FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4980
TCW Strategic Income Fund, Inc.
(Exact name of registrant as specified in charter)
865 South Figueroa Street, Los Angeles, CA 90017
(Address of principal executive offices)
Philip K. Holl, Secretary, 865 South Figueroa Street, Los Angeles, CA 90017
(Name and address of agent for service)
Registrants telephone number, including area code: (213) 244-0000
Date of Fiscal year-end: 12/31/2006
Date of reporting period: 7/1/2005 - 6/30/2006
Item 1. | Proxy Voting Record |
TCW STRATEGIC INCOME FUND
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 | |||
Meeting Date: | MAY 17, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Pei-yuan Chia |
For | For | Management | ||||
1.2 |
Elect Director Marshall A. Cohen |
For | For | Management | ||||
1.3 |
Elect Director Martin S. Feldstein |
For | For | Management | ||||
1.4 |
Elect Director Ellen V. Futter |
For | For | Management | ||||
1.5 |
Elect Director Stephen L. Hammerman |
For | For | Management | ||||
1.6 |
Elect Director Richard C. Holbrooke |
For | For | Management | ||||
1.7 |
Elect Director Fred H. Langhammer |
For | For | Management | ||||
1.8 |
Elect Director George L. Miles, Jr. |
For | For | Management | ||||
1.9 |
Elect Director Morris W. Offit |
For | For | Management | ||||
1.10 |
Elect Director James F. Orr, III |
For | For | Management | ||||
1.11 |
Elect Director Martin J. Sullivan |
For | For | Management | ||||
1.12 |
Elect Director Michael H. Sutton |
For | For | Management | ||||
1.13 |
Elect Director Edmund S.W. Tse |
For | For | Management | ||||
1.14 |
Elect Director Robert B. Willumstad |
For | For | Management | ||||
1.15 |
Elect Director Frank G. Zarb |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Approve Executive Incentive Bonus Plan |
For | For | Management |
BCE INC.
Ticker: | BCE. | Security ID: | 05534B109 | |||
Meeting Date: | JUN 7, 2006 | Meeting Type: | Annual/Special | |||
Record Date: | APR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect as Director A. Berard |
For | For | Management | ||||
1.2 |
Elect as Director R.A. Brenneman |
For | For | Management | ||||
1.3 |
Elect as Director R.J. Currie |
For | For | Management | ||||
1.4 |
Elect as Director A.S. Fell |
For | For | Management | ||||
1.5 |
Elect as Director D. Soble Kaufman |
For | For | Management | ||||
1.6 |
Elect as Director B.M. Levitt |
For | For | Management |
1.7 | Elect as Director E.C. Lumley | For | For | Management | ||||
1.8 | Elect as Director J. Maxwell | For | For | Management | ||||
1.9 | Elect as Director J.H. McArthur | For | For | Management | ||||
1.10 | Elect as Director T.C. ONeill | For | For | Management | ||||
1.11 | Elect as Director J.A. Pattison | For | For | Management | ||||
1.12 | Elect as Director R.C. Pozen | For | For | Management | ||||
1.13 | Elect as Director M.J. Sabia | For | For | Management | ||||
1.14 | Elect as Director P.M. Tellier | For | For | Management | ||||
1.15 | Elect as Director V.L. Young | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve Reorganisation by Plan of Arrangement | For | For | Management | ||||
4 | Convert Company to an Income Trust | Against | Against | Shareholder |
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 | |||
Meeting Date: | MAY 9, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director John E. Abele |
For | For | Management | ||||
1.2 |
Elect Director Joel L. Fleishman |
For | For | Management | ||||
1.3 |
Elect Director Ernest Mario |
For | For | Management | ||||
1.4 |
Elect Director Uwe E. Reinhardt |
For | For | Management | ||||
2.1 |
Elect Director Kristina M. Johnson, Ph.D. |
For | For | Management | ||||
2.2 |
Elect Director Nancy-Ann DeParle |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management | ||||
4 |
Approve Qualified Employee Stock Purchase Plan |
For | For | Management |
BRIGHT HORIZONS FAMILY SOLUTIONS, INC.
Ticker: | BFAM | Security ID: | 109195107 | |||
Meeting Date: | JUN 6, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director E. Townes Duncan |
For | For | Management | ||||
1.2 |
Elect Director David Gergen |
For | For | Management | ||||
1.3 |
Elect Director Sara Lawrence-Lightfoot |
For | For | Management | ||||
1.4 |
Elect Director David H. Lissy |
For | For | Management | ||||
2 |
Approve Omnibus Stock Plan |
For | For | Management |
CERNER CORP.
Ticker: | CERN | Security ID: | 156782104 | |||
Meeting Date: | MAY 26, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Clifford W. Illig |
For | For | Management | ||||
1.2 |
Elect Director William B. Neaves, Ph.D. |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Approve Executive Incentive Bonus Plan |
For | For | Management |
CHEESECAKE FACTORY, INC., THE
Ticker: | CAKE | Security ID: | 163072101 | |||
Meeting Date: | MAY 31, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Jerome I. Kransdorf |
For | For | Management | ||||
1.2 |
Elect Director Wayne H. White |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
CHICOS FAS INC.
