Management
  17   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/06/09 - A

  E.ON AG (formerly Veba AG) *EOAN*    D24914133               
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)         None      None      Management
  2   Approve Allocation of Income and Dividends of EUR 1.50 per Share         For      For      Management
  3   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5   Elect Jens Heyerdahl to the Supervisory Board         For      For      Management
  6a   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009         For      For      Management
  6b   Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009         For      For      Management
  7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares         For      For      Management
  8   Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights         For      For      Management
  9a   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights         For      For      Management
  9b   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights         For      For      Management
  10   Amend Corporate Purpose         For      For      Management
  11a   Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  11b   Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  11c   Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  12   Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH         For      For      Management
  13   Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH         For      For      Management

05/06/09 - A

  E.ON AG (formerly Veba AG) *EOAN*    268780103               
    Meeting for ADR Holders                  
  1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2008 (NON-VOTING)         None      None      Management
  2   APPROPRIATION OF BALANCE SHEET PROFITS FROM THE 2008 FINANCIAL YEAR         For      For      Management
  3   DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2008 FINANCIAL YEAR         For      For      Management
  4   DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR         For      For      Management
  5   ELECTION OF JENS P. HEYERDAHL AS A MEMBER OF THE SUPERVISORYBOARD         For      For      Management
  6   ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THEAUDITOR FOR THE ANNUAL AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FINANCIAL YEAR         For      For      Management
  7   ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE INSPECTION OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALFOF THE 2009 FINANCIAL YEAR         For      For      Management
  8   AUTHORIZATION FOR THE ACQUISITION AND USE OF TREASURY SHARES         For      For      Management
  9   CREATION OF A NEW AUTHORIZED CAPITAL AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION         For      For      Management
  10   AUTHORIZATION I FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS,PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF ACONDITIONAL CAPITAL I         For      For      Management
  11   AUTHORIZATION II FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF ACONDITIONAL CAPITAL II         For      For      Management
  12   ALTERATION OF THE CORPORATE PURPOSE (AMENDMENT TO THE ARTICLESOF ASSOCIATION)         For      For      Management
  13   AMENDMENT OF SECTION 19 PARA. 2 SENT. 2 OF THE ARTICLES OF ASSOCIATION (AUTHORIZATION TO PERMIT THE BROADCASTING OF VIDEO AND AUDIO MATERIAL)         For      For      Management
  14   AMENDMENT OF SECTION 20 PARA. 1 OF THE ARTICLES OF ASSOCIATION (EXERCISING OF THE VOTING RIGHT THROUGH PROXIES)         For      For      Management
  15   AMENDMENT OF SECTION 18 PARA. 2 OF THE ARTICLES OF ASSOCIATION (DATE OF THE REGISTRATION FOR PARTICIPATION IN GENERAL MEETINGS)         For      For      Management
  16   APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON EINUNDZWANZIGSTE VERWALTUNGS GMBH         For      For      Management
  17   APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON ZWEIUNDZWANZIGSTE VERWALTUNGS GMBH         For      For      Management

05/06/09 - A

  Hang Seng Bank *HSNGY*    Y30327103               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2a   Reelect Margaret K M Y Leung as Director         For      For      Management
  2b   Reelect Patrick K W Chan as Director         For      For      Management
  2c   Reelect Peter T C Lee as Director         For      For      Management
  2d   Reelect Richard Y S Tang as Director         For      For      Management
  2e   Reelect Peter T S Wong as Director         For      For      Management
  3   Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights         For      Against      Management

05/07/09 - A

  Fresenius Medical Care AG & Co. KGaA *FMS*    D2734Z107               
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008         For      For      Management
  2   Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share         For      For      Management
  3   Approve Discharge of Personally Liable Partner for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5   Ratify KPMG AG as Auditors for Fiscal 2009         For      For      Management

05/07/09 - A/S

  Potash Corporation of Saskatchewan Inc. *POT*    73755L107               
  1   Elect Directors         For      For      Management
  2   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3   Approve 2009 Performance Option Plan         For      For      Management
    Shareholder Proposals                  
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

05/07/09 - A

  Reckitt Benckiser Group plc *RBGPY*    G74079107               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 48 Pence Per Ordinary Share         For      For      Management
  4   Re-elect Adrian Bellamy as Director         For      Abstain      Management
  5   Re-elect Dr Peter Harf as Director         For      Abstain      Management
  6   Elect Andre Lacroix as Director         For      For      Management
  7   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  8   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  9   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,662,000         For      For      Management
  10   Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,611,000         For      For      Management
  11   Authorise 72,000,000 Ordinary Shares for Market Purchase         For      For      Management
  12   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/07/09 - A

  Standard Chartered plc *SCBFF*    G84228157               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Final Dividend of 42.32 US Cents Per Ordinary Share         For      For      Management
  3   Approve Remuneration Report         For      For      Management
  4   Re-elect Jamie Dundas as Director         For      For      Management
  5   Re-elect Rudolph Markham as Director         For      For      Management
  6   Re-elect Ruth Markland as Director         For      For      Management
  7   Re-elect Richard Meddings as Director         For      For      Management
  8   Re-elect John Peace as Director         For      For      Management
  9   Elect Steve Bertamini as Director         For      For      Management
  10   Elect John Paynter as Director         For      For      Management
  11   Reappoint KPMG Audit plc as Auditors of the Company         For      For      Management
  12   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  13   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000         For      For      Management
  14   Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000         For      For      Management
  15   Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme         For      For      Management
  16   Extend Directors’ Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18         For      For      Management
  17   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50         For      For      Management
  18   Authorise 189,697,263 Ordinary Shares for Market Purchase         For      For      Management
  19   Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00         For      For      Management
  20   Adopt New Articles of Association         For      For      Management
  21   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/08/09 - A

  Wacker Chemie AG *WKCMF*    D9540Z106               
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)         None      None      Management
  2   Approve Allocation of Income and Dividends of EUR 1.80 per Share         For      For      Management
  3   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5   Ratify KPMG AG as Auditors for Fiscal 2009         For      For      Management
  6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares         For      For      Management

05/12/09 - A

  Bayer AG *BAY*    D07112119               
  1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008         For      For      Management
  2   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  3   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  4   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares         For      For      Management
  5   Approve Conversion of Bearer Shares into Registered Shares         For      For      Management
  6   Amend Articles Re: Allow Electronic Distribution of Company Communications         For      For      Management
  7   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009         For      For      Management

05/13/09 - A

  AMEC plc *AMEC*    G02604117               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Final Dividend of 10.1 Pence Per Ordinary Share         For      For      Management
  3   Approve Remuneration Report         For      Against      Management
  4   Approve Remuneration Policy Set Out in the Directors’ Remuneration Report         For      For      Management
  5   Elect Ian McHoul as Director         For      For      Management
  6   Elect Simon Thompson as Director         For      For      Management
  7   Elect Neil Bruce as Director         For      For      Management
  8   Re-appoint KPMG Audit plc as Auditors of the Company         For      For      Management
  9   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  10   Authorise 33,259,712 Shares for Market Purchase         For      For      Management
  11   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount GBP 55,432,854         For      For      Management
  12   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 8,314,928         For      For      Management
  13   Adopt New Articles of Association         For      For      Management
  14   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/13/09 - A

  Unilever plc *UN*    G92087165               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 40.19 Pence Per Ordinary Share         For      For      Management
  4   Re-elect James Lawrence as Director         For      For      Management
  5   Re-elect Paul Polman as Director         For      For      Management
  6   Re-elect The Lord Brittan of Spennithorne as Director         For      For      Management
  7   Re-elect Wim Dik as Director         For      For      Management
  8   Re-elect Charles Golden as Director         For      For      Management
  9   Re-elect Byron Grote as Director         For      For      Management
  10   Re-elect Narayana Murthy as Director         For      For      Management
  11   Re-elect Hixonia Nyasulu as Director         For      For      Management
  12   Re-elect Kees Storm as Director         For      For      Management
  13   Re-elect Michael Treschow as Director         For      For      Management
  14   Re-elect Jeroen van der Veer as Director         For      For      Management
  15   Elect Louise Fresco as Director         For      For      Management
  16   Elect Ann Fudge as Director         For      For      Management
  17   Elect Paul Walsh as Director         For      For      Management
  18   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  19   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  20   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000         For      For      Management
  21   Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000         For      For      Management
  22   Authorise 131,000,000 Ordinary Shares for Market Purchase         For      For      Management
  23   Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M         For      For      Management
  24   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days’ Clear Notice         For      For      Management
  25   Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement         For      For      Management

05/13/09 - A/S

  Unilever plc *UN*    904767704               
    Meeting for ADR Holders                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 40.19 Pence Per Ordinary Share         For      For      Management
  4   Re-elect James Lawrence as Director         For      For      Management
  5   Re-elect Paul Polman as Director         For      For      Management
  6   Re-elect The Lord Brittan of Spennithorne as Director         For      For      Management
  7   Re-elect Wim Dik as Director         For      For      Management
  8   Re-elect Charles Golden as Director         For      For      Management
  9   Re-elect Byron Grote as Director         For      For      Management
  10   Re-elect Narayana Murthy as Director         For      For      Management
  11   Re-elect Hixonia Nyasulu as Director         For      For      Management
  12   Re-elect Kees Storm as Director         For      For      Management
  13   Re-elect Michael Treschow as Director         For      For      Management
  14   Re-elect Jeroen van der Veer as Director         For      For      Management
  15   Elect Louise Fresco as Director         For      For      Management
  16   Elect Ann Fudge as Director         For      For      Management
  17   Elect Paul Walsh as Director         For      For      Management
  18   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  19   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  20   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000         For      For      Management
  21   Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000         For      For      Management
  22   Authorise 131,000,000 Ordinary Shares for Market Purchase         For      For      Management
  23   Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M         For      For      Management
  24   Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days’ Clear Notice         For      For      Management
  25   Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement         For      For      Management
  26   Amend Unilever plc Equalisation Agreement         For      For      Management

05/13/09 - S

  Unilever plc *UN*    G92087165               
  1   Amend Unilever plc Equalisation Agreement         For      For      Management

05/14/09 - A

  Repsol YPF S.A *REP*    76026T205               
    Meeting for ADR Holders                  
  1   Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors         For      For      Management
  2   Elect Directors         For      For      Management
  3   Elect External Auditors         For      For      Management
  4   Authorize Repurchase of Shares         For      For      Management
  5   Authorize Issuance of Bonds/Debentures         For      For      Management
  6   Authorize Board to Ratify and Execute Approved Resolutions         For      For      Management
  7   Other Business (Voting)         For      Against      Management

05/15/09 - A/S

  Total SA *TOT*    F92124100               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Approve Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 2.28 per Share         For      For      Management
  4   Approve Special Auditors’ Report Presenting Ongoing Related-Party Transactions         For      For      Management
  5   Approve Transaction with Thierry Desmarest         For      For      Management
  6   Approve Transaction with Christophe de Margerie         For      Against      Management
  7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  8   Reelect Anne Lauvergeon as Director         For      Against      Management
  9   Reelect Daniel Bouton as Director         For      Against      Management
  10   Reelect Bertrand Collomb as Director         For      For      Management
  11   Reelect Christophe de Margerie as Director         For      For      Management
  12   Reelect Michel Pebereau as Director         For      Against      Management
  13   Electe Patrick Artus as Director         For      For      Management
    Special Business                  
  14   Amend Article 12 of Bylaws Re: Age Limit for Chairman         For      For      Management
    Shareholder Proposals                  
  A   Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans         Against      Against      Shareholder
  B   Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors         Against      Against      Shareholder
  C   Approve Restricted Stock Plan to All Employees         Against      Against      Shareholder

05/15/09 - A/S

  Total SA *TOT*    89151E109               
    Meeting for ADR Holders                  
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Approve Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 2.28 per Share         For      For      Management
  4   Approve Special Auditors’ Report Presenting Ongoing Related-Party Transactions         For      For      Management
  5   Approve Transaction with Thierry Desmarest         For      For      Management
  6   Approve Transaction with Christophe de Margerie         For      Against      Management
  7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
  8   Reelect Anne Lauvergeon as Director         For      Against      Management
  9   Reelect Daniel Bouton as Director         For      Against      Management
  10   Reelect Bertrand Collomb as Director         For      For      Management
  11   Reelect Christophe de Margerie as Director         For      For      Management
  12   Reelect Michel Pebereau as Director         For      Against      Management
  13   Electe Patrick Artus as Director         For      For      Management
    Special Business                  
  14   Amend Article 12 of Bylaws Re: Age Limit for Chairman         For      For      Management
    Shareholder Proposals                  
  A   Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans         Against      Against      Shareholder
  B   Amend Article 11 of Bylaws Re: Nomination of Employee’s Shareholder Representative to the Board of Directors         Against      Against      Shareholder
  C   Approve Restricted Stock Plan for Employee         Against      Against      Shareholder

05/18/09 - A

  BG Group plc *BG/*    G1245Z108               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 6.55 Pence Per Ordinary Share         For      For      Management
  4   Elect Sir David Manning as Director         For      For      Management
  5   Elect Martin Houston as Director         For      For      Management
  6   Re-elect Sir Robert Wilson as Director         For      For      Management
  7   Re-elect Frank Chapman as Director         For      For      Management
  8   Re-elect Ashley Almanza as Director         For      For      Management
  9   Re-elect Jurgen Dormann as Director         For      For      Management
  10   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  11   Authorise the Audit Committee to Fix Remuneration of Auditors         For      For      Management
  12   Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000         For      For      Management
  13   Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001         For      For      Management
  14   Issue of Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886         For      For      Management
  15   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033         For      For      Management
  16   Authorise 335,780,660 Ordinary Shares for Market Purchase         For      For      Management
  17   Amend Articles of Association Re: Form of the Company’s Share Capital         For      For      Management
  18   Adopt New Articles of Association         For      For      Management
  19   Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/19/09 - A/S

  Casino Guichard Perrachon *COFP*    F14133106               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 2.53 per Ordinary Share and EUR 2.57 per Special Share, and Potential Dividends in Mercialys Shares         For      For      Management
  4   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      For      Management
  5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      Against      Management
  6   Ratify Appointment of Pierre Giacometti as Director         For      For      Management
  7   Reelect Abilio Dos Santos Diniz as Director         For      For      Management
  8   Reelect Pierre Giacometti as Director         For      For      Management
  9   Reelect Henri Giscard d’Estaing as Director         For      For      Management
  10   Reelect Philippe Houze as Director         For      For      Management
  11   Reelect Marc Ladreit de Lacharriere as Director         For      For      Management
  12   Reelect Jean-Charles Naouri as Director         For      For      Management
  13   Reelect Gilles Pinoncely as Director         For      For      Management
  14   Reelect Gerald de Roquemaurel as Director         For      For      Management
  15   Reelect David de Rothschild as Director         For      For      Management
  16   Reelect Frederic Saint-Geours as Director         For      For      Management
  17   Reelect Euris as Director         For      For      Management
  18   Reelect Finatis as Director         For      For      Management
  19   Reelect Matignon-Diderot as Director         For      For      Management
  20   Reelect Omnium de Commerce et de Participation as Director         For      For      Management
  21   Elect Jean-Dominique Comolli as Director         For      For      Management
  22   Elect Rose-Marie Van Lerberghe as Director         For      For      Management
  23   Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000         For      For      Management
  24   Ratify Maire-Paule Degeilh as Alternate Auditor         For      For      Management
    Special Business                  
  25   Approve Conversion of Preference Shares without Voting Rights into Ordinary Shares         For      For      Management
  26   Amend Bylaws Pursuant to Item 25         For      For      Management
  27   Delegation of Powers to the Chairman and CEO to Execute all Formalities Pursuant to Operation Under Item 25 Above         For      For      Management
  28   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million         For      Against      Management
  29   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million         For      Against      Management
  30   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights         For      Against      Management
  31   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      Against      Management
  32   Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value         For      For      Management
  33   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  34   Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 150 Million         For      Against      Management
  35   Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers         For      Against      Management
  36   Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer         For      Against      Management
  37   Authorize Issuance of Equity or Equity-Linked Instruments by Companies Owning over 50 Percent of the Company Share Capital         For      Against      Management
  38   Approve Employee Stock Purchase Plan         For      For      Management
  39   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management

05/19/09 - A/S

  Credit Agricole SA *ACAFP*    F22797108               
    Ordinary Business                  
  1   Approve Financial Statements and Discharge Directors         For      For      Management
  2   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 0.45 per Share         For      For      Management
  4   Approve Stock Dividend Program (Cash or Shares)         For      For      Management
  5   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      For      Management
  6   Approve Transaction with Georges Pauget Re: Pension Benefits         For      For      Management
  7   Approve Transaction with Jean-Yves Rocher Re: Pension Benefits         For      For      Management
  8   Approve Transaction with Jacques Lenormand Re: Pension Benefits         For      For      Management
  9   Approve Transaction with Jean-Frederic de Leusse Re: Pension Benefits         For      For      Management
  10   Reelect SAS Rue La Boetie as Director         For      Against      Management
  11   Reelect Gerard Cazals as Director         For      Against      Management
  12   Reelect Noel Dupuy as Director         For      Against      Management
  13   Reelect Carole Giraud as Director         For      Against      Management
  14   Reelect Dominique Lefebvre as Director         For      Against      Management
  15   Ratify Appointment of Patrick Clavelou as Director         For      Against      Management
  16   Reelect Patrick Clavelou as Director         For      Against      Management
  17   Elect Laurence Dors Meary as Director         For      For      Management
  18   Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000         For      For      Management
  19   Authorize Repurchase of Up to 10 Percent of Ordinary Share Capital         For      For      Management
  20   Authorize Repurchase of Up to 10 Percent of Preference Share Capital, Subject to Approval of Item 23, 24, 36, or 37         For      Against      Management
    Special Business                  
  21   Amend Article 10.2 of Bylaws Re: Maximum Number of Terms for Directors         For      For      Management
  22   Authorize New Class of Preferred Stock and Amend Bylaws Accordingly, Subject to Approval of Item 23, 24, 36, or 37         For      Against      Management
  23   Authorize Issuance of Preferred Stock with Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22         For      Against      Management
  24   Authorize Issuance of Preferred Stock without Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22         For      Against      Management
  25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      Against      Management
  26   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.3 Billion         For      For      Management
  27   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion         For      For      Management
  28   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      For      Management
  29   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  30   Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issuance Authority without Preemptive Rights         For      Against      Management
  31   Set Global Limit for Capital Increase to Result from Issuance Requests under Items 23 through 30 at EUR 5.5 Billion         For      Against      Management
  32   Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion         For      For      Management
  33   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value         For      For      Management
  34   Approve Employee Stock Purchase Plan         For      For      Management
  35   Approve Stock Purchase Plan Reserved for International Employees         For      For      Management
  36   Approve Employee Preferred Stock Purchase Plan, Subject to Approval of Item 22         For      Against      Management
  37   Approve Employee Preferred Stock Purchase Plan for International Employees, Subject to Approval of Item 22         For      Against      Management
  38   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  39   Approve Reduction in Share Capital via Cancellation of Repurchased Preference Shares         For      Against      Management
  40   Authorize Filing of Required Documents/Other Formalities         For      For      Management

05/19/09 - A

  Next plc *NXGPF*    G6500M106               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 37 Pence Per Ordinary Share         For      For      Management
  4   Re-elect Christos Angelides as Director         For      For      Management
  5   Re-elect John Barton as Director         For      For      Management
  6   Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration         For      For      Management
  7   Approve Next 2009 Sharesave Plan         For      For      Management
  8   Approve Next Risk/Reward Investment Plan         For      For      Management
  9   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 6,569,889 and an Additional Amount Pursuant to a Rights Issue of up to GBP 6,569,889         For      For      Management
  10   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 985,000         For      For      Management
  11   Authorise 29,500,000 Ordinary Shares for Market Purchase         For      For      Management
  12   Approve the Proposed Programme Agreements to be Entered Into Between the Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank plc         For      For      Management
  13   Approve That a General Meeting (Other Than an Annual General Meeting) May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