Ticker: | CHS | Security ID: | 168615102 | |||
Meeting Date: | JUN 20, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 24, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Scott A. Edmonds |
For | For | Management | ||||
1.2 |
Elect Director Charles J. Kleman |
For | For | Management | ||||
1.3 |
Elect Director Ross E. Roeder |
For | For | Management | ||||
1.4 |
Elect Director Michael A. Weiss |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 | |||
Meeting Date: | APR 26, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Alan D. Feld |
For | For | Management | ||||
1.2 |
Elect Director Perry J. Lewis |
For | For | Management | ||||
1.3 |
Elect Director L. Lowry Mays |
For | For | Management | ||||
1.4 |
Elect Director Mark P. Mays |
For | For | Management | ||||
1.5 |
Elect Director Randall T. Mays |
For | For | Management | ||||
1.6 |
Elect Director B. J. McCombs |
For | For | Management | ||||
1.7 |
Elect Director Phyllis B. Riggins |
For | For | Management | ||||
1.8 |
Elect Director Theodore H. Strauss |
For | For | Management | ||||
1.9 |
Elect Director J. C. Watts, Jr. |
For | For | Management |
1.10 | Elect Director John H. Williams | For | For | Management | ||||
1.11 | Elect Director John B. Zachry | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | For | Shareholder | ||||
4 | Establish a Compensation Committee | Against | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 13, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Venetia Kontogouris |
For | For | Management | ||||
1.2 |
Elect Director Thomas M. Wendel |
For | For | Management | ||||
2 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
3 |
Increase Authorized Common Stock |
For | For | Management | ||||
4 |
Ratify Auditors |
For | For | Management |
COMCAST CORP.
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 18, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director S. Decker Anstrom |
For | For | Management | ||||
1.2 |
Elect Director Kenneth J. Bacon |
For | For | Management | ||||
1.3 |
Elect Director Sheldon M. Bonovitz |
For | For | Management | ||||
1.4 |
Elect Director Edward D. Breen |
For | For | Management | ||||
1.5 |
Elect Director Julian A. Brodsky |
For | For | Management | ||||
1.6 |
Elect Director Joseph J. Collins |
For | For | Management | ||||
1.7 |
Elect Director J. Michael Cook |
For | For | Management | ||||
1.8 |
Elect Director Jeffrey A. Honickman |
For | For | Management | ||||
1.9 |
Elect Director Brian L. Roberts |
For | For | Management | ||||
1.10 |
Elect Director Ralph J. Roberts |
For | For | Management | ||||
1.11 |
Elect Director Judith Rodin |
For | For | Management | ||||
1.12 |
Elect Director Michael I. Sovern |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Amend Qualified Employee Stock Purchase Plan |
For | For | Management | ||||
4 |
Amend Restricted Stock Plan |
For | For | Management | ||||
5 |
Approve Executive Incentive Bonus Plan |
For | For | Management | ||||
6 |
Put Repricing of Stock Options to Shareholder Vote |
Against | Against | Shareholder | ||||
7 |
Separate Chairman and CEO Positions |
Against | Against | Shareholder | ||||
8 |
Limit Executive Compensation |
Against | Against | Shareholder | ||||
9 |
Company-Specific-Adopt Recapitalization Plan |
Against | Against | Shareholder | ||||
10 |
Establish Other Board Committee |
Against | Against | Shareholder |
COMMERCE BANCORP, INC.
Ticker: | CBH | Security ID: | 200519106 | |||
Meeting Date: | MAY 16, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 3, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Vernon W. Hill, II |
For | For | Management | ||||
1.2 |
Elect Director Jack R. Bershad |
For | For | Management | ||||
1.3 |
Elect Director Joseph E. Buckelew |
For | For | Management | ||||
1.4 |
Elect Director Donald T. DiFrancesco |
For | For | Management | ||||
1.5 |
Elect Director Morton N. Kerr |
For | For | Management | ||||
1.6 |
Elect Director Steven M. Lewis |
For | For | Management | ||||
1.7 |
Elect Director John K. Lloyd |
For | For | Management | ||||
1.8 |
Elect Director George E. Norcross, III |
For | For | Management | ||||
1.9 |
Elect Director Daniel J. Ragone |
For | For | Management | ||||
1.10 |
Elect Director William A. Schwartz, Jr. |
For | For | Management | ||||
1.11 |
Elect Director Joseph T. Tarquini, Jr. |
For | For | Management | ||||
1.12 |
Elect Director Joseph S. Vassalluzzo |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 10, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Richard L. Armitage |
For | For | Management | ||||
1.2 |
Elect Director Richard H. Auchinleck |
For | For | Management | ||||
1.3 |
Elect Director Harald J. Norvik |
For | For | Management | ||||
1.4 |
Elect Director William K. Reilly |
For | For | Management | ||||
1.5 |
Elect Director Victoria J. Tschinkel |
For | For | Management | ||||
1.6 |
Elect Director Kathryn C. Turner |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Report Damage Resulting From Drilling Inside the National Petroleum Reserve |
Against | Against | Shareholder | ||||
4 |
Require a Majority Vote for the Election of Directors |
Against | Against | Shareholder | ||||
5 |
Submit Supplemental Executive Retirement Plans to Shareholder vote |
Against | Against | Shareholder | ||||
6 |
Report Accountability for Companys Environmental Impacts due to Operation |
Against | Against | Shareholder | ||||
7 |
Non-Employee Director Compensation |
Against | Against | Shareholder |
CORPORATE EXECUTIVE BOARD CO. (THE)
Ticker: | EXBD | Security ID: | 21988R102 | |||
Meeting Date: | JUN 23, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 3, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director James J. Mcgonigle |
For | For | Management | ||||
1.2 |
Elect Director Thomas L. Monahan III |
For | For | Management | ||||
1.3 |
Elect Director Russell P. Fradin |
For | For | Management | ||||
1.4 |
Elect Director Robert C. Hall |
For | For | Management | ||||
1.5 |
Elect Director Nancy J. Karch |
For | For | Management | ||||
1.6 |
Elect Director David W. Kenny |
For | For | Management | ||||
1.7 |
Elect Director Daniel O. Leemon |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
CRESCENT REAL ESTATE EQUITIES COMPANY
Ticker: | CEI | Security ID: | 225756105 | |||
Meeting Date: | MAY 8, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Richard E. Rainwater |
For | For | Management | ||||
1.2 |
Elect Director Anthony M. Frank |
For | For | Management | ||||
1.3 |
Elect Director William F. Quinn |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
CUBIST PHARMACEUTICALS, INC.
Ticker: | CBST | Security ID: | 229678107 | |||
Meeting Date: | JUN 8, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director David W. Martin, Jr. |
For | For | Management | ||||
1.2 |
Elect Director Kenneth M. Bate |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Amend Non-Employee Director Omnibus Stock Plan |
For | For | Management |
CV THERAPEUTICS INC.
Ticker: | CVTX | Security ID: | 126667104 | |||
Meeting Date: | JUN 6, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Louis G. Lange |
For | For | Management | ||||
1.2 |
Elect Director Peter Barton Hutt |
For | For | Management | ||||
1.3 |
Elect Director Thomas E. Shenk |
For | For | Management |
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Amend Articles/Bylaws/Charter General Matters | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
E*TRADE FINANCIAL CORP.
Ticker: | ET | Security ID: | 269246104 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 3, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Michael K. Parks |
For | For | Management | ||||
1.2 |
Elect Director Lewis E. Randall |
For | For | Management | ||||
1.3 |
Elect Director Stephen H. Willard |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | JUN 13, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director William C. Ford, Jr. |
For | For | Management | ||||
1.2 |
Elect Director Dawn G. Lepore |
For | For | Management | ||||
1.3 |
Elect Director Pierre M. Omidyar |
For | For | Management | ||||
1.4 |
Elect Director Richard T. Sclosberg, III |
For | For | Management | ||||
2 |
Amend Stock Option Plan |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 24, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote |
Cast Sponsor | ||||
1.1 |
Elect Director Gary G. Benanav |
For | For | Management | ||||
1.2 |
Elect Director Frank J. Borelli |
For | For | Management | ||||
1.3 |
Elect Director Maura C. Breen |
For | For | Management | ||||
1.4 |
Elect Director Nicholas J. LaHowchic |
For | For | Management | ||||
1.5 |
Elect Director Thomas P. Mac Mahon |
For | For | Management | ||||
1.6 |
Elect Director John O. Parker, Jr. |
For | For | Management | ||||
1.7 |
Elect Director George Paz |
For | For | Management | ||||
1.8 |
Elect Director Samuel K. Skinner |
For | For | Management | ||||
1.9 |
Elect Director Seymour Sternberg |
For | For | Management |
1.10 | Elect Director Barrett A. Toan | For | For | Management | ||||
1.11 | Elect Director Howard L. Waltman | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
FEDERATED DEPARTMENT STORES, INC.
Ticker: | FD | Security ID: | 31410H101 | |||
Meeting Date: | MAY 19, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Joyce M. Roche |
For | For | Management | ||||
1.2 |
Elect Director William P. Stiritz |
For | For | Management | ||||
1.3 |
Elect Director Craig E. Weatherup |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Increase Authorized Common Stock |
For | For | Management | ||||
4 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
5 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
6 |
Limit Boards on Which Directors May |
Against | Against | Shareholder | ||||
Concurrently Serve |
FLOWERS FOODS, INC.
Ticker: | FLO | Security ID: | 343498101 | |||
Meeting Date: | JUN 2, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Joe E. Beverly |
For | For | Management | ||||
1.2 |
Elect Director Amos R. McMullian |
For | For | Management | ||||
1.3 |
Elect Director J.V. Shields, Jr. |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
HCA, INC.
Ticker: | HCA | Security ID: | 404119109 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director C. Michael Armstrong |
For | For | Management | ||||
1.2 |
Elect Director Magdalena H. Averhoff, M.D. |
For | For | Management | ||||
1.3 |
Elect Director Jack O. Bovender, Jr. |
For | For | Management | ||||
1.4 |
Elect Director Richard M. Bracken |
For | For | Management | ||||
1.5 |
Elect Director Martin Feldstein |
For | For | Management |
1.6 | Elect Director Thomas F. Frist, Jr., M.D. | For | For | Management | ||||
1.7 | Elect Director Frederick W. Gluck | For | For | Management | ||||
1.8 | Elect Director Glenda A. Hatchett | For | For | Management | ||||
1.9 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
1.10 | Elect Director T. Michael Long | For | For | Management | ||||
1.11 | Elect Director John H. McArthur | For | For | Management | ||||
1.12 | Elect Director Kent C. Nelson | For | For | Management | ||||
1.13 | Elect Director Frank S. Royal, M.D. | For | For | Management | ||||
1.14 | Elect Director Harold T. Shapiro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based | Against | Against | Shareholder | ||||
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
HITTITE MICROWAVE CORPORATION
Ticker: | HITT | Security ID: | 43365Y104 | |||
Meeting Date: | MAY 17, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Yalcin Ayasli |
For | For | Management | ||||
1.2 |
Elect Director Stephen G. Daly |
For | For | Management | ||||
1.3 |
Elect Director Bruce R. Evans |
For | For | Management | ||||
1.4 |
Elect Director Rick D. Hess |
For | For | Management | ||||
1.5 |
Elect Director Cosmo S. Trapani |
For | For | Management | ||||
1.6 |
Elect Director Franklin Weigold |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 17, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 |
Elect Director Craig R. Barrett |
For | For | Management | ||||
2 |
Elect Director Charlene Barshefsky |
For | For | Management | ||||
3 |
Elect Director E. John P. Browne |
For | For | Management | ||||
4 |
Elect Director D. James Guzy |
For | For | Management | ||||
5 |
Elect Director Reed E. Hundt |
For | For | Management | ||||
6 |
Elect Director Paul S. Otellini |
For | For | Management | ||||
7 |
Elect Director James D. Plummer |
For | For | Management | ||||
8 |
Elect Director David S. Pottruck |
For | For | Management | ||||
9 |
Elect Director Jane E. Shaw |
For | For | Management | ||||
10 |
Elect Director John L. Thornton |
For | For | Management | ||||
11 |
Elect Director David B. Yoffie |
For | For | Management | ||||
12 |
Rescind Fair Price Provision |
For | For | Management | ||||
13 |
Amend Articles/Bylaws/Repeal Supermajority Vote |
For | For | Management | ||||
14 |
Ratify Auditors |
For | For | Management | ||||
15 |
Approve Omnibus Stock Plan |
For | For | Management | ||||
16 |
Approve Qualified Employee Stock Purchase Plan |
For | For | Management |
INTRALASE CORP.