05/19/09 - A

  StatoilHydro ASA (formerly Statoil ASA) *STO*    85771P102               
    Meeting for ADR Holders                  
  1   Open Meeting         None      None      Management
  2   Elect Olaug Svarva as Chairman of Meeting         For      For      Management
  3   Approve Notice of Meeting and Agenda         For      For      Management
  4   Registration of Attending Shareholders and Proxies         None      None      Management
  5   Designate Inspectors of Minutes of Meeting         For      For      Management
  6   Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend)         For      For      Management
  7   Approve Remuneration of Auditors         For      For      Management
  8   Elect One Deputy Member of Corporate Assembly         For      Against      Management
  9   Approve Remuneration Policy And Other Terms of Employment For Executive Management         For      Against      Management
  10   Authorize Repurchase and Reissuance of Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees         For      Against      Management
  11   Change Company Name to Statoil ASA; Amend Corporate Purpose: Include Other Forms of Energy         For      For      Management
    Shareholder Proposals                  
  12   Withdraw Company From Tar Sands Activities in Canada         Against      Against      Shareholder

05/20/09 - A

  Deutsche Boerse AG *DBOEY*    D1882G119               
  1   Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)         None      None      Management
  2   Approve Allocation of Income and Dividends of EUR 2.10 per Share         For      For      Management
  3   Approve Discharge of Management Board for Fiscal 2008         For      For      Management
  4   Approve Discharge of Supervisory Board for Fiscal 2008         For      For      Management
  5a   Elect Richard Berliand to the Supervisory Board         For      For      Management
  5b   Elect Joachim Faber to the Supervisory Board         For      For      Management
  5c   Elect Manfred Gentz to the Supervisory Board         For      For      Management
  5d   Elect Richard Hayden to the Supervisory Board         For      For      Management
  5e   Elect Craig Heimark to the Supervisory Board         For      For      Management
  5f   Elect Konrad Hummler to the Supervisory Board         For      For      Management
  5g   Elect David Krell to the Supervisory Board         For      For      Management
  5h   Elect Hermann-Josef Lamberti to the Supervisory Board         For      For      Management
  5i   Elect Friedrich Merz to the Supervisory Board         For      For      Management
  5j   Elect Thomas Neisse to the Supervisory Board         For      For      Management
  5k   Elect Gerhard Roggemann to the Supervisory Board         For      For      Management
  5l   Elect Erhard Schipporeit to the Supervisory Board         For      For      Management
  6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares         For      For      Management
  7a   Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  7b   Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  7c   Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)         For      For      Management
  8   Ratify KPMG AG as Auditors for Fiscal 2009         For      For      Management

05/20/09 - A

  GlaxoSmithKline plc *GSK*    G3910J112               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Elect James Murdoch as Director         For      For      Management
  4   Re-elect Larry Culp as Director         For      For      Management
  5   Re-elect Sir Crispin Davis as Director         For      For      Management
  6   Re-elect Dr Moncef Slaoui as Director         For      For      Management
  7   Re-elect Tom de Swaan as Director         For      For      Management
  8   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  9   Authorise the Audit Committee to Fix Remuneration of Auditors         For      For      Management
  10   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000         For      For      Management
  11   Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority         For      For      Management
  12   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519         For      For      Management
  13   Authorise 518,836,153 Ordinary Shares for Market Purchase         For      For      Management
  14   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor’s Reports         For      For      Management
  15   Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management
  16   Approve GlaxoSmithKline 2009 Performance Share Plan         For      For      Management
  17   Approve GlaxoSmithKline 2009 Share Option Plan         For      For      Management
  18   Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan         For      For      Management

05/20/09 - A/S

  GlaxoSmithKline plc *GSK*    37733W105               
    Meeting for ADR Holders                  
    Ordinary Business                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Elect James Murdoch as Director         For      For      Management
  4   Re-elect Larry Culp as Director         For      For      Management
  5   Re-elect Sir Crispin Davis as Director         For      For      Management
  6   Re-elect Dr Moncef Slaoui as Director         For      For      Management
  7   Re-elect Tom de Swaan as Director         For      For      Management
  8   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  9   Authorise the Audit Committee to Fix Remuneration of Auditors         For      For      Management
    Special Business                  
  10   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000         For      For      Management
  11   Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority         For      For      Management
  12   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519         For      For      Management
  13   Authorise 518,836,153 Ordinary Shares for Market Purchase         For      For      Management
  14   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor’s Reports         For      For      Management
  15   Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management
  16   Approve GlaxoSmithKline 2009 Performance Share Plan         For      For      Management
  17   Approve GlaxoSmithKline 2009 Share Option Plan         For      For      Management
  18   Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan         For      For      Management

05/22/09 - A

  Coca-Cola Amatil Ltd. *CCL*    Q2594P146               
  1   Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008         None      None      Management
  2   Approve Remuneration Report for the Year Ended Dec. 31, 2008         For      For      Management
  3a   Elect David Michael Gonski, AC as Director         For      For      Management
  3b   Elect Irial Finan as Director         For      For      Management
  4   Amend Company Constitution to Include Article 5.15, Headed “Direct Voting”         For      For      Management
  5   Approve the Grant of 247,844 Rights to T J Davis in the Coca-Cola Amatil Limited 2009-2011 Long Term Incentive Share Plan         For      For      Management

05/26/09 - A/S

  France Telecom *FTE*    35177Q105               
    Meeting for ADR Holders                  
    Ordinary Business                  
  1   Approve Financial Statements and Discharge Directors         For      For      Management
  2   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 1.40 per Share         For      For      Management
  4   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      Against      Management
  5   Renew Appointment of Ernst and Young Audit as Auditor         For      For      Management
  6   Renew Appointment of Auditex as Alternate Auditor         For      For      Management
  7   Renew Appointment of Deloitte and Associes as Auditor         For      For      Management
  8   Renew Appointment of BEAS as Alternate Auditor         For      For      Management
  9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
    Special Business                  
  10   Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors         For      For      Management
  11   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion         For      For      Management
  12   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion         For      For      Management
  13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      For      Management
  14   Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers         For      For      Management
  15   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions         For      For      Management
  16   Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement         For      For      Management
  17   Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement         For      For      Management
  18   Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion         For      For      Management
  19   Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion         For      For      Management
  20   Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value         For      For      Management
  21   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan         For      Against      Management
  22   Approve Employee Stock Purchase Plan         For      For      Management
  23   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  24   Authorize Filing of Required Documents/Other Formalities         For      For      Management

05/26/09 - A

  Millicom International Cellular S.A. *MICC*    L6388F128               
    Annual Meeting                  
  1   Acknowledge Chairman of Board of Directors to Chair Meeting         None      None      Management
  2   Elect Secretary and Scrutineer of Meeting         For      For      Management
  3   Receive and Approve Directors’ and Auditors’ Reports         None      None      Management
  4   Accept Consolidated Financial Statements         For      For      Management
  5   Approve Allocation of Income         For      For      Management
  6   Approve Discharge of Directors         For      For      Management
  7   Fix Number of Directors at Seven         For      For      Management
  8   Reelect Kent Atkinson as Director         For      For      Management
  9   Reelect Maria Brunell Livfors as Director         For      For      Management
  10   Reelect Donna Cordner as Director         For      For      Management
  11   Reelect Daniel Johannesson as Director         For      For      Management
  12   Reelect Michel Massart as Director         For      For      Management
  13   Reelect Allen Sangines-Krause as Director         For      For      Management
  14   Reelect Paul Donovan as Director         For      For      Management
  15   Ratify PricewaterhouseCoopers Sarl as Auditors         For      For      Management
  16   Approve Remuneration of Directors         For      Against      Management
  17a   Approve Share Repurchase Program         For      Against      Management
  17b   Authorize Board To Delegate Powers To CEO and Board Chairman To Set Conditions of Share Repurchase Program Within Limits Set Out In Item 17a         For      Against      Management
  17c   Authorize Board to (a) Purchase Repurchased Shares from Subsidiary or Third Party, (b) Pay Such Shares with Distributable Reserves or Share Premium Account, (c) Transfer Purchased Shares for LTIP, and/or (d) Use Repurchased Shares For Merger/Acquisitions         For      Against      Management
  17d   Authorize Board to Ratify and Execute Items 17a to 17c         For      Against      Management

06/03/09 - A/S

  Bombardier Inc. *BBD.B*    097751200               
    Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders                  
  1   Elect Directors         For      For      Management
  2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3.1   Advisory Vote to Ratify Executive Directors’ Compensation         Against      For      Shareholder
  3.2   Board Diversity — Presence of Women         Against      Against      Shareholder
  3.3   Independence of the Members of the Compensation Committee and of Outside Compensation Consultant.         Against      For      Shareholder
  3.4   Limit Number of Directorships to Four         Against      Against      Shareholder

06/04/09 - A

  Wm Morrison Supermarkets plc *MRWSF*    G62748119               
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      For      Management
  3   Approve Final Dividend of 5 Pence Per Ordinary Share         For      For      Management
  4   Re-elect Brian Flanagan as Director         For      For      Management
  5   Re-elect Paul Manduca as Director         For      For      Management
  6   Re-elect Susan Murray as Director         For      For      Management
  7   Re-elect Nigel Robertson as Director         For      For      Management
  8   Elect Philip Cox as Director         For      For      Management
  9   Reappoint KPMG Audit plc as Auditors and Authorise the Board to Fix Their Remuneration         For      For      Management
  10   Authorise 262,983,160 Ordinary Shares for Market Purchase         For      For      Management
  11   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 78,900,000         For      For      Management
  12   Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,149,158         For      For      Management
  13   Amend Articles of Association         For      For      Management
  14   Subject to Resolution 13 Having Been Duly Passed, Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice         For      For      Management

06/18/09 - A

  KDDI Corporation (frm. DDI Corp.) *9433*    J31843105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 5500         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      Against      Management
  5   Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors         For      For      Management
  6   Approve Annual Bonus Payment to Directors and Statutory Auditors         For      For      Management

06/19/09 - A

  Aisin Seiki Co. Ltd. *7259*    J00714105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 10         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      For      Management
  5   Approve Stock Option Plan         For      For      Management
  6   Approve Retirement Bonus Payment for Statutory Auditor         For      Against      Management

06/19/09 - A

  NTT DoCoMo Inc. *9437*    J59399105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 2400         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Appoint Statutory Auditor         For      Against      Management

06/20/09 - A

  Daiwa Securities Group Co. Ltd. *8601*    J11718111               
  1   Amend Articles To Reflect Digitalization of Share Certificates — Amend Business Lines         For      For      Management
  2   Elect Directors         For      For      Management
  3   Approve Deep Discount Stock Option Plan and Premium-Priced Stock Option Plan for Directors and Employees         For      For      Management

06/22/09 - A

  Telefonica S.A. *TEF*    879382208               
    Meeting for ADR Holders                  
  1   Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors         For      For      Management
  2   Approve Dividend Charged to Unrestricted Reserves         For      For      Management
  3   Approve Employee Stock Purchase Plan         For      For      Management
  4   Authorize Share Repurchase Program         For      For      Management
  5   Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly         For      For      Management
  6   Ratify Auditors for Fiscal Year 2009         For      For      Management
  7   Authorize Board to Ratify and Execute Approved Resolutions         For      For      Management

06/23/09 - A

  Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.) *4503*    J03393105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 60         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Approve Annual Bonus Payment to Directors         For      For      Management
  5   Approve Deep Discount Stock Option Plan         For      For      Management

06/23/09 - A

  Toyota Motor Corp. *7203*    892331307               
    Meeting for ADR Holders                  
  1   Approve Allocation of Income, with a Final Dividend of JPY 35         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates — Authorize Public Announcements in Electronic Format         For      For      Management
  3   Elect 29 Directors         For      For      Management
  4   Approve Stock Option Plan         For      For      Management

06/24/09 - A

  KAWASAKI KISEN KAISHA LTD *9107*    J31588114               
  1   Amend Articles To Reflect Digitalization of Share Certificates — Reduce Directors’ Term — Indemnify Directors — Amend Business Lines         For      For      Management
  2   Elect Directors         For      For      Management
  3.1   Appoint Statutory Auditor         For      For      Management
  3.2   Appoint Statutory Auditor         For      Against      Management
  4   Approve Takeover Defense Plan (Poison Pill)         For      Against      Management

06/24/09 - A

  Mitsubishi Corp. *8058*    J43830116               
  1   Approve Allocation of Income, with a Final Dividend of JPY 16         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates — Amend Business Lines         For      For      Management
  3   Elect Directors         For      For      Management
  4   Approve Annual Bonus Payment to Directors         For      For      Management
  5   Approve Deep Discount Stock Option Plan         For      For      Management
  6   Set Amounts for Retirement Bonus Reserve Funds for Directors         For      For      Management

06/24/09 - A

  Nippon Telegraph & Telephone Corp. *9432*    J59396101               
  1   Approve Allocation of Income, with a Final Dividend of JPY 55         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management

06/24/09 - A

  Shiseido Co. Ltd. *4911*    J74358144               
  1   Approve Allocation of Income, with a Final Dividend of JPY 25         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      For      Management
  5   Approve Annual Bonus Payment to Directors         For      For      Management
  6   Approve Deep Discount Stock Option Plan         For      Against      Management

06/25/09 - A

  Chubu Electric Power Co. Inc. *9502*    J06510101               
    Management Proposals                  
  1   Approve Allocation of Income, With a Final Dividend of JPY 30         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      For      Management
    Shareholder Proposals                  
  5   Amend Articles to Require Disclosure of Individual Director Compensation Levels         Against      For      Shareholder
  6   Phase Out Nuclear Facilities         Against      Against      Shareholder
  7   Amend Articles to Set Up Committee on Steps to Shut Down Nuclear Plants         Against      Against      Shareholder
  8   Amend Articles to Ban Future Nuclear Waste Storage Facilities         Against      Against      Shareholder
  9   Amend Articles to Ban Use of Plutonium         Against      Against      Shareholder

06/25/09 - A

  Mitsui Sumitomo Insurance Group Holdings Inc *8725*    J45745106               
  1   Approve Allocation of Income, with a Final Dividend of JPY 27         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Alternate Statutory Auditor         For      For      Management
  5   Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors         For      For      Management

06/25/09 - A

  Nissan Chemical Industries Ltd. *4021*    J56988108               
  1   Approve Allocation of Income, with a Final Dividend of JPY 10         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates — Authorize Public Announcements in Electronic Format         For      For      Management
  3   Elect Directors         For      For      Management
  4.1   Appoint Statutory Auditor         For      For      Management
  4.2   Appoint Statutory Auditor         For      Against      Management
  5   Approve Annual Bonus Payment to Directors and Statutory Auditors         For      For      Management
  6   Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors         For      For      Management

06/25/09 - A

  Shionogi & Co. Ltd. *4507*    J74229105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 14         For      For      Management
  2   Amend Articles To Indemnify Directors — Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      Against      Management
  5   Approve Annual Bonus Payment to Directors         For      For      Management
  6   Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System         For      For      Management

06/26/09 - A

  JGC Corp. *1963*    J26945105               
  1   Approve Allocation of Income, with a Final Dividend of JPY 30         For      For      Management
  2   Approve Annual Bonus Payment to Directors and Statutory Auditors         For      For      Management
  3   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  4   Elect Directors         For      For      Management
  5.1   Appoint Statutory Auditor         For      For      Management
  5.2   Appoint Statutory Auditor         For      Against      Management
  6   Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors         For      For      Management

06/26/09 - A

  Mitsubishi Materials Corp. *5711*    J44024107               
  1   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  2   Amend Articles To Increase Authorized Capital         For      Against      Management
  3   Elect Directors         For      For      Management

06/26/09 - A

  Nintendo Co. Ltd. *7974*    J51699106               
  1   Approve Allocation of Income, With a Final Dividend of JPY 780         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management

06/26/09 - A

  Nishi-Nippon City Bank Ltd. (Formerly Nishi-Nippon Bank Ltd.) *8327*    J56773104               
  1   Approve Allocation of Income, with a Final Dividend of JPY 4 for Ordinary Shares         For      For      Management
  2   Authorize Preferred Share Repurchase Program         For      For      Management
  3   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  4   Elect Directors         For      For      Management
  5   Appoint Statutory Auditor         For      For      Management
  6   Approve Retirement Bonus Payment for Directors and Statutory Auditor         For      Against      Management

06/26/09 - A

  Tohoku Electric Power Co. Inc. *9506*    J85108108               
    Management Proposals                  
  1   Approve Allocation of Income, With a Final Dividend of JPY 30         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      For      Management
    Shareholder Proposals                  
  5   Amend Articles to Require Disclosure of Individual Director, Statutory Auditor Compensation Levels         Against      For      Shareholder
  6   Amend Articles to Require Cancellation of Plans to Use Plutonium Mixed Fuel         Against      Against      Shareholder

07/08/08 - S

  Activision Blizzard, Inc. *ATVI*    004930202               
  1   Approve Merger Agreement         For      For      Management
  2   Change Company Name         For      For      Management
  3   Increase Authorized Common Stock         For      For      Management
  4   Eliminate Class of Preferred Stock         For      For      Management
  5   Amend Quorum Requirements         For      For      Management
  6   Adopt Supermajority Vote Requirement for Amendments         For      For      Management
  7   Prohibit Board to Amend Bylaws Without Shareholder Consent         For      For      Management
  8   Permit Directors Designated by Vivendi Certain Voting Powers         For      For      Management
  9   Amend Certificate of Incorporation to Limit Certain Business Activities         For      For      Management
  10   Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities         For      For      Management
  11   Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares         For      For      Management
  12   Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision         For      For      Management
  13   Amend Certificate of Incorporation to Restrict Business Combination Provision         For      For      Management
  14   Prohibit Board to Amend Bylaws Without Shareholder Consent         For      For      Management
  15   Adjourn Meeting         For      For      Management

07/10/08 - A

  Salesforce.com, Inc. *CRM*    79466L302               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management
  4   Amend Omnibus Stock Plan         For      For      Management

08/13/08 - A

  H. J. Heinz Co. *HNZ*    423074103               
  1   Elect Director W.R. Johnson         For      For      Management
  2   Elect Director C.E. Bunch         For      For      Management
  3   Elect Director L.S. Coleman, Jr.         For      For      Management
  4   Elect Director J.G. Drosdick         For      For      Management
  5   Elect Director E.E. Holiday         For      For      Management
  6   Elect Director C. Kendle         For      For      Management
  7   Elect Director D.R. O’Hare         For      For      Management
  8   Elect Director N. Peltz         For      For      Management
  9   Elect Director D.H. Reilley         For      For      Management
  10   Elect Director L.C. Swann         For      For      Management
  11   Elect Director T.J. Usher         For      For      Management
  12   Elect Director M.F. Weinstein         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification         For      For      Management
  15   Reduce Supermajority Vote Requirement to Approve Certain Business Combinations         For      For      Management

09/02/08 - A

  NetApp, Inc. *NTAP*    64110D104               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management
  4   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  5   Ratify Auditors         For      For      Management

09/08/08 - A

  Patterson Companies Inc. *PDCO*    703395103               
  1   Elect Directors         For      For      Management
  2   Approve Profit Sharing Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

09/22/08 - A

  Symantec Corporation *SYMC*    871503108               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Approve Qualified Employee Stock Purchase Plan         For      For      Management
  4   Approve Executive Incentive Bonus Plan         For      For      Management
  5   Ratify Auditors         For      For      Management

09/24/08 - A

  Activision Blizzard, Inc. *ATVI*    00507V109               
  1   Elect Directors         For      Withhold      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Adopt Policy and Report on Board Diversity         Against      Against      Shareholder
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

09/25/08 - A

  National Semiconductor Corp. *NSM*    637640103               
  1   Elect Director Brian L. Halla         For      For      Management
  2   Elect Director Steven R. Appleton         For      For      Management
  3   Elect Director Gary P. Arnold         For      For      Management
  4   Elect Director Richard J. Danzig         For      For      Management
  5   Elect Director John T. Dickson         For      For      Management
  6   Elect Director Robert J. Frankenberg         For      For      Management
  7   Elect Director Modesto A. Maidique         For      For      Management
  8   Elect Director Edward R. McCracken         For      For      Management
  9   Ratify Auditors         For      For      Management

10/09/08 - A

  MOSAIC CO *MOS*    61945A107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

10/14/08 - S

  Visa Inc. *V*    92826C839               
  1   Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions         For      For      Management

12/08/08 - S

  Transocean Ltd. *RIG*    G90073100               
    This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system                  
  1   APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.         For      For      Management
  2   APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION.         For      For      Management

12/16/08 - S

  Visa Inc. *V*    92826C839               
  1   Amend Certificate of Incorporation         For      For      Management

01/14/09 - A

  Monsanto Co. *MON*    61166W101               
  1   Elect Director Janice L. Fields         For      For      Management
  2   Elect Director Hugh Grant         For      For      Management
  3   Elect Director C. Steven McMillan         For      For      Management
  4   Elect Director Robert J. Stevens         For      For      Management
  5   Ratify Auditors         For      For      Management