Ticker: | ILSE | Security ID: | 461169104 | |||
Meeting Date: | MAY 23, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director William J. Link |
For | For | Management | ||||
1.2 |
Elect Director Gilbert H. Kliman |
For | For | Management | ||||
2 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
3 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
4 |
Ratify Auditors |
For | For | Management |
INTUITIVE SURGICAL INC
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | MAY 19, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 5, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Lonnie M. Smith |
For | For | Management | ||||
1.2 |
Elect Director Richard J. Kramer |
For | For | Management |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 16, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director John H. Biggs |
For | For | Management | ||||
1.2 |
Elect Director Stephen B. Burke |
For | For | Management | ||||
1.3 |
Elect Director James S. Crown |
For | For | Management | ||||
1.4 |
Elect Director James Dimon |
For | For | Management | ||||
1.5 |
Elect Director Ellen V. Futter |
For | For | Management | ||||
1.6 |
Elect Director William H. Gray, III |
For | For | Management | ||||
1.7 |
Elect Director William B. Harrison, Jr. |
For | For | Management | ||||
1.8 |
Elect Director Laban P. Jackson, Jr. |
For | For | Management | ||||
1.9 |
Elect Director John W. Kessler |
For | For | Management | ||||
1.10 |
Elect Director Robert I. Lipp |
For | For | Management | ||||
1.11 |
Elect Director Richard A. Manoogian |
For | For | Management | ||||
1.12 |
Elect Director David C. Novak |
For | For | Management | ||||
1.13 |
Elect Director Lee R. Raymond |
For | For | Management | ||||
1.14 |
Elect Director William C. Weldon |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | Shareholder | ||||
4 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
6 | Remove Reference to Sexual Orientation from EEO Statement | Against | Against | Shareholder | ||||
7 | Amend Articles/Bylaws/Charter Call Special Meetings | Against | For | Shareholder | ||||
8 | Report on Lobbying Activities | Against | Against | Shareholder | ||||
9 | Report on Political Contributions | Against | For | Shareholder | ||||
10 | Approve Terms of Existing Poison Pill | Against | Against | Shareholder | ||||
11 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
12 | Claw-back of Payments under Restatements Against | Against | Shareholder | |||||
13 | Require Director Nominee Qualifications | Against | Against | Shareholder |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 9, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Sehat Sutardja, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Weili Dai | For | For | Management | ||||
1.3 | Elect Director Pantas Sutardja, Ph.D. | For | For | Management | ||||
1.4 | Elect Director Arturo Krueger | For | For | Management | ||||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION FOR THE 2007 FISCAL YEAR ENDING JANUARY 27, 2007. | For | For | Management | ||||
3 | TO APPROVE AN INCREASE TO THE COMPANY S AUTHORIZED SHARE CAPITAL. | For | For | Management | ||||
4 | TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND AMENDED AND RESTATED BYE-LAWS TO AMEND THE PROVISION RELATED TO INDEMNIFICATION OF DIRECTORS AND OFFICERS. | For | Against | Management |
MATTEL, INC.
Ticker: | MAT | Security ID: | 577081102 | |||
Meeting Date: | MAY 11, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Eugene P. Beard |
For | For | Management | ||||
1.2 |
Elect Director Michael J. Dolan |
For | For | Management | ||||
1.3 |
Elect Director Robert A. Eckert |
For | For | Management | ||||
1.4 |
Elect Director Tully M. Friedman |
For | For | Management |
1.5 | Elect Director Dominic Ng | For | For | Management | ||||
1.6 | Elect Director Andrea L. Rich | For | For | Management | ||||
1.7 | Elect Director Ronald L. Sargent | For | For | Management | ||||
1.8 | Elect Director Christopher A. Sinclair | For | For | Management | ||||
1.9 | Elect Director G. Craig Sullivan | For | For | Management | ||||
1.10 | Elect Director John L. Vogelstein | For | For | Management | ||||
1.11 | Elect Director Kathy Brittain White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
4 | Report Progress on Improving Work and Living Conditions | Against | Against | Shareholder | ||||
5 | Performance-Based | Against | Against | Shareholder |
MCDONALDS CORP.
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Robert A. Eckert |
For | For | Management | ||||
1.2 |
Elect Director Enrique Hernandez, Jr. |
For | For | Management | ||||
1.3 |
Elect Director Jeanne P. Jackson |
For | For | Management | ||||
1.4 |
Elect Director Richard H. Lenny |
For | For | Management | ||||
1.5 |
Elect Director Andrew J. McKenna |
For | For | Management | ||||
1.6 |
Elect Director Sheila A. Penrose |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Submit Severance Agreement (Change in Control) to shareholder Vote |
Against | For | Shareholder | ||||
4 |
Identify Food Products Manufactured or Sold that Contain Genetically Engineered Ingredients |
Against | Against | Shareholder |
MEDIMMUNE, INC.
Ticker: | MEDI | Security ID: | 584699102 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Wayne T. Hockmeyer |
For | For | Management | ||||
1.2 |
Elect Director David M. Mott |
For | For | Management | ||||
1.3 |
Elect Director David Baltimore |
For | For | Management | ||||
1.4 |
Elect Director M. James Barrett |
For | For | Management | ||||
1.5 |
Elect Director James H. Cavanaugh |
For | For | Management | ||||
1.6 |
Elect Director Barbara Hackman Franklin |
For | For | Management | ||||
1.7 |
Elect Director Gordon S. Macklin |
For | For | Management | ||||
1.8 |
Elect Director George M. Milne, Jr. |
For | For | Management | ||||
1.9 |
Elect Director Elizabeth H.S. Wyatt |
For | For | Management | ||||
2 |
Amend Non-Employee Director Stock Option Plan |
For | Against | Management | ||||
3 |
Ratify Auditors |
For | For | Management |
MONSTER | WORLDWIDE, INC. |
Ticker: | MNST | Security ID: | 611742107 | |||
Meeting Date: | JUN 7, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Andrew J. McKelvey |
For | For | Management | ||||
1.2 |
Elect Director George R. Eisele |
For | For | Management | ||||
1.3 |
Elect Director John Gaulding |
For | For | Management | ||||
1.4 |
Elect Director Michael Kaufman |
For | For | Management | ||||
1.5 |
Elect Director Ronald J. Kramer |
For | For | Management | ||||
1.6 |
Elect Director David A. Stein |
For | For | Management | ||||
1.7 |
Elect Director John Swann |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Report on Board Diversity |
None | Against | Shareholder |
NATIONAL INTERSTATE CORP
Ticker: | NATL | Security ID: | 63654U100 | |||
Meeting Date: | MAY 19, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Keith A. Jensen |
For | For | Management | ||||
1.2 |
Elect Director James C. Kennedy |
For | For | Management | ||||
1.3 |
Elect Director Joel Schiavone |
For | For | Management | ||||
1.4 |
Elect Director Alan R. Spachman |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
NATIONAL OILWELL VARCO INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 17, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Greg L. Armstrong |
For | For | Management | ||||
1.2 |
Elect Director David D. Harrison |
For | For | Management | ||||
1.3 |
Elect Director Merrill A. Miller, Jr. |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
NAVTEQ CORPORATION
Ticker: | NVT | Security ID: | 63936L100 | |||
Meeting Date: | MAY 9, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Richard J.A. De Lange |
For | For | Management | ||||
1.2 |
Elect Director Christopher Galvin |
For | For | Management | ||||
1.3 |
Elect Director Andrew J. Green |
For | For | Management | ||||
1.4 |
Elect Director Judson C. Green |
For | For | Management | ||||
1.5 |
Elect Director William L. Kimsey |
For | For | Management | ||||
1.6 |
Elect Director Scott D. Miller |
For | For | Management | ||||
1.7 |
Elect Director Dirk-Jan Van Ommeren |
For | For | Management | ||||
2 |
Amend Omnibus Stock Plan |
For | For | Management |
NEUROCRINE BIOSCIENCES, INC.
Ticker: | NBIX | Security ID: | 64125C109 | |||
Meeting Date: | JUN 30, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 1, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Joseph A. Mollica, Ph.D. |
For | For | Management | ||||
1.2 |
Elect Director Wylie W. Vale, Ph.D. |
For | For | Management | ||||
1.3 |
Elect Director W. Thomas Mitchell |
For | For | Management | ||||
2 |
Increase Authorized Common Stock |
For | For | Management | ||||
3 |
Amend Omnibus Stock Plan |
For | Against | Management | ||||
4 |
Amend Qualified Employee Stock Purchase Plan |
For | For | Management | ||||
5 |
Ratify Auditors |
For | For | Management |
NUVELO, INC.
Ticker: | NUVO | Security ID: | 67072M301 | |||
Meeting Date: | MAY 24, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Ted W. Love, M.D. |
For | For | Management | ||||
1.2 |
Elect Director Burton E. Sobel, M.D. |
For | For | Management | ||||
2 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management |
ONYX PHARMACEUTICALS, INC.
Ticker: | ONXX | Security ID: | 3683399109 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Paul Goddard, Ph.D. |
For | For | Management | ||||
1.2 |
Elect Director Antonio J. Grillo-Lopez, M.D. |
For | For | Management | ||||
1.3 |
Elect Director Wendell Wierenga, Ph.D. |
For | For | Management | ||||
2 |
Increase Authorized Common Stock |
For | For | Management | ||||
3 |
Amend Qualified Employee Stock Purchase Plan |
For | For | Management | ||||
4 |
Ratify Auditors |
For | For | Management |
P.F. CHANGS CHINA BISTRO, INC.