02/03/09 - A

  Emerson Electric Co. *EMR*    291011104               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director A.A. Busch III — For                  
  1.2   Elect Director A.F. Golden — Withhold                  
  1.3   Elect Director H. Green — For                  
  1.4   Elect Director W.R. Johnson — For                  
  1.5   Elect Director J.B. Menzer — For                  
  1.6   Elect Director V.R. Loucks, Jr. — Withhold                  
  2   Ratify Auditors         For      For      Management

02/12/09 - A

  ACCENTURE LTD *ACN*    G1150G111               
    This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.                  
  1   RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO         For      For      Management
  2   RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON         For      For      Management
  3   RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN         For      For      Management
  4   RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI         For      Against      Management
  5   RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER         For      For      Management
  6   RATIFY AUDITORS         For      For      Management

02/12/09 - A

  Varian Medical Systems Inc *VAR*    92220P105               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

02/25/09 - A

  Apple Inc. *AAPL*    037833100               
  1   Elect Directors         For      For      Management
  2   Report on Political Contributions         Against      Against      Shareholder
  3   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  4   Prepare Sustainability Report         Against      Against      Shareholder
  5   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

03/03/09 - A

  QUALCOMM Inc *QCOM*    747525103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

03/18/09 - A

  Hewlett-Packard Company *HPQ*    428236103               
  1   Elect Director Lawrence T. Babbio, Jr.         For      For      Management
  2   Elect Director Sari M. Baldauf         For      For      Management
  3   Elect Director Rajiv L. Gupta         For      For      Management
  4   Elect Director John H. Hammergren         For      For      Management
  5   Elect Director Mark V. Hurd         For      For      Management
  6   Elect Director Joel Z. Hyatt         For      For      Management
  7   Elect Director John R. Joyce         For      For      Management
  8   Elect Director Robert L. Ryan         For      For      Management
  9   Elect Director Lucille S. Salhany         For      For      Management
  10   Elect Director G. Kennedy Thompson         For      For      Management
  11   Ratify Auditors         For      For      Management

04/01/09 - A

  Adobe Systems Inc. *ADBE*    00724F101               
  1   Elect Director Robert K. Burgess         For      For      Management
  2   Elect Director Carol Mills         For      For      Management
  3   Elect Director Daniel Rosensweig         For      For      Management
  4   Elect Director Robert Sedgewick         For      For      Management
  5   Elect Director John E. Warnock         For      For      Management
  6   Amend Omnibus Stock Plan         For      For      Management
  7   Ratify Auditors         For      For      Management

04/20/09 - A

  Eli Lilly and Co. *LLY*    532457108               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Martin S. Feldstein — Withhold                  
  1.2   Elect Director J. Erik Fyrwald — Withhold                  
  1.3   Elect Director Ellen R. Marram — Withhold                  
  1.4   Elect Director Douglas R. Oberhelman — For                  
  2   Ratify Auditors         For      For      Management
  3   Declassify the Board of Directors         For      For      Management
  4   Amend Executive Incentive Bonus Plan         For      For      Management
  5   Reduce Supermajority Vote Requirement         Against      For      Shareholder
  6   Amend Vote Requirements to Amend Articles/Bylaws/Charter         Against      For      Shareholder
  7   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/21/09 - A

  Hudson City Bancorp, Inc. *HCBK*    443683107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/21/09 - A

  Visa Inc. *V*    92826C839               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Hani Al-Qadi — Against                  
  1.2   Elect Director Charles T. Doyle — For                  
  1.3   Elect Director Peter Hawkins — For                  
  1.4   Elect Director David I. McKay — For                  
  1.5   Elect Director Charles W. Scharf — For                  
  1.6   Elect Director Segismundo Schulin-Zeuthen — For                  
  2   Elect Directors         For      For      Management
  3   Ratify Auditors         For      For      Management

04/22/09 - A

  The Coca-Cola Company *KO*    191216100               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Herbert A. Allen — For                  
  1.2   Elect Director Ronald W. Allen — Against                  
  1.3   Elect Director Cathleen P. Black — Against                  
  1.4   Elect Director Barry Diller — Against                  
  1.5   Elect Director Alexis M. Herman — Against                  
  1.6   Elect Director Muhtar Kent — For                  
  1.7   Elect Director Donald R. Keough — For                  
  1.8   Elect Director Maria Elena Lagomsino — Against                  
  1.9   Elect Director Donald F. McHenry — For                  
  1.10   Elect Director Sam Nunn — For                  
  1.11   Elect Director James D. Robinson III — Against                  
  1.12   Elect Director Peter V. Ueberroth — Against                  
  1.13   Elect Director Jacob Wallenberg — For                  
  1.14   Elect Director James B. Williams — For                  
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  4   Require Independent Board Chairman         Against      For      Shareholder
  5   Amend Bylaws to Establish a Board Committee on Human Rights         Against      Against      Shareholder
  6   Performance-Based Awards         Against      Against      Shareholder

04/23/09 - A

  Lockheed Martin Corp. *LMT*    539830109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director E. C. “Pete” Aldrige, Jr. — Against                  
  1.2   Elect Director Nolan D. Archibald — Against                  
  1.3   Elect Director David B. Burritt — For                  
  1.4   Elect Director James O. Ellis, Jr. — For                  
  1.5   Elect Director Gwendolyn S. King — For                  
  1.6   Elect Director James M. Loy — For                  
  1.7   Elect Director Douglas H. McCorkindale — Against                  
  1.8   Elect Director Joseph W. Ralston — For                  
  1.9   Elect Director Frank Savage — For                  
  1.10   Elect Director James Schneider — Against                  
  1.11   Elect Director Anne Stevens — Against                  
  1.12   Elect Director Robert J. Stevens — For                  
  1.13   Elect Director James R. Ukropina — For                  
  2   Ratify Auditors         For      For      Management
  3   Reduce Supermajority Vote Requirement         For      For      Management
  4   Report on Space-based Weapons Program         Against      Against      Shareholder
  5   Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives         Against      For      Shareholder
  6   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/23/09 - A

  Walter Energy Inc. *WLT*    93317Q105               
  1   Elect Directors         For      For      Management
  2   Change Company Name         For      For      Management
  3   Authorize New Class of Preferred Stock         For      For      Management
  4   Approve Shareholder Rights Plan (Poison Pill)         For      For      Management
  5   Amend Omnibus Stock Plan         For      For      Management

04/24/09 - A

  Abbott Laboratories *ABT*    002824100               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Approve Nonqualified Employee Stock Purchase Plan         For      For      Management
  4   Ratify Auditors         For      For      Management
  5   Report on Animal Testing         Against      Against      Shareholder
  6   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  7   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/28/09 - A

  Exelon Corporation *EXC*    30161N101               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Report on Global Warming         Against      Against      Shareholder

04/28/09 - A

  International Business Machines Corp. *IBM*    459200101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Provide for Cumulative Voting         Against      For      Shareholder
  5   Review Executive Compensation         Against      For      Shareholder
  6   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/29/09 - A

  EOG Resources, Inc. *EOG*    26875P101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  Baxter International Inc. *BAX*    071813109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Animal Testing         Against      Against      Shareholder

05/05/09 - A

  Itron, Inc. *ITRI*    465741106               
  1   Elect Director Michael B. Bracy         For      For      Management
  2   Elect Director Kirby A. Dyess         For      For      Management
  3   Elect Director Graham M. Wilson         For      For      Management
  4   Ratify Auditors         For      For      Management

05/05/09 - A

  Philip Morris International Inc. *PM*    718172109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Harold Brown — For                  
  1.2   Elect Director Mathis Cabiallavetta — For                  
  1.3   Elect Director Louis C. Camilleri — For                  
  1.4   Elect Director J. Dudley Fishburn — For                  
  1.5   Elect Director Graham Mackay — For                  
  1.6   Elect Director Sergio Marchionne — Against                  
  1.7   Elect Director Lucio A. Noto — For                  
  1.8   Elect Director Carlos Slim Hel — For                  
  1.9   Elect Director Stephen M. Wolf — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/05/09 - A

  Whiting Petroleum Corp. *WLL*    966387102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  CSX Corp. *CSX*    126408103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Fluor Corp. *FLR*    343412102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/07/09 - A

  Google Inc *GOOG*    38259P508               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management
  4   Report on Political Contributions         For      For      Shareholder
  5   Adopt Policies to Protect Freedom of Access to the Internet         Against      Against      Shareholder
  6   Adopt Principles for Health Care Reform         Against      Against      Shareholder

05/08/09 - A

  Colgate-Palmolive Co. *CL*    194162103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

05/08/09 - A

  The Goldman Sachs Group, Inc. *GS*    38141G104               
  1   Elect Director Lloyd C. Blankfein         For      For      Management
  2   Elect Director John H. Bryan         For      For      Management
  3   Elect Director Gary D. Cohn         For      For      Management
  4   Elect Director Claes Dahlback         For      For      Management
  5   Elect Director Stephen Friedman         For      For      Management
  6   Elect Director William W. George         For      For      Management
  7   Elect Director Rajat K. Gupta         For      For      Management
  8   Elect Director James A. Johnson         For      For      Management
  9   Elect Director Lois D. Juliber         For      For      Management
  10   Elect Director Lakshmi N. Mittal         For      Against      Management
  11   Elect Director James J. Schiro         For      For      Management
  12   Elect Director Ruth J. Simmons         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  15   Provide for Cumulative Voting         Against      For      Shareholder
  16   Reduce Supermajority Vote Requirement         Against      For      Shareholder
  17   Amend By-Laws to Establish Board U.S. Economic Security Committee         Against      Against      Shareholder
  18   Report on Political Contributions         Against      For      Shareholder

05/12/09 - A

  Cephalon, Inc. *CEPH*    156708109               
  1   Elect Directors         For      For      Management
  2   Amend Stock Option Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/13/09 - A

  Cameron International Corp *CAM*    13342B105               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director C. Baker Cunningham — Withhold                  
  1.2   Elect Director Sheldon R. Erikson — Withhold                  
  1.3   Elect Director Douglas L. Foshee — For                  
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/13/09 - A

  Murphy Oil Corp. *MUR*    626717102               
  1   Elect Directors         For      For      Management
  2   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder
  3   Ratify Auditors         For      For      Management

05/14/09 - A

  Ansys, Inc. *ANSS*    03662Q105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/14/09 - A

  Broadcom Corp. *BRCM*    111320107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/14/09 - A

  Flowserve Corp. *FLS*    34354P105               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/14/09 - A

  Union Pacific Corp. *UNP*    907818108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Political Contributions         Against      For      Shareholder

05/15/09 - A

  FMC Technologies, Inc. *FTI*    30249U101               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management

05/15/09 - A

  Transocean Ltd. *RIG*    H8817H100               
    This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System                  
  1   APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD.         For      For      Management
  2   DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FOR FISCAL YEAR 2008         For      For      Management
  3   APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENT OF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASE OF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES.         For      For      Management
  4   AUTHORIZATION OF A SHARE REPURCHASE PROGRAM         For      For      Management
  5   APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. IN THE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09         For      For      Management
  6   REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: W. RICHARD ANDERSON         For      For      Management
  7   REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: RICHARD L. GEORGE         For      For      Management
  8   REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: ROBERT L. LONG         For      For      Management
  9   REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: EDWARD R. MULLER         For      For      Management
  10   REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: VICTOR E. GRIJALVA         For      For      Management
  11   APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEAN LTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA         For      For      Management

05/19/09 - A

  Southwestern Energy Co. *SWN*    845467109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Lewis E. Epley, Jr. — For                  
  1.2   Elect Director Robert L. Howard — Withhold                  
  1.3   Elect Director Harold M. Korell — For                  
  1.4   Elect Director Vello A. Kuuskraa — Withhold                  
  1.5   Elect Director Kenneth R. Mourton — Withhold                  
  1.6   Elect Director Charles E. Scharlau — For                  
  2   Ratify Auditors         For      For      Management

05/19/09 - A

  The Gap, Inc. *GPS*    364760108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/20/09 - A

  Advance Auto Parts Inc *AAP*    00751Y106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/20/09 - A

  Intel Corporation *INTC*    458140100               
  1   Elect Director Charlene Barshefsky         For      For      Management
  2   Elect Director Susan L. Decker         For      For      Management
  3   Elect Director John J. Donahoe         For      For      Management
  4   Elect Director Reed E. Hundt         For      For      Management
  5   Elect Director Paul S. Otellini         For      For      Management
  6   Elect Director James D. Plummer         For      For      Management
  7   Elect Director David S. Pottruck         For      For      Management
  8   Elect Director Jane E. Shaw         For      For      Management
  9   Elect Director John L. Thornton         For      For      Management
  10   Elect Director Frank D. Yeary         For      For      Management
  11   Elect Director David B. Yoffie         For      For      Management
  12   Ratify Auditors         For      For      Management
  13   Amend Omnibus Stock Plan         For      For      Management
  14   Approve Stock Option Exchange Program         For      For      Management
  15   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  16   Provide for Cumulative Voting         Against      For      Shareholder
  17   Adopt Policy on Human Rights to Water         Against      Against      Shareholder

05/21/09 - A

  Dean Foods Company *DF*    242370104               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

05/21/09 - A

  Genzyme Corp. *GENZ*    372917104               
  1   Elect Director Douglas A. Berthiaume         For      For      Management
  2   Elect Director Gail K. Boudreaux         For      For      Management
  3   Elect Director Robert J. Carpenter         For      For      Management
  4   Elect Director Charles L. Cooney         For      For      Management
  5   Elect Director Victor J. Dzau         For      For      Management
  6   Elect Director Connie Mack III         For      For      Management
  7   Elect Director Richard F. Syron         For      For      Management
  8   Elect Director Henri A. Termeer         For      For      Management
  9   Amend Omnibus Stock Plan         For      For      Management
  10   Approve Qualified Employee Stock Purchase Plan         For      For      Management
  11   Ratify Auditors         For      For      Management

05/27/09 - A

  Express Scripts, Inc. *ESRX*    302182100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/27/09 - A

  McDonald’s Corp. *MCD*    580135101               
  1   Elect Director Robert A. Eckert         For      For      Management
  2   Elect Director Enrique Hernandez, Jr.         For      For      Management
  3   Elect Director Jeanne P. Jackson         For      For      Management
  4   Elect Director Andrew J. McKenna         For      For      Management
  5   Ratify Auditors         For      For      Management
  6   Amend Omnibus Stock Plan         For      For      Management
  7   Approve Executive Incentive Bonus Plan         For      For      Management
  8   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  9   Phase out Sales of Eggs from Battery Cage Hens         Against      Against      Shareholder

05/28/09 - A

  Amazon.com, Inc. *AMZN*    023135106               
  1   Elect Director Jeffrey P. Bezos         For      For      Management
  2   Elect Director Tom A. Alberg         For      For      Management
  3   Elect Director John Seely Brown         For      For      Management
  4   Elect Director L. John Doerr         For      For      Management
  5   Elect Director William B. Gordon         For      For      Management
  6   Elect Director Alain Monie         For      For      Management
  7   Elect Director Thomas O. Ryder         For      For      Management
  8   Elect Director Patricia Q. Stonesifer         For      For      Management
  9   Ratify Auditors         For      For      Management

05/28/09 - A

  Continental Resources Inc/OK *CLR*    212015101               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Robert J. Grant — For                  
  1.2   Elect Director Ellis L. McCain — For                  
  1.3   Elect Director Mark E. Monroe — Withhold                  
  2   Ratify Auditors         For      For      Management

05/28/09 - A

  Raytheon Co. *RTN*    755111507               
  1   Elect Director Vernon E. Clark         For      Against      Management
  2   Elect Director John M. Deutch         For      For      Management
  3   Elect Director Frederic M. Poses         For      Against      Management
  4   Elect Director Michael C. Ruettgers         For      For      Management
  5   Elect Director Ronald L. Skates         For      For      Management
  6   Elect Director William R. Spivey         For      Against      Management
  7   Elect Director Linda G. Stuntz         For      For      Management
  8   Elect Director William H. Swanson         For      For      Management
  9   Ratify Auditors         For      For      Management
  10   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  11   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  12   Provide for Cumulative Voting         Against      For      Shareholder
  13   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  14   Submit SERP to Shareholder Vote         Against      For      Shareholder

05/28/09 - A

  Stericycle, Inc. *SRCL*    858912108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/02/09 - A

  The DirecTV Group, Inc *DTV*    25459L106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  4   Declassify the Board of Directors         Against      For      Shareholder

06/05/09 - A

  Wal-Mart Stores, Inc. *WMT*    931142103               
  1   Elect Director Aida M. Alvarez         For      For      Management
  2   Elect Director James W. Breyer         For      For      Management
  3   Elect Director M. Michele Burns         For      For      Management
  4   Elect Director James I. Cash, Jr.         For      For      Management
  5   Elect Director Roger C. Corbett         For      For      Management
  6   Elect Director Douglas N. Daft         For      For      Management
  7   Elect Director Michael T. Duke         For      For      Management
  8   Elect Director Gregory B. Penner         For      For      Management
  9   Elect Director Allen I. Questrom         For      For      Management
  10   Elect Director H. Lee Scott, Jr.         For      For      Management
  11   Elect Director Arne M. Sorenson         For      For      Management
  12   Elect Director Jim C. Walton         For      For      Management
  13   Elect Director S. Robson Walton         For      For      Management
  14   Elect Director Christopher J. Williams         For      For      Management
  15   Elect Director Linda S. Wolf         For      For      Management
  16   Ratify Auditors         For      For      Management
  17   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder
  18   Pay For Superior Performance         Against      Against      Shareholder
  19   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  20   Report on Political Contributions         Against      For      Shareholder
  21   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  22   Stock Retention/Holding Period         Against      Against      Shareholder

06/09/09 - A

  Equinix, Inc. *EQIX*    29444U502               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/09/09 - A

  MasterCard Incorporated *MA*    57636Q104               
  1   Elect Directors         For      For      Management
  2   Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications         For      For      Management
  3   Ratify Auditors         For      For      Management

06/11/09 - A

  Freeport-McMoRan Copper & Gold Inc. *FCX*    35671D857               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Request Director Nominee Environmental Qualifications         Against      For      Shareholder

06/11/09 - A

  Salesforce.com, Inc. *CRM*    79466L302               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/12/09 - A

  Chesapeake Energy Corp. *CHK*    165167107               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Richard K. Davidson — Withhold                  
  1.2   Elect Director V. Burns Hargis — For                  
  1.3   Elect Director Charles T. Maxwell — Withhold                  
  2   Increase Authorized Common Stock         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management
  5   Declassify the Board of Directors         Against      For      Shareholder
  6   Require a Majority Vote for the Election of Directors         Against      For      Shareholder
  7   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder

06/18/09 - A

  Dollar Tree Inc. *DLTR*    256746108               
  1   Elect Directors         For      Withhold      Management
  2   Declassify the Board of Directors         Against      For      Shareholder

06/18/09 - A

  Petrohawk Energy Corporation *HK*    716495106               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Amend Non-Employee Director Omnibus Stock Plan         For      For      Management
  5   Permit Board to Amend Bylaws Without Shareholder Consent         For      Against      Management
  6   Ratify Auditors         For      For      Management

06/19/09 - A

  Sohu.com Inc. *SOHU*    83408W103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Charles Zhang — For                  
  1.2   Elect Director Charles Huang — For                  
  1.3   Elect Director Dave Qi — For                  
  1.4   Elect Director Shi Wang — Withhold                  
  2   Ratify Auditors         For      For      Management

08/13/08 - A

  H. J. Heinz Co. *HNZ*    423074103               
  1   Elect Director W.R. Johnson         For      For      Management
  2   Elect Director C.E. Bunch         For      For      Management
  3   Elect Director L.S. Coleman, Jr.         For      For      Management
  4   Elect Director J.G. Drosdick         For      For      Management
  5   Elect Director E.E. Holiday         For      For      Management
  6   Elect Director C. Kendle         For      For      Management
  7   Elect Director D.R. O’Hare         For      For      Management
  8   Elect Director N. Peltz         For      For      Management
  9   Elect Director D.H. Reilley         For      For      Management
  10   Elect Director L.C. Swann         For      For      Management
  11   Elect Director T.J. Usher         For      For      Management
  12   Elect Director M.F. Weinstein         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification         For      For      Management
  15   Reduce Supermajority Vote Requirement to Approve Certain Business Combinations         For      For      Management

09/22/08 - A

  General Mills, Inc. *GIS*    370334104               
  1   Elect Director Bradbury H. Anderson         For      For      Management
  2   Elect Director Paul Danos         For      For      Management
  3   Elect Director William T. Esrey         For      For      Management
  4   Elect Director Raymond V. Gilmartin         For      For      Management
  5   Elect Director Judith Richards Hope         For      For      Management
  6   Elect Director Heidi G. Miller         For      For      Management
  7   Elect Director Hilda Ochoa-Brillembourg         For      For      Management
  8   Elect Director Steve Odland         For      For      Management
  9   Elect Director Kendall J. Powell         For      For      Management
  10   Elect Director Lois E. Quam         For      For      Management
  11   Elect Director Michael D. Rose         For      For      Management
  12   Elect Director Robert L. Ryan         For      For      Management
  13   Elect Director Dorothy A. Terrell         For      For      Management
  14   Ratify Auditors         For      For      Management

10/09/08 - A

  MOSAIC CO *MOS*    61945A107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

10/14/08 - S

  Visa Inc. *V*    92826C839               
  1   Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions         For      For      Management

12/16/08 - S

  Visa Inc. *V*    92826C839               
  1   Amend Certificate of Incorporation         For      For      Management

12/23/08 - S

  PNC Financial Services Group, Inc. *PNC*    693475105               
  1   Approve Acquisition         For      For      Management
  2   Adjourn Meeting         For      For      Management

01/15/09 - A

  Family Dollar Stores, Inc. *FDO*    307000109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

01/27/09 - S

  Embarq Corp *EQ*    29078E105               
  1   Approve Merger Agreement         For      For      Management

01/28/09 - A

  Costco Wholesale Corporation *COST*    22160K105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

02/03/09 - A

  Emerson Electric Co. *EMR*    291011104               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director A.A. Busch III — For                  
  1.2   Elect Director A.F. Golden — Withhold                  
  1.3   Elect Director H. Green — For                  
  1.4   Elect Director W.R. Johnson — For                  
  1.5   Elect Director J.B. Menzer — For                  
  1.6   Elect Director V.R. Loucks, Jr. — Withhold                  
  2   Ratify Auditors         For      For      Management

03/11/09 - A

  Franklin Resources, Inc. *BEN*    354613101               
  1   Elect Director Samuel H. Armacost         For      For      Management
  2   Elect Director Charles Crocker         For      For      Management
  3   Elect Director Joseph R. Hardiman         For      For      Management
  4   Elect Director Robert D. Joffe         For      For      Management
  5   Elect Director Charles B. Johnson         For      For      Management
  6   Elect Director Gregory E. Johnson         For      For      Management
  7   Elect Director Rupert H. Johnson, Jr.         For      For      Management
  8   Elect Director Thomas H. Kean         For      For      Management
  9   Elect Director Chutta Ratnathicam         For      For      Management
  10   Elect Director Peter M. Sacerdote         For      For      Management
  11   Elect Director Laura Stein         For      For      Management
  12   Elect Director Anne M. Tatlock         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Amend Executive Incentive Bonus Plan         For      For      Management

03/18/09 - A

  Covidien plc *COV*    G2552X108               
  1a   Elect Craig Arnold as Director         For      For      Management
  1b   Elect Robert H. Brust as Director         For      For      Management
  1c   Elect John M. Connors, Jr. as Director         For      For      Management
  1d   Elect Christopher J. Coughlin as Director         For      For      Management
  1e   Elect Timothy M. Donahue as Director         For      For      Management
  1f   Elect Kathy J. Herbert as Director         For      For      Management
  1g   Elect Randall J. Hogan, III as Director         For      For      Management
  1h   Elect Richard J. Meelia as Director         For      For      Management
  1i   Elect Dennis H. Reilley as Director         For      For      Management
  1j   Elect Tadataka Yamada as Director         For      For      Management
  1k   Elect Joseph A. Zaccagnino as Director         For      For      Management
  2   Approve Amended and Restated 2007 Stock and Incentive Plan         For      For      Management
  3   Approve Auditors and Authorize Board to Fix Their Remuneration         For      For      Management

03/18/09 - A

  Hewlett-Packard Company *HPQ*    428236103               
  1   Elect Director Lawrence T. Babbio, Jr.         For      For      Management
  2   Elect Director Sari M. Baldauf         For      For      Management
  3   Elect Director Rajiv L. Gupta         For      For      Management
  4   Elect Director John H. Hammergren         For      For      Management
  5   Elect Director Mark V. Hurd         For      For      Management
  6   Elect Director Joel Z. Hyatt         For      For      Management
  7   Elect Director John R. Joyce         For      For      Management
  8   Elect Director Robert L. Ryan         For      For      Management
  9   Elect Director Lucille S. Salhany         For      For      Management
  10   Elect Director G. Kennedy Thompson         For      For      Management
  11   Ratify Auditors         For      For      Management

04/02/09 - A

  NYSE Euronext *NYX*    629491101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Issue Stock Certificate of Ownership         Against      Against      Shareholder
  4   Reduce Supermajority Vote Requirement         Against      For      Shareholder

04/14/09 - A

  The Bank Of New York Mellon Corp. *BK*    064058100               
  1   Elect Directors         For      For      Management
  2   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Provide for Cumulative Voting         Against      For      Shareholder
  5   Stock Retention/Holding Period         Against      For      Shareholder

04/20/09 - A

  Eli Lilly and Co. *LLY*    532457108               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Martin S. Feldstein — Withhold                  
  1.2   Elect Director J. Erik Fyrwald — Withhold                  
  1.3   Elect Director Ellen R. Marram — Withhold                  
  1.4   Elect Director Douglas R. Oberhelman — For                  
  2   Ratify Auditors         For      For      Management
  3   Declassify the Board of Directors         For      For      Management
  4   Amend Executive Incentive Bonus Plan         For      For      Management
  5   Reduce Supermajority Vote Requirement         Against      For      Shareholder
  6   Amend Vote Requirements to Amend Articles/Bylaws/Charter         Against      For      Shareholder
  7   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/21/09 - A

  Hudson City Bancorp, Inc. *HCBK*    443683107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/21/09 - A

  Northern Trust Corp. *NTRS*    665859104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management

04/21/09 - A

  Visa Inc. *V*    92826C839               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Hani Al-Qadi — Against                  
  1.2   Elect Director Charles T. Doyle — For                  
  1.3   Elect Director Peter Hawkins — For                  
  1.4   Elect Director David I. McKay — For                  
  1.5   Elect Director Charles W. Scharf — For                  
  1.6   Elect Director Segismundo Schulin-Zeuthen — For                  
  2   Elect Directors         For      For      Management
  3   Ratify Auditors         For      For      Management

04/22/09 - A

  Ameriprise Financial, Inc. *AMP*    03076C106               
  1   Elect Director Warren D. Knowlton         For      For      Management
  2   Elect Director Jeffrey Noddle         For      For      Management
  3   Elect Director Robert F. Sharpe, Jr.         For      For      Management
  4   Ratify Auditors         For      For      Management

04/23/09 - A

  Edison International *EIX*    281020107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/23/09 - A

  Johnson & Johnson *JNJ*    478160104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/24/09 - A

  AT&T Inc *T*    00206R102               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Randall L. Stephenson — For                  
  1.2   Elect Director William F. Aldinger III — Against                  
  1.3   Elect Director Gilbert F. Amelio — Against                  
  1.4   Elect Director Reuben V. Anderson — For                  
  1.5   Elect Director James H. Blanchard — Against                  
  1.6   Elect Director August A. Busch III — For                  
  1.7   Elect Director Jaime Chico Pardo — For                  
  1.8   Elect Director James P. Kelly — For                  
  1.9   Elect Director Jon C. Madonna — For                  
  1.10   Elect Director Lynn M. Martin — For                  
  1.11   Elect Director John B. McCoy — For                  
  1.12   Elect Director Mary S. Metz — For                  
  1.13   Elect Director Joyce M. Roch — For                  
  1.14   Elect Director Laura D Andrea Tyson — For                  
  1.15   Elect Director Patricia P. Upton — Against                  
  2   Ratify Auditors         For      For      Management
  3   Increase Authorized Common Stock         For      For      Management
  4   Report on Political Contributions         Against      For      Shareholder
  5   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  6   Provide for Cumulative Voting         Against      For      Shareholder
  7   Require Independent Board Chairman         Against      For      Shareholder
  8   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  9   Exclude Pension Credits ftom Earnings Performance Measure         Against      For      Shareholder

04/24/09 - A

  The Progressive Corp. *PGR*    743315103               
  1   Elect Directors         For      For      Management
  2   Require Advance Notice for Shareholder Proposals         For      For      Management
  3   Amend Nomination Procedures for the Board         For      For      Management
  4   Ratify Auditors         For      For      Management

04/28/09 - A

  Exelon Corporation *EXC*    30161N101               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Report on Global Warming         Against      Against      Shareholder

04/28/09 - A

  International Business Machines Corp. *IBM*    459200101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Provide for Cumulative Voting         Against      For      Shareholder
  5   Review Executive Compensation         Against      For      Shareholder
  6   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/28/09 - A

  The Chubb Corp. *CB*    171232101               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

04/29/09 - A

  EOG Resources, Inc. *EOG*    26875P101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/29/09 - A

  Morgan Stanley *MS*    617446448               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Roy J. Bostock — Against                  
  1.2   Elect Director Erskine B. Bowles — For                  
  1.3   Elect Director Howard J. Davies — For                  
  1.4   Elect Director Nobuyuki Hirano — For                  
  1.5   Elect Director C. Robert Kidder — For                  
  1.6   Elect Director John J. Mack — For                  
  1.7   Elect Director Donald T. Nicolaisen — For                  
  1.8   Elect Director Charles H. Noski — For                  
  1.9   Elect Director Hutham S. Olayan — For                  
  1.10   Elect Director Charles E. Phillips, Jr. — For                  
  1.11   Elect Director Griffith Sexton — For                  
  1.12   Elect Director Laura D. Tyson — For                  
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  4   Amend Omnibus Stock Plan         For      Against      Management
  5   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  6   Require Independent Board Chairman         Against      For      Shareholder

04/30/09 - A

  Valero Energy Corp. *VLO*    91913Y100               
  1   Elect Directors         For      Against      Management
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  4   Stock Retention/Holding Period         Against      For      Shareholder
  5   Disclose Information on Compensation Consultant         Against      For      Shareholder
  6   Report on Political Contributions         Against      For      Shareholder

05/01/09 - A

  Occidental Petroleum Corp. *OXY*    674599105               
  1   Elect Directors         For      Against      Management
  2   Ratify Auditors         For      For      Management
  3   Provide Right to Call Special Meeting         For      For      Management
  4   Report on Host Country Social and Environmental Laws         Against      Against      Shareholder

05/05/09 - A

  Bristol-Myers Squibb Co. *BMY*    110122108               
  1   Elect Director L. Andreotti         For      For      Management
  2   Elect Director L. B. Campbell         For      For      Management
  3   Elect Director J. M. Cornelius         For      For      Management
  4   Elect Director L. J. Freeh         For      For      Management
  5   Elect Director L. H. Glimcher         For      For      Management
  6   Elect Director M. Grobstein         For      For      Management
  7   Elect Director L. Johansson         For      For      Management
  8   Elect Director A. J. Lacy         For      For      Management
  9   Elect Director V. L. Sato         For      For      Management
  10   Elect Director T. D. West, Jr.         For      For      Management
  11   Elect Director R. S. Williams         For      For      Management
  12   Ratify Auditors         For      For      Management
  13   Increase Disclosure of Executive Compensation         Against      Against      Shareholder
  14   Reduce Supermajority Vote Requirement         Against      Against      Shareholder
  15   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  16   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

05/05/09 - A

  O’Reilly Automotive, Inc. *ORLY*    686091109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Charles H. O’Reilly, Jr — Withhold                  
  1.2   Elect Director John Murphy — For                  
  1.3   Elect Director Ronald Rashkow — For                  
  2   Ratify Auditors         For      For      Management
  3   Approve Nonqualified Employee Stock Purchase Plan         For      For      Management
  4   Approve Omnibus Stock Plan         For      Against      Management

05/05/09 - A

  Philip Morris International Inc. *PM*    718172109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Harold Brown — For                  
  1.2   Elect Director Mathis Cabiallavetta — For                  
  1.3   Elect Director Louis C. Camilleri — For                  
  1.4   Elect Director J. Dudley Fishburn — For                  
  1.5   Elect Director Graham Mackay — For                  
  1.6   Elect Director Sergio Marchionne — Against                  
  1.7   Elect Director Lucio A. Noto — For                  
  1.8   Elect Director Carlos Slim Hel — For                  
  1.9   Elect Director Stephen M. Wolf — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/05/09 - A

  The Travelers Companies, Inc. *TRV*    89417E109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Report on Political Contributions         Against      For      Shareholder

05/06/09 - A

  Amgen, Inc. *AMGN*    031162100               
  1   Elect Director David Baltimore         For      For      Management
  2   Elect Director Frank J. Biondi, Jr.         For      For      Management
  3   Elect Director Francois de Carbonnel         For      For      Management
  4   Elect Director Jerry D. Choate         For      For      Management
  5   Elect Director Vance D. Coffman         For      For      Management
  6   Elect Director Frederick W. Gluck         For      For      Management
  7   Elect Director Frank C. Herringer         For      For      Management
  8   Elect Director Gilbert S. Omenn         For      For      Management
  9   Elect Director Judith C. Pelham         For      For      Management
  10   Elect Director J. Paul Reason         For      For      Management
  11   Elect Director Leonard D. Schaeffer         For      For      Management
  12   Elect Director Kevin W. Sharer         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Approve Omnibus Stock Plan         For      For      Management
  15   Reduce Supermajority Vote Requirement         For      For      Management
  16   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  17   Reincorporate in Another State [from Delaware to North Dakota ]         Against      Against      Shareholder

05/06/09 - A

  AXIS CAPITAL HOLDINGS LTD *AXS*    G0692U109               
    This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.                  
  1   Elect Directors         For      For      Management
  2   TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES.         For      Against      Management
  3   TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT.         For      For      Management
  4   TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE.         For      For      Management

05/06/09 - A

  Hess Corporation *HES*    42809H107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/07/09 - A

  People’s United Financial, Inc. *PBCT*    712704105               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director George P. Carter — Withhold                  
  1.2   Elect Director Jerry Franklin — Withhold                  
  1.3   Elect Director Eunice S. Groark — For                  
  1.4   Elect Director James A. Thomas — Withhold                  
  2   Ratify Auditors         For      For      Management

05/07/09 - A

  Spectra Energy Corp. *SE*    847560109               
  1   Declassify the Board of Directors         For      For      Management
  2   Elect Directors         For      For      Management
  3   Ratify Auditors         For      For      Management

05/08/09 - A

  Watson Pharmaceuticals, Inc. *WPI*    942683103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/13/09 - A

  Molson Coors Brewing Co *TAP*    60871R209               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director John E. Cleghorn — For                  
  1.2   Elect Director Charles M. Herington — Withhold                  
  1.3   Elect Director David P. O’Brien — For                  

05/13/09 - A

  Safeway Inc. *SWY*    786514208               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Provide for Cumulative Voting         Against      For      Shareholder
  4   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  5   Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives         Against      For      Shareholder

05/14/09 - A

  Corrections Corporation of America *CXW*    22025Y407               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Political Contributions         Against      For      Shareholder

05/14/09 - A

  Flowserve Corp. *FLS*    34354P105               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/14/09 - A

  Kohl’s Corp. *KSS*    500255104               
  1   Elect Director Peter Boneparth         For      For      Management
  2   Elect Director Steven A. Burd         For      For      Management
  3   Elect Director John F. Herma         For      For      Management
  4   Elect Director Dale E. Jones         For      For      Management
  5   Elect Director William S. Kellogg         For      For      Management
  6   Elect Director Kevin Mansell         For      For      Management
  7   Elect Director R. Lawrence Montgomery         For      For      Management
  8   Elect Director Frank V. Sica         For      For      Management
  9   Elect Director Peter M. Sommerhauser         For      For      Management
  10   Elect Director Stephanie A. Streeter         For      For      Management
  11   Elect Director Stephen E. Watson         For      For      Management
  12   Ratify Auditors         For      For      Management
  13   Require a Majority Vote for the Election of Directors         Against      For      Shareholder

05/14/09 - A

  Quest Diagnostics Incorporated *DGX*    74834L100               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Amend Non-Employee Director Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

05/14/09 - A

  Union Pacific Corp. *UNP*    907818108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Political Contributions         Against      For      Shareholder

05/19/09 - A

  JPMorgan Chase & Co. *JPM*    46625H100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  4   Disclose Prior Government Service         Against      Against      Shareholder
  5   Provide for Cumulative Voting         Against      For      Shareholder
  6   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  7   Report on Predatory Lending Policies         Against      Against      Shareholder
  8   Amend Key Executive Performance Plan         Against      For      Shareholder
  9   Stock Retention/Holding Period         Against      For      Shareholder
  10   Prepare Carbon Principles Report         Against      Against      Shareholder

05/20/09 - A

  ACE Ltd. *ACE*    H0023R105               
    This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.                  
  1   Election Of Director: Michael G. Atieh         For      Against      Management
  2   Election Of Director: Mary A. Cirillo         For      For      Management
  3   Election Of Director: Bruce L. Crockett         For      Against      Management
  4   Election Of Director: Thomas J. Neff         For      Against      Management
  5   Approval Of The Annual Report         For      For      Management
  6   Approval Of The Statutory Financial Statements Of Ace Limited         For      For      Management
  7   Approval Of The Consolidated Financial Statements         For      For      Management
  8   Allocation Of Disposable Profit         For      For      Management
  9   Discharge Of The Board Of Directors         For      For      Management
  10   Amendment Of Articles Of Association Relating To Special Auditor         For      For      Management
  11   Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting         For      For      Management
  12   Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp         For      For      Management
  13   Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting         For      For      Management
  14   Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares         For      For      Management

05/21/09 - A

  Cablevision Systems Corp. *CVC*    12686C109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Zachary W. Carter — For                  
  1.2   Elect Director Charles D. Ferris — Withhold                  
  1.3   Elect Director Thomas V. Reifenheiser — For                  
  1.4   Elect Director John R. Ryan — For                  
  1.5   Elect Director Vincent Tese — For                  
  1.6   Elect Director Leonard Tow — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management

05/21/09 - A

  Hasbro, Inc. *HAS*    418056107               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

05/21/09 - A

  Quanta Services, Inc. *PWR*    74762E102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/21/09 - A

  Rayonier Inc. *RYN*    754907103               
  1   Elect Director Richard D. Kincaid         For      For      Management
  2   Elect Director V. Larkin Martin         For      For      Management
  3   Elect Director Ronald Townsend         For      For      Management
  4   Elect Director John E. Bush         For      For      Management
  5   Elect Director David W. Oskin         For      For      Management
  6   Ratify Auditors         For      For      Management

05/22/09 - A

  FPL Group, Inc. *FPL*    302571104               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Sherry S. Barrat — Withhold                  
  1.2   Elect Director Robert M. Beall, II — Withhold                  
  1.3   Elect Director J. Hyatt Brown — For                  
  1.4   Elect Director James L. Camaren — Withhold                  
  1.5   Elect Director J. Brian Ferguson — Withhold                  
  1.6   Elect Director Lewis Hay, III — For                  
  1.7   Elect Director Toni Jennings — Withhold                  
  1.8   Elect Director Oliver D. Kingsley, Jr. — For                  
  1.9   Elect Director Rudy E. Schupp — For                  
  1.10   Elect Director Michael H. Thaman — For                  
  1.11   Elect Director Hansel E. Tookes, II — For                  
  1.12   Elect Director Paul R. Tregurtha — Withhold                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/22/09 - A

  Omnicare, Inc. *OCR*    681904108               
  1   Elect Director John T. Crotty         For      For      Management
  2   Elect Director Joel F. Gemunder         For      For      Management
  3   Elect Director Steven J. Heyer         For      For      Management
  4   Elect Director Sandra E. Laney         For      For      Management
  5   Elect Director Andrea R. Lindell         For      For      Management
  6   Elect Director James D. Shelton         For      For      Management
  7   Elect Director John H. Timoney         For      For      Management
  8   Elect Director Amy Wallman         For      For      Management
  9   Amend Executive Incentive Bonus Plan         For      For      Management
  10   Amend Omnibus Stock Plan         For      For      Management
  11   Ratify Auditors         For      For      Management