Ticker: | PFCB | Security ID: | 69333Y108 | |||
Meeting Date: | MAY 5, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Richard L. Federico |
For | For | Management | ||||
1.2 |
Elect Director F. Lane Cardwell, Jr. |
For | For | Management | ||||
1.3 |
Elect Director Lesley H. Howe |
For | For | Management | ||||
1.4 |
Elect Director M. Ann Rhoades |
For | For | Management | ||||
1.5 |
Elect Director James G. Shennan, Jr. |
For | For | Management | ||||
1.6 |
Elect Director R. Michael Welborn |
For | For | Management | ||||
1.7 |
Elect Director Kenneth J. Wessels |
For | For | Management | ||||
2 |
Approve Omnibus Stock Plan |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management | ||||
4 |
Adjourn Meeting |
For | For | Management |
PACKAGING CORPORATION OF AMERICA
Ticker: | PKG | Security ID: | 695156109 | |||
Meeting Date: | MAY 10, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Henry F. Frigon |
For | For | Management | ||||
1.2 |
Elect Director Louis A. Holland |
For | For | Management | ||||
1.3 |
Elect Director Samuel M. Mencoff |
For | For | Management | ||||
1.4 |
Elect Director Roger B. Porter |
For | For | Management | ||||
1.5 |
Elect Director Thomas S. Souleles |
For | For | Management | ||||
1.6 |
Elect Director Paul T. Stecko |
For | For | Management | ||||
1.7 |
Elect Director Rayford K. Williamson |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
PLAINS EXPLORATION & PRODUCTION CO
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 4, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director James C. Flores |
For | For | Management | ||||
1.2 |
Elect Director Isaac Arnold, Jr. |
For | For | Management | ||||
1.3 |
Elect Director Alan R. Buckwalter, III |
For | For | Management | ||||
1.4 |
Elect Director Jerry L. Dees |
For | For | Management | ||||
1.5 |
Elect Director Tom H. Delimitros |
For | For | Management | ||||
1.6 |
Elect Director Robert L. Gerry, III |
For | For | Management | ||||
1.7 |
Elect Director John H. Lollar |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 | |||
Meeting Date: | MAY 24, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Linda G. Alvarado |
For | For | Management | ||||
1.2 |
Elect Director Charles L. Biggs |
For | For | Management | ||||
1.3 |
Elect Director R. David Hoover |
For | For | Management | ||||
1.4 |
Elect Director Patrick J. Martin |
For | For | Management | ||||
1.5 |
Elect Director Caroline Matthews |
For | For | Management | ||||
1.6 |
Elect Director Wayne W. Murdy |
For | For | Management | ||||
1.7 |
Elect Director Richard C. Notebaert |
For | For | Management | ||||
1.8 |
Elect Director Frank P. Popoff |
For | For | Management | ||||
1.9 |
Elect Director James A. Unruh |
For | For | Management | ||||
2 |
Ratify Auditors |
For | Against | Management | ||||
3 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
4 |
Claw-back of Payments under Restatements |
Against | Against | Shareholder | ||||
5 |
Submit Supplemental Executive Retirement Plans to Shareholder vote |
Against | Against | Shareholder | ||||
6 |
Require a Majority Vote for the Election of Directors |
Against | For | Shareholder | ||||
7 |
Separate Chairman and CEO Positions |
Against | For | Shareholder |
REGAL ENTERTAINMENT GROUP
Ticker: | RGC | Security ID: | 758766109 | |||
Meeting Date: | MAY 10, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Michael L. Campbell |
For | For | Management | ||||
1.2 |
Elect Director Alex Yemenidjian |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
ROBERT HALF INTERNATIONAL INC.
Ticker: | RHI | Security ID: | 770323103 | |||
Meeting Date: | MAY 2, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Andrew S. Berwick, Jr. |
For | For | Management | ||||
1.2 |
Elect Director Frederick P. Furth |
For | For | Management | ||||
1.3 |
Elect Director Edward W. Gibbons |
For | For | Management | ||||
1.4 |
Elect Director Harold M. Messmer, Jr. |
For | For | Management | ||||
1.5 |
Elect Director Thomas J. Ryan |
For | For | Management | ||||
1.6 |
Elect Director J. Stephen Schaub |
For | For | Management | ||||
1.7 |
Elect Director M. Keith Waddell |
For | For | Management | ||||
2 |
Ratify Auditor |
For | For | Management | ||||
3 |
Prohibit Discrimination Based on Sexual Orientation |
Against | Against | Shareholder |
SALIX PHARMACEUTICALS LTD
Ticker: | SLXP | Security ID: | 795435106 | |||
Meeting Date: | JUN 15, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director John F. Chappell |
For | For | Management | ||||
1.2 |
Elect Director Thomas W. DAlonzo |
For | For | Management | ||||
1.3 |
Elect Director Richard A. Franco, Sr. |
For | For | Management | ||||
1.4 |
Elect Director William Harral, III |
For | For | Management | ||||
1.5 |
Elect Director William P. Keane |
For | For | Management | ||||
1.6 |
Elect Director Carolyn J. Logan |
For | For | Management | ||||
2 |
Amend Omnibus Stock Plan |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management |
SEI INVESTMENT COMPANY
Ticker: | SEIC | Security ID: | 784117103 | |||
Meeting Date: | MAY 24, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 5, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Carmen V. Romeo |
For | For | Management | ||||
1.2 |
Elect Director Richard B. Lieb |
For | For | Management | ||||
1.3 |
Elect Director Thomas W. Smith |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
SIGNATURE BANK
Ticker: | SBNY | Security ID: | 82669G104 | |||
Meeting Date: | APR 26, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Alfonse M. DAmato |
For | For | Management | ||||
1.2 |
Elect Director Jeffrey W. Meshel |
For | For | Management | ||||
1.3 |
Elect Director Kathryn A. Byrne |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
SINA CORP. (FORMERLY SINA.COM)
Ticker: | SINA | Security ID: | G81477104 | |||
Meeting Date: | JUN 23, 2006 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Yongji Duan |
For | For | Management | ||||
1.2 |
Elect Director Yan Wang |
For | For | Management | ||||
1.3 |
Elect Director Xiaotao Chen |
For | For | Management | ||||
1.4 |
Elect Director Charles Chao |
For | For | Management | ||||
1.5 |
Elect Director Hurst Lin |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
SONY CORP.