05/27/09 - A

  Chevron Corporation *CVX*    166764100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Executive Incentive Bonus Plan         For      For      Management
  4   Amend Omnibus Stock Plan         For      For      Management
  5   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  6   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  7   Adopt Quantitative GHG Goals for Products and Operations         Against      Against      Shareholder
  8   Adopt Guidelines for Country Selection         Against      For      Shareholder
  9   Adopt Human Rights Policy         Against      For      Shareholder
  10   Report on Market Specific Environmental Laws         Against      Against      Shareholder

05/27/09 - A

  McDonald’s Corp. *MCD*    580135101               
  1   Elect Director Robert A. Eckert         For      For      Management
  2   Elect Director Enrique Hernandez, Jr.         For      For      Management
  3   Elect Director Jeanne P. Jackson         For      For      Management
  4   Elect Director Andrew J. McKenna         For      For      Management
  5   Ratify Auditors         For      For      Management
  6   Amend Omnibus Stock Plan         For      For      Management
  7   Approve Executive Incentive Bonus Plan         For      For      Management
  8   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  9   Phase out Sales of Eggs from Battery Cage Hens         Against      Against      Shareholder

05/27/09 - A

  Southern Company *SO*    842587107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Adopt Majority Voting and Eliminate Cumulative Voting for Uncontested Election of Directors         For      For      Management
  4   Eliminate Cumulative Voting         For      For      Management
  5   Report on Reducing GHG Emissions         Against      Against      Shareholder
  6   Submit SERP to Shareholder Vote         Against      For      Shareholder

05/28/09 - A

  Affiliated Computer Services, Inc. *ACS*    008190100               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/28/09 - A

  Continental Resources Inc/OK *CLR*    212015101               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Robert J. Grant — For                  
  1.2   Elect Director Ellis L. McCain — For                  
  1.3   Elect Director Mark E. Monroe — Withhold                  
  2   Ratify Auditors         For      For      Management

05/28/09 - C

  Covidien plc *COV*    G2552X108               
  1   Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement         For      For      Management
  2   Approve the Creation of Distributable Reserves of Covidien plc         For      For      Management
  3   Adjourn Meeting         For      For      Management

05/28/09 - A

  Fidelity National Information Services Inc *FIS*    31620M106               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director William P. Foley, II — For                  
  1.2   Elect Director Thomas M. Hagerty — Withhold                  
  1.3   Elect Director Keith W. Hughes — For                  
  1.4   Elect Director Richard N. Massey — For                  
  2   Ratify Auditors         For      For      Management

05/28/09 - A

  Home Depot, Inc. *HD*    437076102               
  1   Elect Director F. Duane Ackerman         For      For      Management
  2   Elect Director David H. Batchelder         For      For      Management
  3   Elect Director Francis S. Blake         For      For      Management
  4   Elect Director Ari Bousbib         For      For      Management
  5   Elect Director Gregory D. Brenneman         For      For      Management
  6   Elect Director Albert P. Carey         For      For      Management
  7   Elect Director Armando Codina         For      For      Management
  8   Elect Director Bonnie G. Hill         For      For      Management
  9   Elect Director Karen L. Katen         For      For      Management
  10   Ratify Auditors         For      For      Management
  11   Approve Right to Call Special Meetings         For      Against      Management
  12   Provide for Cumulative Voting         Against      For      Shareholder
  13   Call Special Meetings         Against      For      Shareholder
  14   Prepare Employment Diversity Report         Against      For      Shareholder
  15   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  16   Assess Energy Use and Establish Reduction Targets         Against      For      Shareholder

05/28/09 - A

  Raytheon Co. *RTN*    755111507               
  1   Elect Director Vernon E. Clark         For      Against      Management
  2   Elect Director John M. Deutch         For      For      Management
  3   Elect Director Frederic M. Poses         For      Against      Management
  4   Elect Director Michael C. Ruettgers         For      For      Management
  5   Elect Director Ronald L. Skates         For      For      Management
  6   Elect Director William R. Spivey         For      Against      Management
  7   Elect Director Linda G. Stuntz         For      For      Management
  8   Elect Director William H. Swanson         For      For      Management
  9   Ratify Auditors         For      For      Management
  10   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  11   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  12   Provide for Cumulative Voting         Against      For      Shareholder
  13   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  14   Submit SERP to Shareholder Vote         Against      For      Shareholder

05/29/09 - A

  Annaly Capital Management Inc. *NLY*    035710409               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/29/09 - A

  Lowe’s Companies, Inc. *LOW*    548661107               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Eliminate Supermajority Vote Requirement         For      For      Management
  5   Reincorporate in Another State from Delaware to North Dakota         Against      Against      Shareholder
  6   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  7   Require Independent Board Chairman         Against      Against      Shareholder

06/05/09 - A

  Wal-Mart Stores, Inc. *WMT*    931142103               
  1   Elect Director Aida M. Alvarez         For      For      Management
  2   Elect Director James W. Breyer         For      For      Management
  3   Elect Director M. Michele Burns         For      For      Management
  4   Elect Director James I. Cash, Jr.         For      For      Management
  5   Elect Director Roger C. Corbett         For      For      Management
  6   Elect Director Douglas N. Daft         For      For      Management
  7   Elect Director Michael T. Duke         For      For      Management
  8   Elect Director Gregory B. Penner         For      For      Management
  9   Elect Director Allen I. Questrom         For      For      Management
  10   Elect Director H. Lee Scott, Jr.         For      For      Management
  11   Elect Director Arne M. Sorenson         For      For      Management
  12   Elect Director Jim C. Walton         For      For      Management
  13   Elect Director S. Robson Walton         For      For      Management
  14   Elect Director Christopher J. Williams         For      For      Management
  15   Elect Director Linda S. Wolf         For      For      Management
  16   Ratify Auditors         For      For      Management
  17   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder
  18   Pay For Superior Performance         Against      Against      Shareholder
  19   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  20   Report on Political Contributions         Against      For      Shareholder
  21   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  22   Stock Retention/Holding Period         Against      Against      Shareholder

06/10/09 - A

  Continental Airlines, Inc. *CAL*    210795308               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Kirbyjon H. Caldwell — For                  
  1.2   Elect Director Lawrence W. Kellner — For                  
  1.3   Elect Director Douglas H. McCorkindale — For                  
  1.4   Elect Director Henry L. Meyer, III — For                  
  1.5   Elect Director Oscar Munoz — For                  
  1.6   Elect Director Jeffery A. Smisek — For                  
  1.7   Elect Director Karen Hastie Williams — Withhold                  
  1.8   Elect Director Ronald B. Woodard — For                  
  1.9   Elect Director Charles A. Yamarone — For                  
  2   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Limit/Prohibit Executive Stock-Based Awards         Against      Against      Shareholder
  5   Reincorporate in Another State         Against      Against      Shareholder
  6   Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen         None      Abstain      Management

06/11/09 - A

  Freeport-McMoRan Copper & Gold Inc. *FCX*    35671D857               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Request Director Nominee Environmental Qualifications         Against      For      Shareholder

06/12/09 - A

  Chesapeake Energy Corp. *CHK*    165167107               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Richard K. Davidson — Withhold                  
  1.2   Elect Director V. Burns Hargis — For                  
  1.3   Elect Director Charles T. Maxwell — Withhold                  
  2   Increase Authorized Common Stock         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management
  5   Declassify the Board of Directors         Against      For      Shareholder
  6   Require a Majority Vote for the Election of Directors         Against      For      Shareholder
  7   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder

06/25/09 - A

  The Kroger Co. *KR*    501044101               
  1   Elect Director Reuben V. Anderson         For      For      Management
  2   Elect Director Robert D. Beyer         For      For      Management
  3   Elect Director David B. Dillon         For      For      Management
  4   Elect Director Susan J. Kropf         For      For      Management
  5   Elect Director John T. Lamacchia         For      For      Management
  6   Elect Director David B. Lewis         For      For      Management
  7   Elect Director Don W. Mcgeorge         For      For      Management
  8   Elect Director W. Rodney Mcmullen         For      For      Management
  9   Elect Director Jorge P. Montoya         For      For      Management
  10   Elect Director Clyde R. Moore         For      For      Management
  11   Elect Director Susan M. Phillips         For      For      Management
  12   Elect Director Steven R. Rogel         For      For      Management
  13   Elect Director James A. Runde         For      For      Management
  14   Elect Director Ronald L. Sargent         For      For      Management
  15   Elect Director Bobby S. Shackouls         For      For      Management
  16   Ratify Auditors         For      For      Management
  17   Increase Purchasing of Cage Free Eggs         Against      Against      Shareholder
  18   Require a Majority Vote for the Election of Directors         Against      For      Shareholder

07/08/08 - S

  Activision Blizzard, Inc. *ATVI*    004930202               
  1   Approve Merger Agreement         For      For      Management
  2   Change Company Name         For      For      Management
  3   Increase Authorized Common Stock         For      For      Management
  4   Eliminate Class of Preferred Stock         For      For      Management
  5   Amend Quorum Requirements         For      For      Management
  6   Adopt Supermajority Vote Requirement for Amendments         For      For      Management
  7   Prohibit Board to Amend Bylaws Without Shareholder Consent         For      For      Management
  8   Permit Directors Designated by Vivendi Certain Voting Powers         For      For      Management
  9   Amend Certificate of Incorporation to Limit Certain Business Activities         For      For      Management
  10   Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities         For      For      Management
  11   Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares         For      For      Management
  12   Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision         For      For      Management
  13   Amend Certificate of Incorporation to Restrict Business Combination Provision         For      For      Management
  14   Prohibit Board to Amend Bylaws Without Shareholder Consent         For      For      Management
  15   Adjourn Meeting         For      For      Management

07/10/08 - A

  Salesforce.com, Inc. *CRM*    79466L302               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management
  4   Amend Omnibus Stock Plan         For      For      Management

07/22/08 - S

  Patriot Coal Corporation *PCX*    70336T104               
  1   Issue Shares in Connection with Acquisition         For      For      Management

09/02/08 - A

  NetApp, Inc. *NTAP*    64110D104               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management
  4   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  5   Ratify Auditors         For      For      Management

09/09/08 - S

  Illumina, Inc. *ILMN*    452327109               
  1   Increase Authorized Common Stock         For      For      Management

09/24/08 - A

  Activision Blizzard, Inc. *ATVI*    00507V109               
  1   Elect Directors         For      Withhold      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Adopt Policy and Report on Board Diversity         Against      Against      Shareholder
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

09/25/08 - A

  National Semiconductor Corp. *NSM*    637640103               
  1   Elect Director Brian L. Halla         For      For      Management
  2   Elect Director Steven R. Appleton         For      For      Management
  3   Elect Director Gary P. Arnold         For      For      Management
  4   Elect Director Richard J. Danzig         For      For      Management
  5   Elect Director John T. Dickson         For      For      Management
  6   Elect Director Robert J. Frankenberg         For      For      Management
  7   Elect Director Modesto A. Maidique         For      For      Management
  8   Elect Director Edward R. McCracken         For      For      Management
  9   Ratify Auditors         For      For      Management

10/03/08 - PC

  Cliffs Natural Resources Inc *CLF*    185896107               
    Management Proxy (White Card)                  
  1   Approve Control Share Acquisition         Against      For      Shareholder
    Dissident Proxy (Green Card)                  
  1   Approve Control Share Acquisition         For      None      Shareholder
  2   Adjourn Meeting         For      None      Management

10/07/08 - S

  Kansas City Southern *KSU*    485170302               
  1   Approve Omnibus Stock Plan         For      For      Management

10/09/08 - A

  MOSAIC CO *MOS*    61945A107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

10/22/08 - A

  Parker-Hannifin Corp. *PH*    701094104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

11/20/08 - A

  Burger King Holdings, Inc. *BKC*    121208201               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director John W. Chidsey — For                  
  1.2   Elect Director Richard W. Boyce — For                  
  1.3   Elect Director David A. Brandon — Withhold                  
  1.4   Elect Director Ronald M. Dykes — For                  
  1.5   Elect Director Peter R. Formanek — For                  
  1.6   Elect Director Manuel A. Garcia — For                  
  1.7   Elect Director Sanjeev K. Mehra — Withhold                  
  1.8   Elect Director Stephen G. Pagliuca — For                  
  1.9   Elect Director Brian T. Swette — For                  
  1.10   Elect Director Kneeland C. Youngblood — For                  
  2   Ratify Auditors         For      For      Management

12/04/08 - S

  UST Inc. *UST*    902911106               
  1   Approve Merger Agreement         For      For      Management
  2   Adjourn Meeting         For      For      Management

01/15/09 - A

  Family Dollar Stores, Inc. *FDO*    307000109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

01/27/09 - S

  Embarq Corp *EQ*    29078E105               
  1   Approve Merger Agreement         For      For      Management

02/10/09 - A

  Dolby Laboratories, Inc. *DLB*    25659T107               
  1   Elect Directors         For      For      Management
  2   Amend Bylaws Changing Special Meeting Procedures         For      For      Management
  3   Ratify Auditors         For      For      Management

02/18/09 - A

  TD AMERITRADE Holding Corp. *AMTD*    87236Y108               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management
  3   Other Business         For      Against      Management

02/25/09 - A

  Apple Inc. *AAPL*    037833100               
  1   Elect Directors         For      For      Management
  2   Report on Political Contributions         Against      Against      Shareholder
  3   Adopt Principles for Health Care Reform         Against      Against      Shareholder
  4   Prepare Sustainability Report         Against      Against      Shareholder
  5   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

03/17/09 - S

  Noble Corporation *NE*    G65422100               
  1   Change Country of Incorporation to Switzerland Through a Scheme of Arrangement         For      For      Management
  2   Adjourn Meeting         For      For      Management

04/15/09 - A

  Commerce Bancshares, Inc. *CBSH*    200525103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Declassify the Board of Directors         Against      For      Shareholder

04/21/09 - PC

  CF Industries Holdings, Inc. *CF*    125269100               
    Management Proxy (White Card)                  
  1.1   Elect Director Stephen A. Furbacher         For      For      Management
  1.2   Elect Director David R. Harvey         For      For      Management
  1.3   Elect Director John D. Johnson         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management
    Dissident Proxy (Green Card)                  
  1.1   Elect Director Stephen A. Furbacher         Withhold      DoNotVote      Shareholder
  1.2   Elect Director David R. Harvey         Withhold      DoNotVote      Shareholder
  1.3   Elect Director John D. Johnson         Withhold      DoNotVote      Shareholder
  2   Ratify Auditors         For      DoNotVote      Management
  3   Approve Omnibus Stock Plan         For      DoNotVote      Management

04/21/09 - A

  Hudson City Bancorp, Inc. *HCBK*    443683107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/21/09 - A

  Northern Trust Corp. *NTRS*    665859104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management

04/22/09 - A

  Ameriprise Financial, Inc. *AMP*    03076C106               
  1   Elect Director Warren D. Knowlton         For      For      Management
  2   Elect Director Jeffrey Noddle         For      For      Management
  3   Elect Director Robert F. Sharpe, Jr.         For      For      Management
  4   Ratify Auditors         For      For      Management

04/22/09 - A

  SPX Corp. *SPW*    784635104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/23/09 - A

  Edison International *EIX*    281020107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder

04/23/09 - A

  HCP Inc. *HCP*    40414L109               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

04/23/09 - A

  Humana Inc. *HUM*    444859102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/23/09 - A

  Owens-Illinois, Inc. *OI*    690768403               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Gary F. Colter — For                  
  1.2   Elect Director David H.Y. Ho — For                  
  1.3   Elect Director Corbin A. McNeill, Jr. — Withhold                  
  1.4   Elect Director Helge H. Wehmeier — For                  
  2   Ratify Auditors         For      For      Management
  3   Approve Increase in Size of Board         For      For      Management
  4   Amend Omnibus Stock Plan         For      For      Management

04/23/09 - A

  Walter Energy Inc. *WLT*    93317Q105               
  1   Elect Directors         For      For      Management
  2   Change Company Name         For      For      Management
  3   Authorize New Class of Preferred Stock         For      For      Management
  4   Approve Shareholder Rights Plan (Poison Pill)         For      For      Management
  5   Amend Omnibus Stock Plan         For      For      Management

04/27/09 - A

  M.D.C. Holdings, Inc. *MDC*    552676108               
  1   Elect Directors         For      For      Management
  2   Require Independent Board Chairman         Against      For      Shareholder
  3   Ratify Auditors         For      For      Management

04/27/09 - A

  The Lubrizol Corp. *LZ*    549271104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3.1   Adopt Majority Voting for Uncontested Election of Directors         For      For      Management
  3.2   Approve Control Share Acquisition         For      For      Management
  4.1   Amend the Regulations Concerning Composition, Term and Election of Directors         For      For      Management
  4.2   Amend the Regulations to Modernize and Clarify Amendments         For      Against      Management
  4.3   Require Advance Notice for Shareholder Proposals/Nominations         For      For      Management
  4.4   Amend the Regulations in Accordance with Ohio Law         For      For      Management

04/28/09 - A

  Cabot Oil & Gas Corp. *COG*    127097103               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

04/28/09 - A

  Exelon Corporation *EXC*    30161N101               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Report on Global Warming         Against      Against      Shareholder

04/28/09 - A

  Harsco Corp. *HSC*    415864107               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

04/30/09 - A

  Church & Dwight Co., Inc. *CHD*    171340102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/30/09 - A

  Landstar System, Inc. *LSTR*    515098101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/01/09 - A

  Teleflex Inc. *TFX*    879369106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  Itron, Inc. *ITRI*    465741106               
  1   Elect Director Michael B. Bracy         For      For      Management
  2   Elect Director Kirby A. Dyess         For      For      Management
  3   Elect Director Graham M. Wilson         For      For      Management
  4   Ratify Auditors         For      For      Management

05/05/09 - A

  ITT Educational Services, Inc. *ESI*    45068B109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  The Dun & Bradstreet Corp *DNB*    26483E100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management

05/06/09 - A

  Arch Capital Group Ltd *ACGL*    G0450A105               
  1   Elect Directors         For      For      Management
  2.1   Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.2   Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.3   Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.4   Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.5   Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.6   Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.7   Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.8   Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.9   Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.10   Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.11   Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.12   Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.13   Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.14   Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.15   Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.16   Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.17   Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.18   Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.19   Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.20   Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.21   Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.22   Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.23   Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.24   Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.25   Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.26   Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.27   Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  2.28   Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries         For      For      Management
  3   Ratify PricewaterhouseCoopers LLP as Auditors         For      For      Management

05/06/09 - A

  Fluor Corp. *FLR*    343412102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Hess Corporation *HES*    42809H107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Regal Entertainment Group *RGC*    758766109               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Tesoro Corp. *TSO*    881609101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/07/09 - A

  Kansas City Southern *KSU*    485170302               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Michael R. Haverty — For                  
  1.2   Elect Director Thomas A. McDonnell — Withhold                  
  2   Ratify Auditors         For      For      Management
  3   Approve Qualified Employee Stock Purchase Plan         For      For      Management

05/08/09 - A

  Illumina, Inc. *ILMN*    452327109               
  1   Elect Director A. Blaine Bowman         For      For      Management
  2   Elect Director Karin Eastham         For      For      Management
  3   Elect Director Jay T. Flatley         For      For      Management
  4   Elect Director William H. Rastetter, Ph.D.         For      For      Management
  5   Ratify Auditors         For      For      Management

05/08/09 - A

  SunPower Corp. *SPWRA*    867652109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Uwe-Ernst Bufe — For                  
  1.2   Elect Director Pat Wood III — Withhold                  
  2   Ratify Auditors         For      For      Management

05/12/09 - A

  Cephalon, Inc. *CEPH*    156708109               
  1   Elect Directors         For      For      Management
  2   Amend Stock Option Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/12/09 - A

  Cliffs Natural Resources Inc *CLF*    18683K101               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management

05/12/09 - A

  Cummins , Inc. *CMI*    231021106               
  1   Elect Director Robert J. Bernhard         For      For      Management
  2   Elect Director Robert J. Darnall         For      For      Management
  3   Elect Director Robert K. Herdman         For      For      Management
  4   Elect Director Alexis M. Herman         For      For      Management
  5   Elect Director N. Thomas Linebarger         For      For      Management
  6   Elect Director William I. Miller         For      For      Management
  7   Elect Director Georgia R. Nelson         For      For      Management
  8   Elect Director Theodore M. Solso         For      For      Management
  9   Elect Director Carl Ware         For      For      Management
  10   Ratify Auditors         For      For      Management
  11   Amend Omnibus Stock Plan         For      For      Management
  12   Approve Executive Incentive Bonus Plan         For      For      Management
  13   Adopt and Implement ILO-based Human Rights Policy         Against      Against      Shareholder

05/13/09 - A

  Molson Coors Brewing Co *TAP*    60871R209               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director John E. Cleghorn — For                  
  1.2   Elect Director Charles M. Herington — Withhold                  
  1.3   Elect Director David P. O’Brien — For                  

05/13/09 - A

  Murphy Oil Corp. *MUR*    626717102               
  1   Elect Directors         For      For      Management
  2   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity         Against      For      Shareholder
  3   Ratify Auditors         For      For      Management

05/13/09 - A

  PG&E Corp. *PCG*    69331C108               
  1   Elect Director David R. Andrews         For      For      Management
  2   Elect Director C. Lee Cox         For      For      Management
  3   Elect Director Peter A. Darbee         For      For      Management
  4   Elect Director Maryellen C. Herringer         For      For      Management
  5   Elect Director Roger H. Kimmel         For      For      Management
  6   Elect Director Richard A. Meserve         For      For      Management
  7   Elect Director Forrest E. Miller         For      For      Management
  8   Elect Director Barbara L. Rambo         For      For      Management
  9   Elect Director Barry Lawson Williams         For      For      Management
  10   Ratify Auditors         For      For      Management
  11   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  12   Reincorporate in Another State [California to North Dakota ]         Against      Against      Shareholder

05/13/09 - A

  Progress Energy, Inc. *PGN*    743263105               
  1   Elect Director James E. Bostic, Jr.         For      For      Management
  2   Elect Director Harris E. DeLoach, Jr.         For      For      Management
  3   Elect Director James B. Hyler, Jr.         For      For      Management
  4   Elect Director William D. Johnson         For      For      Management
  5   Elect Director Robert W. Jones         For      Against      Management
  6   Elect Director W. Steven Jones         For      For      Management
  7   Elect Director E. Marie McKee         For      For      Management
  8   Elect Director John H. Mullin, III         For      For      Management
  9   Elect Director Charles W. Pryor, Jr.         For      For      Management
  10   Elect Director Carlos A. Saladrigas         For      For      Management
  11   Elect Director Theresa M. Stone         For      For      Management
  12   Elect Director Alfred C. Tollison, Jr.         For      For      Management
  13   Ratify Auditors         For      For      Management
  14   Approve Executive Incentive Bonus Plan         For      Against      Management

05/13/09 - A

  Safeway Inc. *SWY*    786514208               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Provide for Cumulative Voting         Against      For      Shareholder
  4   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  5   Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives         Against      For      Shareholder

05/14/09 - A

  Broadcom Corp. *BRCM*    111320107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/14/09 - A

  Corrections Corporation of America *CXW*    22025Y407               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Political Contributions         Against      For      Shareholder

05/14/09 - A

  Gen-Probe, Inc. *GPRO*    36866T103               
  1   Elect Director John W. Brown         For      For      Management
  2   Elect Director John C. Martin Ph.D.         For      For      Management
  3   Elect Director Henry L. Nordhoff         For      For      Management
  4   Amend Omnibus Stock Plan         For      For      Management
  5   Ratify Auditors         For      For      Management
  6   Approve Increase in Size of Board         For      For      Management

05/15/09 - A

  FMC Technologies, Inc. *FTI*    30249U101               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management

05/19/09 - A

  W. R. Berkley Corp. *WRB*    084423102               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Approve Omnibus Stock Plan         For      Against      Management
  4   Ratify Auditors         For      For      Management

05/20/09 - A

  Advance Auto Parts Inc *AAP*    00751Y106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/20/09 - A

  Thermo Fisher Scientific Inc. *TMO*    883556102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/21/09 - A

  Cablevision Systems Corp. *CVC*    12686C109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Zachary W. Carter — For                  
  1.2   Elect Director Charles D. Ferris — Withhold                  
  1.3   Elect Director Thomas V. Reifenheiser — For                  
  1.4   Elect Director John R. Ryan — For                  
  1.5   Elect Director Vincent Tese — For                  
  1.6   Elect Director Leonard Tow — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      Against      Management

05/21/09 - A

  Hasbro, Inc. *HAS*    418056107               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Approve Executive Incentive Bonus Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

05/21/09 - A

  HCC Insurance Holdings, Inc. *HCC*    404132102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/21/09 - A

  Lorillard, Inc. *LO*    544147101               
  1   Elect Directors         For      Withhold      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/21/09 - A

  Pride International, Inc. *PDE*    74153Q102               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management

05/21/09 - A

  Rayonier Inc. *RYN*    754907103               
  1   Elect Director Richard D. Kincaid         For      For      Management
  2   Elect Director V. Larkin Martin         For      For      Management
  3   Elect Director Ronald Townsend         For      For      Management
  4   Elect Director John E. Bush         For      For      Management
  5   Elect Director David W. Oskin         For      For      Management
  6   Ratify Auditors         For      For      Management

05/27/09 - A

  Express Scripts, Inc. *ESRX*    302182100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/27/09 - A

  Packaging Corporation of America *PKG*    695156109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Cheryl K. Beebe — For                  
  1.2   Elect Director Henry F. Frigon — For                  
  1.3   Elect Director Hasan Jameel — For                  
  1.4   Elect Director Samuel M. Mencoff — Withhold                  
  1.5   Elect Director Roger B. Porter — Withhold                  
  1.6   Elect Director Paul T. Stecko — For                  
  1.7   Elect Director James D. Woodrum — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/27/09 - A

  The Pepsi Bottling Group, Inc. *PBG*    713409100               
  1   Elect Directors         For      For      Management
  2   Amend Non-Employee Director Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

05/28/09 - A

  Big Lots, Inc. *BIG*    089302103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Require a Majority Vote for the Election of Directors         Against      For      Shareholder

05/28/09 - A

  Continental Resources Inc/OK *CLR*    212015101               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Robert J. Grant — For                  
  1.2   Elect Director Ellis L. McCain — For                  
  1.3   Elect Director Mark E. Monroe — Withhold                  
  2   Ratify Auditors         For      For      Management

06/05/09 - A

  Sandridge Energy, Inc. *SD*    80007P307               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management

06/09/09 - A

  Equinix, Inc. *EQIX*    29444U502               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/09/09 - A

  MasterCard Incorporated *MA*    57636Q104               
  1   Elect Directors         For      For      Management
  2   Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications         For      For      Management
  3   Ratify Auditors         For      For      Management

06/10/09 - A

  Continental Airlines, Inc. *CAL*    210795308               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Kirbyjon H. Caldwell — For                  
  1.2   Elect Director Lawrence W. Kellner — For                  
  1.3   Elect Director Douglas H. McCorkindale — For                  
  1.4   Elect Director Henry L. Meyer, III — For                  
  1.5   Elect Director Oscar Munoz — For                  
  1.6   Elect Director Jeffery A. Smisek — For                  
  1.7   Elect Director Karen Hastie Williams — Withhold                  
  1.8   Elect Director Ronald B. Woodard — For                  
  1.9   Elect Director Charles A. Yamarone — For                  
  2   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Limit/Prohibit Executive Stock-Based Awards         Against      Against      Shareholder
  5   Reincorporate in Another State         Against      Against      Shareholder
  6   Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen         None      Abstain      Management

06/11/09 - A

  Salesforce.com, Inc. *CRM*    79466L302               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/19/09 - A

  Sohu.com Inc. *SOHU*    83408W103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Charles Zhang — For                  
  1.2   Elect Director Charles Huang — For                  
  1.3   Elect Director Dave Qi — For                  
  1.4   Elect Director Shi Wang — Withhold                  
  2   Ratify Auditors         For      For      Management

06/23/09 - A

  Guess?, Inc. *GES*    401617105               
  1   Elect Directors         For      Withhold      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/25/09 - A

  Liberty Media Corporation *LINTA*    53071M500               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Donne F. Fisher — Withhold                  
  1.2   Elect Director Gregory B. Maffei — For                  
  1.3   Elect Director M. Lavoy Robison — Withhold                  
  2   Change Company Name         For      For      Management
  3   Approve Reverse Stock Split         For      For      Management
  4   Ratify Auditors         For      For      Management

12/29/08 - S

  Fifth Third Bancorp *FITB*    316773209               
  1   Amend Articles of Incorporation and Amend Code of Regulations         For      For      Management
  2   Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock         For      For      Management
  3   Amend Articles of Incorporation and Amend Code of Regulations         For      For      Management
  4   Adjourn Meeting         For      For      Management

07/25/08 - A

  Rubicon Technology, Inc. *RBCN*    78112T107               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

08/07/08 - A

  Consolidated Graphics, Inc. *CGX*    209341106               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management

09/05/08 - A

  Tutor Perini Corp *TPC*    713839108               
  1   Issue Shares in Connection with Acquisition         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Elect Directors         For      For      Management
  4   Ratify Auditors         For      For      Management
  5   Amend Omnibus Stock Plan         For      For      Management
  6   Adjourn Meeting         For      For      Management

09/09/08 - S

  Illumina, Inc. *ILMN*    452327109               
  1   Increase Authorized Common Stock         For      For      Management

09/10/08 - A

  RBC Bearings, Inc. *ROLL*    75524B104               
  1   Elect Director Michael J. Hartnett         For      For      Management
  2   Elect Director Thomas O?Brien         For      For      Management
  3   Elect Director Amir Faghri         For      For      Management
  4   Ratify Auditors         For      For      Management

10/21/08 - A

  Matrix Service Co. *MTRX*    576853105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

10/28/08 - A

  Dionex Corp. *DNEX*    254546104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

11/05/08 - A

  Buckeye Technologies Inc. *BKI*    118255108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

11/21/08 - S

  Alpha Natural Resources, Inc. *ANR*    02076X102               
  1   Approve Merger Agreement         For      For      Management
  2   Adjourn Meeting         For      For      Management

12/05/08 - A

  Comtech Telecommunications Corp. *CMTL*    205826209               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

12/11/08 - A

  WMS Industries Inc. *WMS*    929297109               
  1   Elect Directors         For      For      Management
  2   Approve Qualified Employee Stock Purchase Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

01/07/09 - A

  Robbins & Myers, Inc. *RBN*    770196103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

01/26/09 - A

  Analogic Corp. *ALOG*    032657207               
  1   Elect Directors         For      For      Management
  2   Adopt Majority Voting for Uncontested Election of Directors         For      For      Management
  3   Ratify Auditors         For      For      Management

01/27/09 - A

  Dawson Geophysical Company *DWSN*    239359102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

01/28/09 - A

  Diamond Foods, Inc. *DMND*    252603105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

03/04/09 - A

  Esterline Technologies Corp. *ESL*    297425100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

03/11/09 - A

  Multi-Fineline Electronix, Inc. *MFLX*    62541B101               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Philippe Lemaitre — For                  
  1.2   Elect Director Donald Schwanz — For                  
  1.3   Elect Director Choon Seng Tan — Withhold                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

03/26/09 - A

  Hancock Holding Co. *HBHC*    410120109               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Alton G. Bankston — For                  
  1.2   Elect Director John M. Hairston — For                  
  1.3   Elect Director James H. Horne — For                  
  1.4   Elect Director Christine L. Pickering — For                  
  1.5   Elect Director George A. Schloegel — Withhold                  
  2   Ratify Auditors         For      For      Management

04/21/09 - PC

  CF Industries Holdings, Inc. *CF*    125269100               
    Management Proxy (White Card)                  
  1.1   Elect Director Stephen A. Furbacher         For      For      Management
  1.2   Elect Director David R. Harvey         For      For      Management
  1.3   Elect Director John D. Johnson         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management
    Dissident Proxy (Green Card)                  
  1.1   Elect Director Stephen A. Furbacher         Withhold      Do Not Vote      Shareholder
  1.2   Elect Director David R. Harvey         Withhold      Do Not Vote      Shareholder
  1.3   Elect Director John D. Johnson         Withhold      Do Not Vote      Shareholder
  2   Ratify Auditors         For      Do Not Vote      Management
  3   Approve Omnibus Stock Plan         For      Do Not Vote      Management

04/21/09 - A

  UMB Financial Corp. *UMBF*    902788108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Declassify the Board of Directors         Against      For      Shareholder

04/24/09 - A

  Badger Meter, Inc. *BMI*    056525108               
  1   Elect Directors         For      For      Management

04/28/09 - A

  Bio-Rad Laboratories, Inc. *BIO*    090572207               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

04/28/09 - A

  National CineMedia, Inc. *NCMI*    635309107               
  1   Elect Directors         For      For      Management
  2   Approve Executive Incentive Bonus Plan         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Amend Omnibus Stock Plan         For      For      Management
  5   Ratify Auditors         For      For      Management

04/29/09 - A

  Aspen Insurance Holdings, Ltd. *AHL*    G05384105               
  1   Elect Directors         For      For      Management
  2   Appoint KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3   Adopt the Amended and Restated Bye-laws         For      For      Management
  4   Adopt the Amendments to the Memorandum of Association         For      For      Management
  5.1   Elect Glyn Jones as Director of Aspen Insurance UK Limited         For      For      Management
  5.2   Elect Christopher O’Kane as Director of Aspen Insurance UK Limited         For      For      Management
  5.3   Elect Richard Bucknall as Director of Aspen Insurance UK Limited         For      For      Management
  5.4   Elect Ian Cormack as Director of Aspen Insurance UK Limited         For      For      Management
  5.5   Elect Richard Houghton as Director of Aspen Insurance UK Limited         For      For      Management
  5.6   Elect Stephen Rose as Director of Aspen Insurance UK Limited         For      For      Management
  5.7   Elect Oliver Peterken as Director of Aspen Insurance UK Limited         For      For      Management
  5.8   Elect Heidi Hutter as Director of Aspen Insurance UK Limited         For      For      Management
  6   Amend Aspen Insurance UK Limited’s Articles of Association         For      For      Management
  7.1   Elect Christopher O’Kane as Director of Aspen Insurance UK Services Limited         For      For      Management
  7.2   Elect Richard Houghton as Director of Aspen Insurance UK Services Limited         For      For      Management
  7.3   Elect Stephen Rose as Director of Aspen Insurance UK Services Limited         For      For      Management
  8   Amend Aspen Insurance UK Services Limited’s Articles of Association         For      For      Management
  9.1   Elect Christopher O’Kane as Director of Aspen Insurance (UK) Holdings Limited         For      For      Management
  9.2   Elect Richard Houghton as Director of Aspen Insurance (UK) Holdings Limited         For      For      Management
  9.3   Elect Stephen Rose as Director of Aspen Insurance (UK) Holdings Limited         For      For      Management
  10   Amend Aspen (UK) Holdings Limited’s Articles of Association         For      For      Management
  11.1   Elect Stephen Rose as Director of AIUK Trustees Limited         For      For      Management
  11.2   Elect John Henderson as Director of AIUK Trustees Limited         For      For      Management
  11.3   Elect Christopher Woodman as Director of AIUK Trustees Limited         For      For      Management
  11.4   Elect Michael Cain as Director of AIUK Trustees Limited         For      For      Management
  11.5   Elect Katharine Wade as Director of AIUK Trustees Limited         For      For      Management
  12   Amend AIUK Trustees Limited’s Articles of Association         For      For      Management
  13.1   Elect Karen Green as Director of Aspen Underwriting Limited         For      For      Management
  13.2   Elect Christopher O’Brien as Director of Aspen Underwriting Limited         For      For      Management
  14   Amend Aspen Underwriting Limited’s Articles of Association         For      For      Management
  15.1   Elect Richard Bucknall as Director of Aspen Managing Agency Limited         For      For      Management
  15.2   Elect John Hobbs as Director of Aspen Managing Agency Limited         For      For      Management
  15.3   Elect James Ingham Clark as Director of Aspen Managing Agency Limited         For      For      Management
  15.4   Elect Robert Long as Director of Aspen Managing Agency Limited         For      For      Management
  15.5   Elect Christopher O’Brien as Director of Aspen Managing Agency Limited         For      For      Management
  15.6   Elect Matthew Yeldham as Director of Aspen Managing Agency Limited         For      For      Management
  15.7   Elect Karen Green as Director of Aspen Managing Agency Limited         For      For      Management
  15.8   Elect Heidi Hutter as Director of Aspen Managing Agency Limited         For      For      Management
  16   Amend Aspen Managing Agency Limited’s Articles of Association         For      For      Management
  17.1   Elect Christopher O’Kane as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.2   Elect Julian Cusack as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.3   Elect James Few as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.4   Elect Oliver Peterken as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.5   Elect David Skinner as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.6   Elect Karen Green as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  17.7   Elect Heather Kitson as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors         For      For      Management
  18   Appoint KPMG Audit Plc as Auditor of Aspen Insurance Limited and Authorize its Board to Fix Their Remuneration         For      For      Management
  19   Amend Aspen Insurance Limited’s Bye-Laws         For      For      Management
  20   Amend Aspen Insurance Limited’s Memorandum of Association         For      For      Management

04/29/09 - A

  The Navigators Group, Inc. *NAVG*    638904102               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

04/30/09 - A

  Orbital Sciences Corp. *ORB*    685564106               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Robert M. Hanisee — For                  
  1.2   Elect Director James G. Roche — For                  
  1.3   Elect Director Harrison H. Schmitt — For                  
  1.4   Elect Director James R. Thompson — For                  
  1.5   Elect Director Scott L. Webster — Withhold                  
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  Itron, Inc. *ITRI*    465741106               
  1   Elect Director Michael B. Bracy         For      For      Management
  2   Elect Director Kirby A. Dyess         For      For      Management
  3   Elect Director Graham M. Wilson         For      For      Management
  4   Ratify Auditors         For      For      Management

05/05/09 - A

  Marvel Entertainment, Inc. *MVL*    57383T103               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  Superior Well Services, Inc. *SWSI*    86837X105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/05/09 - A

  Whiting Petroleum Corp. *WLL*    966387102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Compass Minerals International, Inc *CMP*    20451N101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/06/09 - A

  Hatteras Financial Corp. *HTS*    41902R103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Michael R. Hough — For                  
  1.2   Elect Director Benjamin M. Hough — For                  
  1.3   Elect Director David W. Berson — For                  
  1.4   Elect Director Ira G. Kawaller — Withhold                  
  1.5   Elect Director Jeffrey D. Miller — For                  
  1.6   Elect Director Thomas D. Wren — For                  
  2   Ratify Auditors         For      For      Management

05/07/09 - A

  El Paso Electric Co. *EE*    283677854               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/08/09 - A

  Illumina, Inc. *ILMN*    452327109               
  1   Elect Director A. Blaine Bowman         For      For      Management
  2   Elect Director Karin Eastham         For      For      Management
  3   Elect Director Jay T. Flatley         For      For      Management
  4   Elect Director William H. Rastetter, Ph.D.         For      For      Management
  5   Ratify Auditors         For      For      Management

05/08/09 - A

  Tanger Factory Outlet Centers, Inc. *SKT*    875465106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/12/09 - A

  AMTRUST FINANCIAL SERVICES INC *AFSI*    032359309               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Donald T. DeCarlo — For                  
  1.2   Elect Director Abraham Gulkowitz — For                  
  1.3   Elect Director George Karfunkel — For                  
  1.4   Elect Director Michael Karfunkel — Withhold                  
  1.5   Elect Director Jay J. Miller — For                  
  1.6   Elect Director Isaac Neuberger — For                  
  1.7   Elect Director Barry D. Zyskind — For                  
  2   Ratify Auditors         For      For      Management

05/12/09 - A

  Equity Lifestyle Properties Inc *ELS*    29472R108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/13/09 - A

  Advent Software, Inc. *ADVS*    007974108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/14/09 - A

  Ansys, Inc. *ANSS*    03662Q105               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/15/09 - A

  American Public Education, Inc. *APEI*    02913V103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Wallace E. Boston, Jr. — For                  
  1.2   Elect Director Phillip A. Clough — For                  
  1.3   Elect Director J. Christopher Everett — For                  
  1.4   Elect Director Barbara G. Fast — For                  
  1.5   Elect Director F. David Fowler — For                  
  1.6   Elect Director Jean C. Halle — For                  
  1.7   Elect Director Timothy J. Landon — For                  
  1.8   Elect Director David L. Warnock — Withhold                  
  1.9   Elect Director Timothy T. Weglicki — For                  
  2   Ratify Auditors         For      For      Management