Ticker: | 6758 | Security ID: | 835699307 | |||
Meeting Date: | JUN 22, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 |
TO AMEND A PART OF THE ARTICLES OF INCORPORATION. |
For | For | Management | ||||
2.1 |
Elect Director Howard Stringer |
For | For | Management | ||||
2.2 |
Elect Director Ryoji Chubachi |
For | For | Management | ||||
2.3 |
Elect Director Katsumi Ihara |
For | For | Management | ||||
2.4 |
Elect Director Akishige Okada |
For | For | Management | ||||
2.5 |
Elect Director Hirobumi Kawano |
For | For | Management | ||||
2.6 |
Elect Director Yotaro Kobayashi |
For | For | Management | ||||
2.7 |
Elect Director Sakie T. Fukushima |
For | For | Management | ||||
2.8 |
Elect Director Yoshihiko Miyauchi |
For | For | Management | ||||
2.9 |
Elect Director Yoshiaki Yamauchi |
For | For | Management | ||||
2.10 |
Elect Director Peter Bonfield |
For | For | Management | ||||
2.11 |
Elect Director Fueo Sumita |
For | For | Management | ||||
2.12 |
Elect Director Fujio Cho |
For | For | Management | ||||
2.13 |
Elect Director Ned Lautenbach |
For | For | Management | ||||
2.14 |
Elect Director Goran Lindahl |
For | For | Management | ||||
3 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | For | For | Management | ||||
4 | TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION PAID TO EACH DIRECTOR. | Against | For | Shareholder |
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: | STA | Security ID: | 792860108 | |||
Meeting Date: | MAY 3, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 8, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director John H. Dasburg |
For | For | Management | ||||
1.2 |
Elect Director Leslie B. Disharoon |
For | For | Management | ||||
1.3 |
Elect Director Janet M. Dolan |
For | For | Management | ||||
1.4 |
Elect Director Kenneth M. Duberstein |
For | For | Management | ||||
1.5 |
Elect Director Jay S. Fishman |
For | For | Management | ||||
1.6 |
Elect Director Lawrence G. Graev |
For | For | Management | ||||
1.7 |
Elect Director Thomas R. Hodgson |
For | For | Management | ||||
1.8 |
Elect Director Robert I. Lipp |
For | For | Management | ||||
1.9 |
Elect Director Blythe J. McGarvie |
For | For | Management | ||||
1.10 |
Elect Director Glen D. Nelson, M.D. |
For | For | Management | ||||
1.11 |
Elect Director Laurie J. Thomsen |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Require a Majority Vote for the Election of Directors |
Against | Against | Shareholder | ||||
4 |
Report on Political Contributions |
Against | For | Shareholder |
STATE STREET CORP. (BOSTON)
Ticker: | STT | Security ID: | 857477103 | |||
Meeting Date: | APR 19, 2006 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director T. Albright |
For | For | Management | ||||
1.2 |
Elect Director K. Burnes |
For | For | Management | ||||
1.3 |
Elect Director N. Darehshori |
For | For | Management | ||||
1.4 |
Elect Director A. Goldstein |
For | For | Management | ||||
1.5 |
Elect Director D. Gruber |
For | For | Management | ||||
1.6 |
Elect Director L. Hill |
For | For | Management | ||||
1.7 |
Elect Director C. LaMantia |
For | For | Management | ||||
1.8 |
Elect Director R. Logue |
For | For | Management | ||||
1.9 |
Elect Director R. Sergel |
For | For | Management | ||||
1.10 |
Elect Director R. Skates |
For | For | Management | ||||
1.11 |
Elect Director G. Summe |
For | For | Management | ||||
1.12 |
Elect Director D. Walsh |
For | For | Management | ||||
1.13 |
Elect Director R. Weissman |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Approve Omnibus Stock Plan |
For | For | Management | ||||
4 |
Amend Executive Incentive Bonus Plan |
For | For | Management | ||||
5 |
Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
Against | Against | Shareholder |
TENET HEALTHCARE CORP.
Ticker: | THC | Security ID: | 88033G100 | |||
Meeting Date: | MAY 12, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Trevor Fetter |
For | For | Management | ||||
1.2 |
Elect Director Brenda J. Gaines |
For | For | Management | ||||
1.3 |
Elect Director Karen M. Garrison |
For | For | Management | ||||
1.4 |
Elect Director Edward A. Kangas |
For | For | Management | ||||
1.5 |
Elect Director J. Robert Kerrey |
For | For | Management | ||||
1.6 |
Elect Director Floyd D. Loop |
For | For | Management | ||||
1.7 |
Elect Director Richard R. Pettingill |
For | For | Management | ||||
1.8 |
Elect Director James A. Unruh |
For | For | Management | ||||
1.9 |
Elect Director J. McDonald Williams |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
TRIBUNE CO.