05/19/09 - A

  Comstock Resources, Inc. *CRK*    205768203               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      Against      Management
  3   Increase Authorized Common Stock         For      For      Management
  4   Ratify Auditors         For      For      Management

05/19/09 - A

  Emergency Medical Services Corp *EMS*    29100P102               
  1   Elect Directors         For      Withhold      Management
  2   Ratify Auditors         For      For      Management

05/19/09 - A

  Graftech International, Ltd. *GTI*    384313102               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Increase Authorized Common Stock         For      For      Management
  4   Approve Executive Incentive Bonus Plan         For      For      Management

05/19/09 - A

  Lexington Realty Trust *LXP*    529043101               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Other Business         For      Against      Management

05/20/09 - A

  Alpha Natural Resources, Inc. *ANR*    02076X102               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Ratify Auditors         For      For      Management

05/20/09 - A

  Community Bank System, Inc. *CBU*    203607106               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director James W. Gibson, Jr. — For                  
  1.2   Elect Director David C. Patterson — For                  
  1.3   Elect Director Sally A. Steele — Withhold                  
  1.4   Elect Director Mark E. Tryniski — Withhold                  
  1.5   Elect Director James A. Wilson — For                  
  2   Ratify Auditors         For      For      Management
  3   Declassify the Board of Directors         For      For      Management

05/20/09 - A

  ON Semiconductor Corporation *ONNN*    682189105               
  1   Elect Directors         For      For      Management
  2   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/20/09 - A

  Switch & Data Facilities Company *SDXC*    871043105               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

05/21/09 - A

  Emergent Biosolutions Inc. *EBS*    29089Q105               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

05/21/09 - A

  Monolithic Power Systems, Inc. *MPWR*    609839105               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Karen A. Smith Bogart — Withhold                  
  1.2   Elect Director James C. Moyer — For                  
  2   Ratify Auditors         For      For      Management

05/21/09 - A

  Vocus Inc. *VOCS*    92858J108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

05/22/09 - A

  Calamos Asset Management, Inc. *CLMS*    12811R104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Approve Repricing of Options         For      Against      Management

05/22/09 - A

  Noven Pharmaceuticals, Inc. *NOVN*    670009109               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

05/27/09 - A

  California Water Service Group *CWT*    130788102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/28/09 - A

  Big Lots, Inc. *BIG*    089302103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Require a Majority Vote for the Election of Directors         Against      For      Shareholder

05/28/09 - A

  Netflix. Inc *NFLX*    64110L106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

05/29/09 - A

  EnergySolutions, Inc. *ES*    292756202               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director R Steve Creamer — Withhold                  
  1.2   Elect Director J. Barnie Beasley Jr. — For                  
  1.3   Elect Director Jordan W. Clements — Withhold                  
  1.4   Elect Director E. Gail De Planque — For                  
  1.5   Elect Director J.I. ‘Chip’ Everest — Withhold                  
  1.6   Elect Director Lance L. Hirt — Withhold                  
  1.7   Elect Director Robert A. Whitman — For                  
  1.8   Elect Director David W. Winder — For                  
  2   Ratify Auditors         For      For      Management
  3   Approve Stock Option Exchange Program         For      Against      Management

06/02/09 - A

  Isis Pharmaceuticals, Inc. *ISIS*    464330109               
  1   Elect Directors         For      For      Management
  2   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/02/09 - A

  The Boston Beer Company, Inc. *SAM*    100557107               
  1   Elect Directors         For      For      Management

06/02/09 - A

  True Religion Apparel, Inc. *TRLG*    89784N104               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Jeffrey Lubell — For                  
  1.2   Elect Director Marcello Bottoli — For                  
  1.3   Elect Director Joseph Coulombe — For                  
  1.4   Elect Director G. Louis Graziadio, III — Withhold                  
  1.5   Elect Director Robert L. Harris, II — Withhold                  
  1.6   Elect Director Mark S. Maron — Withhold                  
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/03/09 - A

  Stifel Financial Corp. *SF*    860630102               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Ratify Auditors         For      For      Management

06/04/09 - A

  Blackboard Inc *BBBB*    091935502               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Other Business         For      Against      Management

06/04/09 - A

  GeoEye Inc. *GEOY*    37250W108               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director James A. Abrahamson — Withhold                  
  1.2   Elect Director Joseph M. Ahearn — Withhold                  
  1.3   Elect Director Martin C. Faga — For                  
  1.4   Elect Director Michael F. Horn, Sr. — For                  
  1.5   Elect Director Lawrence A. Hough — For                  
  1.6   Elect Director Roberta E. Lenczowski — For                  
  1.7   Elect Director Matthew M. O’Connell — For                  
  1.8   Elect Director James M. Simon, Jr. — For                  
  1.9   Elect Director William W. Sprague — Withhold                  
  2   Ratify Auditors         For      For      Management

06/04/09 - A

  Interdigital Inc. *IDCC*    45867G101               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/04/09 - A

  PharMerica Corp *PMC*    71714F104               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/09/09 - A

  Hot Topic, Inc. *HOTT*    441339108               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management

06/11/09 - A

  Alnylam Pharmaceuticals, Inc. *ALNY*    02043Q107               
  1   Elect Directors         For      For      Management
  2   Amend Stock Option Plan         For      For      Management
  3   Approve Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

06/11/09 - A

  McMoRan Exploration Co. *MMR*    582411104               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/12/09 - A

  Cbeyond, Inc *CBEY*    149847105               
  1   Elect Directors         For      Split      Management
  1.1   Elect Directors D. Scott Luttrell — For                  
  1.2   Elect Directors James N. Perry, Jr. — Withhold                  
  1.3   Elect Directors Martin Mucci — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Approve Executive Incentive Bonus Plan         For      For      Management

06/16/09 - A

  Masimo Corp. *MASI*    574795100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/18/09 - A

  Aeropostale, Inc *ARO*    007865108               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management

06/18/09 - A

  Petrohawk Energy Corporation *HK*    716495106               
  1   Elect Directors         For      For      Management
  2   Increase Authorized Common Stock         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Amend Non-Employee Director Omnibus Stock Plan         For      For      Management
  5   Permit Board to Amend Bylaws Without Shareholder Consent         For      Against      Management
  6   Ratify Auditors         For      For      Management

06/18/09 - A

  Wind River Systems, Inc. *WIND*    973149107               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director John C. Bolger — For                  
  1.2   Elect Director Jerry L. Fiddler — Withhold                  
  1.3   Elect Director Narendra K. Gupta — For                  
  1.4   Elect Director Grant M. Inman — For                  
  1.5   Elect Director Harvey C. Jones — For                  
  1.6   Elect Director Kenneth R. Klein — For                  
  1.7   Elect Director Standish H. O Grady — For                  
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management

06/23/09 - A

  Guess?, Inc. *GES*    401617105               
  1   Elect Directors         For      Withhold      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management

06/24/09 - A

  Apogee Enterprises, Inc. *APOG*    037598109               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      For      Management
  3   Approve Non-Employee Director Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management

 


Vote Summary Report

July 01, 2008 - June 30, 2009

Nuveen Multi-Strategy Income & Growth Fund 2 (Tradewinds)

 

Meeting

Date/Type

 

Company/

Ballot Issues

   Security     

Management

Recommendation

     Vote Cast      Proponent
07/31/08 - S   * Electronic Data Systems Corp. *EDS*    285661104               
  1   Approve Merger Agreement         For      For      Management
  2   Adjourn Meeting         For      For      Management
08/27/08 - A   * Smithfield Foods, Inc. *SFD*    832248108               
  1   Elect Directors         For      For      Management
  2   Approve Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management
09/24/08 - A   * Scholastic Corp. *SCHL*    807066105               
  1   Elect Directors         For      For      Management
10/02/08 - S   UBS AG *UBS*    H89231338               
    This is a global agenda received via the Broadridge North American Ballot distribution system.                  
  1   ELECTION OF DIRECTOR: SALLY BOTT         For           Management
  2   ELECTION OF DIRECTOR: RAINER-MARC FREY         For           Management
  3   ELECTION OF DIRECTOR: BRUNO GEHRIG         For           Management
  4   ELECTION OF DIRECTOR: WILLIAM G. PARRETT         For           Management
  5   AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008         For           Management
  6   IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS         For           Management
11/12/08 - A   * Gold Fields Limited *GFI*    38059T106               
    Meeting for ADR Holders                  
    Annual Meeting Agenda                  
  1   Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008         For      For      Management
  2   Reelect DN Murray as Director         For      For      Management
  3   Reelect CI von Christerson as Director         For      For      Management
  4   Reelect GM Wilson as Director         For      For      Management
  5   Reelect AJ Wright as Director         For      For      Management
  6   Place Authorized But Unissued Ordinary Shares under Control of Directors         For      For      Management
  7   Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors         For      For      Management
  8   Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital         For      For      Management
  9   Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan         For      For      Management
  10   Approve Increase in Directors’ Fees         For      For      Management
    Special Meeting Agenda                  
  11   Authorize Repurchase of Up to 20 Percent of Issued Share Capital         For      For      Management
11/14/08 - S   * Allied Waste Industries, Inc. *AW*    019589308               
  1   Approve Merger Agreement         For      For      Management
  2   Adjourn Meeting         For      For      Management
11/18/08 - S   * Crystallex International Corp. *KRY*    22942F101               
  1   Approve New Share Option Plan         For      Against      Management
  2   Ratify Share Option Grants to Certain Directors, Officers, Employees and Consultants         For      Against      Management
  3   Amend Directors Remuneration Plan         For      For      Management
  4   Other Business         For      Against      Management
11/19/08 - A   * Microsoft Corp. *MSFT*    594918104               
  1   Elect Director Steven A. Ballmer         For      For      Management
  2   Elect Director James I. Cash, Jr.         For      For      Management
  3   Elect Director Dina Dublon         For      For      Management
  4   Elect Director William H. Gates, III         For      For      Management
  5   Elect Director Raymond V. Gilmartin         For      For      Management
  6   Elect Director Reed Hastings         For      For      Management
  7   Elect Director David F. Marquardt         For      For      Management
  8   Elect Director Charles H. Noski         For      For      Management
  9   Elect Director Helmut Panke         For      For      Management
  10   Approve Executive Incentive Bonus Plan         For      For      Management
  11   Amend Non-Employee Director Omnibus Stock Plan         For      Against      Management
  12   Ratify Auditors         For      For      Management
  13   Adopt Policies to Protect Freedom of Access to the Internet         Against      Against      Shareholder
  14   Amend Bylaws to Establish a Board Committee on Human Rights         Against      Against      Shareholder
  15   Report on Charitable Contributions         Against      Against      Shareholder
11/27/08 - S   UBS AG *UBS*    H89231338               
    This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system                  
  1   MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION         For           Management
  2   IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS         For           Management
12/08/08 - S   * Korea Electric Power Corp. *KED*    500631106               
    Meeting for ADR Holders                  
  1   Elect Kang Seung-Cheol as Inside Director         For      For      Management
  2   Elect Kang Seong-Chuln, an Inside Director as Audit Committee Member         For      Against      Management
  3   Elect Kim Sun-Jin, an Outside Director as Audit Committee Member         For      For      Management
  4   Elect Kim Jung-Kook, an Outside Director as Audit Committee Member         For      Against      Management
  5   Approve Remuneration of Inside and Outside Directors         For      For      Management
  6   Approve Limit on Remuneration of Internal Auditors         For      For      Management
01/14/09 - S   * KT Corp (formerly Korea Telecom Corporation) *KTC*    48268K101               
    Meeting for ADR Holders                  
  1   Amend Articles of Incorporation Regarding President Qualification Requirements         For      For      Management
  2   Elect Lee Suk-Chae as President         For      For      Management
  3   Elect Kang Si-Chin as Outside Director and as Audit Committee Member         For      For      Management
  4   Elect Song In-Man as Outside Director and as Audit Committee Member         For      For      Management
  5   Elect Park Joon as Outside Director and as Audit Committee Member         For      For      Management
  6   Approve Employment Contract with President         For      For      Management
01/29/09 - A   * BJ Services Company *BJS*    055482103               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      Against      Management
  3   Ratify Auditors         For      For      Management
02/06/09 - A   * Tyson Foods, Inc. *TSN*    902494103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Don Tyson — For                  
  1.2   Elect Director John Tyson — For                  
  1.3   Elect Director Richard L. Bond — For                  
  1.4   Elect Director Lloyd V. Hackley — Withhold                  
  1.5   Elect Director Jim Kever — For                  
  1.6   Elect Director Kevin M. McNamara — Withhold                  
  1.7   Elect Director Brad T. Sauer — For                  
  1.8   Elect Director Jo Ann R. Smith — For                  
  1.9   Elect Director Barbara A. Tyson — For                  
  1.10   Elect Director Albert C. Zapanta — Withhold                  
  2   Ratify Auditors         For      For      Management
  3   Disclose GHG Emissions Caused by Individual Products via Product Packaging         Against      Against      Shareholder
  4   Phase out Use of Gestation Crates         Against      Against      Shareholder
03/06/09 - A   KT Corp (formerly Korea Telecom Corporation) *KTC*    48268K101               
    Meeting for ADR Holders                  
  1   Approve Appropriation of Income and Dividend of KRW 1,120 per Share         For      For      Management
  2-1   Elect Lee Sang-Hoon as Inside Director         For      For      Management
  2-2   Elect Pyo Hyun-Myung as Inside Director         For      For      Management
  2-3   Elect Lee Choon-Ho as Outside Director         For      For      Management
  2-4   Elect Kim Eung-Han as Outside Director         For      For      Management
  2-5   Elect Huh Jeung-Soo as Outside Director         For      For      Management
  3   Elect Kim Eung-Han as Member of Audit Committee         For      For      Management
  4   Approve Total Remuneration of Inside Directors and Outside Directors         For      For      Management
03/26/09 - A   Stolt-Nielsen Sa *SOIEF*    L88742108               
    Annual Meeting                  
    Ordinary Business                  
  1   Approve Date of Annual Meeting         For           Management
  2   Receive Auditors’ Reports and Financial Statements         None           Management
  3   Accept Consolidated Financial Statements         For           Management
  4   Accept Financial Statements         For           Management
  5   Approve Allocation of Income and Dividends of USD 0.50 per Share         For           Management
  6   Approve Discharge of Directors         For           Management
    Special Business                  
  7   Continuation of Authorized Capital/ Suppression of Shareholders Preemptive Rights         For           Management
    Ordinary Business                  
  8   Approve Share Repurchase Program         For           Management
  9a   Elect Jacob Stolt-Nielsen as Director         For           Management
  9b   Elect Niels G. Stolt-Nielsen as Director         For           Management
  9c   Elect Samuel Cooperman as Director         For           Management
    9d   Elect Hakan Larsson as Director           For             Management
  9e   Elect Christer Olsson as Director         For           Management
  9f   Elect Jacob B. Stolt-Nielsen as Director         For           Management
  9g   Elect Christopher J. Wright as Director         For           Management
  10   Elect Jacob Stolt-Nielsen as Chairman of the Board         For           Management
  11   Ratify PricewaterhouseCoopers S.a.r.l. as Auditors         For           Management
03/27/09 - S   KT Corp (formerly Korea Telecom Corporation) *KTC*    48268K101               
    Meeting for ADR Holders                  
  1   Approve Merger Agreement with KT Freetel Co., Ltd.         For      For      Management
  2   Amend Articles of Incorporation regarding Expansion of Business Objectives, Changes to Executives’ Title, Board’s Quorum Requirements, and Other Legislative Changes         For      For      Management
04/15/09 - A   UBS AG *UBS*    H89231338               
  1.1   Accept Financial Statements and Statutory Reports         For           Management
  1.2   Approve 2009 Compensation Model         For           Management
  2   Approve Carrying Forward of Net Loss         For           Management
  3   Elect Directors         For           Management
  3.3   Ratify Ernst & Young Ltd. as Auditors         For           Management
  3.4   Ratify BDO Visura as Special Auditors         For           Management
  4   Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights         For           Management
  5   Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights         For           Management
04/16/09 - A   BP plc *BP*    055622104               
    Meeting for ADR Holders                  
  1   TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS         For      For      Management
  2   TO APPROVE THE DIRECTORS REMUNERATION REPORT         For      Against      Management
  3   DIRECTOR MR A BURGMANS         For      For      Management
  4   DIRECTOR MRS C B CARROLL         For      For      Management
  5   DIRECTOR SIR WILLIAM CASTELL         For      For      Management
  6   DIRECTOR MR I C CONN         For      For      Management
  7   DIRECTOR MR G DAVID         For      For      Management
  8   DIRECTOR MR E B DAVIS, JR         For      For      Management
  9   DIRECTOR MR R DUDLEY         For      For      Management
  10   DIRECTOR MR D J FLINT         For      For      Management
  11   DIRECTOR DR B E GROTE         For      For      Management
  12   DIRECTOR DR A B HAYWARD         For      For      Management
  13   DIRECTOR MR A G INGLIS         For      For      Management
  14   DIRECTOR DR D S JULIUS         For      For      Management
  15   DIRECTOR SIR TOM MCKILLOP         For      Withhold      Management
  16   DIRECTOR SIR IAN PROSSER         For      For      Management
  17   DIRECTOR MR P D SUTHERLAND         For      For      Management
  18   TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION         For      For      Management
  19   SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY         For      For      Management
  20   TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT         For      For      Management
  21   SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS         For      For      Management
  22   SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS         For      For      Management
04/17/09 - A   Krung Thai Bank PCL *KGTFF*    Y49885208               
  1   Approve Minutes of Previous AGM         For      For      Management
  2   Accept Director’s Report         None      None      Management
  3   Accept Financial Statements         For      For      Management
  4   Approve Allocation of Income and Dividend of THB 0.59 Per Preferred Share and THB 0.44 Per Ordinary Share         For      For      Management
  5   Approve Adjustment of Dividend Payment Policy         For      For      Management
  6   Approve Remuneration of Directors         For      For      Management
  7   Elect Directors         For      For      Management
  8   Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  9   Amend Articles of Association         For      For      Management
  10   Approve Acquisition of Shares in Krungthai Card PCL         For      For      Management
  11   Other Business         For      Against      Management
04/23/09 - A   Arch Coal, Inc. *ACI*    039380100               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Frank Burke — Withhold                  
  1.2   Elect Director Patricia Godley — For                  
  1.3   Elect Director Thomas A. Lockhart — Withhold                  
  1.4   Elect Director Welsey M. Taylor — Withhold                  
  2   Ratify Auditors         For      For      Management
04/23/09 - A   Pfizer Inc. *PFE*    717081103               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Limit/Prohibit Executive Stock-Based Awards         Against      Against      Shareholder
  5   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  6   Provide for Cumulative Voting         Against      For      Shareholder
  7   Amend Bylaws — Call Special Meetings         Against      For      Shareholder
04/28/09 - A   Ameren Corporation *AEE*    023608102               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Report on Reducing Releases of Radioactive Materials from Callaway Facility         Against      Against      Shareholder
04/28/09 - A   Nexen Inc. *NXY*    65334H102               
  1   Elect Directors         For      For      Management
  2   Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration         For      For      Management
04/29/09 - A   Barrick Gold Corp. *ABX*    067901108               
  1   Elect Directors         For      For      Management
  2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3   Convene an Independent Third Party to Review Company’s Community Engagement Practices         Against      Against      Shareholder
04/29/09 - A   eBay Inc. *EBAY*    278642103               
  1   Elect Directors         For      For      Management
  2   Approve Stock Option Exchange Program         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management
04/29/09 - A   Newmont Mining Corp. *NEM*    651639106               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  4   Require a Majority Vote for the Election of Directors         Against      For      Shareholder
04/30/09 - A   Minara Resources Ltd. *MREJF*    Q6120A101               
  1   Elect Directors         For      For      Management
  2   Approve Remuneration Report for the Year Ended Dec. 31, 2008         For      For      Management
04/30/09 - A/S   Technip *TKPPY*    F90676101               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Approve Allocation of Income and Dividends of EUR 1.20 per Share         For      For      Management
  3   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  4   Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009         For      Against      Management
  5   Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008         For      For      Management
  6   Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008         For      For      Management
  7   Reelect Jean-Pierre Lamoure as Director         For      For      Management
  8   Reelect Daniel Lebegue as Director         For      For      Management
  9   Reelect Bruno Weymuller as Director         For      For      Management
  10   Elect Gerard Hauser as Director         For      For      Management
  11   Elect Marwan Lahoud as Director         For      For      Management
  12   Elect Joseph Rinaldi as Director         For      For      Management
  13   Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000         For      For      Management
  14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
    Special Business                  
  15   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million         For      For      Management
  16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million         For      For      Management
  17   Approve Employee Stock Purchase Plan         For      Against      Management
  18   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan         For      Against      Management
  19   Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18         For      For      Management
  20   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan         For      Against      Management
  21   Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20         For      Against      Management
  22   Authorize Filing of Required Documents/Other Formalities         For      For      Management
05/06/09 - A   Lihir Gold Ltd. *LIHR*    Y5285N149               
  1   Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008         For      For      Management
  2   Elect Alister Maitland as Director         For      For      Management
  3   Elect Geoff Loudon as Director         For      For      Management
  4   Approve PricewaterhouseCoppers as Auditor         For      For      Management
  5   Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan         For      For      Management
  6   Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009         For      For      Management
  7   Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan. 1, 2009         For      For      Management
05/08/09 - A/S   Ivanhoe Mines Ltd. *IVN*    46579N103               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Robert M. Friedland — For                  
  1.2   Elect Director David Huberman — Withhold                  
  1.3   Elect Director John Macken — For                  
  1.4   Elect Director Peter Meredith — For                  
  1.5   Elect Director Bret Clayton — For                  
  1.6   Elect Director Kjeld Thygesen — Withhold                  
  1.7   Elect Director Robert Hanson — Withhold                  
  1.8   Elect Director Markus Faber — Withhold                  
  1.9   Elect Director Howard Balloch — Withhold                  
  1.10   Elect Director David Korbin — Withhold                  
  1.11   Elect Director R. Edward Flood — For                  
  1.12   Elect Director Livia Mahler — For                  
  2   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3   Amend Equity Incentive Plan         For      Against      Management
05/12/09 - A   Sprint Nextel Corporation *S*    852061100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Qualified Employee Stock Purchase Plan         For      For      Management
  4   Amend Bylaws — Call Special Meetings         Against      For      Shareholder
  5   Report on Political Contributions         Against      For      Shareholder
05/15/09 - A   AngloGold Ashanti Ltd *AU*    035128206               
    Meeting for ADR Holders                  
  1   Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008         For      For      Management
  2   Re-appoint Ernst & Young Inc as Auditors of the Company         For      For      Management
  3   Reelect RP Edey as Director         For      For      Management
  4   Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time         For      For      Management
  5   Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital         For      For      Management
  6   Approve Remuneration of Non-Executive Directors         For      For      Management
  7   Authorise Directors to Issue Convertible Bonds         For      For      Management
  8   Approve Increase in Authorized Share Capital         For      For      Management
  9   Amend Articles of Association         For      For      Management
05/19/09 - A   PNM Resources Inc *PNM*    69349H107               
  1   Elect Directors         For      For      Management
  2   Amend Omnibus Stock Plan         For      For      Management
  3   Ratify Auditors         For      For      Management
05/19/09 - A   Royal Dutch Shell plc *RDS*    780259107               
    Meeting for ADR Holders                  
  1   Accept Financial Statements and Statutory Reports         For      For      Management
  2   Approve Remuneration Report         For      Against      Management
  3   Elect Simon Henry as Director         For      For      Management
  4   Re-elect Lord Kerr of Kinlochard as Director         For      For      Management
  5   Re-elect Wim Kok as Director         For      For      Management
  6   Re-elect Nick Land as Director         For      For      Management
  7   Re-elect Jorma Ollila as Director         For      For      Management
  8   Re-elect Jeroen van der Veer as Director         For      For      Management
  9   Re-elect Hans Wijers as Director         For      For      Management
  10   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company         For      For      Management
  11   Authorise Board to Fix Remuneration of Auditors         For      For      Management
  12   Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million         For      For      Management
  13   Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million         For      For      Management
  14   Authorise 624 Million Ordinary Shares for Market Purchase         For      For      Management
  15   Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000         For      For      Management
05/19/09 - A/S   Thales *THLEY*    F9156M108               
    Ordinary Business                  
  1   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  2   Approve Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 1.05 per Share         For      For      Management
  4   Approve Transaction with Roger Freeman         For      For      Management
  5   Approve Transaction with CEO Re: Additional Pension Scheme Benefiting to the Chairman and CEO         For      For      Management
  6   Ratify Ernst & Young Audit as Auditor         For      For      Management
  7   Ratify Auditex as Alternate Auditor         For      For      Management
  8   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
    Special Business                  
  9   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
    Shareholder Proposal                  
  A   Amend Article 11 of Bylaws Re: Convening of Board Meetings         None      For      Shareholder
    Ordinary Business                  
  10   Authorize Filing of Required Documents/Other Formalities         For      For      Management
05/20/09 - A/S   Electricite de France *ECIFY*    F2940H113               
    Ordinary Business                  
  1   Approve Financial Statements and Statutory Reports         For      For      Management
  2   Accept Consolidated Financial Statements and Statutory Reports         For      For      Management
  3   Approve Allocation of Income and Dividends of EUR 1.28 per Share         For      For      Management
  A   Approve Dividends of EUR 0.64 per Share         Against      Against      Shareholder
  4   Approve Auditors’ Special Report Regarding Related-Party Transactions         For      For      Management
  5   Approve additional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008         For      For      Management
  B   Approve No Additional Remuneration for Directors for Fiscal Year 2008         Against      Against      Shareholder
  6   Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fiscal Year 2009         For      For      Management
  7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital         For      For      Management
    Special Business                  
  8   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million         For      For      Management
  9   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million         For      For      Management
  10   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above         For      For      Management
  11   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value         For      For      Management
  12   Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers         For      For      Management
  13   Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions         For      For      Management
  14   Approve Employee Stock Purchase Plan         For      For      Management
  15   Approve Reduction in Share Capital via Cancellation of Repurchased Shares         For      For      Management
  16   Authorize Filing of Required Documents/Other Formalities         For      For      Management
05/21/09 - A   Health Net, Inc. *HNT*    42222G108               
  1   Elect Directors         For      For      Management
  2   Amend Executive Incentive Bonus Plan         For      For      Management
  3   Amend Omnibus Stock Plan         For      For      Management
  4   Ratify Auditors         For      For      Management
05/26/09 - A/S   NovaGold Resources Inc. *NG*    66987E206               
  1   Elect Directors         For      Split      Management
  1.1   Elect Director Kalidas Madhavpeddi — For                  
  1.2   Elect Director Gerald J. McConnell — Withhold                  
  1.3   Elect Director Tony Giardini — For                  
  1.4   Elect Director Clynton Nauman — For                  
  1.5   Elect Director James L. Philip — For                  
  1.6   Elect Director Rick Van Nieuwenhuyse — For                  
  2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  3   Amend Stock Option Plan         For      Against      Management
  4   Approve Performance Share Unit Plan         For      Against      Management
  5   Approve Deferred Share Unit Plan         For      For      Management
05/27/09 - A   Cameco Corp. *CCO*    13321L108               
  1   The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box)         None      Abstain      Management
  2   Elect Directors         For      For      Management
  3   Ratify KPMG LLP as Auditors         For      For      Management
05/27/09 - A   Chevron Corporation *CVX*    166764100               
  1   Elect Directors         For      For      Management
  2   Ratify Auditors         For      For      Management
  3   Amend Executive Incentive Bonus Plan         For      For      Management
  4   Amend Omnibus Stock Plan         For      For      Management
  5   Amend Articles/Bylaws/Charter — Call Special Meetings         Against      For      Shareholder
  6   Advisory Vote to Ratify Named Executive Officers’ Compensation         Against      For      Shareholder
  7   Adopt Quantitative GHG Goals for Products and Operations         Against      Against      Shareholder
  8   Adopt Guidelines for Country Selection         Against      For      Shareholder
  9   Adopt Human Rights Policy         Against      For      Shareholder
  10   Report on Market Specific Environmental Laws         Against      Against      Shareholder
06/10/09 - A   Tech Data Corp. *TECD*    878237106               
  1   Elect Directors         For      For      Management
  2   Adopt Majority Voting for Uncontested Election of Directors         For      For      Management
  3   Ratify Auditors         For      For      Management
  4   Advisory Vote to Ratify Named Executive Officers’ Compensation         For      For      Management
  5   Approve Omnibus Stock Plan         For      For      Management
06/23/09 - A   Mitsui & Co. *8031*    J44690139               
  1   Amend Articles To Reflect Digitalization of Share Certificates — Amend Business Lines         For      For      Management
  2   Elect Directors         For      For      Management
  3   Appoint Statutory Auditor         For      For      Management
06/24/09 - A/S   Crystallex International Corp. *KRY*    22942F101               
  1   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration         For      For      Management
  2   Elect Robert A. Fung, Gordon M. Thompson, Michael J.H. Brown, C. William Longden, Henry J. Near, Marc J. Oppenheimer, Johan C. van’t Hof, and Armando F. Zullo as Directors         For      For      Management
  3   Approve Stock Option Plan         For      Against      Management
  4   Approve Shareholder Rights Plan         For      Against      Management
06/24/09 - A   Nippon Telegraph & Telephone Corp. *9432*    654624105               
    Meeting for ADR Holders                  
  1   Distribution Of Retained Earnings As Dividends         For      For      Management
  2   Partial Amendment Of The Articles Of Incorporation         For      For      Management
  3   Election Of Director: Hiromichi Shinohara         For      For      Management
  4   Election Of Director: Tetsuya Shouji         For      For      Management
06/26/09 - A   Gazprom OAO *OGZPY*    368287207               
    Meeting for ADR Holders                  
    Agenda - Part 1 of 2; Items 1 to 7.92                  
  1   Approval Of The Annual Report Of The Company.         For      For      Management
  2   Approval Of The Annual Accounting Statements, Including The Profit And Loss Reports Of The Company.         For      For      Management
  3   Approval Of The Distribution Of Profit Of The Company Based On The Results Of 2008.         For      For      Management
  4   Regarding The Amount Of, Time For And Form Of Payment Of Dividends Based On The Results Of 2008.         For      For      Management
  5   Approval Of The External Auditor Of The Company.         For      For      Management
  6   Regarding The Remuneration Of Members Of The Board Of Directors And Audit Commission Of The Company.         For      Against      Management
  7.1   Approve Related-Party Transactions with OAO Gazprombank Re: Loan Agreements         For      For      Management
  7.2   Approve Related-Party Transactions with OAO Sberbank Re: Loan Agreements         For      For      Management
  7.3   Approve Related-Party Transactions with OAO VTB Bank Re: Loan Agreements         For      For      Management
  7.4   Approve Related-Party Transactions with State Corporation Vnesheconombank Re: Loan Agreements         For      For      Management
  7.5   Approve Related-Party Transactions with OAO Rosselkhozbank Re: Loan Agreements         For      For      Management
  7.6   Approve Related-Party Transactions with OAO Gazprombank Re: Loan Facility Agreements         For      For      Management
  7.7   Approve Related-Party Transactions with OAO Sberbank Re: Loan Facility Agreements         For      For      Management
  7.8   Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Loan Facility Agreements         For      For      Management
  7.9   Approve Related-Party Transactions with OAO VTB Bank Re: Loan Facility Agreements         For      For      Management
  7.10   Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Transfer of Credit Funds         For      For      Management
  7.11   Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Transfer of Credit Funds         For      For      Management
  7.12   Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Transfer of Credit Funds         For      For      Management
  7.13   Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Transfer of Credit Funds         For      For      Management
  7.14   Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Using Electronic Payments System         For      For      Management
  7.15   Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Using Electronic Payments System         For      For      Management
  7.16   Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Using Electronic Payments System         For      For      Management
  7.17   Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Using Electronic Payments System         For      For      Management
  7.18   Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Foreign Currency Purchase         For      For      Management
  7.19   Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities         For      For      Management
  7.20   Approve Related-Party Transactions with OAO Sberbank Re: Agreement on Guarantees to Tax Authorities         For      For      Management
  7.21   Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities         For      For      Management
  7.22   Approve Related-Party Transaction with Nord Stream AG Re: Gas Transportation Agreement         For      For      Management
  7.23   Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreement in Favor of AK Uztransgaz for Gas Transportation Across Uzbekistan         For      For      Management
  7.24   Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline         For      For      Management
  7.25   Approve Related-Party Transactions with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System         For      For      Management
  7.26   Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Well Equipment         For      For      Management
  7.27   Approve Related-Party Transactions with OAO Gazpromtrubinvest Re: Agreement on Temporary Possession and Use of Facilities         For      For      Management
  7.28   Approve Related-Party Transactions with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex         For      For      Management
  7.29   Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment         For      For      Management
  7.30   Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant         For      For      Management
  7.31   Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Methanol Tank Cars         For      For      Management
  7.32   Approve Related-Party Transactions with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities         For      For      Management
  7.33   Approve Related-Party Transactions with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center         For      For      Management
  7.34   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Gas-Using Equipment         For      For      Management
  7.35   Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-Residential Premises         For      For      Management
  7.36   Approve Related-Party Transactions with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Pipeline         For      For      Management
  7.37   Approve Related-Party Transactions with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special Installation         For      For      Management
  7.38   Approve Related-Party Transactions with OAO Gazprom Export Re: Agreement on Temporary Possession and Use of Special Installation         For      For      Management
  7.39   Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special Installation         For      For      Management
  7.40   Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of ERP System         For      For      Management
  7.41   Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of ERP System         For      For      Management
  7.42   Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communication Facilities         For      For      Management
  7.43   Approve Related-Party Transactions with OOO TsentrCaspneftegaz Re: Agreement on Extension of Loans         For      For      Management
  7.44   Approve Related-Party Transactions with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities         For      For      Management
  7.45   Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Delivery of Gas         For      For      Management
  7.46   Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Sale of Gas         For      For      Management
  7.47   Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Accepting Gas Purchased from Independent Entities         For      For      Management
  7.48   Approve Related-Party Transactions with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons         For      For      Management
  7.49   Approve Related-Party Transactions OOO Mezhregiongaz Re: Agreement on Gas Storage         For      For      Management
  7.50   Approve Related-Party Transactions with ZAO Northgas Re: Agreement on Delivery of Gas         For      For      Management
  7.51   Approve Related-Party Transactions with OAO Severneftegazprom Re: Agreement on Delivery of Gas         For      For      Management
  7.52   Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas         For      For      Management
  7.53   Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Delivery of Gas         For      For      Management
  7.54   Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Purchase of Ethane Fraction         For      For      Management
  7.55   Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Processing of Ethane Fraction         For      For      Management
  7.56   Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Transportation of Gas         For      For      Management
  7.57   Approve Related-Party Transactions with OAO Tomskgazprom Re: Agreement on Transportation of Gas         For      For      Management
  7.58   Approve Related-Party Transactions with OO Mezhregiongaz Re: Agreement on Transportation of Gas         For      For      Management
  7.59   Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Transportation of Gas         For      For      Management
  7.60   Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Transportation of Gas         For      For      Management
  7.61   Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas         For      For      Management
  7.62   Approve Related-Party Transactions with a/s Latvijas Gaze Re: Agreement on Purchase of Gas         For      For      Management
  7.63   Approve Related-Party Transactions with AB Lietuvos Dujos Re: Agreement on Purchase of Gas         For      For      Management
  7.64   Approve Related-Party Transactions with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas         For      For      Management
  7.65   Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Purchase of Gas         For      For      Management
  7.66   Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Transportation of Gas         For      For      Management
  7.67   Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Sale of Gas         For      For      Management
  7.68   Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Transportation of Gas         For      For      Management
  7.69   Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Purchase of Gas         For      For      Management
  7.70   Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work         For      For      Management
  7.71   Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work         For      For      Management
  7.72   Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work         For      For      Management
  7.73   Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Investment Projects         For      For      Management
  7.74   Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Investment Projects         For      For      Management
  7.75   Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects         For      For      Management
  7.76   Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects         For      For      Management
  7.77   Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Investment Projects         For      For      Management
  7.78   Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Investment Projects         For      For      Management
  7.79   Approve Related-Party Transactions with ZAO Federal Research and Production Center NefteGazAeroCosmos Re: Agreement on Investment Projects         For      For      Management
  7.80   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Property Insurance         For      For      Management
  7.81   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Life and Individual Property Insurance         For      For      Management
  7.82   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Gazprom’s Employees         For      For      Management
  7.83   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families         For      For      Management
  7.84   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie         For      For      Management
  7.85   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Property of Third Persons Representing OAO Gazprom         For      For      Management
  7.86   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Transportation Vehicles         For      For      Management
  7.87   Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance to Board of Directors and Management Board         For      For      Management
  7.88   Approve Related-Party Transactions Re: Agreement on Arranging Stocktaking of Property         For      For      Management
  7.89   Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.90   Approve Related-Party Transactions with OAO Gazavtomatika Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.91   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.92   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
06/26/09 - A   * Gazprom OAO *OGZPY*    368287207               
    Meeting for ADR Holders                  
    Agenda - Part 2 of 2; Items 7.93 to 9.11                  
  7.93   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.94   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.95   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.96   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.97   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.98   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.99   Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom         For      For      Management
  7.100   Approve Related-Party Transactions with OAO Gazprom Promgaz and OAO Gazavtomatika Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation         For      For      Management
  7.101   Approve Related-Party Transactions Re: Agreement on Using OAO Gazprom’s Trademarks         For      For      Management
    Elect 11 Directors by Cumulative Voting                  
  8.1   Elect Andrey Akimov as Director         None      Against      Management
  8.2   Elect Aleksandr Ananenkov as Director         For      Against      Management
  8.3   Elect Burckhard Bergmann as Director         None      Against      Management
  8.4   Elect Farit Gazizullin as Director         None      Against      Management
  8.5   Elect Vladimir Gusakov as Director         None      Against      Management
  8.6   Elect Viktor Zubkov as Director         None      Against      Management
  8.7   Elect Yelena Karpel as Director         For      Against      Management
  8.8   Elect Aleksey Makarov as Director         None      Against      Management
  8.9   Elect Aleksey Miller as Director         For      Against      Management
  8.10   Elect Valery Musin as Director         None      For      Management
  8.11   Elect Elvira Nabiullina as Director         None      Against      Management
  8.12   Elect Viktor Nikolayev as Director         None      Against      Management
  8.13   Elect Yury Petrov as Director         None      Against      Management
  8.14   Elect Mikhail Sereda as Director         For      Against      Management
  8.15   Elect Robert Foresman as Director         None      Against      Management
  8.16   Elect Vladimir Fortov as Director         None      Against      Management
  8.17   Elect Sergey Shmatko as Director         None      Against      Management
  8.18   Elect Igor Yusufov as Director         None      Against      Management
    Elect Nine Members of Audit Commission                  
  9.1   Elect Dmitry Arkhipov as Member of Audit Commission         For      For      Management
  9.2   Elect Vadim Bikulov as Member of Audit Commission         For      For      Management
  9.3   Elect Rafael Ishutin as Member of Audit Commission         For      For      Management
  9.4   Elect Andrey Kobzev as Member of Audit Commission         For      For      Management
  9.5   Elect Nina Lobanova as Member of Audit Commission         For      For      Management
  9.6   Elect Svetlana Mikhaylova as Member of Audit Commission         For      For      Management
  9.7   Elect Yury Nosov as Member of Audit Commission         For      Do Not Vote      Management
  9.8   Elect Sergey Ozerov as Member of Audit Commission         For      Do Not Vote      Management
  9.9   Elect Mariya Tikhonova as Member of Audit Commission         For      Do Not Vote      Management
  9.10   Elect Olga Tulinova as Member of Audit Commission         For      Do Not Vote      Management
  9.11   Elect Yury Shubin as Member of Audit Commission         For      Do Not Vote      Management
06/26/09 - A   Paramount Bed *7960*    J63557128               
  1   Approve Allocation of Income, with a Final Dividend of JPY 15         For      For      Management
  2   Amend Articles To Reflect Digitalization of Share Certificates — Authorize Public Announcements in Electronic Format         For      For      Management
  3   Elect Directors         For      For      Management
  4   Appoint Statutory Auditor         For      For      Management
  5   Approve Stock Option Plan         For      Against      Management
06/26/09 - A   Toppan Printing Co. Ltd. *7911*    J89322119               
  1   Amend Articles To Reflect Digitalization of Share Certificates — Indemnify Statutory Auditors — Amend Business Lines — Allow Company to Make Rules on Exercise of Shareholder Rights         For      Against      Management
  2   Elect Directors         For      For      Management

 

 

* - Exception Vote

 

UBS and SOIEF were not voted due to shareblocking restrictions.


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Multi-Strategy Income and Growth Fund 2

 

By  

/s/ Gifford R. Zimmerman


    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 26, 2009