Ticker: | TRB | Security ID: | 896047107 | |||
Meeting Date: | MAY 2, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Dennis J. FitzSimons |
For | For | Management | ||||
1.2 |
Elect Director Betsy D. Holden |
For | For | Management | ||||
1.3 |
Elect Director Robert S. Morrison |
For | For | Management | ||||
1.4 |
Elect Director William Stinehart, Jr. |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Declassify the Board of Directors |
Against | For | Shareholder |
ULTRA PETROLEUM CORP.
Ticker: | UPL | Security ID: | 903914109 | |||
Meeting Date: | JUN 29, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 8, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Michael D. Watford |
For | For | Management | ||||
1.2 |
Elect Director W. Charles Helton |
For | For | Management | ||||
1.3 |
Elect Director James E. Nielson |
For | For | Management | ||||
1.4 |
Elect Director Robert E. Rigney |
For | For | Management | ||||
1.5 |
Elect Director James C. Roe |
For | For | Management | ||||
2 |
Ratify Ernst & Young as Auditors |
For | For | Management | ||||
3 |
Prepare a Climate Change Report |
Against | Against | Shareholder |
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 | |||
Meeting Date: | JUN 12, 2006 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Brian D. Belchers | For | For | Management | ||||
1.2 | Elect Director Roger I. Macfarlane | For | For | Management | ||||
1.3 | Elect Director Matthys J. Wessels | For | For | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY. | For | For | Management |
VERTEX PHARMACEUTICALS INC.
Ticker: | VRTX | Security ID: | 92532F100 | |||
Meeting Date: | MAY 11, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Eric K. Brandt |
For | For | Management | ||||
1.2 |
Elect Director Bruce I. Sachs |
For | For | Management | ||||
1.3 |
Elect Director Eve E. Slater, M.D. |
For | For | Management | ||||
2 |
Approve Omnibus Stock Plan |
For | Against | Management |
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 | |||
Meeting Date: | MAY 5, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Pastora San Juan Cafferty |
For | For | Management | ||||
1.2 |
Elect Director Frank M. Clark, Jr. |
For | For | Management | ||||
1.3 |
Elect Director Thomas I. Morgan |
For | For | Management | ||||
1.4 |
Elect Director John C. Pope |
For | For | Management | ||||
1.5 |
Elect Director W. Robert Reum |
For | For | Management | ||||
1.6 |
Elect Director Steven G. Rothmeier |
For | For | Management | ||||
1.7 |
Elect Director David P. Steiner |
For | For | Management | ||||
1.8 |
Elect Director Thomas H. Weidemeyer |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management | ||||
3 |
Amend Qualified Employee Stock Purchase Plan |
For | For | Management | ||||
4 |
Require a Majority Vote for the Election of Directors |
Against | Against | Shareholder |
WATSON PHARMACEUTICALS, INC.
Ticker: | WPI | Security ID: | 942683103 | |||
Meeting Date: | MAY 5, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Jack Michelson |
For | For | Management | ||||
1.2 |
Elect Director Ronald R. Taylor |
For | For | Management | ||||
1.3 |
Elect Director Andrew L. Turner |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
WHITING PETROLEUM CORP.
Ticker: | WLL | Security ID: | 966387102 | |||
Meeting Date: | MAY 9, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director James J. Volker |
For | For | Management | ||||
1.2 |
Elect Director Graydon D. Hubbard |
For | For | Management | ||||
2 |
Ratify Auditors |
For | For | Management |
YAHOO!, INC.
Ticker: | YHOO | Security ID: | 984332106 | |||
Meeting Date: | MAY 25, 2006 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2006 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 |
Elect Director Terry S. Semel |
For | For | Management | ||||
1.2 |
Elect Director Jerry Yang |
For | For | Management | ||||
1.3 |
Elect Director Roy J. Bostock |
For | For | Management | ||||
1.4 |
Elect Director Ronald W. Burkle |
For | For | Management | ||||
1.5 |
Elect Director Eric Hippeau |
For | For | Management | ||||
1.6 |
Elect Director Arthur H. Kern |
For | For | Management | ||||
1.7 |
Elect Director Vyomesh Joshi |
For | For | Management | ||||
1.8 |
Elect Director Robert A. Kotick |
For | For | Management | ||||
1.9 |
Elect Director Edward R. Kozel |
For | For | Management | ||||
1.10 |
Elect Director Gary L. Wilson |
For | For | Management | ||||
2 |
Amend Non-Employee Director Omnibus Stock Plan |
For | For | Management | ||||
3 |
Ratify Auditors |
For | For | Management |
Any ballot marked Abstain is considered to have been voted. Ballots marked Abstain are considered to be have been voted against managements recommendation, regardless of whether the recommendation is For or Against, except where management has made no recommendation or has recommended that shareholders Abstain.
Where management has recommended that shareholders Abstain from voting on a ballot item: 1) a ballot market Abstain is considered to have been voted for managements recommendation to Abstain and 2) a ballot voted For or Against is considered to have been voted against managements recommendation to Abstain.
Where management has made no recommendation on a ballot item, the abbreviation N/A is used to denote that there is no applicable recommendation compared to which a vote may be For or Against the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Strategic Income Fund, Inc. | ||
(Registrant) | ||
By |
/s/ Alvin R. Albe, Jr., President and Chief Executive Officer | |
(Signature & Title) |
Date | August 29, 2005 |